DOCUMENTATION OF TRADES Sample Clauses

DOCUMENTATION OF TRADES. On a daily basis at approximately 5:00 pm central time, a listing of that day's executed trades shall be sent via email to XXXXxxxx@xxxxxxxxxxxx.xxx as a CSV file. Hard copies of broker confirmations for trades shall be provided upon request of the Manager within 24 hours of such request.
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DOCUMENTATION OF TRADES. On a daily basis, via facsimile, a listing of that day's executed trades and copies of the trade tickets for that day's trades. At the end of each week, by mail, hard copies of documentation for that week's executed trades. The signature or initials of the portfolio manager or duly authorized officer or employee of the Sub-Adviser should be placed on the trade tickets to validate the authenticity of the trading information. With respect to trades for which no DTC affirmation is available, hard copies of broker confirmations for such trades.
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DOCUMENTATION OF TRADES. On a daily basis, via facsimile, a listing of that day's executed trades and copies of the trade tickets for those trades. The signature or initials of the portfolio manager or duly authorized officer or employee of the Sub-Adviser should be placed on the trade tickets to validate the authenticity of the trading information.
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DOCUMENTATION OF TRADES. On a daily basis at approximately 8:00 am central time, a listing of the previous day's executed trades shall be sent via email to XXXXxxxx@xxxxxxxxxxxx.xxx as a CSV file. Manager will be set up as an interested party for DTC confirms.
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DOCUMENTATION OF TRADES. On a daily basis, via facsimile before 11:00 a.m. eastern time, a listing of the previous day's executed trades. Detail on short-term trades done for cash management purposes must be sent via facsimile by 10:30 a.m. eastern time on trade date. With respect to trades for which no DTC affirmation is available, the Sub-Adviser will instruct the broker to provide the Company's Fund Accounting Department (the "Department") with duplicate, hard copy confirmations for such trades.
Sample 1Sample 2Sample 3
DOCUMENTATION OF TRADES. On a daily basis, via facsimile, a listing of that day's executed trades and copies of the trade tickets for that day's trades. At the end of each week, by mail, hard copies of documentation for that week's executed trades. The signature or initials of the portfolio manager or duly authorized officer or employee of the Sub-Adviser should be placed on the trade tickets to validate the authenticity of the trading information. With respect to trades for which no DTC affirmation is available, hard copies of broker confirmations for such trades. PORTFOLIO HOLDINGS. On a weekly basis, via facsimile and mail, a list of the Portfolio's holdings. The list should include the following information, for each of the Portfolio's holdings, where applicable: long description, cusip/sedol number, maturity date, par/principal amounts, market value, market price, coupon rate and bond rating. SECURITY PRICING. On a daily basis, by telephone or facsimile: (i) review with the Company's Fund Accounting Department (the "Department") the prices of the Portfolio's securities, which shall be provided by the Department; (ii) inform the Department of its agreement or disagreement with such prices; (iii) provide the Department with the basis for any disagreement it may have with respect to a particular security's price and its opinion (along with outside broker quotes) as to what that security's price should be; and (iv) in any instance where the pricing services utilized by the Department do not provide a price for a security held by the Portfolio, provide the Department with reasonable assistance in determining a price for such security.
Sample 1
DOCUMENTATION OF TRADES. On a daily basis, via xxxxxxxxx, x listing of that day's executed trades and copies of the trade tickets for that day's trades. The signature or initials of a duly authorized officer or employee of the Sub-Adviser should be placed on the trade tickets to validate the authenticity of the trading information. With respect to trades for which no DTC affirmation is available, hard copies of broker confirmation for such trades.
Sample 1
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DOCUMENTATION OF TRADES. On a daily basis, via facsimile before 11:00 a.m. eastern time, a listing of the previous day's executed trades. Detail on short-term trades done for cash management purposes must be sent via facsimile by 10:30 a.m. eastern time on trade date. With respect to trades for which no DTC affirmation is available, the Sub-Adviser will instruct the broker to provide the Company's Fund Accounting Department (the "Department") with duplicate, hard copy confirmations for such trades. PORTFOLIO HOLDINGS. On a monthly basis, via facsimile and mail, a list of the Portfolio's holdings. The list should include the following information, for each of the Portfolio's holdings, where applicable: long description, cusip/sedol number, maturity date, par/principal amounts, average cost and coupon rate. The Sub-Adviser will also notify the Department as soon as practicable as to a discrepancy in the information the Sub-Adviser has provided the Department concerning trading information and/or the composition of the Portfolio.
Sample 1
DOCUMENTATION OF TRADES. On a daily xxxxx xx xxxxoximately 4:30 pm central time, a listing of that day's executed trades shall be sent via email to MF.RetailAccounting@hartfordlife.com as both an Excel file and a XXX xxxx. Xxxx xxxxxx xx xxxxxx xxxfirmations for trades shall be provided upon request of the Manager within 24 hours of such request.
Sample 1

Related to DOCUMENTATION OF TRADES

  • Documentation of Transfer Seller shall undertake to file the documents which would be necessary to perfect and maintain the transfer of the security interest in and to the Receivables and Other Conveyed Property.

  • Aggregation of Trades Subadviser, to the extent permitted by applicable laws and regulations, may, but shall be under no obligation to, aggregate the securities or other investments to be sold or purchased for the Fund as well as other clients of Subadviser in order to seek best execution. In such event, allocation of the securities or futures contracts so purchased or sold, as well as the expenses incurred in the transaction, will be made by Subadviser in the manner Subadviser considers to be the most equitable and consistent with its fiduciary obligations to the Fund and to such other clients.

  • Protection of Trademarks Such Grantor shall, with respect to any Trademarks that are material to the business of such Grantor, use commercially reasonable efforts not to cease the use of any of such Trademarks or fail to maintain the level of the quality of products sold and services rendered under any of such Trademarks at a level at least substantially consistent with the quality of such products and services as of the date hereof, and shall use commercially reasonable efforts to take all steps reasonably necessary to ensure that licensees of such Trademarks use such consistent standards of quality, except as would not reasonably be expected to have a Material Adverse Effect.

  • Execution of Transactions (a) In executing transactions for the Assets, selecting brokers or dealers and negotiating any brokerage commission rates, the Sub-Adviser will use its best efforts to seek the best overall terms available. In assessing the best overall terms available for any portfolio transaction, the Sub-Adviser will consider all factors it deems relevant including, but not limited to, the breadth of the market in the security, the price of the security, the financial condition and execution capability of the broker or dealer and the reasonableness of any commission for the specific transaction and for transactions executed through the broker or dealer in the aggregate. In selecting brokers or dealers to execute a particular transaction and in evaluating the best overall terms available, to the extent that the execution and price offered by more than one broker or dealer are comparable the Sub-Adviser may consider any brokerage and research services (as those terms are defined in Section 28(e) of the Securities Exchange Act of 1934) provided to the Sub-Adviser or to CSAM for use on behalf of the Fund or other clients of the Sub-Adviser or CSAM.

  • Protection of Trade Secrets The Executive agrees to maintain in strict confidence and, except as necessary to perform his duties for the Employer, the Executive agrees not to use or disclose any Trade Secrets of the Employer during or after his employment. “Trade Secret” means information, including a formula, pattern, compilation, program, device, method, technique, process, drawing, cost data or customer list, that: (i) derives economic value, actual or potential, from not being generally known to, and not being readily ascertainable by proper means by, other persons who can obtain economic value from its disclosure or use; and (ii) is the subject of efforts that are reasonable under the circumstances to maintain its secrecy.

  • Description of Transaction (a) Name of Issuer of the Securities Cedara Software Corp.

  • Authorization of Transactions The Company is a corporation duly authorized and in good standing in the State of Florida and has the requisite power and capacity to execute and deliver the Transaction Documents to which it is a party and to perform its obligations hereunder and thereunder. The execution, delivery and performance by the Company of the applicable Transaction Documents and the consummation of the Transactions have been duly and validly authorized by all requisite action on the part of the Company. The Transaction Documents to which the Company is a party have been duly and validly executed and delivered by The Company. Each Transaction Document to which the Company is a party constitutes the valid and legally binding obligation of the Company, enforceable against the Company in accordance with its terms and conditions, except to the extent enforcement thereof may be limited by applicable bankruptcy, insolvency or other Laws affecting the enforcement of creditors’ rights or by the principles governing the availability of equitable remedies.

  • Authorization of Transaction The Buyer has full power and authority (including full corporate power and authority) to execute and deliver this Agreement and to perform its obligations hereunder. This Agreement constitutes the valid and legally binding obligation of the Buyer, enforceable in accordance with its terms and conditions.

  • Limitation of Transactions So long as any Capital Securities remain outstanding, if (a) there shall have occurred and be continuing an Event of Default or (b) the Guarantor shall have selected an Extension Period as provided in the Declaration and such period, or any extension thereof, shall have commenced and be continuing, then the Guarantor may not (x) declare or pay any dividends or distributions on, or redeem, purchase, acquire, or make a liquidation payment with respect to, any of the Guarantor's capital stock or (y) make any payment of principal of or interest or premium, if any, on or repay, repurchase or redeem any debt securities of the Guarantor that rank pari passu in all respects with or junior in interest to the Debentures (other than (i) payments under this Guarantee, (ii) repurchases, redemptions or other acquisitions of shares of capital stock of the Guarantor (A) in connection with any employment contract, benefit plan or other similar arrangement with or for the benefit of one or more employees, officers, directors, or consultants, (B) in connection with a dividend reinvestment or stockholder stock purchase plan or (C) in connection with the issuance of capital stock of the Guarantor (or securities convertible into or exercisable for such capital stock), as consideration in an acquisition transaction entered into prior to the occurrence of the Event of Default or the applicable Extension Period, (iii) as a result of any exchange or conversion of any class or series of the Guarantor's capital stock (or any capital stock of a subsidiary of the Guarantor) for any class or series of the Guarantor's capital stock or of any class or series of the Guarantor's indebtedness for any class or series of the Guarantor's capital stock, (iv) the purchase of fractional interests in shares of the Guarantor's capital stock pursuant to the conversion or exchange provisions of such capital stock or the security being converted or exchanged, (v) any declaration of a dividend in connection with any stockholder's rights plan, or the issuance of rights, stock or other property under any stockholder's rights plan, or the redemption or repurchase of rights pursuant thereto, or (vi) any dividend in the form of stock, warrants, options or other rights where the dividend stock or the stock issuable upon exercise of such warrants, options or other rights is the same stock as that on which the dividend is being paid or ranks pari passu with or junior to such stock).

  • Effectuation of Transactions Each of the representations and warranties contained in this Agreement (and all corresponding definitions) is made after giving effect to the Transactions, unless the context otherwise requires.

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