Department of the Treasury. (A) As a standard component of Xxxxxx’s OFAC Filtering Services (“OFAC Services”), which Member is agreeing to use, Payment Orders transmitted by Authorized Users using System will be processed through an initial OFAC Filtering System (“OFAC Filter”) operated by Xxxxxx.
Department of the Treasury. The Company agrees to provide the Distributor with such information as it may reasonably request, including but not limited to the filling out of questionnaires, attestations and other documents, to enable the Distributor to fulfill its obligations under applicable law, and, upon its request, to file a notice pursuant to Section 314 of the Patriot Act and the implementing regulations related thereto to permit the voluntary sharing of information between the parties hereto. Upon filing such a notice, the Company agrees to forward a copy to the Distributor, and further agrees to comply with all requirements under the Patriot Act and implementing regulations concerning the use, disclosure, and security of any information that is shared.
Department of the Treasury. The Investors acknowledge that, as of the date of this Agreement, the Company is not eligible to utilize Form S-3 and that there can be no assurance as to when, or even if, the Company will become eligible to utilize Form S-3. Further, the Investors acknowledge that the U.S. Department of the Treasury has certain registration rights as a result of the Company’s participation in the TARP Capital Purchase Program. Accordingly, the Investors acknowledge that the U.S. Department of the Treasury may have registration, priority and other rights that could effect the Investors’ rights hereunder.
Department of the Treasury. In the event that the results of the auction of Treasury bills having the Index Maturity designated in this Note are not published or reported as provided above by 3:00 P.M., New York City time, on such Calculation Date or if no such auction is held on the applicable Treasury Rate Interest Determination Date, then the Treasury Rate will be calculated by the Calculation Agent and shall be a yield to maturity (expressed as a bond equivalent rounded as aforesaid) of the arithmetic mean of the secondary market bid rates, as of approximately 3:30 P.M., New York City time, on such Treasury Rate Interest Determination Date, of three leading primary United States government securities dealers selected by the Calculation Agent, in its discretion, for the issue of Treasury bills with a remaining maturity closest to the Index Maturity designated in this Note. If the dealers selected as aforesaid by the Calculation Agent are not quoting bid rates as described in the preceding sentence, the Treasury Rate with respect to such Interest Reset Date will be the Treasury Rate in effect under the Note on such Treasury Rate Interest Determination Date. Determination of CD Rate
Department of the Treasury. The Company agrees to provide the Underwriter with such information as it may reasonably request, including but not limited to the filling out of questionnaires, attestations and other documents, to enable the Underwriter to fulfill its obligations under applicable law, and, upon its request, to file a notice pursuant to Section 314 of the Patriot Act and the implementing regulations related thereto to permit the voluntary sharing of information between the parties hereto. Upon filing such a notice, the Company agrees to forward a copy to the Underwriter, and further agrees to comply with all requirements under the Patriot Act and implementing regulations concerning the use, disclosure, and security of any information that is shared.
Department of the Treasury. The Chief Compliance Officer for AML/OFAC and the Company are prohibited from disclosing to the agent and any other person that a SAR has been filed. The Company, its producers, and its employees share an important responsibility to comply with the Company’s AML program and all applicable laws. A failure to do so will constitute grounds for discipline, up to and including possible termination. In addition, violation of AML laws may expose those responsible to substantial penalties under federal law. For more information on the Company’s AML program, please contact XXXXxxxxxxxxx@XxxxxxxxXxxxxxxx.xxx or an AML Compliance Officer. Form 4475_IMG 08/2019 Certification of Completion -- Anti-Money Laundering Training AGENTS – COMPLETE SECTIONS ONE THROUGH THREE Section One: Agent Information Agent’s Name: Social Security No: Address: City: State Zip Code Phone: (daytime) (evening) Section Two: Training Information Title of training program Date training program completed Training was delivered by: (Check all that apply) Insurance company: ❑ (please specify full name and contact information) Broker Dealer: ❑ (please specify full name and contact information) Bank: ❑ (please specify full name and contact information) Vendor: (please specify full name and contact information) ❑ Other (please specify full name and contact information and attach outline of training program if available) Section Three: Agent Affirmation of Anti-Money Laundering Training Program Completion I am a duly licensed insurance agent and affirm that I have completed the above-referenced training program, which to the best of my knowledge satisfies requirements imposed on insurance companies by regulations issued under USA Patriot Act Section 352 (US 31 CFR 103.137). I acknowledge that the insurance company to which this certification has been provided retains the right to review and approve the training program and its curriculum before accepting this certification. I affirm (i) that I have read and understand the insurance company’s AML Guide and (ii) that I am knowledgeable about my obligations under the regulation. Signature of Agent Date: SECTION FOUR IS FOR BROKER-DEALERS, BANKS, AND INSURANCE COMPANIES ONLY Section Four: Attach a certificate documenting the contents of the training program or complete and execute the items below (please check all that apply). ❑ Training program covers the ACLI Core Elements for an AML Course ❑ Training program is in compliance with regulations issued unde...
Department of the Treasury. The Borrower agrees and acknowledges that upon being included the abovementioned lists, the Bank shall be entitled to cancel/ terminate the Loan with immediate effect, and in such event all the amounts due in respect of the Loan shall become immediately due and payable to the Bank.
Department of the Treasury. In the event of a violation of Export Laws, either party may terminate this Agreement immediately if the violation is unable to be satisfactorily remedied.
Department of the Treasury. The following functions conferred upon the President by the Act are hereby delegated to the Secretary of the Treasury, acting in consultation with the Director of the United States Information Agency and the Secretary of State:
Department of the Treasury. The authorized official, whose signature appears DAS below, accepts and expressly agrees to the terms and conditions expressed herein, confirms that no verbal agreements of any kind shall be binding or recognized, and hereby commits his/her agency to the terms of this agreement. Date: Xxxx Xxx Chairperson Data Integrity Board U.S. Department of the Treasury DEPARTMENT OF VETERANS DATA INTEGRITY BOARD The authorized officials, whose signature appears DAS below, accepts and expressly agrees to the terms and conditions expressed herein, confirms that no verbal agreements of any kind shall be binding or recognized, and hereby commits his/her agency to the terms of this agreement. XXXXX XXX Digitally signed by XXXXX XXX Date: 2022.06.16 13:48:34 -04'00' Date: Xxxxx Xxx Chairperson, Data Integrity Board
