Distribution Arrangements. Subject to compliance with the 1940 Act, the Trustees may retain underwriters and/or placement agents to sell Trust Shares. The Trustees may in their discretion from time to time enter into one or more contracts, providing for the sale of the Shares of the Trust, whereby the Trust may either agree to sell such Shares to the other party to the contract or appoint such other party its sales agent for such Shares. In either case, the contract shall be on such terms and conditions as the Trustees may in their discretion determine not inconsistent with the provisions of this Article IV or the By-Laws; and such contract may also provide for the repurchase or sale of Shares of the Trust by such other party as principal or as agent of the Trust and may provide that such other party may enter into selected dealer agreements with registered securities dealers and brokers and servicing and similar agreements with persons who are not registered securities dealers to further the purposes of the distribution or repurchase of the Shares of the Trust.
Appears in 66 contracts
Samples: Agreement and Declaration of Trust (Blackrock Limited Duration Income Trust), Agreement and Declaration (Mbia Capital Claymore Managed Duration California Mun Tru), Agreement and Declaration (Blackrock New Jersey Municipal Income Trust)
Distribution Arrangements. Subject to compliance with the 1940 Act, the Trustees may retain underwriters and/or placement agents to sell Trust SharesShares and other securities of the Trust. The Trustees may in their discretion from time to time enter into one or more contracts, providing for the sale of the Shares securities of the Trust, whereby the Trust may either agree to sell such Shares securities to the other party to the contract or appoint such other party its sales agent for such Sharessecurities. In either case, the contract shall be on such terms and conditions as the Trustees may in their discretion determine not inconsistent with the provisions of this Article IV or the By-Laws; and such contract may also provide for the repurchase or sale of Shares securities of the Trust by such other party as principal or as agent of the Trust and may provide that such other party may enter into selected dealer agreements with registered securities dealers and brokers and servicing and similar agreements with persons who are not registered securities dealers to further the purposes of the distribution or repurchase of the Shares securities of the Trust.
Appears in 61 contracts
Samples: Agreement and Declaration (Booster Income Opportunities Fund), Agreement and Declaration of Trust (Steadfast Structured Growth Fund), Agreement and Declaration of Trust (Connetic Venture Capital Access Fund)
Distribution Arrangements. Subject to compliance with the 1940 Act, the Trustees may retain underwriters and/or placement selling agents to sell Trust SharesShares and other securities of the Trust. The Trustees may in their discretion from time to time enter into one or more contracts, providing for the sale of the Shares securities of the Trust, whereby the Trust may either agree to sell such Shares securities to the other party to the contract or appoint such other party its sales agent for such Sharessecurities. In either case, the contract shall be on such terms and conditions as the Trustees may in their discretion determine not inconsistent with the provisions of this Article IV or the By-Laws; and such contract may also provide for the repurchase or sale of Shares securities of the Trust by such other party as principal or as agent of the Trust and may provide that such other party may enter into selected dealer agreements with registered securities dealers and brokers and servicing and similar agreements with persons who are not registered securities dealers to further the purposes of the distribution or repurchase of the Shares securities of the Trust.
Appears in 40 contracts
Samples: Agreement and Declaration of Trust (StepStone Private Credit Income Fund), Agreement and Declaration of Trust (Axxes Private Markets Fund), Agreement and Declaration of Trust (Axxes Private Markets Fund)
Distribution Arrangements. Subject to compliance with the 1940 Act, the Trustees may retain underwriters underwriters, placement agents and/or placement other distribution agents to sell Trust Shares. The Trustees may in their discretion from time to time enter into one or more contracts, providing for the sale of the Shares of the Trust, whereby the Trust may either agree to sell such Shares to the other party to the contract or appoint such other party its sales agent for such Shares. In either case, the contract shall be on such terms and conditions as the Trustees may in their discretion determine not inconsistent with the provisions of this Article IV or the By-Laws; and such contract may also provide for the repurchase or sale of Shares of the Trust by such other party as principal or as agent of the Trust and may provide that such other party may enter into selected dealer agreements with registered securities dealers and brokers and servicing and similar agreements with persons who are not registered securities dealers to further the purposes of the distribution or repurchase of the Shares of the Trust.
Appears in 17 contracts
Samples: Agreement and Declaration of Trust (Guggenheim Strategic Opportunities Fund), Agreement and Declaration of Trust (Guggenheim Strategic Opportunities Fund), Agreement and Declaration of Trust (Fiduciary/Claymore Energy Infrastructure Fund)
Distribution Arrangements. Subject to compliance with the 1940 Act, the Trustees may retain underwriters underwriters, distributors and/or placement agents to sell Trust SharesShares and other securities of the Trust. The Trustees may in their discretion from time to time enter into one or more contracts, providing for the sale of the Shares securities of the Trust, whereby the Trust may either agree to sell such Shares securities to the other party to the contract or appoint such other party its sales agent for such Sharessecurities. In either case, the contract shall be on such terms and conditions as the Trustees may in their discretion determine not inconsistent with the provisions of this Article IV or the By-Laws; and such contract may also provide for the repurchase or sale of Shares securities of the Trust by such other party as principal or as agent of the Trust and may provide that such other party may enter into selected dealer agreements with registered securities dealers and brokers and servicing and similar agreements with persons who are not registered securities dealers to further the purposes of the distribution or repurchase of the Shares securities of the Trust.
Appears in 14 contracts
Samples: Onex Direct Lending BDC (Onex Direct Lending BDC Fund), Agreement and Declaration of Trust (Wellings Real Estate Income Fund), Agreement and Declaration of Trust (Investcorp US Institutional Private Credit Fund)
Distribution Arrangements. Subject to compliance with the 1940 Act, the Trustees may retain underwriters underwriters, placement agents and/or placement other distribution agents to sell Trust Shares. The Trustees may in their discretion from time to time enter into one or more contracts, providing for the sale of the Shares of the Trust, whereby the Trust may either agree to sell such Shares to the other party to the contract or appoint such other party its sales agent for such Shares. In either case, the contract shall be on such terms and conditions as the Trustees may in their discretion determine not inconsistent with the provisions of this Article IV or the By-Laws; and such contract may also provide for the repurchase or sale of Shares of the Trust by such other party as principal or as agent of the Trust and may provide that such other party may enter into selected dealer agreements with registered securities dealers and brokers and servicing and similar agreements with persons who are not registered securities dealers to further the purposes of the distribution or repurchase of the Shares of the Trust.. 4.3
Appears in 11 contracts
Samples: Agreement and Declaration of Trust (Madison Covered Call & Equity Strategy Fund), Agreement and Declaration (Claymore/Guggenheim Strategic Opportunities Fund), Agreement and Declaration of Trust (Madison Strategic Sector Premium Fund)
Distribution Arrangements. Subject to compliance with the 1940 Act, the Trustees may retain underwriters underwriters, placement agents and/or placement other distribution agents to sell Trust Shares. The Trustees may in their discretion from time to time enter into one or more contracts, providing for the sale of the Shares of the Trust, whereby the Trust may either agree to sell such Shares to the other party to the contract or appoint such other party its sales agent for such Shares. In either case, the contract shall be on such terms and conditions as the Trustees may in their discretion determine not inconsistent with the provisions of this Article IV V or the By-Laws; and such contract may also provide for the repurchase or sale of Shares of the Trust by such other party as principal or as agent of the Trust and may provide that such other party may enter into selected dealer agreements with registered securities dealers and brokers and servicing and similar agreements with persons who are not registered securities dealers to further the purposes of the distribution or repurchase of the Shares of the Trust.
Appears in 9 contracts
Samples: Agreement and Declaration of Trust (Javelin Exchange-Traded Trust), Spa Etf Trust (SPA ETF Trust), Agreement and Declaration of Trust (Claymore Exchange-Traded Fund Trust 2)
Distribution Arrangements. Subject to compliance with the 1940 Act, the Trustees may retain underwriters underwriters, distributors and/or placement agents to sell Trust SharesShares and other securities of the Trust. The Trustees may in their discretion from time to time enter into one or more contracts, providing for the sale of the Shares securities of the Trust, whereby the Trust may either agree to sell such Shares securities to the other party to the contract or appoint such other party as its sales agent for such Sharessecurities. In either case, the contract shall be on such terms and conditions as the Trustees may in their discretion determine not inconsistent with the provisions of this Article IV or the By-Laws; and such contract may also provide for the repurchase or sale of Shares securities of the Trust by such other party as principal or as agent of the Trust and may provide that such other party may enter into selected dealer agreements with registered securities dealers and brokers and servicing and similar agreements with persons who are not registered securities dealers to further the purposes of the distribution or repurchase of the Shares securities of the Trust.
Appears in 7 contracts
Samples: Agreement and Declaration (Middle Market Apollo Institutional Private Lending), Real Estate Credit BDC (Franklin BSP Real Estate Credit BDC), Agreement and Declaration (Middle Market Apollo Institutional Private Lending)
Distribution Arrangements. Subject to compliance with the 1940 Act, the Trustees may retain underwriters and/or placement agents to sell Trust Shares. The Trustees may in their discretion from time to time enter into one or more contracts, providing for the sale of the Shares of the Trust, whereby the Trust may either agree to sell such Shares to the other party to the contract or appoint such other party its sales agent for such Shares. In either case, the contract shall be on such terms and conditions as the Trustees may in their discretion determine not inconsistent with the provisions of this Article IV or the By-Laws; and such contract may also provide for the repurchase or sale of Shares of the Trust by such other party as principal or as agent of the Trust and may provide that such other party may enter into selected dealer agreements with registered securities dealers and brokers and servicing and similar agreements with persons who are not registered securities dealers to further the purposes of the distribution or repurchase of the Shares of the Trust.
Appears in 3 contracts
Samples: Agreement and Declaration of Trust (Mbia Capital Claymore Managed Duration California Mun Tru), Agreement and Declaration of Trust (Mbia Capital Claymore Managed Duration National Municipal Tr), Agreement and Declaration of Trust (Mbia Capital Claymore Managed Duration New York Mun Tru)
Distribution Arrangements. Subject to compliance with the 1940 Act, the Trustees may retain underwriters underwriters, distributors and/or placement agents to sell Trust SharesCommon Shares and other securities of the Trust. The Trustees may in their discretion from time to time enter into one or more contracts, providing for the sale of the Shares securities of the Trust, whereby the Trust may either agree to sell such Shares securities to the other party to the contract or appoint such other party its sales agent for such Sharessecurities. In either case, the contract shall be on such terms and conditions as the Trustees may in their discretion determine not inconsistent with the provisions of this Article IV or the By-Laws; and such contract may also provide for the repurchase or sale of Shares securities of the Trust by such other party as principal or as agent of the Trust and may provide that such other party may enter into selected dealer agreements with registered securities dealers and brokers and servicing and similar agreements with persons who are not registered securities dealers to further the purposes of the distribution or repurchase of the Shares securities of the Trust.
Appears in 3 contracts
Samples: Agreement and Declaration (Kennedy Lewis Capital Co), Agreement and Declaration (Kennedy Lewis Capital Co), Kennedy Lewis Capital Co
Distribution Arrangements. Subject to compliance with the ------------------------- 1940 Act, the Trustees may retain underwriters and/or placement agents to sell Trust Shares. The Trustees may in their discretion from time to time enter into one or more contracts, providing for the sale of the Shares of the Trust, whereby the Trust may either agree to sell such Shares to the other party to the contract or appoint such other party its sales agent for such Shares. In either case, the contract shall be on such terms and conditions as the Trustees may in their discretion determine not inconsistent with the provisions of this Article IV or the By-Laws; and such contract may also provide for the repurchase or sale of Shares of the Trust by such other party as principal or as agent of the Trust and may provide that such other party may enter into selected dealer agreements with registered securities dealers and brokers and servicing and similar agreements with persons who are not registered securities dealers to further the purposes of the distribution or repurchase of the Shares of the Trust.
Appears in 2 contracts
Samples: Blackrock Municipal Income Trust, Blackrock New Jersey Municipal Income Trust
Distribution Arrangements. Subject to compliance with the 1940 Investment Company Act, the Trustees may retain underwriters underwriters, distributors and/or placement agents to sell Trust SharesShares and other securities of the Trust. The Trustees may in their discretion from time to time enter into one or more contracts, providing for the sale of the Shares securities of the Trust, whereby the Trust may either agree to sell such Shares securities to the other party to the contract or appoint such other party its sales agent for such Sharessecurities. In either case, the contract shall be on such terms and conditions as the Trustees may in their discretion determine not inconsistent with the provisions of this Article IV or the By-Laws; and such contract may also provide for the repurchase or sale of Shares securities of the Trust by such other party as principal or as agent of the Trust and may provide that such other party may enter into selected dealer agreements with registered securities dealers and brokers and servicing and similar agreements with persons who are not registered securities dealers to further the purposes of the distribution or repurchase of the Shares securities of the Trust.
Appears in 2 contracts
Samples: Agreement and Declaration of Trust (Carlyle Secured Lending III), Agreement and Declaration of Trust (Carlyle Secured Lending III)
Distribution Arrangements. Subject to compliance with the 1940 ------------------------- Act, the Trustees may retain underwriters and/or placement agents to sell Trust Shares. The Trustees may in their discretion from time to time enter into one or more contracts, providing for the sale of the Shares of the Trust, whereby the Trust may either agree to sell such Shares to the other party to the contract or appoint such other party its sales agent for such Shares. In either case, the contract shall be on such terms and conditions as the Trustees may in their discretion determine not inconsistent with the provisions of this Article IV or the By-Laws; and such contract may also provide for the repurchase or sale of Shares of the Trust by such other party as principal or as agent of the Trust and may provide that such other party may enter into selected dealer agreements with registered securities dealers and brokers and servicing and similar agreements with persons who are not registered securities dealers to further the purposes of the distribution or repurchase of the Shares of the Trust.
Appears in 2 contracts
Samples: Blackrock Florida Municipal Income Trust, Blackrock New York Municipal Income Trust
Distribution Arrangements. Subject to compliance with the 1940 Act, the Trustees may retain underwriters distributors and/or placement selling agents to sell Trust Shares. The Trustees may in their discretion from time to time enter into one or more contracts, providing for the sale of the Shares of the TrustShares, whereby the Trust may either agree to sell such Shares to the other party to the contract or appoint such other party its sales distributor or selling agent for such Shares. In either case, the contract shall be on such terms and conditions as the Trustees may in their discretion determine not inconsistent with the provisions of this Article IV or IV, the By-LawsLaws or the 1940 Act; and such contract may also provide for the repurchase or sale of Shares of the Trust by such other party as principal or as agent of the Trust and may provide that such other party may enter into selected dealer selling and servicing (and similar) agreements with registered securities dealers and brokers and servicing and similar agreements (or with persons who are not registered securities dealers but are otherwise authorized to distribute or repurchase Shares) to further the purposes of the distribution or repurchase of the Shares of the Trust.
Appears in 2 contracts
Samples: Agreement and Declaration of Trust (Advantage Advisers Multi - Sector Fund I), Agreement and Declaration of Trust (Advantage Advisers Multi - Sector Fund I)
Distribution Arrangements. Subject to compliance with the 1940 Act, the Trustees may retain underwriters underwriters, placement agents and/or placement other distribution agents to sell Trust Shares. The Trustees may in their discretion from time to time enter into one or more contracts, providing for the sale of the Shares of the Trust, whereby the Trust may either agree to sell such Shares to the other party to the contract or appoint such other party its sales agent for such Shares. In either case, the contract shall be on such terms and conditions as the Trustees may in their discretion determine not inconsistent with the provisions of this Article IV V or the By-LawsBy‑Laws; and such contract may also provide for the repurchase or sale of Shares of the Trust by such other party as principal or as agent of the Trust and may provide that such other party may enter into selected dealer agreements with registered securities dealers and brokers and servicing and similar agreements with persons who are not registered securities dealers to further the purposes of the distribution or repurchase of the Shares of the Trust.
Appears in 2 contracts
Samples: Agreement and Declaration of Trust (Claymore Exchange-Traded Fund Trust 2), Agreement and Declaration of Trust (Claymore Exchange-Traded Fund Trust)
Distribution Arrangements. Subject to compliance with the 1940 Act, the Trustees may retain underwriters Principal Underwriters, placement agents and/or placement other distribution agents to sell Trust Shares. The Trustees may in their discretion from time to time enter into one or more contracts, providing for the sale of the Shares of the Trust, whereby the Trust may either agree to sell such Shares to the other party to the contract or appoint such other party its sales agent for such Shares. In either case, the contract shall be on such terms and conditions as the Trustees may in their discretion determine not inconsistent with the provisions of this Article IV V or the By-Laws; and such contract may also provide for the repurchase or sale of Shares of the Trust by such other party as principal or as agent of the Trust and may provide that such other party may enter into selected dealer agreements with registered securities dealers and brokers and servicing and similar agreements with persons who are not registered securities dealers to further the purposes of the distribution or repurchase of the Shares of the Trust.
Appears in 1 contract
Distribution Arrangements. Subject to compliance with the 1940 Act, the Trustees may retain underwriters underwriters, placement agents and/or placement other distribution agents to sell Trust SharesUnits. The Trustees may in their discretion from time to time enter into one or more contracts, providing for the sale of the Shares Units of the Trust, whereby the Trust may either agree to sell such Shares Units to the other party to the contract or appoint such other party its sales agent for such SharesUnits. In either case, the contract shall be on such terms and conditions as the Trustees may in their discretion determine not inconsistent with the provisions of this Article IV or the By-Laws; and such contract may also provide for the repurchase or sale of Shares Units of the Trust by such other party as principal or as agent of the Trust and may provide that such other party may enter into selected dealer agreements with registered securities dealers and brokers and servicing and similar agreements with persons who are not registered securities dealers to further the purposes of the distribution or repurchase of the Shares Units of the Trust.
Appears in 1 contract
Samples: Agreement and Declaration of Trust (NT Equity Long/Short Strategies Fund)
Distribution Arrangements. Subject to compliance with the 1940 Act, the Trustees may retain underwriters and/or placement selling agents to sell Trust SharesShares and other securities of the Trust. The Trustees may in their discretion from time to time enter into one or more contracts, providing for the sale of the Shares securities of the Trust, whereby the Trust may either agree to sell such Shares securities to the other party to the contract or appoint such other party its sales agent for such Sharessecurities. In either case, the contract shall be on such terms and conditions as the Trustees may in their discretion determine not inconsistent with the provisions of this Article IV or the By-LawsBylaws; and such contract may also provide for the repurchase or sale of Shares securities of the Trust by such other party as principal or as agent of the Trust and may provide that such other party may enter into selected dealer agreements with registered securities dealers and brokers and servicing and similar agreements with persons Persons who are not registered securities dealers to further the purposes of the distribution or repurchase of the Shares securities of the Trust.
Appears in 1 contract
Samples: Agreement and Declaration of Trust (Weiss Strategic Interval Fund)
Distribution Arrangements. Subject to compliance with ------------------------- the 1940 Act, the Trustees may retain underwriters and/or placement agents to sell Trust Shares. The Trustees may in their discretion from time to time enter into one or more contracts, providing for the sale of the Shares of the Trust, whereby the Trust may either agree to sell such Shares to the other party to the contract or appoint such other party its sales agent for such Shares. In either case, the contract shall be on such terms and conditions as the Trustees may in their discretion determine not inconsistent with the provisions of this Article IV or the By-Laws; and such contract may also provide for the repurchase or sale of Shares of the Trust by such other party as principal or as agent of the Trust and may provide that such other party may enter into selected dealer agreements with registered securities dealers and brokers and servicing and similar agreements with persons who are not registered securities dealers to further the purposes of the distribution or repurchase of the Shares of the Trust.
Appears in 1 contract
Distribution Arrangements. Subject to compliance with the 1940 Act, the Trustees may retain underwriters and/or placement agents to sell Trust Shares. The Trustees may in their discretion from time to time enter into one or more contracts, providing for the sale of the Shares of the Trust, whereby the Trust may either agree to sell such Shares to the other party to the contract or appoint such other party its sales agent for such Shares. In either case, the contract shall be on such terms and conditions as the Trustees may in their discretion determine not inconsistent with the provisions of this Article IV or the By-Laws; and such contract may also provide for the repurchase or sale of Shares of the Trust by such other party as principal or as agent of the Trust and may provide that such other party may enter into selected dealer agreements with registered securities dealers and brokers and servicing and similar agreements with persons who are not registered securities dealers to further the purposes of the distribution or repurchase of the Shares of the Trust.. 4.3
Appears in 1 contract
Samples: Trust ____________________________________________ Agreement (Blackrock High Yield Trust)
