Distributor. The Distributor represents and warrants that: (i) the Distributor is a limited partnership duly organized and in good standing under New York law; (ii) the Distributor is registered as a broker-dealer under federal and applicable state securities laws and is a member of the NASD; and (iii) the Distributor is registered as an investment adviser under federal securities laws.
Appears in 40 contracts
Samples: Participation Agreement (Horace Mann Life Insurance Co Separate Account), Form of Participation Agreement (Variable Annuity-2 Series Account), Form of Participation Agreement (Variable Annuity-2 Series Account)
Distributor. The Distributor represents and warrants that: (ia) the Distributor it is a limited partnership duly organized and in good standing under New York law; , and (iib) the Distributor it is registered as a broker-dealer under federal and applicable state securities laws and is a member in good standing of the NASD; and (iii) the Distributor is registered as an investment adviser under federal securities lawsFINRA.
Appears in 16 contracts
Samples: Participation Agreement (Separate Account a of Pacific Life & Annuity Co), Participation Agreement (Thrivent Variable Annuity Account I), Participation Agreement (Mutual of America Separate Account No 2)
Distributor. The Distributor represents and warrants that: (ia) the Distributor it is a limited partnership duly organized and in good standing under New York law; , and (iib) the Distributor it is registered as a broker-dealer under federal and applicable state securities laws and is a member of the NASD; and (iii) the Distributor is registered as an investment adviser under federal securities laws.
Appears in 14 contracts
Samples: Participation Agreement (Symetra Separate Account Sl), Participation Agreement (Symetra SEPARATE ACCOUNT C), Participation Agreement (Lincoln Life Flexible Premium Variable Life Account M)
Distributor. The Distributor represents and warrants that: (i) the Distributor is a limited partnership duly organized and in good standing under New York law; (ii) the Distributor is registered as a broker-dealer under federal and applicable state securities laws and is a member of the NASD; and (iii) the Distributor is registered as an investment adviser under federal securities laws. The Distributor further represents that it will sell and distribute Fund shares in accordance with applicable federal and state securities laws, including without limitation, the 1933 Act, the Securities Exchange Act of 1934, and the 1940 Act.
Appears in 7 contracts
Samples: Participation Agreement (Ge Capital Life Separate Account Ii), Participation Agreement (Ge Capital Life Separate Account Ii), Form of Participation Agreement (Life of Virginia Separate Account Ii)
Distributor. The Distributor represents and warrants that: (i) the Distributor is a limited partnership duly organized and in good standing under New York law; (ii) the Distributor is registered as a broker-dealer under federal and applicable state securities laws and is a member of the NASD; and (iii) the Distributor is registered as an investment adviser under federal securities laws. The Distributor will notify the Company promptly if for any reason it is unable to perform its obligations under this Agreement.
Appears in 3 contracts
Samples: Participation Agreement (American Express Platinum Variable Annuity Sm), Participation Agreement (Ids Life Variable Account 10), Participation Agreement (Ids Life Variable Account 10)
Distributor. The Distributor represents and warrants that: (ia) the Distributor it is a limited partnership duly organized and in good standing under New York law; , and (iib) the Distributor it is registered as a broker-dealer under federal and applicable state securities laws and is a member of the NASD; and (iii) the Distributor is registered as an investment adviser under federal securities lawsFINRA.
Appears in 3 contracts
Samples: Participation Agreement (Variable Annuity Account A), Participation Agreement (Variable Annuity Account A), Participation Agreement (Variable Annuity Account A)
Distributor. The Distributor represents and warrants that: (i) the Distributor it is a limited partnership duly organized and in good standing under New York law; (ii) the Distributor it is registered as a broker-dealer under federal and applicable state securities laws and is a member of the NASD; and (iii) the Distributor it is registered as an investment adviser under federal securities laws.
Appears in 2 contracts
Samples: Participation Agreement (Nationwide Vli Separate Account 4), Participation Agreement (Nationwide Vli Separate Account 4)
Distributor. The Distributor represents and warrants that: (ia) the Distributor it is a limited partnership duly organized and in good standing under New York law; , and (iib) the Distributor it is registered as a broker-dealer under federal and applicable state securities laws and is a member of the NASD; and (iii) . The Distributor will notify the Distributor Company promptly if for any reason it is registered as an investment adviser unable to perform its obligations under federal securities lawsthis Agreement.
Appears in 2 contracts
Samples: Participation Agreement (Riversource Variable Life Separate Account), Participation Agreement (Riversource of New York Account 8)
Distributor. The Distributor represents and warrants that: (i) the Distributor is a limited partnership duly organized and in good standing under New York law; (ii) the Distributor is registered as a broker-dealer under federal and applicable state securities laws and is a member of the NASD; and (iii) the Distributor is registered as an investment adviser under federal securities laws. All information relating to agents, customers, shareholders, prospects or leads of the Company acquired by distributors shall be and remain the exclusive property of the Company.
Appears in 1 contract
Samples: Participation Agreement (Farmers Annuity Separate Account A)
Distributor. The Distributor represents and warrants that: (ia) the Distributor it is a limited partnership duly organized and in good standing under New York law; , (iib) the Distributor it is registered as a broker-dealer under federal and applicable state securities laws Applicable Law and is a member in good standing of the NASD; FINRA, and (iiic) it supervises its associated persons in compliance with Applicable Law with respect to any wholesaling activities related to the Distributor is registered as an investment adviser under federal securities lawsContracts.
Appears in 1 contract
Samples: Participation Agreement (Delaware Life Variable Account F)
Distributor. The Distributor represents and warrants that: (i) the Distributor is a limited partnership duly organized and in good standing under New York law; (ii) the Distributor is registered as a broker-dealer under federal and applicable state securities laws and is a member of the NASD; and (iii) the Distributor is registered as an investment adviser under federal securities lawslaws .
Appears in 1 contract
