Common use of Disclosure Controls Clause in Contracts

Disclosure Controls. The Company and its subsidiaries, on a consolidated basis, maintain disclosure controls and procedures (as such term is defined in Rule 13a-15(e) of the Exchange Act); such disclosure controls and procedures have been designed to ensure that material information relating to the Company and its subsidiaries is made known to the Company’s principal executive officer and principal financial officer by others within those entities to allow timely decisions regarding required disclosure; and such disclosure controls and procedures are effective.

Appears in 6 contracts

Samples: Underwriting Agreement (Laureate Education, Inc.), Underwriting Agreement (Laureate Education, Inc.), Underwriting Agreement (Wengen Alberta, LP)

AutoNDA by SimpleDocs

Disclosure Controls. The Company and its subsidiaries, on a consolidated basis, maintain maintains disclosure controls and procedures (as such term is defined in Rule 13a-15(e) of the Exchange Act Rules) designed to comply with the requirements of the Exchange Act); such disclosure controls and procedures have been reasonably designed to ensure that material information relating required to be disclosed by the Company is accumulated and communicated to the Company and its subsidiaries is made known to Company’s management, including the Company’s principal executive officer and principal financial officer by others within those entities to allow timely decisions regarding required disclosure; and such disclosure controls and procedures are effectiveofficer.

Appears in 5 contracts

Samples: Underwriting Agreement (Sutro Biopharma, Inc.), Underwriting Agreement (Sutro Biopharma, Inc.), Underwriting Agreement (Sutro Biopharma, Inc.)

Disclosure Controls. The Company has established and its subsidiaries, on a consolidated basis, maintain maintains disclosure controls and procedures (as such term is defined in Rule 13a-15(e) of Rules 13a-14 and 15d-15 under the Exchange Act); ) and such disclosure controls and procedures have been designed to ensure are effective in ensuring that material information relating to the Company and Company, including its subsidiaries Subsidiaries, is made known to the Company’s principal executive officer and the principal financial officer by others within those entities to allow timely decisions regarding required disclosure; and such disclosure controls and procedures are effectiveofficer.

Appears in 5 contracts

Samples: Securities Purchase Agreement (Augmedix, Inc.), Subscription Agreement (Octopus Investments Ltd.), Subscription Agreement (SmartKem, Inc.)

Disclosure Controls. The Company has established and its subsidiaries, on a consolidated basis, maintain maintains disclosure controls and procedures (as such term is defined in Rule 13a-15(e) of Rules 13a-14 and 15d-14 under the Exchange Act); ) and such disclosure controls and procedures have been designed to ensure are effective in ensuring that material information relating to the Company and Company, including its subsidiaries subsidiaries, is made known to the Company’s principal executive officer and the principal financial officer by others within those entities to allow timely decisions regarding required disclosure; and officer. The Company has utilized such disclosure controls and procedures are effectivein preparing and evaluating the disclosures in the Registration Statement and in the Prospectus.

Appears in 5 contracts

Samples: Sales Agreement (Beyond Air, Inc.), Sales Agreement (Marker Therapeutics, Inc.), Sales Agreement (Beyond Air, Inc.)

Disclosure Controls. The Company has established and its subsidiaries, on a consolidated basis, maintain maintains disclosure controls and procedures (as such term is defined in Rule 13a-15(e) of Rules 13a-14 and 15d-14 under the Exchange Act); ) and such disclosure controls and procedures have been designed to ensure are effective in ensuring that material information relating to the Company and its subsidiaries Company, including the Subsidiaries, is made known to the Company’s principal executive officer and the principal financial officer by others within those entities to allow timely decisions regarding required disclosure; and officer. The Company has utilized such disclosure controls and procedures are effectivein preparing and evaluating the disclosures in the SEC Reports.

Appears in 5 contracts

Samples: Securities Purchase Agreement (Eloxx Pharmaceuticals, Inc.), Securities Purchase Agreement (Sonendo, Inc.), Securities Purchase Agreement (Sonendo, Inc.)

Disclosure Controls. The Company has established and its subsidiaries, on a consolidated basis, maintain maintains “disclosure controls and procedures procedures” (as such term is defined in Rule 13a-15(e) of Rules 13a-15 and 15d-15 under the Exchange Act); ) and such disclosure controls and procedures have been designed to ensure are effective in ensuring that material information relating to the Company and Company, including its subsidiaries Subsidiaries, is made known to the Company’s principal executive officer and the principal financial officer by others within those entities to allow timely decisions regarding required disclosure; and officer. The Company has utilized such disclosure controls and procedures are effectivein preparing and evaluating the disclosures in the Registration Statement, in the General Disclosure Package and in the Prospectus.

Appears in 5 contracts

Samples: Underwriting Agreement (pSivida Corp.), Underwriting Agreement (pSivida Corp.), Underwriting Agreement (Microvision Inc)

Disclosure Controls. The Company and its subsidiaries, on a consolidated basis, maintain maintains “disclosure controls and procedures procedures” (as such term is defined in Rule 13a-15(e) of under the Exchange Act); such disclosure controls and procedures have been designed to ensure that material information relating to the Company and its subsidiaries is made known to the Company’s principal executive officer and principal financial officer by others within those entities to allow timely decisions regarding required disclosure; and such disclosure controls and procedures are effectiveeffective at the reasonable assurance level.

Appears in 5 contracts

Samples: Underwriting Agreement (Ovid Therapeutics Inc.), Underwriting Agreement (Ovid Therapeutics Inc.), Convertible Preferred Stock (Ovid Therapeutics Inc.)

Disclosure Controls. The Company and its subsidiaries, on a consolidated basis, maintain maintains disclosure controls and procedures (as such term is defined in Rule 13a-15(e) that comply with the requirements of the Exchange Act); such disclosure controls and procedures have been designed to ensure that material information relating to the Company and its subsidiaries is made known to the Company’s principal executive officer and principal financial officer by others within those entities to allow timely decisions regarding required disclosureentities; and such disclosure controls and procedures are effective.

Appears in 4 contracts

Samples: Purchase Agreement (Palo Alto Networks Inc), Palo Alto Networks Inc, www.sec.gov

Disclosure Controls. The Company and its subsidiaries, on a consolidated basis, maintain maintains disclosure controls and procedures (as such term is defined in Rule 13a-15(e) of the Securities Exchange Act of 1934 (the “Exchange Act); such disclosure controls and procedures have been ) which are designed to ensure that material information relating to the Company and its consolidated subsidiaries is made known to the Company’s principal executive officer and principal financial officer by others within those entities to allow timely decisions regarding required disclosure; and such entities. Such disclosure controls and procedures are effective.;

Appears in 4 contracts

Samples: Underwriting Agreement (Rockwood Holdings, Inc.), Underwriting Agreement (Rockwood Holdings, Inc.), Underwriting Agreement (Rockwood Holdings, Inc.)

Disclosure Controls. The Company and its subsidiaries, on a consolidated basis, maintain maintains disclosure controls and procedures (as such term is defined in Rule 13a-15(e) of under the Exchange Act); such disclosure controls and procedures ) that have been designed to ensure that material information relating to the Company and its subsidiaries is made known to the Company’s principal executive officer and principal financial officer by others within those entities to allow timely decisions regarding required disclosurethe Company; and such disclosure controls and procedures are effectiveeffective in all material respects.

Appears in 4 contracts

Samples: Sales Agreement (Vir Biotechnology, Inc.), Securities Purchase Agreement (Taysha Gene Therapies, Inc.), Securities Purchase Agreement (Taysha Gene Therapies, Inc.)

Disclosure Controls. The Company has established and its subsidiaries, on a consolidated basis, maintain maintains and evaluates “disclosure controls and procedures procedures” (as such term is defined in Rule 13a-15(e) of 13a-15 and 15d-15 under the Exchange Act); , such disclosure controls and procedures have been are designed to ensure that material information relating to the Company and Company, including its subsidiaries consolidated subsidiaries, is made known to the Company’s principal executive officer Chief Executive Officer and principal financial officer its Chief Financial Officer by others within those entities to allow timely decisions regarding required disclosure; entities, and such disclosure controls and procedures are effectiveeffective to perform the functions for which they were established.

Appears in 4 contracts

Samples: Underwriting Agreement (CatchMark Timber Trust, Inc.), Underwriting Agreement (CatchMark Timber Trust, Inc.), Underwriting Agreement (CatchMark Timber Trust, Inc.)

Disclosure Controls. The Company and its subsidiaries, subsidiaries on a consolidated basis, basis maintain an effective system of “disclosure controls and procedures procedures” (as such term is defined in Rule 13a-15(e) of the Exchange Act); such disclosure controls and procedures have ) that has been designed to ensure that material information relating required to be disclosed by the Company in reports that it files or submits under the Exchange Act is recorded, processed, summarized and its subsidiaries reported within the time periods specified in the Commission’s rules and forms, including controls and procedures designed to ensure that such information is made known accumulated and communicated to the Company’s principal executive officer and principal financial officer by others within those entities management as appropriate to allow timely decisions regarding required disclosure; and such disclosure controls and procedures are effective.

Appears in 4 contracts

Samples: MediaAlpha, Inc., MediaAlpha, Inc., MediaAlpha, Inc.

Disclosure Controls. The Company and its subsidiaries, on a consolidated basis, maintain maintains disclosure controls and procedures (as such term is defined in Rule 13a-15(e) under the Exchange Act) that comply with the requirements of the Exchange Act)Act as applicable to the Company; such disclosure controls and procedures have been designed to ensure that material information relating to the Company and its subsidiaries is made known to the Company’s principal executive officer and principal financial officer by others within those entities to allow timely decisions regarding required disclosureentities; and such disclosure controls and procedures are effective.

Appears in 4 contracts

Samples: Sales Agreement (Unity Biotechnology, Inc.), Common Stock (Unity Biotechnology, Inc.), Unity Biotechnology, Inc.

Disclosure Controls. The Company and its subsidiaries, on a consolidated basis, maintain maintains disclosure controls and procedures (as such term is defined in Rule 13a-15(e) under the Exchange Act) that comply with the requirements of the Exchange Act); such disclosure controls and procedures have been designed to ensure that material information relating to the Company and its subsidiaries Subsidiaries is made known to the Company’s principal executive officer and principal financial officer by others within those entities to allow timely decisions regarding required disclosureentities; and such disclosure controls and procedures are effective.

Appears in 4 contracts

Samples: Common Stock (Atara Biotherapeutics, Inc.), Vitamin Shoppe, Inc., Vitamin Shoppe, Inc.

Disclosure Controls. The Company and its subsidiaries, on a consolidated basis, subsidiaries maintain an effective system of "disclosure controls and procedures procedures" (as such term is defined in Rule 13a-15(e) of the Exchange Act); such disclosure controls and procedures have been ) that is designed to ensure that material information relating required to be disclosed by the Company in reports that it files or submits under the Exchange Act is recorded, processed, summarized and its subsidiaries reported within the time periods specified in the Commission's rules and forms, including controls and procedures designed to ensure that such information is made known accumulated and communicated to the Company’s principal executive officer and principal financial officer by others within those entities 's management as appropriate to allow timely decisions regarding required disclosure; and such disclosure controls and procedures are effective.

Appears in 4 contracts

Samples: Underwriting Agreement (Obagi Medical Products, Inc.), Omneon Video Networks, Inc., Omneon Video Networks, Inc.

Disclosure Controls. The Company and its subsidiaries, on a consolidated basis, maintain maintains disclosure controls and procedures (as such term is defined in Rule 13a-15(e) under the Exchange Act) that comply with the requirements of the Exchange Act)Act applicable to the Company; such disclosure controls and procedures have been designed to ensure that material information relating to the Company and its subsidiaries is made known to the Company’s principal executive officer and principal financial officer by others within those entities to allow timely decisions regarding required disclosureentities; and such disclosure controls and procedures are effective.

Appears in 4 contracts

Samples: Terms Agreement (Denali Therapeutics Inc.), Terms Agreement (Denali Therapeutics Inc.), Twilio Inc

Disclosure Controls. The Company has established and its subsidiaries, on a consolidated basis, maintain maintains disclosure controls and procedures (as such term is defined in Rule 13a-15(e) of 13a-15 and 15d-15 under the Exchange 1934 Act); such disclosure controls and procedures have been are designed to ensure that material information relating to the Company Company, including material information pertaining to the Company’s operations and its subsidiaries assets managed by the Adviser, is made known to the Company’s principal executive officer Chief Executive Officer and principal financial officer Chief Financial Officer by others within those entities to allow timely decisions regarding required disclosure; the Company and the Adviser, and such disclosure controls and procedures are effectiveeffective to perform the functions for which they were established.

Appears in 4 contracts

Samples: Prospect Energy Corp, Gladstone Investment Corporation\de, Prospect Energy Corp

Disclosure Controls. The Company and each of its subsidiaries, on a consolidated basis, subsidiaries maintain an effective system of disclosure controls and procedures (as such term is defined in Rule 13a-15(e) of 13a-15 and Rule 15d-15 under the Exchange Act); such disclosure controls and procedures have been Act Regulations) that are designed to ensure that material information relating required to be disclosed by the Company in the reports that it files or submits under the Exchange Act is recorded, proceeded, summarized and its subsidiaries reported, within the time periods specified in the Commission’s rules and forms, and is made known accumulated and communicated to the Company’s management, including its principal executive officer or officers and principal financial officer by others within those entities or officers, as appropriate, to allow timely decisions regarding required disclosure; and such disclosure controls and procedures are effective.

Appears in 4 contracts

Samples: Terms Agreement (Adaptimmune Therapeutics PLC), Shares Sales Agreement (Adaptimmune Therapeutics PLC), Sales Agreement (Adaptimmune Therapeutics PLC)

Disclosure Controls. The Company has established and its subsidiaries, on a consolidated basis, maintain maintains disclosure controls and procedures (as such term is defined in Rule 13a-15(e) of Rules 13a-14 and 15d-14 under the Exchange Act); ) and such disclosure controls and procedures have been designed to ensure are effective in ensuring that material information relating to the Company and Company, including its subsidiaries subsidiaries, is made known to the Company’s principal executive officer and the principal financial officer by others within those entities to allow timely decisions regarding required disclosure; and officer. The Company has utilized such disclosure controls and procedures are effectivein preparing and evaluating the disclosures in the Company SEC Documents.

Appears in 4 contracts

Samples: Secured Convertible Note Purchase (Acer Therapeutics Inc.), Convertible Note Purchase Agreement (Quantum Fuel Systems Technologies Worldwide, Inc.), Convertible Note and Warrant Purchase Agreement (Quantum Fuel Systems Technologies Worldwide, Inc.)

Disclosure Controls. The Company and its subsidiaries, on a consolidated basis, maintain maintains disclosure controls and procedures (as such term is defined in Rule 13a-15(e) under the Exchange Act) that comply with the requirements of the Exchange Act); , such disclosure controls and procedures have been designed to ensure that material information relating to the Company and its subsidiaries is made known to the Company’s principal executive officer and principal financial officer by others within those entities to allow timely decisions regarding required disclosure; entities, and such disclosure controls and procedures are effective.

Appears in 4 contracts

Samples: Exelon Corp, Underwriting Agreement (Exelon Corp), Exelon Corp

Disclosure Controls. The Company and its subsidiaries, on a consolidated basis, maintain maintains disclosure controls and procedures (as such term is defined in Rule 13a-15(e) of the Exchange Act)) that comply with the requirements of the Exchange Act; such disclosure controls and procedures have been designed to ensure that material information relating to the Company and its subsidiaries is made known to the Company’s principal executive officer and principal financial executive officer by others within those entities to allow timely decisions regarding required disclosureentities; and such disclosure controls and procedures are effective.;

Appears in 4 contracts

Samples: Purchase Agreement (Hornbeck Offshore Services Inc /La), Purchase Agreement (Hornbeck Offshore Services Inc /La), Hornbeck Offshore Services Inc /La

Disclosure Controls. The Company and its subsidiaries, on a consolidated basis, maintain maintains disclosure controls and procedures (as such term is defined in Rule 13a-15(e13a-15 of the Exchange Act Rules) that comply with the requirements of the Exchange Act); such disclosure controls and procedures have been designed to ensure that material information relating required to be disclosed by the Company is accumulated and communicated to the Company and its subsidiaries is made known to Company’s management, including the Company’s principal executive officer and principal financial officer by others within those entities to allow timely decisions regarding required disclosure; and entities, such disclosure controls and procedures are effective.

Appears in 3 contracts

Samples: Purchase Agreement (CymaBay Therapeutics, Inc.), Purchase Agreement (CymaBay Therapeutics, Inc.), Purchase Agreement (CymaBay Therapeutics, Inc.)

Disclosure Controls. The Company has established and its subsidiaries, on a consolidated basis, maintain maintains disclosure controls and procedures (as such term is defined in Rule 13a-15(e) of Rules 13a-15 and 15d-15 under the Exchange 1934 Act); such disclosure controls and procedures have been , which are designed to ensure that material information relating to the Company and Company, including its subsidiaries consolidated subsidiaries, is made known to the Company’s principal executive officer Chief Executive Officer and principal financial officer Chief Financial Officer by others within those entities to allow timely decisions regarding required disclosure; entities, and such disclosure controls and procedures are effectiveeffective to perform the functions for which they were established.

Appears in 3 contracts

Samples: Underwriting Agreement (FIDUS INVESTMENT Corp), Underwriting Agreement (FIDUS INVESTMENT Corp), Underwriting Agreement (FIDUS INVESTMENT Corp)

Disclosure Controls. The Company and its subsidiaries, on a consolidated basis, subsidiaries maintain an effective system of “disclosure controls and procedures procedures” (as such term is defined in Rule 13a-15(e) of the Securities Exchange Act of 1934, as amended, the “Exchange Act); ”) and such disclosure controls and procedures have been designed to ensure are effective in ensuring that material information relating to the Company Company, including its subsidiaries, is accumulated and its subsidiaries is made known communicated to the Company’s principal executive officer and the principal financial officer by others within those entities to allow timely decisions regarding required disclosure; and such disclosure controls and procedures are effectiveofficer.

Appears in 3 contracts

Samples: Acushnet Holdings Corp., Blue Buffalo Pet Products, Inc., Blue Buffalo Pet Products, Inc.

Disclosure Controls. The Company and its subsidiaries, on a consolidated basis, maintain maintains “disclosure controls and procedures procedures” (as such term is defined in Rule 13a-15(e) under the Exchange Act) that comply with the requirements of the Exchange Act); such disclosure controls and procedures have been designed to ensure provide reasonable assurance that material information relating to the Company and its subsidiaries is made known to the Company’s principal executive officer and principal financial officer by others within those entities to allow timely decisions regarding required disclosureentities; and such disclosure controls and procedures are effective.

Appears in 3 contracts

Samples: Underwriting Agreement (Delta Air Lines, Inc.), Delta Air Lines Inc /De/, Delta Air Lines Inc /De/

Disclosure Controls. The Company has established and its subsidiaries, on a consolidated basis, maintain maintains disclosure controls and procedures (as such term is defined in Rule 13a-15(e) of Rules 13a-14 and 15d-14 under the Exchange Act); , and such disclosure controls and procedures have been designed to ensure are effective in ensuring that material information relating to the Company and Company, including its subsidiaries subsidiaries, is made known to the Company’s principal executive officer and the principal financial officer by others within those entities to allow timely decisions regarding required disclosure; and officer. The Company has utilized such disclosure controls and procedures are effectivein preparing and evaluating the disclosures in the Registration Statement, in the Time of Sale Disclosure Package and in the Prospectus.

Appears in 3 contracts

Samples: Underwriting Agreement (Full House Resorts Inc), EnerJex Resources, Inc., EnerJex Resources, Inc.

Disclosure Controls. The Company has established and its subsidiaries, on a consolidated basis, maintain maintains disclosure controls and procedures (as such term is defined in Rule 13a-15(e) of under the Exchange Act); ) and such disclosure controls and procedures have been designed to ensure are effective in ensuring that material information relating to the Company and Company, including its subsidiaries subsidiaries, is made known to the Company’s principal executive officer and the principal financial officer by others within those entities to allow timely decisions regarding required disclosure; and officer. The Company has utilized such disclosure controls and procedures are effectivein preparing and evaluating the disclosures in the Registration Statement, in the Time of Sale Disclosure Package and in the Prospectus.

Appears in 3 contracts

Samples: Underwriting Agreement (Pfenex Inc.), Underwriting Agreement (Pfenex Inc.), Underwriting Agreement (Pfenex Inc.)

Disclosure Controls. The To the extent required under applicable laws, the Company has established and its subsidiaries, on a consolidated basis, maintain maintains disclosure controls and procedures (as such term is defined in Rule Rules 13a-15(e) of under the Exchange Act); ) and such disclosure controls and procedures have been designed to ensure are effective in ensuring that material information relating to the Company and Company, including its subsidiaries consolidated subsidiaries, is made known to the Company’s principal executive officer and the principal financial officer by others within those entities to allow timely decisions regarding required disclosure; and such disclosure controls and procedures are effectiveofficer.

Appears in 3 contracts

Samples: Purchase Agreement (Habit Restaurants, Inc.), Purchase Agreement (Habit Restaurants, Inc.), Form of Purchase Agreement (Habit Restaurants, Inc.)

Disclosure Controls. The Company has established and its subsidiaries, on a consolidated basis, maintain maintains disclosure controls and procedures (as such term is defined in Rule 13a-15(e) of 13a-15 and 15d-15 under the Exchange Act); such disclosure controls and procedures have been are designed to ensure that material information relating to the Company Company, including material information pertaining to the Company’s operations and its subsidiaries assets managed by the Advisor, is made known to the Company’s principal executive officer and principal financial officer Chief Financial Officer by others within those entities to allow timely decisions regarding required disclosure; the Company and the Advisor, and such disclosure controls and procedures are effectiveeffective to perform the functions for which they were established.

Appears in 2 contracts

Samples: Underwriting Agreement (TICC Capital Corp.), Equity Distribution Agreement (TICC Capital Corp.)

Disclosure Controls. The Company has established and its subsidiaries, on a consolidated basis, maintain maintains disclosure controls and procedures (as such term is defined in Rule 13a-15(e) of Rules 13a-14 and 15d-14 under the Exchange Act); ) and such disclosure controls and procedures have been designed to ensure are effective in ensuring that material information relating to the Company and Company, including its subsidiaries subsidiaries, is made known to the Company’s principal executive officer and the principal financial officer by others within those entities to allow timely decisions regarding required disclosure; and officer. The Company has utilized such disclosure controls and procedures are effectivein preparing and evaluating the disclosures in the SEC Filings.

Appears in 2 contracts

Samples: Common Stock Purchase Agreement (Beyond Air, Inc.), Common Stock Purchase Agreement (Beyond Air, Inc.)

Disclosure Controls. The Company has established and its subsidiaries, on a consolidated basis, maintain maintains effective disclosure controls and procedures (as such term is defined in under Rule 13a-15(e) 13a-15 and 15d-15 under the rules and regulations of the Exchange Act); such disclosure controls and procedures have been , (i) which are designed to ensure that material information relating to the Company and Company, including its subsidiaries consolidated subsidiaries, is made known to the Company’s principal executive officer and its principal financial officer by others within those entities entities, particularly during the periods in which the periodic reports required under the Exchange Act are being prepared, and (ii) are effective in all material respects to allow timely decisions regarding required disclosure; and such disclosure controls and procedures are effectiveperform the functions for which they were established.

Appears in 2 contracts

Samples: Common Stock (Turning Point Brands, Inc.), Sales Agreement (Turning Point Brands, Inc.)

Disclosure Controls. The Company and its subsidiaries, on a consolidated basis, Entities maintain disclosure controls and procedures procedures” (as such term is defined in Rule 13a-15(e) of and Rule 15d-15(e) under the Exchange Act); such disclosure controls and procedures have been designed to ensure that material information relating to the Company and its subsidiaries is made known to the Company’s principal executive officer and principal financial officer by others within those entities to allow timely decisions regarding required disclosure; and such disclosure controls and procedures are effective.

Appears in 2 contracts

Samples: Terms Agreement (Teekay Tankers Ltd.), Teekay Tankers Ltd.

Disclosure Controls. The Company and its subsidiaries, on a consolidated basis, maintain maintains disclosure controls and procedures (as such term is defined in Rule 13a-15(e) under the Exchange Act) that comply with the applicable requirements of the Exchange Act); such disclosure controls and procedures have been designed to ensure that material information relating to the Company and its subsidiaries is made known to the Company’s principal executive officer and principal financial officer by others within those entities to allow timely decisions regarding required disclosureentities; and such disclosure controls and procedures are effective.

Appears in 2 contracts

Samples: Underwriting Agreement (Otis Worldwide Corp), Underwriting Agreement (Otis Worldwide Corp)

Disclosure Controls. The Company and its subsidiaries, on a consolidated basis, subsidiaries maintain disclosure controls and procedures procedures” (as such term is defined in Rule 13a-15(e) of under the Exchange Act); such disclosure controls and procedures have been designed are effective to ensure that material information relating perform the functions for which they were established to the Company and its subsidiaries is made known to extent required by Rule 13a-15 of the Company’s principal executive officer and principal financial officer by others within those entities to allow timely decisions regarding required disclosure; and such disclosure controls and procedures are effectiveExchange Act.

Appears in 2 contracts

Samples: Flex Ltd., Flex Ltd.

Disclosure Controls. The Company has established and its subsidiaries, on a consolidated basis, maintain maintains disclosure controls and procedures (as such term is defined in Rule 13a-15(e) of Rules 13a-14 and 15d-14 under the Exchange Act); ) and such disclosure controls and procedures have been designed to ensure that material information relating to the Company and Company, including its subsidiaries subsidiaries, is made known to the Company’s principal executive officer and principal financial officer by others within those entities to allow timely decisions regarding required disclosureentities; and such disclosure controls and procedures are effectiveeffective to perform the functions for which they were established.

Appears in 2 contracts

Samples: Underwriting Agreement (PLBY Group, Inc.), Underwriting Agreement (PLBY Group, Inc.)

Disclosure Controls. The Company and its subsidiaries, on a consolidated basis, maintain maintains disclosure controls and procedures (as such term is defined in Rule 13a-15(e) under the Exchange Act) that comply with the requirements of the Exchange Act); and such disclosure controls and procedures have been designed designed, and are effective, to ensure that material information relating to the Company and Company, its subsidiaries and the Joint Ventures is made known to the Company’s principal executive officer and principal financial officer by others within those entities to allow timely decisions regarding required disclosure; and such disclosure controls and procedures are effectiveentities.

Appears in 2 contracts

Samples: Howard Hughes Corp, Howard Hughes Corp

Disclosure Controls. The Company and its subsidiaries, on a consolidated basis, maintain maintains disclosure controls and procedures (as such term is defined in Rule 13a-15(e) under the Exchange Act designed to comply with the requirements of the Exchange Act); such Act applicable to the Company. Such disclosure controls and procedures have been designed to ensure that material information relating to the Company and its subsidiaries is made known to the Company’s principal executive officer and principal financial officer by others within those entities to allow timely decisions regarding required disclosure; and such disclosure controls and procedures are effectivethe Company.

Appears in 2 contracts

Samples: Equity Distribution Agreement (Fulcrum Therapeutics, Inc.), Equity Distribution Agreement (Fulcrum Therapeutics, Inc.)

Disclosure Controls. The Company and its subsidiaries, on a consolidated basis, subsidiaries maintain disclosure controls and procedures (as such term is defined in Rule 13a-15(e) of the Exchange Act); such disclosure controls and procedures have been designed to ensure that material information relating to the Company and its subsidiaries is made known accumulated and communicated to the Company’s principal executive officer and principal financial officer by others within those entities to allow timely decisions regarding required disclosure; management and such disclosure controls and procedures are effectivereasonably effective to perform the functions for which they were established subject to the limitations of any such control system.

Appears in 2 contracts

Samples: Purchase Agreement, Purchase Agreement

Disclosure Controls. The Company has established and its subsidiaries, on a consolidated basis, maintain maintains disclosure controls and procedures (as such term is defined in Rule 13a-15(e) of Rules 13a-15 and 15d-15 under the Exchange Act); such disclosure controls and procedures have been ) which are designed to ensure provide reasonable assurance that material information relating to the Company and Company, including its subsidiaries subsidiaries, is made known to the Company’s principal executive officer and the principal financial officer by others within those entities to allow timely decisions regarding required disclosure; and officer. The Company has utilized such disclosure controls and procedures are effectivein preparing and evaluating the disclosures in the Company SEC Documents.

Appears in 2 contracts

Samples: Unit Purchase Agreement (Vertex Energy Inc.), Unit Purchase Agreement (Vertex Energy Inc.)

Disclosure Controls. The To the extent required under applicable rules, the Company has established and its subsidiaries, on a consolidated basis, maintain maintains disclosure controls and procedures (as such term is defined in Rule 13a-15(e) of Rules 13a-14 and 15d-14 under the Exchange Act); ) and such disclosure controls and procedures have been designed to ensure that material information relating to the Company and its subsidiaries is made known to the Company’s principal executive officer and the principal financial officer by others within those entities to allow timely decisions regarding required disclosure; and such disclosure controls and procedures are effectiveofficer.

Appears in 2 contracts

Samples: Purchase Agreement (CareDx, Inc.), Purchase Agreement (CareDx, Inc.)

Disclosure Controls. The Company has established and its subsidiaries, on a consolidated basis, maintain maintains disclosure controls and procedures (as such term is defined in Rule 13a-15(e) under the Exchange Act) that comply with the requirements of the Exchange Act); such disclosure controls and procedures have been designed to ensure that material information relating to the Company and its subsidiaries is made known to the Company’s principal executive officer and principal financial officer by others within those entities to allow timely decisions regarding required disclosureentities; and such disclosure controls and procedures are effective.

Appears in 2 contracts

Samples: Underwriting Agreement (First Solar, Inc.), First Solar, Inc.

Disclosure Controls. The Company and its subsidiaries, on a consolidated basis, subsidiaries maintain disclosure controls and procedures procedures” (as such term is defined in Rule 13a-15(e) of under the Exchange 1934 Act); such disclosure controls and procedures have been designed to ensure that material information relating to the Company and its subsidiaries is made known to the Company’s principal executive officer and principal financial officer by others within those entities to allow timely decisions regarding required disclosure; and such disclosure controls and procedures are effective.

Appears in 2 contracts

Samples: Ampio Pharmaceuticals, Inc., Distribution Agreement (Hartford Life Insurance Co)

Disclosure Controls. The Company has established and its subsidiaries, on a consolidated basis, maintain maintains disclosure controls and procedures (as such term is defined in Rule 13a-15(e) of Rules 13a-15 and 15d-15 under the Exchange 1934 Act); such disclosure controls and procedures have been are designed to ensure that material information relating to the Company Company, including material information pertaining to the Company’s operations and its subsidiaries assets managed by the Adviser, is made known to the Company’s principal executive officer Chief Executive Officer and principal financial officer Chief Financial Officer by others within those entities to allow timely decisions regarding required disclosure; the Company and the Adviser, and such disclosure controls and procedures are effectiveeffective to perform the functions for which they were established.

Appears in 2 contracts

Samples: Underwriting Agreement (Alcentra Capital Corp), Underwriting Agreement (Alcentra Capital Corp)

Disclosure Controls. The Company has established and its subsidiaries, on a consolidated basis, maintain maintains “disclosure controls and procedures procedures” (as such term is defined in Rule 13a-15(e) of Rules 13a-15 and 15d-15 under the Exchange Act); ) and such disclosure controls and procedures have been designed to ensure are effective in ensuring that material information relating to the Company and Company, including its subsidiaries Subsidiaries, is made known to the Company’s principal executive officer and the principal financial officer by others within those entities to allow timely decisions regarding required disclosure; and officer. The Company has utilized such disclosure controls and procedures are effectivein preparing and evaluating the disclosures in the Registration Statements, in the General Disclosure Package and in the Prospectus.

Appears in 2 contracts

Samples: Underwriting Agreement (Microvision Inc), Underwriting Agreement (Microvision Inc)

Disclosure Controls. The Company and its subsidiaries, on a consolidated basis, maintain maintains disclosure controls and procedures (as such term is defined in Rule 13a-15(e) of under the Exchange Act); ) and such disclosure controls and procedures have been are effective and designed to ensure that material information relating to the Company and its subsidiaries is made known accumulated and communicated to the Company’s principal executive officer and principal financial officer by others within those entities to allow timely decisions regarding required disclosure; and such disclosure controls and procedures are effectiveentities.

Appears in 2 contracts

Samples: Underwriting Agreement (SiriusPoint LTD), Underwriting Agreement (SiriusPoint LTD)

Disclosure Controls. The Company has established and its subsidiaries, on a consolidated basis, maintain maintains disclosure controls and procedures (as such term is defined in Rule 13a-15(e) of under the Exchange Act); ) and such disclosure controls and procedures have been designed to ensure are effective in ensuring that material information relating to the Company and Company, including its subsidiaries subsidiaries, is made known to the Company’s principal executive officer and the principal financial officer by others within those entities to allow timely decisions regarding required disclosure; and officer. The Company has utilized such disclosure controls and procedures are effectivein preparing and evaluating the disclosures in the Registration Statement and in the Prospectus.

Appears in 2 contracts

Samples: Pfenex Inc., Pfenex Inc.

Disclosure Controls. The Company and its subsidiaries, on a consolidated basis, maintain maintains disclosure controls and procedures (as such term is defined in Rule 13a-15(e) under the Exchange Act) that comply with the requirements of the Exchange Act); , such disclosure controls and procedures have been designed to ensure that material information relating to the Company and its subsidiaries is made known to the Company’s principal executive officer and principal financial officer by others within those entities to allow timely decisions regarding required disclosure; entities, and such disclosure controls and procedures are effective.. (q)

Appears in 2 contracts

Samples: Underwriting Agreement (Exelon Corp), Exelon Corp

Disclosure Controls. The Company and each of its subsidiaries, on a consolidated basis, subsidiaries maintain disclosure controls and procedures (as such term is defined in Rule 13a-15(e) of the Exchange 1934 Act); such disclosure controls ) that comply with the requirements of the 1934 Act and procedures have been designed to ensure that material information relating to the Company and its subsidiaries is made known to the Company’s principal executive officer and principal financial officer by others within those entities to allow timely decisions regarding required disclosureentities; and such disclosure controls and procedures are effective.;

Appears in 2 contracts

Samples: Underwriting Agreement (Nuvasive Inc), Underwriting Agreement (Nuvasive Inc)

Disclosure Controls. The Company has established and its subsidiaries, on a consolidated basis, maintain maintains “disclosure controls and procedures procedures” (as such term is defined in Rule 13a-15(e) of Rules 13a-15 and 15d-15 under the Exchange Act); ) and such disclosure controls and procedures have been designed to ensure are effective in ensuring that material information relating to the Company and its subsidiaries is made known to the Company’s principal executive officer and the principal financial officer by others within those entities to allow timely decisions regarding required disclosure; and of the Company. The Company has utilized such disclosure controls and procedures are effectivein preparing and evaluating the disclosures in the Registration Statement, in the Time of Sale Disclosure Package and in the Prospectus.

Appears in 2 contracts

Samples: Agency Agreement (Aradigm Corp), Agency Agreement (Aradigm Corp)

Disclosure Controls. The Company has established and its subsidiaries, on a consolidated basis, maintain maintains disclosure controls and procedures (as such term is defined in Rule 13a-15(e) of Rules 13a-14 and 15d-14 under the Exchange Act); ) and such disclosure controls and procedures have been designed to ensure are effective in ensuring that material information relating to the Company and its subsidiaries Company, including the Subsidiary, is made known to the Company’s principal executive officer and the principal financial officer by others within those entities to allow timely decisions regarding required disclosure; and officer. The Company has utilized such disclosure controls and procedures are effectivein preparing and evaluating the disclosures in the SEC Reports.

Appears in 2 contracts

Samples: Securities Purchase Agreement (Heron Therapeutics, Inc. /De/), Securities Purchase Agreement (Heron Therapeutics, Inc. /De/)

Disclosure Controls. The Company and each of its subsidiaries, on a consolidated basis, subsidiaries maintain disclosure controls and procedures (as such term is defined in Rule 13a-15(e) of under the Exchange Act); such disclosure controls and procedures have been ) designed to ensure that material the information relating required to be disclosed by the Company in the reports that it files or submits under the Exchange Act is accumulated and its subsidiaries is made known communicated to management of the Company’s , including its principal executive officer and principal financial officer by others within those entities officer, as appropriate, to allow timely decisions regarding required disclosure; disclosure to be made, and such disclosure controls and procedures are effectiveeffective in all material respects to perform the functions for which they were established.

Appears in 2 contracts

Samples: Equity Distribution Agreement (USWS Holdings LLC), Equity Distribution Agreement (U.S. Well Services, Inc.)

Disclosure Controls. The Company has established and its subsidiaries, on a consolidated basis, maintain maintains disclosure controls and procedures (as such term is defined in Rule 13a-15(e) of Rules 13a-14 and 15d-14 under the Exchange Act); ) and such disclosure controls and procedures have been designed to ensure are effective in ensuring that material information relating to the Company and Company, including its subsidiaries subsidiaries, is made known to the Company’s principal executive officer and the principal financial officer by others within those entities to allow timely decisions regarding required disclosure; and officer. The Company has utilized such disclosure controls and procedures are effectivein preparing and evaluating the disclosures in the Registration Statement and the General Disclosure Package.

Appears in 2 contracts

Samples: Underwriting Agreement (CAI International, Inc.), Underwriting Agreement (CAI International, Inc.)

Disclosure Controls. The Company and its subsidiaries, on a consolidated basis, maintain maintains disclosure controls and procedures (as such term is defined in Rule 13a-15(e) of under the Exchange Act); ) and such disclosure controls and procedures have been are designed to ensure that material information relating to the Company and its subsidiaries is made known accumulated and communicated to the Company’s principal executive officer and principal financial officer by others within those entities to allow timely decisions regarding required disclosure; and such disclosure controls and procedures are effectiveentities.

Appears in 2 contracts

Samples: Underwriting Agreement (Third Point Reinsurance Ltd.), Underwriting Agreement (Third Point Reinsurance Ltd.)

Disclosure Controls. The Company and its subsidiaries, on considered as a consolidated basiswhole, maintain an effective system of “disclosure controls and procedures procedures” (as such term is defined in Rule 13a-15(e) of the Exchange Act); such disclosure controls and procedures have been ) that is designed to ensure that material information relating required to be disclosed by the Company in reports that it files or submits under the Exchange Act is recorded, processed, summarized and its subsidiaries reported within the time periods specified in the Commission’s rules and forms, including controls and procedures designed to ensure that such information is made known accumulated and communicated to the Company’s principal executive officer and principal financial officer by others within those entities management as appropriate to allow timely decisions regarding required disclosure; and such disclosure controls and procedures are effective.

Appears in 2 contracts

Samples: Horace Mann Educators Corp /De/, Horace Mann Educators Corp /De/

Disclosure Controls. The Company has established and its subsidiaries, on a consolidated basis, maintain maintains disclosure controls and procedures (as such term is defined in Rule 13a-15(e) of Rules 13a-15 and 15d-15 under the Exchange 1934 Act); such disclosure controls and procedures have been are designed to ensure that material information relating to the Company Company, including material information pertaining to the Company’s operations and its subsidiaries assets managed by the Adviser, is made known to the Company’s principal executive officer and principal financial officer Principal Financial Officer by others within those entities to allow timely decisions regarding required disclosure; the Company and the Adviser, and such disclosure controls and procedures are effectiveeffective to perform the functions for which they were established.

Appears in 2 contracts

Samples: Underwriting Agreement (Poliwogg Regenerative Medicine Fund, Inc.), Underwriting Agreement (Poliwogg Regenerative Medicine Fund, Inc.)

Disclosure Controls. The Company and its subsidiaries, on a consolidated basis, maintain maintains disclosure controls and procedures (as such term is defined in Rule 13a-15(eRules 13a-15 and 15d-15 under the 1934 Act) of the Exchange Act); such disclosure controls and procedures have been that are designed to ensure that material information relating to the Company and its subsidiaries is made known to the Company’s principal executive officer Chief Executive Officer and principal financial officer Chief Financial Officer by others within those entities to allow timely decisions regarding required disclosure; and such disclosure controls and procedures are effectivethe Company.

Appears in 2 contracts

Samples: Underwriting Agreement (Stellus Capital Investment Corp), Underwriting Agreement (Stellus Capital Investment Corp)

Disclosure Controls. The Company and its subsidiaries, on a consolidated basis, subsidiaries maintain disclosure controls and procedures procedures” (as such term is defined in Rule 13a-15(e) of under the Exchange Act); such disclosure controls and procedures have been are designed to ensure that material information relating to the Company and its subsidiaries is made known to the Company’s principal executive officer and principal financial officer by others within those entities to allow timely decisions regarding required disclosure; and such disclosure controls and procedures are effective.

Appears in 2 contracts

Samples: Sales Agreement (Dermira, Inc.), Sales Agreement (Dermira, Inc.)

Disclosure Controls. The Company and its subsidiaries, on a consolidated basis, maintain maintains disclosure controls and procedures (as such term is defined in Rule 13a-15(e) of the Exchange Act)) designed to comply with the requirements of the Exchange Act; such disclosure controls and procedures have been reasonably designed to ensure that material information relating required to be disclosed by the Company is accumulated and communicated to the Company and its subsidiaries is made known to Company’s management, including the Company’s principal executive officer and principal financial officer by others within those entities to allow timely decisions regarding required disclosure; and such disclosure controls and procedures are effectiveofficer.

Appears in 2 contracts

Samples: Sutro Biopharma, Inc., Sutro Biopharma, Inc.

Disclosure Controls. The Company and each of its subsidiaries, on a consolidated basis, Subsidiaries maintain disclosure controls and procedures (as such term is defined in Rule 13a-15(e) of Rules 13a-15 and 15d-15 under the Exchange Act); such disclosure controls and procedures have been ) designed to ensure that material information relating required to be disclosed by the Company in the reports it files or submits under the Exchange Act is recorded, processed, summarized and its subsidiaries reported, within the time period specified in the SEC’s rules and forms, and is made known accumulated and communicated to management of the Company’s , including its principal executive officer and its principal financial officer by others within those entities officer, as appropriate, to allow timely decisions regarding required disclosure; and such disclosure controls and procedures are effective.

Appears in 2 contracts

Samples: Stock Purchase Agreement (Liberated Syndication Inc.), Stock Purchase Agreement (Liberated Syndication Inc.)

Disclosure Controls. The Company has established and its subsidiaries, on a consolidated basis, maintain maintains disclosure controls and procedures (as such term is defined in Rule 13a-15(e) of Rules 13a-15 and 15d-15 under the Exchange Act); ) and such disclosure controls and procedures have been designed to ensure are effective in ensuring that material information relating to the Company and its subsidiaries is made known to the Company’s principal executive officer and the principal financial officer by others within those entities to allow timely decisions regarding required disclosure; and such disclosure controls and procedures are effectiveofficer.

Appears in 2 contracts

Samples: Purchase Agreement (Invuity, Inc.), Purchase Agreement (Invuity, Inc.)

Disclosure Controls. The Company and its subsidiaries, on a consolidated basis, subsidiaries maintain an effective system of “disclosure controls and procedures procedures” (as such term is defined in Rule 13a-15(e) 13a-15 of the Exchange Act); such disclosure controls and procedures have been ) that is designed to ensure that material information relating required to be disclosed by the Company in reports that it will file or submit under the Exchange Act is recorded, processed, summarized and its subsidiaries reported within the time periods specified in the Commission’s rules and forms, including controls and procedures designed to ensure that such information is made known accumulated and communicated to the Company’s principal executive officer and principal financial officer by others within those entities management as appropriate to allow timely decisions regarding required disclosure; and such disclosure controls and procedures are effective.

Appears in 2 contracts

Samples: Underwriting Agreement (Eurand N.V.), Underwriting Agreement (Eurand N.V.)

AutoNDA by SimpleDocs

Disclosure Controls. The Company and its subsidiaries, on a consolidated basis, subsidiaries maintain an effective system of “disclosure controls and procedures procedures” (as such term is defined in Rule 13a-15(e) of the Exchange Act); such disclosure controls ) that complies with the requirements of the Exchange Act and procedures have that has been designed to ensure that material information relating to the Company and its subsidiaries is made known to the Company’s principal executive officer and principal financial officer by others within those entities to allow timely decisions regarding required disclosure; and such disclosure controls and procedures are effectiveentities.

Appears in 2 contracts

Samples: Brazilian Underwriting Agreement (Azul Sa), Azul Sa

Disclosure Controls. The Company and its subsidiaries, on a consolidated basis, maintain maintains disclosure controls and procedures (as such term is defined in Rule 13a-15(e) of the Exchange Act Rules) that comply with the requirements of the Exchange Act); such disclosure controls and procedures have been reasonably designed to ensure that material information relating required to be disclosed by the Company is accumulated and communicated to the Company and its subsidiaries is made known to Company’s management, including the Company’s principal executive officer and principal financial officer by others within those entities to allow timely decisions regarding required disclosure; and such disclosure controls and procedures are effectiveofficer.

Appears in 1 contract

Samples: Common Stock (Sutro Biopharma, Inc.)

Disclosure Controls. The Company and its subsidiaries, on a consolidated basis, maintain maintains disclosure controls and procedures (as such term is defined in Rule 13a-15(e) of under the Exchange Act); such disclosure controls and procedures have been designed to ensure that material information relating to the Company and its subsidiaries is made known to the Company’s principal executive officer and principal financial officer by others within those entities to allow timely decisions regarding required disclosureentities; and such disclosure controls and procedures are effective.

Appears in 1 contract

Samples: Underwriting Agreement (Everyday Health, Inc.)

Disclosure Controls. The Company and its subsidiaries, on a consolidated basis, maintain maintains disclosure controls and procedures (as such term is defined in Rule 13a-15(e13a-15(f) under the Exchange Act) that comply with the requirements of the Exchange Act); such disclosure controls and procedures have been designed to ensure that material information relating to the Company and its subsidiaries is made known to the Company’s principal executive officer Chief Executive Officer and principal financial officer Chief Financial Officer by others within those entities to allow timely decisions regarding required disclosureentities; and such disclosure controls and procedures are effective.

Appears in 1 contract

Samples: Netshoes (Cayman) Ltd.

Disclosure Controls. The Company and its subsidiaries, on a consolidated basis, maintain maintains “disclosure controls and procedures procedures” (as such term is defined in Rule 13a-15(e) of the Exchange Act); such disclosure controls ) that comply with the applicable requirements of the Exchange Act and procedures have been designed to ensure that material information relating to the Company and its subsidiaries is made known to the Company’s principal chief executive officer and principal chief financial officer by others within those entities to allow timely decisions regarding required disclosurethe Company or any of its subsidiaries; and such disclosure controls and procedures are effectivereasonably effective to perform the functions for which they were established subject to the limitations of any such control system.

Appears in 1 contract

Samples: La Quinta Holdings Inc.

Disclosure Controls. The Company and its subsidiaries, on a consolidated basis, maintain maintains disclosure controls and procedures (as such term is defined in Rule 13a-15(e) of the Exchange Act)) that comply with the requirements of the Exchange Act; such disclosure controls and procedures have been designed to ensure that material information relating to the Company and its subsidiaries is made known to the Company’s principal executive officer and principal financial officer by others within those entities to allow timely decisions regarding required disclosure; and such entities. Such disclosure controls and procedures are effective.

Appears in 1 contract

Samples: Underwriting Agreement (Union Drilling Inc)

Disclosure Controls. The Company has established and its subsidiaries, on a consolidated basis, maintain maintains disclosure controls and procedures (as such term is defined in Rule 13a-15(e) of Rules 13a-14 and 15d-14 under the Exchange Act); ) and such disclosure controls and procedures have been designed to ensure are effective in ensuring that material information relating to the Company and Company, including its subsidiaries subsidiaries, is made known to the Company’s principal executive officer of the Company and the principal financial officer by others within those entities to allow timely decisions regarding required disclosure; and of the Company. The Company has utilized such disclosure controls and procedures are effectivein preparing and evaluating the disclosures in the Registration Statement, in the Time of Sale Disclosure Package and in the Prospectus.

Appears in 1 contract

Samples: Underwriting Agreement (TCP International Holdings Ltd.)

Disclosure Controls. The Company and its subsidiaries, on a consolidated basis, Subsidiaries maintain disclosure controls and procedures procedures” (as such term is defined in Rule 13a-15(e) of under the Exchange Act); such disclosure controls and procedures have been designed to ensure that material information relating to the Company and its subsidiaries is made known to the Company’s principal executive officer and principal financial officer by others within those entities to allow timely decisions regarding required disclosure; ) and such disclosure controls and procedures are effective.

Appears in 1 contract

Samples: Stock Purchase Agreement (Natures Sunshine Products Inc)

Disclosure Controls. The Company has established and its subsidiaries, on a consolidated basis, maintain maintains disclosure controls and procedures (as such term is defined in Rule 13a-15(e) of Rules 13a-15 and 15d-15 under the Exchange Act); ) and such disclosure controls and procedures have been designed to ensure are effective in ensuring that material information relating to the Company and Company, including its subsidiaries subsidiaries, is made known to the Company’s principal executive officer and the principal financial officer by others within those entities to allow timely decisions regarding required disclosure; and officer. The Company has utilized such disclosure controls and procedures are effectivein preparing and evaluating the disclosures in the Company SEC Documents.

Appears in 1 contract

Samples: Common Stock Purchase Agreement (Vertex Energy Inc.)

Disclosure Controls. The Company and its subsidiaries, on a consolidated basis, subsidiaries maintain an effective system of “disclosure controls and procedures procedures” (as such term is defined in Rule 13a-15(e) of the Exchange Act); ) and such disclosure controls and procedures have been designed to ensure are effective in ensuring that material information relating to the Company Company, including its subsidiaries, is accumulated and its subsidiaries is made known communicated to the Company’s principal executive officer and the principal financial officer by others within those entities to allow timely decisions regarding required disclosure; and such disclosure controls and procedures are effectiveofficer.

Appears in 1 contract

Samples: Acushnet Holdings Corp.

Disclosure Controls. The Company and its subsidiaries, on a consolidated basis, maintain maintains disclosure controls and procedures (as such term is defined in Rule 13a-15(e) of the Exchange Act)) that comply with the requirements of the Exchange Act; such disclosure controls and procedures have been designed to ensure that material information relating to the Company and its subsidiaries is made known to the Company’s 's principal executive officer and principal financial officer by others within those entities to allow timely decisions regarding required disclosure; and such entities. Such disclosure controls and procedures are effective.

Appears in 1 contract

Samples: Union Drilling Inc

Disclosure Controls. The Company and its subsidiaries, on a consolidated basis, Group Companies maintain disclosure controls and procedures procedures” (as such term is defined in Rule 13a-15(e) of under the Exchange Act); such disclosure controls and procedures have been designed to ensure that material information relating required to be disclosed by the Company in reports that it files or submits under the Exchange Act is recorded, processed, summarized and its subsidiaries is made known to reported within the Companytime periods specified in the Commission’s principal executive officer rules and principal financial officer by others within those entities to allow timely decisions regarding required disclosure; and such disclosure controls and procedures are effectiveforms.

Appears in 1 contract

Samples: Sales Agreement (Gracell Biotechnologies Inc.)

Disclosure Controls. The Company and each of its subsidiaries, on a consolidated basis, subsidiaries maintain disclosure controls and procedures (as such term is defined in Rule 13a-15(e) under the Exchange Act) that comply with the requirements of the Exchange Act); and such disclosure controls and procedures have been designed to ensure that material information relating to the Company and its subsidiaries is made known to the Company’s principal executive officer and principal financial officer by others within those entities to allow timely decisions regarding required disclosure; and such disclosure controls and procedures are effectiveentities.

Appears in 1 contract

Samples: Underwriting Agreement (Argos Therapeutics Inc)

Disclosure Controls. The Company and its subsidiaries, on a consolidated basis, subsidiaries maintain disclosure controls and procedures (as such term is defined in Rule 13a-15(e) under the Exchange Act) that comply with the requirements of the Exchange Act); such disclosure controls and procedures have been designed to ensure that material information relating to the Company and its subsidiaries is made known to the Company’s principal executive officer and principal financial officer by others within those entities to allow timely decisions regarding required disclosurethe Company; and such disclosure controls and procedures are effective.

Appears in 1 contract

Samples: Greenway Medical Technologies Inc

Disclosure Controls. The Company and its subsidiaries, on a consolidated basis, maintain maintains disclosure controls and procedures (as such term is defined in Rule 13a-15(e) under the Exchange Act) that comply with the requirements of the Exchange Act); such disclosure controls and procedures have been designed to ensure that material information relating to the Company and its subsidiaries is made known to the Company’s principal executive officer and principal financial officer by others within those entities to allow timely decisions regarding required disclosureentities; and, except as set forth in the Registration Statement and the Prospectus, such disclosure controls and procedures are effectiveeffective at a reasonable assurance level.

Appears in 1 contract

Samples: Sales Agreement (Lyell Immunopharma, Inc.)

Disclosure Controls. The Company has established and its subsidiaries, on a consolidated basis, maintain maintains disclosure controls and procedures (as such term is defined in Rule 13a-15(e) of Rules 13a-14 and 15d-14 under the Exchange Act); ) and such disclosure controls and procedures have been designed to ensure are effective in ensuring that material information relating to the Company and Company, including its subsidiaries subsidiaries, is made known to the Company’s principal executive officer and the principal financial officer by others within those entities to allow timely decisions regarding required disclosure; and officer. The Company has utilized such disclosure controls and procedures are effectivein preparing and evaluating the disclosures in the Registration Statements, in the Time of Sale Disclosure Package and in the Prospectuses.

Appears in 1 contract

Samples: Underwriting Agreement (BOVIE MEDICAL Corp)

Disclosure Controls. The Company has established and its subsidiaries, on a consolidated basis, maintain maintains disclosure controls and procedures (as such term is defined in Rule 13a-15(e) of Rules 13a-15 and 15d-15 under the Exchange Act); ) and such disclosure controls and procedures have been designed to ensure are effective in ensuring that material information relating to the Company and Company, including its subsidiaries subsidiaries, is made known to the Company’s principal executive officer and the principal financial officer by others within those entities to allow timely decisions regarding required disclosure; and officer. The Company has utilized such disclosure controls and procedures are effectivein preparing and evaluating the disclosures in the Company’s Exchange Act filings and other public disclosure documents.

Appears in 1 contract

Samples: Underwriting Agreement (Airgain Inc)

Disclosure Controls. The Company has established and its subsidiaries, on a consolidated basis, maintain maintains disclosure controls and procedures (as such term is defined in Rule 13a-15(e) of Rules 13a-14 and 15d-14 under the Exchange Act); ) and such disclosure controls and procedures have been designed to ensure are effective in ensuring that material information relating to the Company and Company, including its subsidiaries subsidiaries, is made known to the Company’s principal executive officer and the principal financial officer by others within those entities to allow timely decisions regarding required disclosure; and officer. The Company has utilized such disclosure controls and procedures are effectivein preparing and evaluating the disclosures in the Time of Sale Disclosure Package and in the Offering Memorandum.

Appears in 1 contract

Samples: Purchase Agreement (Cinedigm Corp.)

Disclosure Controls. (i) The Company and its subsidiaries, on a consolidated basis, subsidiaries maintain disclosure controls and procedures (as such term is defined in Rule 13a-15(e) under the Exchange Act) that comply with the requirements of the Exchange Act); (ii) such disclosure controls and procedures have been designed to ensure that material information relating to the Company and its subsidiaries is made known to the Company’s principal executive officer and principal financial officer by others within those entities to allow timely decisions regarding required disclosureentities; and (iii) such disclosure controls and procedures are effective.

Appears in 1 contract

Samples: Terms Agreement (Arcus Biosciences, Inc.)

Disclosure Controls. The Company and its subsidiaries, on a consolidated basis, subsidiaries maintain disclosure controls and procedures (as such term is defined in Rule 13a-15(e) of the Exchange Act Rules) that comply with the requirements of the Exchange Act); such disclosure controls and procedures have been reasonably designed to ensure that material information relating required to be disclosed by the Company and its subsidiaries is made known accumulated and communicated to the Company’s principal executive officer and principal financial officer by others within those entities to allow timely decisions regarding required disclosure; management, and such disclosure controls and procedures are effectivewill be effective immediately following completion of the offering.

Appears in 1 contract

Samples: Underwriting Agreement (Aeglea BioTherapeutics, Inc.)

Disclosure Controls. The Company and its subsidiaries, on a consolidated basis, maintain maintains disclosure controls and procedures (as such term is defined in Rule 13a-15(e) of the Exchange Act)) that comply with the requirements of the Exchange Act; such disclosure controls and procedures have been designed to ensure that material information relating to the Company and its subsidiaries is made known to the Company’s principal executive officer and principal financial officer by others within those entities to allow timely decisions regarding required disclosure; and such entities. Such disclosure controls and procedures are effective.

Appears in 1 contract

Samples: Digene Corp

Disclosure Controls. The Company and its subsidiaries, on a consolidated basis, maintain maintains disclosure controls and procedures (as such term is defined in Rule 13a-15(e) under the Exchange Act) that comply in all material respects with the requirements of the Exchange Act); such disclosure controls and procedures have been designed to ensure that material information relating to the Company and its subsidiaries is made known to the Company’s principal executive officer and principal financial officer by others within those entities to allow timely decisions regarding required disclosure; and such disclosure controls and procedures are effectivethe Company.

Appears in 1 contract

Samples: Equity Distribution Agreement (Biohaven Pharmaceutical Holding Co Ltd.)

Disclosure Controls. The Company and its subsidiaries, on a consolidated basis, maintain maintains disclosure controls and procedures (as such term is defined in Rule 13a-15(e) under the Exchange Act) that comply with the requirements of the Exchange Act)Act as applicable to the Company; such disclosure controls and procedures have been designed to ensure that material information relating to the Company and its subsidiaries is made known to the Company’s principal executive officer and principal financial officer by others within those entities to allow timely decisions regarding required disclosurethe Company; and such disclosure controls and procedures are effective.

Appears in 1 contract

Samples: CytomX Therapeutics, Inc.

Disclosure Controls. The Company and its subsidiaries, on a consolidated basis, maintain maintains disclosure controls and procedures (as such term is defined in Rule 13a-15(e13a-15 of the Exchange Act Rules) that comply with the requirements of the Exchange Act); such disclosure controls and procedures have been designed to ensure that material information relating required to be disclosed by the Company is accumulated and communicated to the Company and its subsidiaries is made known to Company’s management, including the Company’s principal executive officer and principal financial officer by others within those entities to allow timely decisions regarding required disclosureentities; and such disclosure controls and procedures are effectiveeffective in all material respects to perform the functions for which they were established.

Appears in 1 contract

Samples: Underwriting Agreement (First Choice Healthcare Solutions, Inc.)

Disclosure Controls. The Company and its subsidiaries, on a consolidated basis, maintain maintains disclosure controls and procedures (as such term is defined in Rule 13a-15(e) of the Exchange Act Rules) that comply with the requirements of the Exchange Act); such disclosure controls and procedures have been reasonably designed to ensure that material information relating required to be disclosed by the Company is accumulated and communicated to the Company and its subsidiaries is made known to Company’s management, including the Company’s principal executive officer and principal financial officer by others within those entities to allow timely decisions regarding required disclosure; officer, and such disclosure controls and procedures are effectivewill be effective immediately following the completion of the offering.

Appears in 1 contract

Samples: Underwriting Agreement (Loxo Oncology, Inc.)

Disclosure Controls. The Company and its subsidiaries, on a consolidated basis, maintain maintains disclosure controls and procedures (as such term is defined in Rule 13a-15(e) of under the Exchange Act); such disclosure controls and procedures ) that have been designed to ensure that material information relating to the Company and its subsidiaries the Subsidiaries is made known disclosed to the Company’s principal executive officer and principal financial officer by others within those entities to allow timely decisions regarding required disclosure; and and, as of December 31, 2012, such disclosure controls and procedures are were effective.

Appears in 1 contract

Samples: T-Mobile US, Inc.

Disclosure Controls. The Company and its subsidiaries, on a consolidated basis, maintain maintains disclosure controls and procedures (as such term is defined in Rule 13a-15(e) of under the Exchange Act); such disclosure controls and procedures ) that have been designed to ensure that material information relating to the Company and its subsidiaries is made known to the Company’s 's principal executive officer and principal financial officer by others within those entities to allow timely decisions regarding required disclosurethe Company; and such disclosure controls and procedures are effectiveeffective in all material respects.

Appears in 1 contract

Samples: Securities Purchase Agreement (Landos Biopharma, Inc.)

Disclosure Controls. The Company has established and its subsidiaries, on a consolidated basis, maintain maintains and evaluates disclosure controls and procedures (as such term is defined in Rule 13a-15(e) of the Exchange Act); ) that comply with the requirements of the Exchange Act, such disclosure controls and procedures have been designed to ensure that material information relating to the Company and its subsidiaries Subsidiaries is made known to the Company’s principal executive officer and principal financial officer by others within those entities to allow timely decisions regarding required disclosureentities; and such disclosure controls and procedures are effectiveeffective to perform the functions for which they were established.

Appears in 1 contract

Samples: Underwriting Agreement (YY Inc.)

Disclosure Controls. The Company and its subsidiaries, on a consolidated basis, each of the Subsidiaries have established and maintain disclosure controls and procedures (as such term is defined in Rule 13a-15(e) of under the Exchange Act); such disclosure controls and procedures have been , which (i) are designed to ensure that material information relating to the Company and Company, including its subsidiaries consolidated subsidiaries, is made known to the Company’s principal executive officer and its principal financial officer by others within those entities entities, particularly during the periods in which the periodic reports required under the Exchange Act are being prepared, and (ii) are effective in all material respects to allow timely decisions regarding required disclosure; and such disclosure controls and procedures are effectiveperform the functions for which they were established.

Appears in 1 contract

Samples: Securities Purchase Agreement (Watermark Lodging Trust, Inc.)

Disclosure Controls. The Company Corporation has established and its subsidiaries, on a consolidated basis, maintain maintains disclosure controls and procedures (as such term is defined in Rule 13a-15(e) of 13a-14 under the Exchange 1934 Act); such disclosure controls and procedures have been , which (i) are designed to ensure that material information relating to the Company and Corporation, including its subsidiaries consolidated subsidiaries, is made known to the CompanyCorporation’s principal executive officer and its principal financial officer by others within those entities entities, and (ii) are effective in all material respects to allow timely decisions regarding required disclosure; and such disclosure controls and procedures are effectiveperform the functions for which they were established.

Appears in 1 contract

Samples: Underwriting Agreement (GMX Resources Inc)

Disclosure Controls. The Company and its subsidiaries, on a consolidated basis, maintain maintains “disclosure controls and procedures procedures” (as such term is defined in Rule 13a-15(e) of under the Exchange Act); such disclosure controls and procedures have been designed to ensure that material information relating to are effective at the Company and its subsidiaries is made known to the Company’s principal executive officer and principal financial officer by others within those entities to allow timely decisions regarding required disclosure; and such disclosure controls and procedures are effectivereasonable assurance level.

Appears in 1 contract

Samples: Equity Distribution Agreement (Femasys Inc)

Disclosure Controls. The Company and its subsidiaries, on a consolidated basis, maintain maintains “disclosure controls and procedures procedures” (as such term is defined in Rule 13a-15(e) under the Exchange Act) that comply with the requirements of the Exchange Act); such disclosure controls and procedures have been designed to ensure that material information relating to the Company and Company, including its subsidiaries subsidiaries, is made known to the Company’s principal executive officer and principal financial officer by others within those entities to allow timely decisions regarding required disclosure; officer. The Company and such its subsidiaries have carried out evaluations of the effectiveness of their disclosure controls and procedures are effectiveas required by Rule 13a-15 of the Exchange Act.

Appears in 1 contract

Samples: Frontdoor, Inc.

Disclosure Controls. The Company has established and its subsidiaries, on a consolidated basis, maintain maintains “disclosure controls and procedures procedures” (as such term is defined in Rule 13a-15(e) of Rules 13a-15 and 15d-15 under the Exchange Act); ) and such disclosure controls and procedures have been designed to ensure are effective, at the reasonable assurance level, in ensuring that material information relating to the Company and Company, including its subsidiaries Subsidiaries, is made known to the Company’s principal executive officer and the principal financial officer by others within those entities to allow timely decisions regarding required disclosure; and such disclosure controls and procedures are effectiveof the Company.

Appears in 1 contract

Samples: Underwriting Agreement (Ziopharm Oncology Inc)

Disclosure Controls. The Company maintains, on behalf of itself and its subsidiariesSubsidiaries, on a consolidated basis, maintain disclosure controls and procedures (as such term is defined in Rule 13a-15(e) under the 0000 Xxx) that comply with the requirements of the Exchange 1934 Act); such disclosure controls and procedures have been designed to ensure that material information relating to the Company and its subsidiaries is made known to the Company’s principal executive officer and principal financial officer by others within those entities to allow timely decisions regarding required disclosureentities; and such disclosure controls and procedures are effective.

Appears in 1 contract

Samples: Underwriting Agreement (Validus Holdings LTD)

Disclosure Controls. The Company and its subsidiaries, on a consolidated basis, maintain maintains disclosure controls and procedures (as such term is defined in Rule 13a-15(e) under the Exchange Act) that comply with the requirements of the Exchange Act); such disclosure controls and procedures have been designed to reasonably ensure that material information relating to the Company and its subsidiaries is made known to the Company’s principal executive officer and principal financial officer by others within those entities the Company; and, except as disclosed in the Prospectus with respect to allow timely decisions regarding required disclosure; and material weaknesses in the Company’s internal control over financial reporting, such disclosure controls and procedures are effective.

Appears in 1 contract

Samples: Common Stock (Cue Health Inc.)

Disclosure Controls. The Company and its subsidiaries, on a consolidated basis, maintain (i) maintains disclosure controls and procedures (as such term is defined in Rule 13a-15(e) under the Exchange Act) that comply with the requirements of the Exchange Act); Act applicable to the Company, (ii) such disclosure controls and procedures have been designed to ensure that material information relating to the Company and its subsidiaries is made known to the Company’s principal executive officer and principal financial officer by others within those entities to allow timely decisions regarding required disclosure; and (iii) such disclosure controls and procedures are effective.

Appears in 1 contract

Samples: Sales Agreement (Allakos Inc.)

Disclosure Controls. The Company and its subsidiaries, on a consolidated basis, maintain maintains disclosure controls and procedures (as such term is defined in Rule 13a-15(e) 13a-15 of the Exchange Act)) that comply with the requirements of the Exchange Act; such disclosure controls and procedures have been designed to ensure that material information relating required to be disclosed by the Company is accumulated and communicated to the Company and its subsidiaries is made known to Company’s management, including the Company’s principal executive officer and principal financial officer by others within those entities to allow timely decisions regarding required disclosure; and entities, such disclosure controls and procedures are effectiveeffective in all material respects to perform the functions for which they were established.

Appears in 1 contract

Samples: Sales Agreement (Oncothyreon Inc.)

Disclosure Controls. (i) The Company and each of its subsidiaries, on a consolidated basis, subsidiaries maintain systems of “disclosure controls and procedures procedures” (as such term is defined in Rule 13a-15(e) of the Exchange Act); such disclosure controls and procedures ) that have been designed to ensure that material information relating to the Company and its subsidiaries is made known accumulated and communicated to management of the Company’s Company and its subsidiaries, including their respective principal executive officer officers and principal financial officer by others within those entities to allow timely decisions regarding required disclosureofficers, as appropriate; and (ii) such disclosure controls and procedures are effectiveeffective in all material respects to perform the functions for which they were established.

Appears in 1 contract

Samples: Underwriting Agreement (HireRight Holdings Corp)

Disclosure Controls. The Company and its subsidiaries, on has designed a consolidated basis, maintain system of disclosure controls and procedures (as such term is defined in Rule 13a-15(e) under the Exchange Act) to comply with the requirements of the Exchange Act)Act within the time period required; and such disclosure controls and procedures have been designed to ensure that material information relating to the Company and its subsidiaries is made known to the Company’s 's principal executive officer and principal financial officer by others within those entities to allow timely decisions regarding required disclosureentities; and except as described in the Pricing Disclosure Package and the Prospectus, such disclosure controls and procedures are effective.;

Appears in 1 contract

Samples: Underwriting Agreement (IHS Holding LTD)

Time is Money Join Law Insider Premium to draft better contracts faster.