Common use of Exchange Act Compliance Clause in Contracts

Exchange Act Compliance. During the Prospectus Delivery Period, the Company will file all documents required to be filed with the Commission pursuant to Section 13, 14 or 15 of the Exchange Act in the manner and within the time periods required by the Exchange Act.

Appears in 290 contracts

Samples: Underwriting Agreement (Navient Corp), Underwriting Agreement (SM Energy Co), Underwriting Agreement (Kilroy Realty, L.P.)

AutoNDA by SimpleDocs

Exchange Act Compliance. During the Prospectus Delivery Period, to the extent the Company becomes subject to reporting obligation under the Exchange Act, the Company will file all documents required to be filed with the Commission pursuant to Section Sections 13, 14 or 15 of the Exchange Act in the manner and within the time periods required by the Exchange Act.

Appears in 129 contracts

Samples: Underwriting Agreement (Armlogi Holding Corp.), Underwriting Agreement (Armlogi Holding Corp.), Underwriting Agreement (U-Bx Technology Ltd.)

Exchange Act Compliance. During the Prospectus Delivery Period, the Company and the Guarantor will file all documents required to be filed with the Commission and the Financial Industry Regulatory Authority pursuant to Section 13, 14 or 15 of the Exchange Act in the manner and within the time periods required by the Exchange Act.

Appears in 35 contracts

Samples: Underwriting Agreement (Onemain Finance Corp), Underwriting Agreement (OneMain Holdings, Inc.), Underwriting Agreement (Onemain Finance Corp)

Exchange Act Compliance. During the Prospectus Delivery Period, the Company will file all documents required to be filed with the Commission and the New York Stock Exchange pursuant to Section 13, 14 or 15 of the Exchange Act in the manner and within the time periods required by the Exchange Act.

Appears in 33 contracts

Samples: Underwriting Agreement (Autonation, Inc.), Underwriting Agreement (Autonation, Inc.), Underwriting Agreement (Penske Automotive Group, Inc.)

Exchange Act Compliance. During the Prospectus Delivery Period, the Company and the Operating Partnership will file all documents required to be filed with the Commission pursuant to Section 13, 14 or 15 of the Exchange Act in the manner and within the time periods required by the Exchange Act.

Appears in 16 contracts

Samples: Underwriting Agreement (Kilroy Realty, L.P.), Underwriting Agreement (Life Storage Lp), Underwriting Agreement (Kilroy Realty, L.P.)

Exchange Act Compliance. During the Prospectus Delivery Period, the Company will shall file all documents required to be filed with the Commission pursuant to Section 13, 14 or 15 of the Exchange Act in the manner and within the time periods required by the Exchange Act.

Appears in 15 contracts

Samples: Underwriting Agreement (Sabra Health Care REIT, Inc.), Underwriting Agreement (Sabra Health Care REIT, Inc.), Underwriting Agreement (Avanir Pharmaceuticals, Inc.)

Exchange Act Compliance. During the Prospectus Delivery Period, the Company will file all documents required to be filed with the Commission pursuant to Section 13, 14 or 15 of the Exchange Act Age in the manner and within the time periods required by the Exchange Act.

Appears in 15 contracts

Samples: Underwriting Agreement (Depomed Inc), Underwriting Agreement (St Paul Companies Inc /Mn/), Underwriting Agreement (Corcept Therapeutics Inc)

Exchange Act Compliance. During the Prospectus Delivery Period, the Company will file all documents required to be filed with the Commission pursuant to Section Sections 13, 14 or 15 of the Exchange Act in the manner and within the time periods required by the Exchange Act.

Appears in 12 contracts

Samples: Underwriting Agreement (Akanda Corp.), Underwriting Agreement (Akanda Corp.), Underwriting Agreement (Marizyme Inc)

Exchange Act Compliance. During the Prospectus Delivery Period, the Company will file all documents required to be filed with the Commission pursuant to Section 1313(a), 13(c), 14 or 15 15(d) of the Exchange Act in the manner and within the time periods required by the Exchange Act.

Appears in 11 contracts

Samples: Underwriting Agreement (Mgic Investment Corp), Underwriting Agreement (Mgic Investment Corp), Underwriting Agreement (Mgic Investment Corp)

Exchange Act Compliance. During the Prospectus Delivery Period, to the extent the Company becomes subject to reporting obligation under the Exchange Act, the Company will file all documents required to be filed with the Commission pursuant to Section Sections 13, 14 14, or 15 of the Exchange Act in the manner and within the time periods required by the Exchange Act.

Appears in 11 contracts

Samples: Underwriting Agreement (Raytech Holding LTD), Underwriting Agreement (Mingteng International Corp Inc.), Underwriting Agreement (Mingteng International Corp Inc.)

Exchange Act Compliance. During the Prospectus Delivery Period, the Company will file all documents required to be filed with the Commission pursuant to Section 13, 14 or 15 of the Exchange Act in the manner and within the time periods required by the Exchange Act.;

Appears in 8 contracts

Samples: Underwriting Agreement (RR Donnelley & Sons Co), Underwriting Agreement (RR Donnelley & Sons Co), Underwriting Agreement (RR Donnelley & Sons Co)

Exchange Act Compliance. During the Prospectus Delivery Period, to the extent the Company will becomes subject to reporting obligation under the Exchange Act, the Company shall file all documents required to be filed with the Commission pursuant to Section Sections 13, 14 or 15 of the Exchange Act in the manner and within the time periods required by the Exchange Act.

Appears in 8 contracts

Samples: Underwriting Agreement (Youxin Technology LTD), Underwriting Agreement (Youxin Technology LTD), Underwriting Agreement (Haoxin Holdings LTD)

Exchange Act Compliance. During the Prospectus Delivery Period, the Company will file all documents required to be filed with the Commission and the Nasdaq National Market pursuant to Section Sections 13, 14 or 15 of the Exchange Act in the manner and within the time periods required by the Exchange Act and in material compliance with Sections 302, 404 and 906 of the Xxxxxxxx-Xxxxx Act.

Appears in 5 contracts

Samples: Underwriting Agreement (American Capital Strategies LTD), Underwriting Agreement (American Capital Strategies LTD), American Capital Strategies LTD

Exchange Act Compliance. During the Prospectus Delivery Period, to the extent the Company becomes subject to reporting obligation under the Exchange Act, the Company will file all documents required to be filed with the Commission pursuant to Section 13, 14 or 15 of the Exchange Act in the manner and within the time periods required by the Exchange Act.

Appears in 4 contracts

Samples: Underwriting Agreement (Bon Natural Life LTD), Underwriting Agreement (Bon Natural Life LTD), Underwriting Agreement (Happiness Biotech Group LTD)

Exchange Act Compliance. During the Prospectus Delivery Period, the Company will file shall file, on a timely basis, with the Commission and the Nasdaq National Market all reports and documents required to be filed with the Commission pursuant to Section 13, 14 or 15 of the Exchange Act in the manner and within the time periods required by under the Exchange Act.

Appears in 3 contracts

Samples: Placement Agency Agreement (Ista Pharmaceuticals Inc), Underwriting Agreement (Ista Pharmaceuticals Inc), Underwriting Agreement (Ista Pharmaceuticals Inc)

Exchange Act Compliance. During the Prospectus Delivery Period, the Company will and the Issuers shall file all documents required to be filed with the Commission pursuant to Section 13, 14 or 15 of the Exchange Act in the manner and within the time periods required by the Exchange Act.

Appears in 3 contracts

Samples: Underwriting Agreement (Sabra Health Care REIT, Inc.), Underwriting Agreement (Sabra Health Care REIT, Inc.), Underwriting Agreement

Exchange Act Compliance. During the Prospectus Delivery Period, the Company will file all documents required to be filed with the Commission pursuant to Section 13, 14 or 15 of the Exchange Act in the manner and within the time periods required by the Exchange Act. Banc of America Securities LLC, on behalf of the several Underwriters, may, in its sole discretion, waive in writing the performance by the Company of any one or more of the foregoing covenants or extend the time for their performance.

Appears in 2 contracts

Samples: Underwriting Agreement (American Superconductor Corp /De/), Integrated Silicon Solution Inc

Exchange Act Compliance. During the Prospectus Delivery Period, the Company will file all documents required to be filed by it with the Commission pursuant to Section 13, 14 or 15 of the Exchange Act in the manner and within the time periods required by the Exchange Act.

Appears in 2 contracts

Samples: Underwriting Agreement (Nice Systems LTD), Underwriting Agreement (Nice Systems LTD)

Exchange Act Compliance. During The Company shall, during the period when the Prospectus Delivery Periodis required to be delivered under the Securities Act, the Company will file all documents required to be filed with the Commission pursuant to Section 13, 14 or 15 of the Exchange Act in the manner and within the time periods required by the Exchange Act.

Appears in 2 contracts

Samples: Underwriting Agreement (Red Mountain Resources, Inc.), Underwriting Agreement (Red Mountain Resources, Inc.)

Exchange Act Compliance. During the Prospectus Delivery Period, if any, the Company will file all documents required to be filed with the Commission pursuant to Section 13, 14 or 15 of the Exchange Act Age in the manner and within the time periods required by the Exchange Act.

Appears in 2 contracts

Samples: Underwriting Agreement (Collectors Universe Inc), Underwriting Agreement (Ace Cash Express Inc/Tx)

Exchange Act Compliance. During the Prospectus Delivery ----------------------- Period, the Company will file all documents required to be filed with the Commission pursuant to Section 13, 14 or 15 of the Exchange Act Age in the manner and within the time periods required by the Exchange Act.

Appears in 2 contracts

Samples: Underwriting Agreement (Peets Coffee & Tea Inc), Rainmaker Systems Inc

Exchange Act Compliance. During the Prospectus Delivery Period, the Company will file all documents required to be filed with the Commission pursuant to Section 13, 14 or 15 of under the Exchange Act in the manner and within the time periods required by the Exchange Act.

Appears in 2 contracts

Samples: Underwriting Agreement (iStar Acquisition Corp.), Underwriting Agreement (Geokinetics Inc)

Exchange Act Compliance. During the Prospectus Delivery Period, the Company will file all documents required to be filed with the Commission pursuant to Section 13, 14 or 15 15(d) of the Exchange Act in the manner and within the time periods required by the Exchange Act.

Appears in 2 contracts

Samples: Underwriting Agreement (RAM Holdings Ltd.), Underwriting Agreement (RAM Holdings Ltd.)

Exchange Act Compliance. During the Prospectus Delivery Period, the Company will file all documents required to be filed with the Commission and the Nasdaq Stock Market, Inc. pursuant to Section 13, 14 or 15 of the Exchange Act in the manner and within the time periods required by the Exchange Act.

Appears in 2 contracts

Samples: Underwriting Agreement (Catamaran Corp), Underwriting Agreement (Cardtronics Inc)

Exchange Act Compliance. During the Prospectus Delivery Period, the Company will file all documents required to be filed with the Commission pursuant to Section 13, 14 or 15 of the Exchange Act in the manner and within the time periods required by the Exchange Act.

Appears in 2 contracts

Samples: Underwriting Agreement (Technology Investment Capital Corp), Underwriting Agreement (T-Equity Capital Corp.)

Exchange Act Compliance. During the Prospectus Delivery Period, the Company will file all documents required to be filed with the Commission pursuant to Section Sections 13, 14 or 15 of the Exchange Act in the manner and within the time periods required by the Exchange Act and in material compliance with Sections 302 and 906 of the Xxxxxxxx-Xxxxx Act.

Appears in 1 contract

Samples: Underwriting Agreement (American Capital Strategies LTD)

Exchange Act Compliance. During the Prospectus Delivery Period, the Company Issuers will file all documents required to be filed with the Commission and the Nasdaq Stock Market, Inc. pursuant to Section 13, 14 or 15 of the Exchange Act in the manner and within the time periods required by the Exchange Act.

Appears in 1 contract

Samples: Underwriting Agreement (Regency Energy Partners LP)

Exchange Act Compliance. During the Prospectus Delivery Period, ----------------------- the Company will file all documents required to be filed with the Commission pursuant to Section 13, 14 or 15 of the Exchange Act in the manner and within the time periods required by the Exchange Act.

Appears in 1 contract

Samples: Underwriting Agreement (Z Tel Technologies Inc)

AutoNDA by SimpleDocs

Exchange Act Compliance. During the Prospectus Delivery Period, the Company Guarantor will file all documents required to be filed with the Commission pursuant to Section 13, 14 or 15 of the Exchange Act in the manner and within the time periods required by the Exchange Act.

Appears in 1 contract

Samples: Underwriting Agreement (Spirit AeroSystems Holdings, Inc.)

Exchange Act Compliance. During the Prospectus Delivery Period, the Company will file all documents required to be filed with the Commission pursuant to Section 13, 14 or 15 of the Exchange Act Act, in the manner and within the time periods required by the Exchange Act.

Appears in 1 contract

Samples: Underwriting Agreement (Navisite Inc)

Exchange Act Compliance. During the Prospectus Delivery Period, the Company will file all documents required to be filed by it with the Commission pursuant to Section 13, 14 or 15 of the Exchange Act in the manner and within the time periods required by the Exchange Act.14

Appears in 1 contract

Samples: Underwriting Agreement (Firepond Inc)

Exchange Act Compliance. During the Prospectus Delivery Period, the Company will file all documents required to be filed with the Commission pursuant to Section 13, 14 or 15 of the Exchange Act in the manner and within the time periods required by the Exchange Act (including as allowed to be extended pursuant to Form 12b-25 or otherwise under the Exchange Act).

Appears in 1 contract

Samples: Underwriting Agreement (Intercept Group Inc)

Exchange Act Compliance. During the Prospectus Delivery Period, the Company will file file, on a timely basis, all documents required to be filed with the Commission pursuant to Section Sections 13, 14 or 15 of the Exchange Act in the manner and within the time periods required by the Exchange Act.

Appears in 1 contract

Samples: Underwriting Agreement (Phase Forward Inc)

Exchange Act Compliance. During the Prospectus Delivery Period, the Company will comply with all of the provisions of the Exchange Act and the rules and regulations of the Commission thereunder, including without limitation those relating to disclosure controls and procedures, and will file all documents required to be filed with the Commission pursuant to Section 13, 14 or 15 of the Exchange Act in the manner and within the time periods required by the Exchange Act.

Appears in 1 contract

Samples: Friedmans Inc

Exchange Act Compliance. During the Prospectus Delivery Period, the Company will file all documents required to be filed with the Commission pursuant to Section 13, 14 or 15 of the Exchange Act in the manner and within the time periods required by the Exchange Act.]

Appears in 1 contract

Samples: Blaze Software Inc

Exchange Act Compliance. During the Prospectus Delivery Period, to the extent the Company becomes subject to reporting obligation under the Exchange Act, the Company will file all documents required to be filed with the Commission pursuant to Section Sections 13, 14 or 15 of the Exchange Act in the manner and within the time periods required by the Exchange Act.. ______________ [3] 15% of the Firm Shares

Appears in 1 contract

Samples: Underwriting Agreement (DAVIS COMMODITIES LTD)

Exchange Act Compliance. During the Prospectus Delivery Period, the Company will file all documents required to be filed with the Commission pursuant to Section 13, 14 or 15 of the Exchange Act Act. The Underwriter, may, in its sole discretion, waive in writing the manner and within performance by the Company of any one or more of the foregoing covenants or extend the time periods required by the Exchange Actfor their performance.

Appears in 1 contract

Samples: Entremed Inc

Exchange Act Compliance. During the Prospectus Delivery Period, the Company will file all documents required to requiredto be filed with the Commission pursuant to Section 13, 14 or 15 of the Exchange Act in the manner and within the time periods required by the Exchange Act.

Appears in 1 contract

Samples: Underwriting Agreement (Coldwater Creek Inc)

Exchange Act Compliance. During the Prospectus Delivery Period, if any, the Company will file all documents required to be filed with the Commission pursuant to Section 13, 14 or 15 of the Exchange Act in the manner and within the time periods required by the Exchange Act.

Appears in 1 contract

Samples: Underwriting Agreement (Nutri System Inc /De/)

Exchange Act Compliance. During the Prospectus Delivery Period, the Company will to file all documents required to be filed with the Commission pursuant to Section 13, 14 or 15 of the Exchange Act in the manner and within the time periods required by the Exchange Act.

Appears in 1 contract

Samples: Underwriting Agreement (Innovative Drug Delivery Systems Inc)

Exchange Act Compliance. During the Prospectus Delivery 21 Period, the Company will file all documents required to be filed with the Commission pursuant to Section 13, 14 or 15 of the Exchange Act in the manner and within the time periods required by the Exchange Act.

Appears in 1 contract

Samples: Underwriting Agreement (Action Performance Companies Inc)

Exchange Act Compliance. During the Prospectus Delivery Periodprospectus delivery period, the Company will file all documents required to be filed with the Commission pursuant to Section 13, 14 or 15 of the Exchange Act in the manner and within the time periods required by the Exchange Act.

Appears in 1 contract

Samples: Agent Agreement (Raser Technologies Inc)

Exchange Act Compliance. During the Prospectus Delivery Period, subject to Section 3(a) hereof, the Company will file all documents required to be filed with the Commission pursuant to Section 13, 14 or 15 of the Exchange Act in the manner and within the time periods required by the Exchange Act.

Appears in 1 contract

Samples: Alpharma Inc

Exchange Act Compliance. During the Prospectus Delivery Period, the Company will file all documents required to be filed with the Commission pursuant to Section 13, 14 14, or 15 of the Exchange Act in the manner and within the time periods required by the Exchange Act.

Appears in 1 contract

Samples: Underwriting Agreement (MeetMe, Inc.)

Exchange Act Compliance. During the required Prospectus Delivery Perioddelivery period, the Company will shall file all documents required to be filed with the Commission pursuant to Section 13, 14 or 15 of the Exchange Act in the manner and within the time periods required by the Exchange Act.

Appears in 1 contract

Samples: Underwriting Agreement (Sanders Morris Harris Group Inc)

Exchange Act Compliance. During the Prospectus Delivery Period, the Company will file all documents required to be filed with the Commission pursuant to Section 13, 14 or 15 of the Exchange Act in the manner and within the time periods required by the Exchange ActAct and, subject to the provisions of Section 3(A)(a) hereof, the Company will file with the Commission and deliver to the Representative, contemporaneously with the filing of any such document with the Commission, an amendment or supplement to the Prospectus that will contain the same information included in such documents.

Appears in 1 contract

Samples: Underwriting Agreement (Mortons Restaurant Group Inc)

Time is Money Join Law Insider Premium to draft better contracts faster.