Debt and Equity Securities Sample Clauses

Debt and Equity Securities. Debt and equity securities have been classified in the balance sheets according to management's intent. The Bank's investment in securities at June 30, 1999 and 1998 is summarized as follows: Gross Gross Amortized Unrealized Unrealized Fair Cost Gains Losses Value June 30, 1999: Securities available for sale: Securities: FHLMC certificates $ 842,413 $ - $ 7,983 $ 834,430 GNMA certificates 3,740,569 - 88,582 3,651,987 ------------------------------------------------- 4,582,982 - 96,565 4,486,417 ------------------------------------------------- Other debt securities: Federal agency 14,000,000 - 481,113 13,518,887 Municipal 1,293,226 - 78,777 1,214,449 ------------------------------------------------- 15,293,226 - 559,890 14,733,336 ------------------------------------------------- Mutual funds 1,002,670 - 17,867 984,803 ------------------------------------------------- Total securities available for sale $20,878,878 $ - $674,322 $20,204,556 ================================================= Securities held to maturity: Mortgage-backed securities: FHLMC certificates $ 109,689 $ 590 $ 108 $ 110,171 GNMA certificates 286,140 - 12,142 273,998 FNMA certificates 370,990 1,267 13,791 358,466 ------------------------------------------------- 766,819 1,857 26,041 742,635 ------------------------------------------------- Other debt securities: Federal agency 8,479,648 - 159,623 8,320,025 ------------------------------------------------- Total securities held to maturity $ 9,246,467 $1,857 $185,664 $ 9,062,660 ================================================= FIRST CAPITAL, INC. AND SUBSIDIARY NOTES TO CONSOLIDATED FINANCIAL STATEMENTS - CONTINUED JUNE 30, 1999 AND 1998 (3 - continued) Gross Gross Amortized Unrealized Unrealized Fair Cost Gains Losses Value June 30, 1998: Securities available for sale: Mutual fund $ 843,576 $3,395 $ - $ 846,971 Federal agency debt securities 4,000,000 1,563 - 4,001,563 ----------------------------------------------- Total securities available for sale $4,843,576 $4,958 $ - $4,848,534 =============================================== Securities held to maturity: Mortgage-backed securities: FHLMC certificates $ 683,762 $6,378 $ 2,012 $ 688,128 GNMA certificates 371,297 - 7,068 364,229 FNMA certificates 417,913 2,273 9,626 410,560 ----------------------------------------------- 1,472,972 8,651 18,706 1,462,917 ----------------------------------------------- Other debt securities: Federal agency 1,500,000 - 6,562 1,493,438 Municipal 80,000 1...
Sample 1Sample 2
AutoNDA by SimpleDocs
Debt and Equity Securities. A summary of the amortized cost and estimated market values of debt and equity securities are as follows: June 30, 1998 ------------------------------------------------- Gross Gross Estimated Amortized unrealized unrealized market cost gain loss value ---- ---- ---- ----- Held-to-Maturity: (In thousands) U.S. Government Agency Obligations.............................. $ 22,493 $ 293 $ -- $ 22,786 Obligation of New York State.................................... 390 27 -- 417 FHLB Stock...................................................... 17,306 -- -- 17,306 ------ --- --- ------ $ 40,189 $ 320 $ -- $ 40,509 ====== === === ====== Available-for-Sale: U.S. Government Agency Obligations.............................. $ 29,031 $ 260 $ (1) $ 29,290 Corporate Obligations........................................... 103,070 343 (246) 103,167 Marketable Equity Securities.................................... 2,419 31 -- 2,450 ----- ---- ---- ------ $ 134,520 $ 634 $ (247) $ 134,907 ======= === ==== ======= June 30, 1997 ------------------------------------------------- Gross Gross Estimated Amortized unrealized unrealized market cost gain loss value ---- ---- ---- ----- Held-to-Maturity: (In thousands) U.S. Government Agency Obligations.............................. $ 29,952 $ 90 $ -- $ 30,042 Obligation of New York State.................................... 391 36 -- 427 FHLB Stock...................................................... 15,683 -- -- 15,683 ------ --- --- ------ $ 46,026 $ 126 $ -- $ 46,152 ======= === ==== ======= Available-for-Sale: U.S. Government Agency Obligations.............................. $ 22,036 $ 59 $ (15) $ 22,080 United States Treasury Bills.................................... 4,785 27 -- 4,812 Marketable Equity Securities.................................... 8 9 -- 17 ----- ---- ---- ------ $ 26,829 $ 95 $ (15) $ 26,909 ======= === ==== ======= The amortized cost and estimated market value of debt and equity securities at June 30, 1998 and 1997, by contractual maturity, are shown below:
Sample 1
Debt and Equity Securities. 1. For equity investments by Company and the Subsidiaries in Subsidiaries, see Schedule 5.4.
Sample 1Sample 2
Debt and Equity Securities. There were no issuances of shares, share buy-backs and repayment of debt and equity securities by the Bank in the 1st quarter ended 31 March 2013.
Sample 1
Debt and Equity Securities. There were no new issuance and repayment of debt and equity securities, share-buy-back, share cancellations, shares held as treasury shares and resale of treasury shares during the financial period ended 31 December 2020, other than as mentioned below. Purchase of shares pursuant to ESOS In accordance with MFRS 132 "Financial instruments: Presentation and Disclosure", the shares purchased for the benefit of the ESOS holdings are recorded as “Treasury Shares for ESOS” in equity on the statements of financial position. During the financial period ended 31 December 2020, the Company bought 5,498,000 units treasury shares via a private placement. Total shares held by ESOS Trust comprise 11,110,700 (30.06.2020: 5,612,700) shares in the Group costing RM31,157,101 (30.06.2020: RM6,031,241) inclusive of transaction costs, as at 31 December 2020.
Sample 1
Debt and Equity Securities. Save as disclosed below, there were no issuances of shares, share buy-backs and repayment of debt and equity securities by the Bank ("PBB"):
Sample 1
Debt and Equity Securities. Save as disclosed below, there were no issuances of shares, share buy-backs and repayment of debt and equity securities by the Bank:
Sample 1
AutoNDA by SimpleDocs
Debt and Equity Securities. Save as disclosed below, there were no issuances of shares, share buy-backs, and repayment of debt and equity securities by the Bank: Subordinated Notes On 20 June 2012, the Bank fully redeemed the USD400 million 5.00% Subordinated Notes together with accrued interest. The Subordinated Notes, which were listed on the Singapore Stock Exchange, were delisted with effect from 21 June 2012 upon full redemption by the Bank on 20 June 2012. During the financial year ended 31 December 2012, a second interim single tier dividend of 28% in respect of the financial year ended 31 December 2011, amounting to RM980,595,036 was paid on 27 February 2012. A first interim single tier dividend of 20% in respect of the financial year ended 31 December 2012, amounting to RM700,425,026 was paid on 15 August 2012. A8. Financial Assets Held-for-trading 31 December 31 December 31 December 31 December 2012 RM’000 2011 RM’000 2012 RM’000 2011 RM’000 At fair value Government securities and treasury bills: Malaysian Government Treasury Bills 68,286 - 68,286 - Malaysian Government Securities 141,362 350,463 141,362 350,463 Certificates 193,352 334,009 193,352 334,009 Notes 3,424,343 226,552 1,906,237 226,552 Bank Negara Malaysia Bills 149,736 - - - 3,977,079 911,024 2,309,237 911,024 Money market instruments: Negotiable instruments of deposit 11,836,221 9,445,212 10,715,460 9,494,719 Non-money market instruments: Equity securities: - Quoted shares in Malaysia 879 808 879 808 Debt securities: - Unquoted private debt securities 802,956 299,781 573,468 - 803,835 300,589 574,347 808 Total financial assets held-for-trading 16,617,135 10,656,825 13,599,044 10,406,551 Group Bank Malaysian Government Investment Bank Negara Malaysia Monetary 31 December 31 December 31 December 31 December 2012 RM’000 2011 RM’000 2012 RM’000 2011 RM’000 At fair value Government securities and treasury bills: Malaysian Government Treasury Bills 845,916 194,678 845,916 194,678 Malaysian Government Securities 491,355 500,182 491,355 500,182 Certificates 1,389,493 501,137 836,162 87,828 Notes 7,341,239 8,480,813 7,341,239 7,492,295 10,068,003 9,676,810 9,514,672 8,274,983 Non-money market instruments: Equity securities #: - Quoted shares and convertible loan stocks in Malaysia 36,210 37,069 36,210 37,069 - Quoted shares and convertible loan stocks outside Malaysia 10,984 7,718 - - - Unquoted shares 108,383 108,836 104,614 104,972 Debt securities: - Unquoted private debt securities 2,014,665 2,072,214 1,554,903 1,59...
Sample 1
Debt and Equity Securities. Save as disclosed below, there were no issuances of shares, share buy-backs, and repayment of debt and equity securities by the Bank: Subordinated Notes On 20 June 2012, the Bank fully redeemed the USD400 million 5.00% Subordinated Notes together with accrued interest. The Subordinated Notes, which were listed on the Singapore Stock Exchange, were delisted with effect from 21 June 2012 upon full redemption by the Bank on 20 June 2012.
Sample 1

Related to Debt and Equity Securities

  • Equity Securities The Collateral Manager may direct the Trustee to sell any Equity Security at any time and shall use its commercially reasonable efforts to effect the sale of any Equity Security, regardless of price (provided that any sale to ORCC or its Affiliates must be on arm’s length terms), subject to any applicable transfer restrictions:

  • Indebtedness; Certain Equity Securities (a) The Borrower will not, and will not permit any Subsidiary to, create, incur, assume or permit to exist any Indebtedness, except:

  • Other Equity Interests Subject to the percentage restrictions described above, any and all other Capital Stock or other equity interests owned by the Pledgors in any Domestic Subsidiary or any Foreign Subsidiary.

  • Subsidiaries; Equity Interests The Parent does not own, directly or indirectly, any capital stock, membership interest, partnership interest, joint venture interest or other equity interest in any person.

  • Issuance of Equity Securities No later than three Business Days following the date of receipt by Borrower or any of its Subsidiaries of any Cash proceeds from a capital contribution to, or the issuance of any Equity Interests of, Borrower or any of its Subsidiaries (other than (i) pursuant to any employee stock or stock option compensation plan or any employment agreement, (ii) the receipt of a capital contribution from, or the issuance of Equity Interests to, Borrower or any of its Subsidiaries, (iii) the issuance of directors’ qualifying shares or of other nominal amounts of other Equity Interests that are required to be held by specified Persons under Applicable Law and (iv) in connection with a Permitted Majority Investment), Borrower shall prepay the Loans as set forth in Section 2.15(b) in an aggregate amount equal to 50% of such proceeds, in each case, net of underwriting discounts and commissions and other reasonable costs and expenses associated therewith, including reasonable legal fees and expenses; provided that if, as of the end of the most recent four consecutive Fiscal Quarter period (determined for any such period by reference to the Compliance Certificate delivered pursuant to Section 5.1(c) calculating the Leverage Ratio as of the last day of such four consecutive Fiscal Quarter period), the Leverage Ratio determined on a Pro Forma Basis shall be 3.25:1.00 or less, Borrower shall only be required to make prepayments otherwise required hereby in an amount equal to 25% of such proceeds.

  • Company Subsidiaries; Equity Interests (a) The Company Disclosure Letter lists each Company Subsidiary and its jurisdiction of organization. Except as specified in the Company Disclosure Letter, all the outstanding shares of capital stock or equity investments of each Company Subsidiary have been validly issued and are fully paid and nonassessable and are as of the date of this Agreement owned by the Company, by another Company Subsidiary or by the Company and another Company Subsidiary, free and clear of all Liens.

  • Equity Interests With respect to any Person, any share of capital stock of (or other ownership or profit interests in) such Person, any warrant, option or other right for the purchase or other acquisition from such Person of any share of capital stock of (or other ownership or profit interests in) such Person, any security convertible into or exchangeable for any share of capital stock of (or other ownership or profit interests in) such Person or warrant, right or option for the purchase or other acquisition from such Person of such shares (or such other interests), and any other ownership or profit interest in such Person (including, without limitation, partnership, member or trust interests therein), whether voting or nonvoting, and whether or not such share, warrant, option, right or other interest is authorized or otherwise existing on any date of determination.

  • Capital Stock Upon the terms and subject to the conditions set forth in this Agreement, at the Effective Time, by virtue of the Merger and without any action on the part of Parent, Merger Sub, the Company, or the holders of any of the following securities, the following shall occur:

  • Issuance of Equity Interests Issue or allow to be created any stocks or shares or shareholder, partnership or membership interests, as applicable, or other ownership interests other than the stocks, shares, shareholder, partnership or membership interests and other ownership interests which are outstanding or exist on the Closing Date or any security or other instrument which by its terms is convertible into or exercisable or exchangeable for stock, shares, shareholder, partnership or membership interests or other ownership interests in any Borrower or Operating Lessee, unless otherwise permitted under this Agreement in connection with any Mezzanine Loan. No Borrower or Operating Lessee shall allow to be issued or created any stock in any Borrower’s or Operating Lessee’s general partner or managing member, as applicable, other than the stock which is outstanding or existing on the Closing Date or any security or other instrument which by its terms is convertible into or exercisable or exchangeable for any stock in such Borrower’s general partner or managing member, as applicable.

  • Subsidiaries and Equity Investments The Company and its Subsidiaries do not directly or indirectly own, or hold any rights to acquire, any material capital stock or any other material securities, interests or investments in any other Person other than (a) their Subsidiaries or (b) investments that constitute cash or cash equivalents. No Subsidiary of the Company owns any shares of capital stock of the Company. There are no outstanding stock options, restricted stock units, restricted stock, stock appreciation rights, “phantom” stock rights, performance units, or other compensatory rights or awards (in each case, issued by the Company or any of its Subsidiaries) that are convertible into or exercisable for any capital stock of, or membership interests or other ownership interests in, any Subsidiary of the Company, on a deferred basis or otherwise or other rights that are linked to, or based upon, the value of any capital stock of, or membership interests or other ownership interests in, any Subsidiary of the Company.

Time is Money Join Law Insider Premium to draft better contracts faster.