Common use of Electronic Statements Clause in Contracts

Electronic Statements. Provides the capability for financial intermediaries to access electronic statements via the Vision application.* § Implementation Fees - $[ ]per fund group § Load charges - $[ ]per image § Archive charge (for any image stored beyond 2 years) - $[ ]per document *Normal Vision ID and activity charges also apply. *FAN Web customization charges also apply Notes: All pricing based upon contractual three-year term. Proposal is rough estimate based upon client request. Rates subject to change once formal business requirements are received and reviewed. Estimate is valid for 90 days based on the following conditions: § Document Loading, Storage and Access - Statements presented as PDF documents. Includes data preparation for web-based presentment, document loading, hot storage for [ ] years ([ ]) on primary DASD and WORM-media and unlimited access. Statements will be loaded for all accounts, regardless of consent. § Document Consent Processing, Suppression & Notification – On-line consent registration, paper suppression, processing, quality control and email notification of document availability to an ISP address. Suppression and Notification volume will be determined by customer consent. Email notification of document availability to an ISP address. Notification volume will be determined by customer consent. § Document Setup & Development Fees-- Includes gathering business requirements and creation of functional specification document with record types II, AS, and AT, utilizing a DST OUTPUT XXXX data feed. Applies to major classes of documents (x.x. xxxxx confirm, investor, and tax documents) and significantly different documents within a class (e.g. a high net worth statement). Document set up fees will be determined upon requirements gathering and defining project scope. § Consent options will be reflected on TA2000; Email tracking and reporting on TA2000 Electronic Media reports Standard Development Fee- Fee assessed for any additional programming outside of the initial implementation scope or any additional post-production enhancements. TRANSFER AGENT & SHAREHOLDER SERVICES SUPPLEMENTAL SERVICES - FEE SCHEDULE Transfer Agent Training Services § On-site at USBFS - $[ ]/day § At client location - $[ ] /day plus travel and miscellaneous expenses if required Short-Term Trader – Software application used to track and/or assess transaction fees that are determined to be short-term trades. Service can be applied to some or all funds within a fund family. Fees will be applied if the fund(s) have a redemption fee. § [ ] days – [ ] year: $[ ] /open account § [ ] days – [ ] year: $[ ] /open account § [ ] days – [ ] year: $[ ] /open account § [ ] days – [ ] year: $[ ] /open account § [ ] year – [ ] years: $[ ] /open account Cost Basis Reporting – Annual reporting of shareholder cost basis for non-fiduciary direct accounts. § $[ ] /direct open account per year Excessive Trader – Software application that monitors the number of trades (exchanges, redemptions) that meet fund family criteria for excessive trading and automatically prevents trades in excess of the fund family parameters. § $[ ] setup /fund group of [ ] -[ ] funds, $[ ] setup /fund group of over [ ] funds § $[ ] /account per year

Electronic Statements. Provides the capability for financial intermediaries to access electronic statements via the Vision application.* § Implementation Fees - $[ ]() per fund group § Load charges - $[ ]() per image § Archive charge (for any image stored beyond 2 years) - $[ ]() per document *Normal Vision ID and activity charges also apply. *FAN Web customization charges also apply Notes: All pricing based upon contractual three-year term. Proposal is rough estimate based upon client request. Rates subject to change once formal business requirements are received and reviewed. Estimate is valid for 90 days based on the following conditions: § Document Loading, Storage and Access - Statements presented as PDF documents. Includes data preparation for web-based presentment, document loading, hot storage for [ ] two years ([ ]2) on primary DASD and WORM-media and unlimited access. Statements will be loaded for all accounts, regardless of consent. § Document Consent Processing, Suppression & Notification – On-line consent registration, paper suppression, processing, quality control and email notification of document availability to an ISP address. Suppression and Notification volume will be determined by customer consent. Email notification of document availability to an ISP address. Notification volume will be determined by customer consent. § Document Setup & Development Fees-- Includes gathering business requirements and creation of functional specification document with record types II, AS, and AT, utilizing a DST OUTPUT XXXX MXXX data feed. Applies to major classes of documents (x.xe.x. xxxxx confirm, investor, and tax documents) and significantly different documents within a class (e.g. a high net worth statement). Document set up fees will be determined upon requirements gathering and defining project scope. § Consent options will be reflected on TA2000; Email tracking and reporting on TA2000 Electronic Media reports § Standard Development Fee- Fee assessed for any additional programming outside of the initial implementation scope or any additional post-production enhancements. TRANSFER AGENT & SHAREHOLDER SERVICES SUPPLEMENTAL SERVICES - FEE SCHEDULE Transfer Agent Training Services § On-site at USBFS - $[ ]/day § At client location - $[ ] /day plus travel and miscellaneous expenses if required Short-Term Trader – Software application used to track and/or assess transaction fees that are determined to be short-term trades. Service can be applied to some or all funds within a fund family. Fees will be applied if the fund(s) have a redemption fee. § [ ] days – [ ] year: $[ ] /open account § [ ] days – [ ] year: $[ ] /open account § [ ] days – [ ] year: $[ ] /open account § [ ] days – [ ] year: $[ ] /open account § [ ] year – [ ] years: $[ ] /open account Cost Basis Reporting – Annual reporting of shareholder cost basis for non-fiduciary direct accounts. § $[ ] /direct open account per year Excessive Trader – Software application that monitors the number of trades (exchanges, redemptions) that meet fund family criteria for excessive trading and automatically prevents trades in excess of the fund family parameters. § $[ ] setup /fund group of [ ] -[ ] funds, $[ ] setup /fund group of over [ ] funds § $[ ] /account per year.

Electronic Statements. Provides the capability for financial intermediaries to access electronic statements via the Vision application.* § Implementation Fees - $[ ]] per fund group § Load charges - $[ ]] per image § Archive charge (for any image stored beyond 2 [ ] years) - $[ ]] per document *Normal Vision ID and activity charges also apply. *FAN Web customization charges also apply Notes: All pricing based upon contractual three-year term. Proposal is rough estimate based upon client request. Rates subject to change once formal business requirements are received and reviewed. Estimate is valid for 90 days based on the following conditions: § Document Loading, Storage and Access - Statements presented as PDF documents. Includes data preparation for web-based presentment, document loading, hot storage for [ ] two years ([ ]2) on primary DASD and WORM-media and unlimited access. Statements will be loaded for all accounts, regardless of consent. § Document Consent Processing, Suppression & Notification – On-line consent registration, paper suppression, processing, quality control and email notification of document availability to an ISP address. Suppression and Notification volume will be determined by customer consent. Email notification of document availability to an ISP address. Notification volume will be determined by customer consent. § Document Setup & Development Fees-- Includes gathering business requirements and creation of functional specification document with record types II, AS, and AT, utilizing a DST OUTPUT XXXX MXXX data feed. Applies to major classes of documents (x.xe.x. xxxxx confirm, investor, and tax documents) and significantly different documents within a class (e.g. a high net worth statement). Document set up fees will be determined upon requirements gathering and defining project scope. § Consent options will be reflected on TA2000; Email tracking and reporting on TA2000 Electronic Media reports Standard Development Fee- Fee assessed for any additional programming outside of the initial implementation scope or any additional post-production enhancements. Amended Exhibit C (continued) to the Transfer Agent Servicing Agreement - Bxxxx Advisory Funds June Services 2015 through May Services, 2018 TRANSFER AGENT & SHAREHOLDER SERVICES SUPPLEMENTAL SERVICES - FEE SCHEDULE Transfer Agent Training Services § On-site at USBFS - $[ ]] /day § At client location - $[ ] /day plus travel and miscellaneous out-of-pocket expenses if required Short-Term Trader – Software application used to track and/or assess transaction fees that are determined to be short-term trades. Service can be applied to some or all funds within a fund family. Fees will be applied if the fund(s) have a redemption fee. § [ ] days – [ ] year: $[ ] /open account § [ ] days – [ ] year: $[ ] /open account § [ ] days – [ ] year: $[ ] /open account § [ ] days – [ ] year: $[ ] /open account § [ ] year – [ ] years: $[ ] /open account Cost Basis Reporting – Annual reporting of shareholder cost basis for non-fiduciary direct accounts. § $[ ] /direct open account per year Excessive Trader – Software application that monitors the number of trades (exchanges, redemptions) that meet fund family criteria for excessive trading and automatically prevents trades in excess of the fund family parameters. § $[ ] setup /fund group of [ ] -[ ] funds, $[ ] setup /fund group of over [ ] funds § $[ ] /account per yearrequired

Electronic Statements. Provides the capability for financial intermediaries to access electronic statements via the Vision application.* § Implementation Fees - $[ ]] per fund group § Load charges - $[ ]] per image § Archive charge (for any image stored beyond 2 [ ] years) - $[ ]] per document *Normal Vision ID and activity charges also apply. *FAN Web customization charges also apply Notes: All pricing based upon contractual three-year term. Proposal is rough estimate based upon client request. Rates subject to change once formal business requirements are received and reviewed. Estimate is valid for 90 [ ] days based on the following conditions: § Document Loading, Storage and Access - Statements presented as PDF documents. Includes data preparation for web-based presentment, document loading, hot storage for [ ] years ([ ]) ] on primary DASD and WORM-media and unlimited access. Statements will be loaded for all accounts, regardless of consent. § Document Consent Processing, Suppression & Notification – On-line consent registration, paper suppression, processing, quality control and email notification of document availability to an ISP address. Suppression and Notification volume will be determined by customer consent. Email notification of document availability to an ISP address. Notification volume will be determined by customer consent. § Document Setup & Development Fees-- Includes gathering business requirements and creation of functional specification document with record types II, AS, and AT, utilizing a DST OUTPUT XXXX data feed. Applies to major classes of documents (x.x. xxxxx confirm, investor, and tax documents) and significantly different documents within a class (e.g. a high net worth statement). Document set up fees will be determined upon requirements gathering and defining project scope. § ▪ Consent options will be reflected on TA2000; Email tracking and reporting on TA2000 Electronic Media reports Standard Development Fee- Fee assessed for any additional programming outside of the initial implementation scope or any additional post-production enhancements. TRANSFER AGENT & SHAREHOLDER SERVICES SUPPLEMENTAL SERVICES - FEE SCHEDULE Transfer Agent Training Services § On-site at USBFS - $[ ]/day § At client location - $[ ] /day plus travel and miscellaneous expenses if required Short-Term Trader – Software application used to track and/or assess transaction fees that are determined to be short-term trades. Service can be applied to some or all funds within a fund family. Fees will be applied if the fund(s) have a redemption fee. § [ ] days – [ ] year: $[ ] /open account § [ ] days – [ ] year: $[ ] /open account § [ ] days – [ ] year: $[ ] /open account § [ ] days – [ ] year: $[ ] /open account § [ ] year – [ ] years: $[ ] /open account Cost Basis Reporting – Annual reporting of shareholder cost basis for non-fiduciary direct accounts. § $[ ] /direct open account per year Excessive Trader – Software application that monitors the number of trades (exchanges, redemptions) that meet fund family criteria for excessive trading and automatically prevents trades in excess of the fund family parameters. § $[ ] setup /fund group of [ ] -[ ] funds, $[ ] setup /fund group of over [ ] funds § $[ ] /account per year.

Electronic Statements. Provides the capability for financial intermediaries to access electronic statements via the Vision application.* § Implementation Fees - $[ ]] per fund group § Load charges - $[ ]] per image § Archive charge (for any image stored beyond 2 [ ] years) - $[ ]] per document *Normal Vision ID and activity charges also apply. *FAN Web customization charges also apply Notes: All pricing based upon contractual three-year term. Proposal is rough estimate based upon client request. Rates subject to change once formal business requirements are received and reviewed. Estimate is valid for 90 [ ] days based on the following conditions: § Document Loading, Storage and Access - Statements presented as PDF documents. Includes data preparation for web-based presentment, document loading, hot storage for [ ] years ([ ]) on primary DASD and WORM-media and unlimited access. Statements will be loaded for all accounts, regardless of consent. § Document Consent Processing, Suppression & Notification – On-line consent registration, paper suppression, processing, quality control and email notification of document availability to an ISP address. Suppression and Notification volume will be determined by customer consent. Email notification of document availability to an ISP address. Notification volume will be determined by customer consent. § Document Setup & Development Fees-- Includes gathering business requirements and creation of functional specification document with record types II, AS, and AT, utilizing a DST OUTPUT XXXX MXXX data feed. Applies to major classes of documents (x.xe.x. xxxxx confirm, investor, and tax documents) and significantly different documents within a class (e.g. a high net worth statement). Document set up fees will be determined upon requirements gathering and defining project scope. § Consent options will be reflected on TA2000; Email tracking and reporting on TA2000 Electronic Media reports Standard Development Fee- Fee assessed for any additional programming outside of the initial implementation scope or any additional post-production enhancements. Amended Exhibit C (continued) to the Transfer Agent Servicing Agreement - Bxxxx Advisory Funds June Services 2015 through May Services, 2018 TRANSFER AGENT & SHAREHOLDER SERVICES SUPPLEMENTAL SERVICES - FEE SCHEDULE Transfer Agent Training Services § On-site at USBFS - $[ ]] /day § At client location - $[ ] /day plus travel and miscellaneous expenses if required Short-Term Trader – Software application used to track and/or assess transaction fees that are determined to be short-term trades. Service can be applied to some or all funds within a fund family. Fees will be applied if the fund(s) have a redemption fee. § [ ] days – [ ] yearor less: $[ ] /open account § [ ] days – -[ ] yeardays: $[ ] /open account § [ ] days – -[ ] yeardays: $[ ] /open account § [ ] days – [ ] year: $[ ] /open account § [ ] year – [ ] years: $[ ] /open account Cost Basis Reporting – Annual reporting of shareholder cost basis for non-fiduciary direct accounts. § $[ ] /direct open account per year Excessive Trader – Software application that monitors the number of trades (exchanges, redemptions) that meet fund family criteria for excessive trading and automatically prevents trades in excess of the fund family parameters. § $[ ] setup /fund group of [ ] -[ ] funds, $[ ] setup /fund group of over [ ] funds § $[ ] /account per year

Electronic Statements. Provides the capability for financial intermediaries to access electronic statements via the Vision application.* § Implementation Fees - $[ ]] per fund group § Load charges - $[ ]] per image § Archive charge (for any image stored beyond 2 [ ] years) - $[ ]] per document *Normal Vision ID and activity charges also apply. *FAN Web customization charges also apply Notes: All pricing based upon contractual three-year term. Proposal is rough estimate based upon client request. Rates subject to change once formal business requirements are received and reviewed. Estimate is valid for 90 days based on the following conditions: § Document Loading, Storage and Access - Statements presented as PDF documents. Includes data preparation for web-based presentment, document loading, hot storage for [ ] two years ([ ]2) on primary DASD and WORM-media and unlimited access. Statements will be loaded for all accounts, regardless of consent. § Document Consent Processing, Suppression & Notification – On-line consent registration, paper suppression, processing, quality control and email notification of document availability to an ISP address. Suppression and Notification volume will be determined by customer consent. Email notification of document availability to an ISP address. Notification volume will be determined by customer consent. § Document Setup & Development Fees-- Includes gathering business requirements and creation of functional specification document with record types II, AS, and AT, utilizing a DST OUTPUT XXXX data feed. Applies to major classes of documents (x.x. xxxxx confirm, investor, and tax documents) and significantly different documents within a class (e.g. a high net worth statement). Document set up fees will be determined upon requirements gathering and defining project scope. § Consent options will be reflected on TA2000; Email tracking and reporting on TA2000 Electronic Media reports Standard Development Fee- Fee assessed for any additional programming outside of the initial implementation scope or any additional post-production enhancements. TRANSFER AGENT & SHAREHOLDER SERVICES SUPPLEMENTAL SERVICES - FEE SCHEDULE Transfer Agent Training Services § On-site at USBFS - $[ ]/day § At client location - $[ ] /day plus travel and miscellaneous expenses if required Short-Term Trader – Software application used to track and/or assess transaction fees that are determined to be short-term trades. Service can be applied to some or all funds within a fund family. Fees will be applied if (Advisers signature on the fund(sfollowing page) have a redemption fee. § [ ] days – [ ] year: $[ ] /open account § [ ] days – [ ] year: $[ ] /open account § [ ] days – [ ] year: $[ ] /open account § [ ] days – [ ] year: $[ ] /open account § [ ] year – [ ] years: $[ ] /open account Cost Basis Reporting – Annual reporting of shareholder cost basis for non-fiduciary direct accounts. § $[ ] /direct open account per year Excessive Trader – Software application that monitors the number of trades (exchanges, redemptions) that meet fund family criteria for excessive trading and automatically prevents trades in excess Advisor's signature below acknowledges approval of the fund family parameters. § $[ ] setup /fund group of [ ] -[ ] fundsfee schedule on this Exhibit U Congress Asset Management Company, $[ ] setup /fund group of over [ ] funds § $[ ] /account per yearLLP By: /s/ Xxxxxxxxxxx X. Xxxxx Name: Xxxxxxxxxxx X. Xxxxx Title: Managing Director & COO Date: February 28, 2018