Effective Date of Agreement; Termination. (a) This Agreement shall become effective upon the later of: (i) receipt by the Representative and the Company of notification of the effectiveness of the Registration Statement or (ii) the execution of this Agreement. Notwithstanding any termination of this Agreement, the provisions of this Section 11 and of Sections 1, 4, 6, 8, 9, 15 and 16 shall remain in full force and effect at all times after the execution hereof to the extent they are in compliance with FINRA Rule 5110(f)(2)(D).
Appears in 14 contracts
Samples: Underwriting Agreement (Cornerstone Management, Inc.), Underwriting Agreement (Farmmi, Inc.), Underwriting Agreement (TDH Holdings, Inc.)
Effective Date of Agreement; Termination. (a) This Agreement shall become effective upon the later of: (i) receipt by the Representative and the Company of notification of the effectiveness of the Registration Statement or (ii) the execution of this Agreement. Notwithstanding any termination of this Agreement, the provisions of this Section 11 and of Sections 1, 4, 65, 87, 98 and 14 and 15, 15 and 16 inclusive, shall remain in full force and effect at all times after the execution hereof to the extent they are in compliance with FINRA Rule 5110(f)(2)(D)hereof.
Appears in 11 contracts
Samples: Underwriting Agreement (Capnia, Inc.), Underwriting Agreement (Capnia, Inc.), Underwriting Agreement (Capnia, Inc.)
Effective Date of Agreement; Termination. (a) This Agreement shall become effective upon the later of: (i) receipt by the Representative Underwriter and the Company of notification of the effectiveness of the Registration Statement or (ii) the execution of this Agreement. Notwithstanding any termination of this Agreement, the provisions of this Section 11 12 and of Sections 1, 4, 6, 8, 9, 14 and 15 and 16 shall remain in full force and effect at all times after the execution hereof to the extent they are in compliance with FINRA Rule 5110(f)(2)(D)5110.
Appears in 11 contracts
Samples: Underwriting Agreement (BloomZ Inc.), Underwriting Agreement (BloomZ Inc.), Underwriting Agreement (NetClass Technology Inc)
Effective Date of Agreement; Termination. (a) This Agreement shall become effective upon the later of: (i) receipt by if Rule 430A under the Representative and the Company of Act is not used, when you shall have received notification of the effectiveness of the Registration Statement Statement, or (ii) if Rule 430A under the execution of Act is used, when the parties hereto have executed and delivered this Agreement. Notwithstanding any termination of this Agreement, the provisions of this Section 11 and of Sections 1, 4, 6, 8, 9, 15 and 16 shall remain in full force and effect at all times after the execution hereof to the extent they are in compliance with FINRA Rule 5110(f)(2)(D).
Appears in 10 contracts
Samples: Underwriting Agreement (Ready Mix, Inc.), Underwriting Agreement (At Road Inc), Underwriting Agreement (Norrell Corp)
Effective Date of Agreement; Termination. (a) This Agreement shall become effective upon the later of: (i) receipt by the Representative and the Company of notification of the effectiveness of the Registration Statement or (ii) the execution of this Agreement. Notwithstanding any termination of this Agreement, the provisions of this Section 11 12 and of Sections 1, 45, 67, 88 and 12 through 17, 9inclusive, 15 and 16 shall remain in full force and effect at all times after the execution hereof to the extent they are in compliance with FINRA Rule 5110(f)(2)(D)hereof.
Appears in 8 contracts
Samples: Underwriting Agreement (China for-Gen Corp.), Underwriting Agreement (China for-Gen Corp.), Underwriting Agreement (Regenerx Biopharmaceuticals Inc)
Effective Date of Agreement; Termination. (a) This Agreement shall become effective upon the later of: (i) receipt by the Representative and the Company of notification of the effectiveness of the Registration Statement or (ii) the execution of this Agreement. Notwithstanding any termination of this Agreement, the provisions of this Section 11 and of Sections 1, 45, 67, 88 and 12 through 17, 9inclusive, 15 and 16 shall remain in full force and effect at all times after the execution hereof to the extent they are in compliance with FINRA Rule 5110(f)(2)(D)hereof.
Appears in 8 contracts
Samples: Underwriting Agreement (Immunomedics Inc), Underwriting Agreement (Gardner Denver Inc), Letter Agreement (Discovery Laboratories Inc /De/)
Effective Date of Agreement; Termination. (a) This Agreement shall become effective upon the later of: (i) receipt by the Representative and the Company of notification of the effectiveness of the Registration Statement or (ii) the execution of this Agreement. Notwithstanding Subject to the provisions of Section 11 hereof, notwithstanding any termination of this Agreement, the provisions of this Section 11 7 and of Sections 13, 4, 6, 85, 9, 15 10 and 16 12 through 18, inclusive, shall remain in full force and effect at all times after the execution hereof to the extent they are in compliance with FINRA Rule 5110(f)(2)(D)date hereof.
Appears in 6 contracts
Samples: Underwriting Agreement (Thornburg Mortgage Inc), Underwriting Agreement (Thornburg Mortgage Inc), Underwriting Agreement (Thornburg Mortgage Inc)
Effective Date of Agreement; Termination. (a) This Agreement shall become effective upon the later of: (i) receipt by the Representative and the Company of notification of the effectiveness of the Registration Statement or (ii) the execution of this Agreement. Notwithstanding any termination of this Agreement, the provisions of this Section 11 and of Sections 1, 4, 6, 87 and 11 through 16, 9inclusive, 15 and 16 shall remain in full force and effect at all times after the execution hereof to the extent they are in compliance with FINRA Rule 5110(f)(2)(D)hereof.
Appears in 5 contracts
Samples: Underwriting Agreement (Eyetel Imaging Inc), Underwriting Agreement (Eyetel Imaging Inc), Underwriting Agreement (Eyetel Imaging Inc)
Effective Date of Agreement; Termination. (a) This Agreement shall become effective upon the later of: (i) receipt by the Representative and the Company of notification of the effectiveness of the Registration Statement or (ii) the execution of this Agreement. Notwithstanding any termination of this Agreement, the provisions of this Section 11 and of Sections 1, 4, 6, 87 and 12 through 16, 9inclusive, 15 and 16 shall remain in full force and effect at all times after the execution hereof to the extent they are in compliance with FINRA Rule 5110(f)(2)(D)hereof.
Appears in 5 contracts
Samples: Underwriting Agreement (NGTV), Letter Agreement (HyperSpace Communications, Inc.), Letter Agreement (HyperSpace Communications, Inc.)
Effective Date of Agreement; Termination. (a) This Agreement shall become effective upon the later of: (i) receipt by the Representative and the Company of notification of the effectiveness of the Registration Statement or (ii) the execution of this Agreement. Notwithstanding any termination of this Agreement, the provisions of this Section 11 12 and of Sections 1, 45, 67, 88 and 13 through 17, 9inclusive, 15 and 16 shall remain in full force and effect at all times after the execution hereof to the extent they are in compliance with FINRA Rule 5110(f)(2)(D)hereof.
Appears in 5 contracts
Samples: Underwriting Agreement (Borqs Technologies, Inc.), Underwriting Agreement (Borqs Technologies, Inc.), Underwriting Agreement (Borqs Technologies, Inc.)
Effective Date of Agreement; Termination. (a) This Agreement shall become effective upon the later of: (i) receipt by the Representative Underwriters and the Company of notification of the effectiveness of the Registration Statement or (ii) the execution of this Agreement. Notwithstanding any termination of this Agreement, the provisions of this Section 11 12 and of Sections 1, 4, 6, 8, 9, 14 and 15 and 16 shall remain in full force and effect at all times after the execution hereof to the extent they are in compliance with FINRA Rule 5110(f)(2)(D5110(g)(5).
Appears in 4 contracts
Samples: Underwriting Agreement (Erayak Power Solution Group Inc.), Underwriting Agreement (Pop Culture Group Co., LTD), Underwriting Agreement (Hywin Holdings Ltd.)
Effective Date of Agreement; Termination. (a) This Agreement shall become effective upon the later of: (i) receipt by the Representative Representatives and the Company of notification of the effectiveness of the Registration Statement or (ii) the execution of this Agreement. Notwithstanding any termination of this Agreement, the provisions of this Section 11 and of Sections 1, 4, 6, 87 and 11 through 16, 9inclusive, 15 and 16 shall remain in full force and effect at all times after the execution hereof to the extent they are in compliance with FINRA Rule 5110(f)(2)(D)hereof.
Appears in 4 contracts
Samples: Underwriting Agreement (Trunkbow International Holdings LTD), Underwriting Agreement (China Ceramics Co., LTD), Underwriting Agreement (Tri-Tech Holding, Inc.)
Effective Date of Agreement; Termination. (a) This Agreement shall become effective upon the later of: (i) receipt by the Representative Underwriter and the Company of notification of the effectiveness of the Registration Statement or (ii) the execution of this Agreement. Notwithstanding any termination of this Agreement, the provisions of this Section 11 12 and of Sections 1, 4, 6, 8, 9, 14 and 15 and 16 shall remain in full force and effect at all times after the execution hereof to the extent they are in compliance with FINRA Rule 5110(f)(2)(D5110(g)(5).
Appears in 4 contracts
Samples: Underwriting Agreement (Fortune Valley Treasures, Inc.), Underwriting Agreement (Fortune Valley Treasures, Inc.), Underwriting Agreement (Intelligent Living Application Group Inc.)
Effective Date of Agreement; Termination. (a) This Agreement shall become effective upon the later of: (i) receipt by the Representative Representatives and the Company of notification of the effectiveness of the Registration Statement or (ii) the execution of this Agreement. Notwithstanding any termination of this Agreement, the provisions of this Section 11 12 and of Sections 1, 45, 67, 88 and 12 through 17, 9inclusive, 15 and 16 shall remain in full force and effect at all times after the execution hereof to the extent they are in compliance with FINRA Rule 5110(f)(2)(D)hereof.
Appears in 4 contracts
Samples: Underwriting Agreement (SORL Auto Parts Inc), Underwriting Agreement (SORL Auto Parts Inc), Underwriting Agreement (Newtek Business Services Inc)
Effective Date of Agreement; Termination. (a) This Agreement shall become effective upon the later of: (i) receipt by the Representative and the Company of notification of the effectiveness of the Registration Statement or (ii) the execution of this Agreement. Notwithstanding any termination of this Agreement, the provisions of this Section 11 and of Sections 1, 4, 65, 87, 98 and 14 and 15, 15 and 16 inclusive, shall remain in full force and effect at all times after the execution hereof to the extent they are in compliance with FINRA Rule 5110(f)(2)(D).
Appears in 4 contracts
Samples: Underwriting Agreement (Safe-T Group Ltd.), Underwriting Agreement (Safe-T Group Ltd.), Underwriting Agreement (Safe-T Group Ltd.)
Effective Date of Agreement; Termination. (a) This Agreement shall become effective upon the later of: (i) receipt by the Representative and the Company of notification of the effectiveness of the Registration Statement or (ii) the execution of this AgreementAgreement by the parties hereto. Notwithstanding any termination of this Agreement, the provisions of this Section 11 and of Sections 1, 45, 6, 8, 9, 15 10 and 16 12 through 18, inclusive, shall remain be in full force and effect at all times after the execution hereof to the extent they are in compliance with FINRA Rule 5110(f)(2)(D)hereof.
Appears in 4 contracts
Samples: Epr Properties, Epr Properties, Epr Properties
Effective Date of Agreement; Termination. (a) This Agreement shall become effective upon the later of: (i) receipt by the Representative and the Company of notification of the effectiveness of the Registration Statement or (ii) the execution of this Agreement. Notwithstanding any termination of this Agreement, the provisions of this Section 11 and of Sections 1, 45(c), 67, 88 and 11 through 16, 9inclusive, 15 and 16 shall remain in full force and effect at all times after the execution hereof to the extent they are in compliance with FINRA Rule 5110(f)(2)(D)hereof.
Appears in 4 contracts
Samples: Underwriting Agreement (RMR Industrials, Inc.), Underwriting Agreement (Enerpulse Technologies, Inc.), Underwriting Agreement (Enerpulse Technologies, Inc.)
Effective Date of Agreement; Termination. (a) This Agreement shall become effective upon the later of: (i) receipt by the Representative and the Company of notification of the effectiveness of the Registration Statement or (ii) the execution of this Agreement. Notwithstanding any termination of this Agreement, the provisions of this Section 11 12 and of Sections 1, 45, 67, 8, 99 and 12 through 17, 15 and 16 inclusive, shall remain in full force and effect at all times after the execution hereof to the extent they are in compliance with FINRA Rule 5110(f)(2)(D)hereof.
Appears in 3 contracts
Samples: Underwriting Agreement, Underwriting Agreement (Recon Technology, LTD), Underwriting Agreement (Recon Technology, LTD)
Effective Date of Agreement; Termination. (a) This Agreement shall become effective upon the later of: (i) receipt by the Representative and the Company of notification of the effectiveness of the Registration Statement or (ii) the execution of this AgreementAgreement by all of the parties hereto. Notwithstanding any termination of this Agreement, the provisions of this Section 11 and of Sections 1, 4, 6, 8, 9, 15 and 16 shall remain in full force and effect at all times after the execution hereof to the extent they are in compliance with FINRA Rule 5110(f)(2)(D).
Appears in 3 contracts
Samples: Underwriting Agreement (Accelerated Pharma, Inc.), Underwriting Agreement (Accelerated Pharma, Inc.), Underwriting Agreement (Accelerated Pharma, Inc.)
Effective Date of Agreement; Termination. (a) This Agreement shall become effective upon the later of: (i) receipt by the Representative Underwriter and the Company of notification of the effectiveness of the Registration Statement or (ii) the execution of this AgreementAgreement by all parties hereto. Notwithstanding any termination of this Agreement, the provisions of this Section 11 12 and of Sections 1, 4, 6, 8, 9, 14 and 15 and 16 shall remain in full force and effect at all times after the execution hereof to the extent they are in compliance with FINRA Rule 5110(f)(2)(D)5110.
Appears in 3 contracts
Samples: Underwriting Agreement (Prestige Wealth Inc.), Underwriting Agreement (Prestige Wealth Inc.), Underwriting Agreement (Prestige Wealth Inc.)
Effective Date of Agreement; Termination. (a) This Agreement shall become effective upon the later of: (i) receipt by the Representative and the Company of notification of the effectiveness of the Registration Statement or (ii) the execution of this Agreement. Notwithstanding any termination of this Agreement, the provisions of this Section 11 and of Sections 1, 45, 67, 88 and 12 through 17, 9inclusive, 15 and 16 shall remain be in full force and effect at all times after the execution hereof to the extent they are in compliance with FINRA Rule 5110(f)(2)(D)hereof.
Appears in 3 contracts
Samples: Underwriting Agreement (Pinnacle Entertainment Inc), Underwriting Agreement (Alaris Medical Systems Inc), Underwriting Agreement (Pinnacle Entertainment Inc)
Effective Date of Agreement; Termination. (a) This Agreement shall become effective upon the later of: (i) receipt by the Representative Underwriter and the Company of notification of the effectiveness of the Registration Statement or (ii) the execution of this Agreement. Notwithstanding any termination of this Agreement, the provisions of this Section 11 12 and of Sections 1, 4, 6, 8, 9, 14 and 15 and 16 shall remain in full force and effect at all times after the execution hereof to the extent they are in compliance with FINRA Rule 5110(f)(2)(D).
Appears in 3 contracts
Samples: Underwriting Agreement (Tian Ruixiang Holdings LTD), Underwriting Agreement (Zhongchao Inc.), Underwriting Agreement (Zhongchao Inc.)
Effective Date of Agreement; Termination. (a) This Agreement shall become effective upon the later of: (i) receipt by the Representative and the Company of notification of the effectiveness of the Registration Statement or (ii) the execution of this Agreement. Notwithstanding any termination of this Agreement, the provisions of this Section 11 12 and of Sections 1, 4, 6, 8, 9, 14 and 15 and 16 shall remain in full force and effect at all times after the execution hereof to the extent they are in compliance with FINRA Rule 5110(f)(2)(D)5110.
Appears in 3 contracts
Samples: Underwriting Agreement (Millennium Group International Holdings LTD), Underwriting Agreement (Millennium Group International Holdings LTD), Underwriting Agreement (Millennium Group International Holdings LTD)
Effective Date of Agreement; Termination. (a) This Agreement shall become effective upon the later of: (i) receipt by the Representative execution and the Company of notification of the effectiveness of the Registration Statement or (ii) the execution delivery of this Agreement. Notwithstanding any termination of this Agreement, the provisions of this Section 11 12 and of Sections 1, 42, 6, 8, 9, 15 11 and 16 13 through 18, inclusive, shall remain in full force and effect at all times after the execution hereof to the extent they are in compliance with FINRA Rule 5110(f)(2)(D)hereof.
Appears in 3 contracts
Samples: Underwriting Agreement (Asset Acceptance Capital Corp), Asset Acceptance Capital Corp, Asset Acceptance Capital Corp
Effective Date of Agreement; Termination. (a) This Agreement shall become effective upon the later of: (i) receipt by the Representative and the Company of notification of the effectiveness of the Registration Statement or (ii) the execution of this Agreement. Notwithstanding any termination of this Agreement, the provisions of this Section 11 and of Sections 1, 45, 67, 88 and 12 through 19, 9inclusive, 15 and 16 shall remain in full force and effect at all times after the execution hereof to the extent they are in compliance with FINRA Rule 5110(f)(2)(D)hereof.
Appears in 2 contracts
Samples: Warrant Agreement (Electro Optical Sciences Inc /Ny), Letter Agreement (Electro Optical Sciences Inc /Ny)
Effective Date of Agreement; Termination. (a) This Agreement shall become effective upon the later of: (i) receipt by the Representative and the Company of notification of the effectiveness of the Registration Statement or (ii) the execution of this Agreement. Notwithstanding any termination of this Agreement, the provisions of this Section 11 12 and of Sections 1, 4, 6, 8, 9, 15 and 16 shall remain in full force and effect at all times after the execution hereof to the extent they are in compliance with FINRA Rule 5110(f)(2)(D).
Appears in 2 contracts
Samples: Underwriting Agreement (Global Internet of People, Inc.), Underwriting Agreement (Global Internet of People, Inc.)
Effective Date of Agreement; Termination. (a) This Agreement shall become effective upon the later of: of (i) receipt by the Representative Lead Managers and the Company of notification of the effectiveness of the Registration Statement or (ii) the execution of this Agreement. Notwithstanding any termination of this Agreement, the provisions of this Section 11 13 and of Sections 1, 42, 6, 8, 9, 15 12 and 16 14 through 19, inclusive, shall remain in full force and effect at all times after the execution hereof to the extent they are in compliance with FINRA Rule 5110(f)(2)(D)hereof.
Appears in 2 contracts
Samples: Letter Agreement (New York & Company, Inc.), Underwriting Agreement (New York & Company, Inc.)
Effective Date of Agreement; Termination. (a) This Agreement shall become effective upon the later of: (i) receipt by the Representative and the Company of notification of the effectiveness of the Registration Statement or (ii) the execution of this Agreement. Notwithstanding any termination of this Agreement, the provisions of this Section 11 and of Sections 1, 4, 65, 7, 8, 9, 14 and 15 and 16 shall remain in full force and effect at all times after the execution hereof to the extent they are in compliance with FINRA Rule 5110(f)(2)(D)hereof.
Appears in 2 contracts
Samples: Underwriting Agreement (Prolung Inc), Underwriting Agreement (MYnd Analytics, Inc.)
Effective Date of Agreement; Termination. (a) This Agreement shall become effective upon the later of: (i) receipt by the Representative and the Company of notification of the effectiveness of the Registration Statement or (ii) the execution of this Agreement. Notwithstanding any termination of this Agreement, the provisions of this Section 11 and of Sections 1, 4, 65, 7, 8, 9, 14 and 15 and 16 shall remain in full force and effect at all times after the execution hereof to the extent they are in compliance with FINRA Rule 5110(f)(2)(D).
Appears in 2 contracts
Samples: Underwriting Agreement (Consumer Capital Group, Inc.), Underwriting Agreement (Opgen Inc)
Effective Date of Agreement; Termination. (a) This Agreement shall become effective upon the later of: of (i) receipt by the Representative Lead Manager and the Company of notification of the effectiveness of the Registration Statement or (ii) the execution of this Agreement. Notwithstanding any termination of this Agreement, the provisions of this Section 11 and of Sections 1, 45, 67, 88 and 12 through 17, 9inclusive, 15 and 16 shall remain in full force and effect at all times after the execution hereof to the extent they are in compliance with FINRA Rule 5110(f)(2)(D)hereof.
Appears in 2 contracts
Samples: Underwriting Agreement (Dynavax Technologies Corp), Letter Agreement (Bankunited Financial Corp)
Effective Date of Agreement; Termination. (a1) This Agreement shall become effective upon the later of: (i) receipt by the Representative and the Company of notification of the effectiveness of the Registration Statement or (ii) the execution of this Agreement. Notwithstanding any termination of this Agreement, the provisions of this Section 11 and of Sections 1, 4, 6, 87 and 12 through 16, 9inclusive, 15 and 16 shall remain in full force and effect at all times after the execution hereof to the extent they are in compliance with FINRA Rule 5110(f)(2)(D)hereof.
Appears in 2 contracts
Samples: Underwriting Agreement (Lizhan Environmental Corp), Underwriting Agreement (Lizhan Environmental Corp)
Effective Date of Agreement; Termination. (a) This Agreement shall become effective upon the later of: (i) receipt by the Representative Underwriters and the Company of notification of the effectiveness of the Registration Statement or (ii) the execution of this Agreement. Notwithstanding any termination of this Agreement, the provisions of this Section 11 12 and of Sections 1, 4, 6, 8, 9, 14 and 15 and 16 shall remain in full force and effect at all times after the execution hereof to the extent they are in compliance with FINRA Rule 5110(f)(2)(D5110(g)(5).. 18
Appears in 2 contracts
Samples: Underwriting Agreement (FBS Global LTD), Underwriting Agreement (FBS Global LTD)
Effective Date of Agreement; Termination. (a) This Agreement shall become effective upon the later of: (i) receipt by the Representative Underwriters and the Company of notification of the effectiveness of the Registration Statement or (ii) the execution of this Agreement. Notwithstanding any termination of this Agreement, the provisions of this Section 11 and of Sections 1, 4, 6, 8, 9, 14 and 15 and 16 shall remain in full force and effect at all times after the execution hereof to the extent they are in compliance with FINRA Rule 5110(f)(2)(D5110(g)(5).
Appears in 2 contracts
Samples: Underwriting Agreement (Creative Global Technology Holdings LTD), Underwriting Agreement (Planet Image International LTD)
Effective Date of Agreement; Termination. (a) This Agreement shall become effective upon the later of: (i) receipt by the Representative and the Company of notification of the effectiveness of the Registration Statement or (ii) the mutual execution of this AgreementAgreement by the Company and the Representative. Notwithstanding any termination of this Agreement, the provisions of this Section 11 and of Sections 1, 4, 6, 87 and 12 through 16, 9inclusive, 15 and 16 shall remain in full force and effect at all times after the execution hereof to the extent they are in compliance with FINRA Rule 5110(f)(2)(D)hereof.
Appears in 2 contracts
Samples: Underwriting Agreement (CONTRAFECT Corp), Underwriting Agreement (CONTRAFECT Corp)
Effective Date of Agreement; Termination. (a) This Agreement shall become effective upon the later of: (i) receipt by the Representative and the Company of notification of the effectiveness of the Registration Statement or (ii) the execution of this Agreement. Notwithstanding Subject to the provisions of Section 11, notwithstanding any termination of this Agreement, the provisions of this Section 11 7 and of Sections 13, 4, 6, 85, 9, 15 10 and 16 12 through 17, inclusive, shall remain in full force and effect at all times after the execution hereof to the extent they are in compliance with FINRA Rule 5110(f)(2)(D)hereof.
Appears in 2 contracts
Samples: Underwriting Agreement (Thornburg Mortgage Inc), Underwriting Agreement (Thornburg Mortgage Inc)
Effective Date of Agreement; Termination. (a) This Agreement shall become effective upon the later of: of (i) receipt by the Representative and the Company of notification of the effectiveness of the Registration Statement or (ii) the execution of this Agreement. Notwithstanding any termination of this Agreement, the provisions of this Section 11 13 and of Sections 1, 42, 6, 8, 9, 15 12 and 16 14 through 22, inclusive, shall remain in full force and effect at all times after the execution hereof to the extent they are in compliance with FINRA Rule 5110(f)(2)(D)hereof.
Appears in 2 contracts
Samples: Letter Agreement (China GrenTech CORP LTD), Custody Agreement (China GrenTech CORP LTD)
Effective Date of Agreement; Termination. (a) This Agreement shall become effective upon the later of: (i) receipt by the Representative Underwriters and the Company of notification of the effectiveness of the Registration Statement or (ii) the execution of this AgreementAgreement by all parties hereto. Notwithstanding any termination of this Agreement, the provisions of this Section 11 12 and of Sections 1, 4, 6, 8, 9, 14 and 15 and 16 shall remain in full force and effect at all times after the execution hereof to the extent they are in compliance with FINRA Rule 5110(f)(2)(D)5110.
Appears in 1 contract
Samples: Underwriting Agreement (SAMFINE CREATION HOLDINGS GROUP LTD)
Effective Date of Agreement; Termination. (a) This Agreement shall become effective upon the later of: (i) receipt by the Representative and the Company of notification of the effectiveness of the Registration Statement or (ii) the execution of this Agreement. Notwithstanding any termination of this Agreement, the provisions of this Section Sections 5(c), 7, 8 and 11 and of Sections 1through 16, 4inclusive, 6, 8, 9, 15 and 16 shall remain in full force and effect at all times after the execution hereof to the extent they are in compliance with FINRA Rule 5110(f)(2)(D)hereof.
Appears in 1 contract
Effective Date of Agreement; Termination. (a) This Agreement shall become effective upon the later of: of (i) receipt by the Representative Lead Managers and the Company of notification of the effectiveness of the Registration Statement or (ii) the execution of this Agreement. Notwithstanding any termination of this Agreement, the provisions of this Section 11 and of Sections 1, 45, 67, 88 and 12 through 17, 9inclusive, 15 and 16 shall remain in full force and effect at all times after the execution hereof to the extent they are in compliance with FINRA Rule 5110(f)(2)(D)hereof.
Appears in 1 contract
Effective Date of Agreement; Termination. (a) This Agreement shall become effective upon the later of: (i) receipt by the Representative and the Company of notification of the effectiveness of the Registration Statement or (ii) the execution of this Agreement. Notwithstanding any termination of this Capital Growth Financial, LLC , 2006 Page 38 Agreement, the provisions of this Section 11 and of Sections 1, 4, 6, 87 and 12 through 16, 9inclusive, 15 and 16 shall remain in full force and effect at all times after the execution hereof to the extent they are in compliance with FINRA Rule 5110(f)(2)(D)hereof.
Appears in 1 contract
Samples: Underwriting Agreement (NGTV)
Effective Date of Agreement; Termination. (a) This Agreement shall become effective upon the later of: (i) receipt by the Representative and the Company of notification of the effectiveness of the Registration Statement or (ii) the execution of this Agreement. Notwithstanding any termination of this Agreement, the provisions of this Section 11 and of Sections 1, 4, 6, 8, 99 and 12 through 17 inclusive, 15 and 16 shall remain in full force and effect at all times after the execution hereof to the extent they are in compliance with FINRA Rule 5110(f)(2)(D)hereof.
Appears in 1 contract
Effective Date of Agreement; Termination. (a) This Agreement shall become effective upon the later of: (i) receipt by the Representative and the Company of notification of the effectiveness of the Registration Statement or (ii) the execution of this Agreement. Notwithstanding any termination of this Agreement, the provisions of this Section 11 10 and of Sections 1, 45, 67, 88 and 10 through 16, 9inclusive, 15 and 16 shall remain in full force and effect at all times after the execution hereof to the extent they are in compliance with FINRA Rule 5110(f)(2)(D)hereof.
Appears in 1 contract
Samples: Letter Agreement (Valeant Pharmaceuticals International)
Effective Date of Agreement; Termination. (a) This Agreement shall become effective upon the later of: (i) receipt by the Representative execution and the Company of notification of the effectiveness of the Registration Statement or (ii) the execution delivery of this Agreement. Notwithstanding any termination of this AgreementAgreement pursuant to this Section 12, the provisions of this Section 11 12 and of Sections 1, 45, 67, 88 and 10 through 20, 9inclusive, 15 and 16 shall remain be in full force and effect at all times after the execution hereof to the extent they are in compliance with FINRA Rule 5110(f)(2)(D)and delivery hereof.
Appears in 1 contract
Effective Date of Agreement; Termination. (a) This Agreement shall become effective upon the later of: (i) receipt by the Representative and the Company of notification of the effectiveness of the Registration Statement or (ii) the execution of this Agreement. Notwithstanding any termination of this Agreement, the provisions of this Section 11 12 and of Sections 1, 2(hh), 4, 6, 8, 9, 14 and 15 and 16 shall remain in full force and effect at all times after the execution hereof to the extent they are in compliance with FINRA Rule 5110(f)(2)(D)5110.
Appears in 1 contract
Samples: Underwriting Agreement (Millennium Group International Holdings LTD)
Effective Date of Agreement; Termination. (a) This Agreement shall become effective upon the later of: (i) receipt by the Representative Underwriter and the Company of notification of the effectiveness of the Registration Statement or (ii) the execution of this Agreement. Notwithstanding any termination of this Agreement, the provisions of this Section 11 10 and of Sections 1, 4, 65, 87, 98 and 10 through 21, 15 and 16 inclusive, shall remain in full force and effect at all times after the execution hereof to the extent they are in compliance with FINRA Rule 5110(f)(2)(D)hereof.
Appears in 1 contract
Samples: Underwriting Agreement (CHINA METRO-RURAL HOLDINGS LTD)
Effective Date of Agreement; Termination. (a) This Agreement shall become effective upon the later of: (i) receipt by the Representative and the Company of notification of the effectiveness of the Registration Statement or (ii) the execution of this Agreement. Notwithstanding any termination of this Agreement, the provisions of this Section 11 and of Sections 1, 45, 67, 88 and 12 through 17 inclusive, 9, 15 and 16 shall remain in full force and effect at all times after the execution hereof to the extent they are in compliance with FINRA Rule 5110(f)(2)(D)hereof.
Appears in 1 contract
Samples: Alexion Pharmaceuticals Inc
Effective Date of Agreement; Termination. (a) This Agreement shall become effective upon the later of: (i) receipt by the Representative and the Company of notification of the effectiveness of the Registration Statement or (ii) the execution of this Agreement. Notwithstanding any termination of this Agreement, the provisions of this Section 11 13 and of Sections 1, 4, 6, 8, 9, 15 16 and 16 17 shall remain in full force and effect at all times after the execution hereof to the extent they are in compliance with FINRA Rule 5110(f)(2)(D).
Appears in 1 contract
Samples: Underwriting Agreement (Cornerstone Management, Inc.)
Effective Date of Agreement; Termination. (a) This Agreement shall become effective upon the later of: (i) receipt by the Representative Representatives and the Company of notification of the effectiveness of the Registration Statement or (ii) the execution of this Agreement. Notwithstanding any termination of this Agreement, the provisions of this Section 11 and of Sections 1, 4, 6, 8, 9, 15 and 16 shall remain in full force and effect at all times after the execution hereof to the extent they are in compliance with FINRA Rule 5110(f)(2)(D).
Appears in 1 contract
Effective Date of Agreement; Termination. (a) This Agreement shall become effective upon the later of: (i) receipt by the Representative and the Company of notification of the effectiveness of the Registration Statement or (ii) the execution of this Agreement. Notwithstanding any termination of this Agreement, the provisions of this Section 11 13 and of Sections 1, 42, 6, 8, 9, 15 12 and 16 14 through 19, inclusive, shall remain be in full force and effect at all times after the execution hereof to the extent they are in compliance with FINRA Rule 5110(f)(2)(D)hereof.
Appears in 1 contract
Effective Date of Agreement; Termination. (a) This Agreement shall become effective upon the later of: (i) receipt by the Representative and the Company of notification of the effectiveness of the Registration Statement or (ii) the execution of this Agreement. Notwithstanding any termination of this Agreement, the provisions of this Section 11 and of Sections 1, 44 through 16, 6inclusive, 8, 9, 15 and 16 shall remain in full force and effect at all times after the execution hereof to the extent they are in compliance with FINRA Rule 5110(f)(2)(D)hereof.
Appears in 1 contract
Samples: Coffee Holding Co Inc
Effective Date of Agreement; Termination. (a) This Agreement shall become effective upon the later of: (i) receipt by the Representative and the Company of notification of the effectiveness of the Registration Statement or (ii) the execution of this Agreement. Notwithstanding any termination of this Agreement, the provisions of this Section 11 and of Sections 15, 47, 68 and 12 through 17, 8inclusive, 9, 15 and 16 shall remain in full force and effect at all times after the execution hereof to the extent they are in compliance with FINRA Rule 5110(f)(2)(D)hereof.
Appears in 1 contract
Samples: Winston Hotels Inc
Effective Date of Agreement; Termination. (a) This Agreement shall become effective upon the later of: (i) receipt by the Representative Representatives and the Company of notification of the effectiveness of the Registration Statement or (ii) the execution of this Agreement. Notwithstanding any termination of this Agreement, the provisions of this Section 11 12 and of Sections 1, 4, 66(f), 8, 99 and 13 through 17, 15 and 16 inclusive, shall remain in full force and effect at all times after the execution hereof to the extent they are in compliance with FINRA Rule 5110(f)(2)(D)hereof.
Appears in 1 contract
Effective Date of Agreement; Termination. (a) This Agreement shall become effective upon the later of: (i) receipt by the Representative Underwriter and the Company of notification of the effectiveness of the Registration Statement Post-Effective Amendment or (ii) the execution of this Agreement. Notwithstanding any termination of this Agreement, the provisions of this Section 11 12 and of Sections 1, 4, 6, 8, 9, 14 and 15 and 16 shall remain in full force and effect at all times after the execution hereof to the extent they are in compliance with FINRA Rule 5110(f)(2)(D)5110.
Appears in 1 contract
Effective Date of Agreement; Termination. (a) This Agreement shall become effective upon the later of: (i) receipt by the Representative and the Company of notification of the effectiveness of the Registration Statement or (ii) the execution of this Agreement. Notwithstanding any termination of this Agreement, the provisions of this Section 11 12 and of Sections 1, 42, 6, 8, 99 and 13 through 18, 15 and 16 inclusive, shall remain in full force and effect at all times after the execution hereof to the extent they are in compliance with FINRA Rule 5110(f)(2)(D)hereof.
Appears in 1 contract
Samples: Newkirk Realty Trust, Inc.
Effective Date of Agreement; Termination. (a) This Agreement shall become effective upon the later of: (i) receipt by the Representative Maxim and the Company of notification of the effectiveness of the Registration Statement or (ii) the execution of this Agreement. Notwithstanding any termination of this Agreement, the provisions of this Section 11 and of Sections 1, 45, 67, 88 and 12 through 17, 9inclusive, 15 and 16 shall remain in full force and effect at all times after the execution hereof to the extent they are in compliance with FINRA Rule 5110(f)(2)(D)hereof.
Appears in 1 contract
Effective Date of Agreement; Termination. (a) This Agreement shall become effective upon the later of: (i) receipt by the Representative and the Company of notification of the effectiveness of the Registration Statement or (ii) the execution of this Agreement. Notwithstanding any termination of this Agreement, the provisions of this Section 11 12 and of Sections 11,5, 47, 68 and 12 through 17, 8inclusive, 9, 15 and 16 shall remain in full force and effect at all times after the execution hereof to hereof, except that the extent they are Underwriter’s Warrant referenced in compliance with FINRA Rule 5110(f)(2)(D)Section 1(f) shall not survive termination of this Agreement.
Appears in 1 contract
Effective Date of Agreement; Termination. (a) This Agreement shall become effective upon the later of: (i) receipt by the Representative and the Company of notification of the effectiveness of the Registration Statement or (ii) the execution of this Agreement. Notwithstanding any termination of this Agreement, the provisions of this Section 11 14 and of Sections 1, 4, 6, 87, 9, 10 and 15 and 16 through 18, inclusive, shall remain be in full force and effect at all times after the execution hereof to the extent they are in compliance with FINRA Rule 5110(f)(2)(D)hereof.
Appears in 1 contract
Samples: Underwriting Agreement (Alaris Medical Systems Inc)
Effective Date of Agreement; Termination. (a) This Agreement shall become effective upon the later of: of (i) receipt by the Representative Underwriter and the Company of notification of the effectiveness of the Registration Statement or (ii) the execution of this Agreement. Notwithstanding any termination of this Agreement, the provisions of this Section 11 and of Sections 1, 45, 67, 88 and 12 through 17, 9inclusive, 15 and 16 shall remain in full force and effect at all times after the execution hereof to the extent they are in compliance with FINRA Rule 5110(f)(2)(D)hereof.
Appears in 1 contract
Effective Date of Agreement; Termination. (a) This Agreement shall become effective upon the later of: (i) receipt by the Representative execution and the Company of notification of the effectiveness of the Registration Statement or (ii) the execution delivery of this Agreement. Notwithstanding any termination of this AgreementAgreement pursuant to this Section 11, the provisions of this Section 11 and of Sections 1, 45, 67, 88 and 10 through 19, 9inclusive, 15 and 16 shall remain be in full force and effect at all times after the execution hereof to the extent they are in compliance with FINRA Rule 5110(f)(2)(D)and delivery hereof.
Appears in 1 contract
Effective Date of Agreement; Termination. (a) This Agreement shall become effective upon the later of: of (i) receipt by the Representative Underwriters and the Company of notification of the effectiveness of the Registration Statement or (ii) the execution of this Agreement. Notwithstanding any termination of this Agreement, the provisions of this Section 11 and of Sections 1, 45, 67, 88 and 12 through 17, 9inclusive, 15 and 16 shall remain in full force and effect at all times after the execution hereof to the extent they are in compliance with FINRA Rule 5110(f)(2)(D)hereof.
Appears in 1 contract
Effective Date of Agreement; Termination. (a) This Agreement shall become effective upon the later of: of (i) receipt by the Representative Lead Managers and the Company of notification of the effectiveness of the Registration Statement or (ii) the execution of this Agreement. Notwithstanding any termination of this Agreement, the provisions of this Section 11 12 and the representations of Sections 11 and 2, 4, and the provisions of Sections 6, 8, 99 and 13 through 18, 15 and 16 inclusive, shall remain in full force and effect at all times after the execution hereof to the extent they are in compliance with FINRA Rule 5110(f)(2)(D)hereof.
Appears in 1 contract
Effective Date of Agreement; Termination. (a) This Agreement shall become effective upon the later of: (i) receipt by the Representative Underwriters and the Company of notification of the effectiveness of the Registration Statement or (ii) the execution of this Agreement. Notwithstanding any termination of this Agreement, the provisions of this Section 11 and of Sections 1, 44 through 16, 6inclusive, 8, 9, 15 and 16 shall remain in full force and effect at all times after the execution hereof to the extent they are in compliance with FINRA Rule 5110(f)(2)(D)hereof.
Appears in 1 contract
Samples: Coffee Holding Co Inc
Effective Date of Agreement; Termination. (a) This Agreement shall become effective upon the later of: of (i) receipt by the Representative Lead Manager and the Company of notification of the effectiveness of the Registration Statement or (ii) the execution of this Agreement. Notwithstanding any termination of this Agreement, the provisions of this Section 11 13 and of Sections 1, 42, 6, 8, 9, 15 12 and 16 14 through 21, inclusive, shall remain in full force and effect at all times after the execution hereof to the extent they are in compliance with FINRA Rule 5110(f)(2)(D)hereof.
Appears in 1 contract
Samples: Underwriting Agreement (The9 LTD)
Effective Date of Agreement; Termination. (a) This Agreement shall become effective upon the later of: of (i) receipt by the Representative Representatives and the Company of notification of the effectiveness of the Registration Statement or (ii) the execution of this Agreement. Notwithstanding any termination of this Agreement, the provisions of this Section 11 12 and of Sections 1, 4, 6, 8, 9, 15 11 and 16 13 through 21, inclusive, shall remain in full force and effect at all times after the execution hereof to the extent they are in compliance with FINRA Rule 5110(f)(2)(D)hereof.
Appears in 1 contract
Effective Date of Agreement; Termination. (a) This Agreement shall become effective upon the later of: (i) receipt by the Representative and the Company of notification of the effectiveness of the Registration Statement or (ii) the execution of this Agreement. Notwithstanding any termination of this Agreement, the provisions of this Section 11 12 and of Sections 1, 4, 66(f), 8, 99 and 13 through 17, 15 and 16 inclusive, shall remain in full force and effect at all times after the execution hereof to the extent they are in compliance with FINRA Rule 5110(f)(2)(D)hereof.
Appears in 1 contract
Effective Date of Agreement; Termination. (a) This Agreement shall become effective upon the later of: (i) receipt by the Representative Underwriters and the Company of notification of the effectiveness of the Registration Statement or (ii) the execution of this Agreement. Notwithstanding any termination of this Agreement, the provisions of this Section 11 12 and of Sections 1, 4, 6, 8, 9, 14 and 15 and 16 shall remain in full force and effect at all times after the execution hereof to the extent they are in compliance with FINRA Rule 5110(f)(2)(D).
Appears in 1 contract
Effective Date of Agreement; Termination. (a) This Agreement shall become effective upon the later of: (i) receipt by the Representative and the Company of notification of the effectiveness of the Registration Statement or (ii) the execution of this Agreement. Notwithstanding any termination of this Agreement, the provisions of this Section 11 10 and of Sections 1, 45, 67, 8, 99 and 11 through 17, 15 and 16 inclusive, shall remain in full force and effect at all times after the execution hereof to the extent they are in compliance with FINRA Rule 5110(f)(2)(D)hereof.
Appears in 1 contract
Effective Date of Agreement; Termination. (a) This Agreement shall become effective upon the later of: (i) receipt by the Representative Underwriter and the Company of notification of the effectiveness of the Registration Statement or (ii) the execution of this AgreementAgreement by all parties hereto. Notwithstanding any termination of this Agreement, the provisions of this Section 11 12 and of Sections 1, 4, 6, 8, 9, 15 14 and 16 shall remain in full force and effect at all times after the execution hereof to the extent they are in compliance with FINRA Rule 5110(f)(2)(D)5110.
Appears in 1 contract
