Common use of Disclosure Controls and Procedures; Deficiencies in or Changes to Internal Control Over Financial Reporting Clause in Contracts

Disclosure Controls and Procedures; Deficiencies in or Changes to Internal Control Over Financial Reporting. The Company maintains effective “disclosure controls and procedures” as defined under Rule 13a-15(e) under the Exchange Act, to the extent required by such rule.

Appears in 64 contracts

Samples: Underwriting Agreement (Perceptive Capital Solutions Corp), Underwriting Agreement (LF Capital Acquisition Corp. II), Underwriting Agreement (Hunt Companies Acquisition Corp. I)

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Disclosure Controls and Procedures; Deficiencies in or Changes to Internal Control Over Financial Reporting. The Company maintains effective “disclosure controls and procedures” as defined under Rule 13a-15(e) under the Exchange Act, to the extent required by such rule.

Appears in 44 contracts

Samples: Underwriting Agreement (USA Acquisition Corp.), Underwriting Agreement (Osiris Acquisition Corp.), Underwriting Agreement (Osiris Acquisition Corp.)

Disclosure Controls and Procedures; Deficiencies in or Changes to Internal Control Over Financial Reporting. The Company has established and maintains effective “disclosure controls and procedures” procedures (as defined under Rule in Exchange Act Rules 13a-15(e) under the Exchange Actand 15d-15(e)), which (i) are designed to ensure that material information relating to the extent required Company, including its consolidated subsidiaries, is made known to the Company’s principal executive officer and its principal financial officer by such ruleothers within those entities; and (ii) are effective in all material respects to perform the functions for which they were established.

Appears in 3 contracts

Samples: Underwriting Agreement (Regional Management Corp.), Underwriting Agreement (Regional Management Corp.), Underwriting Agreement (Regional Management Corp.)

Disclosure Controls and Procedures; Deficiencies in or Changes to Internal Control Over Financial Reporting. The Company has established and maintains effective “disclosure controls and procedures” procedures (as defined under Rule 13a-15(e) in Rules 13a-14 and 15d-14 under the Exchange Act, ) and such controls and procedures are effective in ensuring that material information relating to the extent required by Company is made known to the principal executive officer and the principal financial officer. The Company has utilized such rulecontrols and procedures in preparing and evaluating the disclosures in the Registration Statement, the Time of Sale Prospectus and the Prospectus.

Appears in 2 contracts

Samples: Underwriting Agreement (Array Biopharma Inc), Underwriting Agreement (Array Biopharma Inc)

Disclosure Controls and Procedures; Deficiencies in or Changes to Internal Control Over Financial Reporting. The Company maintains effective “disclosure controls and procedures” (as such term is defined under in Rule 13a-15(e) under the Exchange Act); except as disclosed in the Registration Statement, to the extent required by Time of Sale Prospectus and the Prospectus, such ruledisclosure controls and procedures are effective.

Appears in 1 contract

Samples: Underwriting Agreement (Ardelyx, Inc.)

Disclosure Controls and Procedures; Deficiencies in or Changes to Internal Control Over Financial Reporting. The Company maintains effective “disclosure controls and procedures” (as such term is defined under in Rule 13a-15(e) under the Exchange Act, to the extent required by ); such ruledisclosure controls and procedures are effective.

Appears in 1 contract

Samples: Underwriting Agreement (Ardelyx, Inc.)

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Disclosure Controls and Procedures; Deficiencies in or Changes to Internal Control Over Financial Reporting. The Company has established and maintains effective “disclosure controls and procedures” procedures (as defined under Rule in Rules 13a-15(e) and 15d-15(e) under the Exchange Act), which (i) are designed to ensure that material information relating to the extent Company is made known to the Company’s principal executive officer and its principal financial officer by others within those entities, particularly during the periods in which the periodic reports required by such rule.under the Exchange Act are being prepared;

Appears in 1 contract

Samples: Underwriting Agreement (Celldex Therapeutics, Inc.)

Disclosure Controls and Procedures; Deficiencies in or Changes to Internal Control Over Financial Reporting. The Company maintains effective “disclosure controls and procedures” as defined under Rule 13a-15(e13a- 15(e) under the Exchange Act, to the extent required by such rule.

Appears in 1 contract

Samples: Underwriting Agreement (Live Oak Crestview Climate Acquisition Corp.)

Disclosure Controls and Procedures; Deficiencies in or Changes to Internal Control Over Financial Reporting. The Company has established and maintains effective “disclosure controls and procedures” procedures (as defined under Rule in Exchange Act Rules 13a-15(e) under and 15d-15(e)), that comply in all material respects with the requirements of the Exchange Act, to the extent required by such rule.

Appears in 1 contract

Samples: Underwriting Agreement (Limelight Networks, Inc.)

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