Common use of DEALER-MANAGER COMPENSATION Clause in Contracts

DEALER-MANAGER COMPENSATION. (i) Subject to the special circumstances described in or otherwise provided in the “Plan of Distribution” section of the Prospectus or this Section 3(d), the Company agrees to pay Soliciting Dealers selling commissions in the amount of up to and including six percent (6.0%) of the selling price of each Share for which a sale is completed from the Shares offered in the Offering. The Company may pay reduced selling commissions or may eliminate commissions on certain sales, including the reduction or elimination of selling commissions in accordance with, and on the terms set forth in, the Prospectus. The Dealer Manager will re-allow all the selling commissions, subject to federal and state securities laws, to the Soliciting Dealer who sold the Shares as described more fully in the Soliciting Dealer Agreement.

Appears in 1 contract

Samples: Dealer Manager Agreement (GWG Holdings, Inc.)

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DEALER-MANAGER COMPENSATION. (i) Subject to the discounts and other special circumstances described in or otherwise provided in the “Plan of Distribution” section of the Prospectus or this Section 3(d), the Company agrees to pay Soliciting Dealers the Dealer Manager selling commissions in the amount of up to and including six seven percent (6.07.0%) of the selling price of each Share for which a sale is completed aggregate gross offering proceeds from the Shares Series B Preferred Stock offered in the Offering. The Company may pay reduced selling commissions or may eliminate commissions on certain sales, including the reduction or elimination of selling commissions in accordance with, and on the terms set forth in, the “Plan of Distribution” section of the Prospectus. The Dealer Manager will re-allow all or any portion of the selling commissions, subject to federal and state securities laws, to the Soliciting Participating Broker-Dealer who sold the Shares as described more fully in the Soliciting Participating Broker-Dealer Agreement.

Appears in 1 contract

Samples: Dealer Manager Agreement (NexPoint Real Estate Finance, Inc.)

DEALER-MANAGER COMPENSATION. (i) Subject to the volume discounts and other special circumstances described in or otherwise provided in the “Plan of Distribution” section of the Prospectus or this Section 3(d), the Company agrees to pay Soliciting Dealers the Dealer Manager selling commissions in the amount of up to and including six seven percent (6.07.0%) of the selling price of each Share Unit for which a sale is completed from the Shares Units offered in the Offering. The Company may pay reduced selling commissions or may eliminate commissions on certain sales, including the reduction or elimination of selling commissions in accordance with, and on the terms set forth in, the Prospectus. The Dealer Manager will re-allow all the selling commissions, subject to federal and state securities laws, to the Soliciting Dealer who sold the Shares Units as described more fully in the Soliciting Dealer Agreement.

Appears in 1 contract

Samples: Dealer Manager Agreement (Preferred Apartment Communities Inc)

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DEALER-MANAGER COMPENSATION. (i) Subject to the discounts and other special circumstances described in or otherwise provided in the “Plan of Distribution” section of the Prospectus or this Section 3(d5(d), the Company agrees to pay Soliciting Dealers the Dealer Manager selling commissions in the amount of up to and including six five percent (6.05%) of the selling price of each Share Unit for which a sale is completed from the Shares Units offered in the Offering. The Company may will pay reduced selling commissions or may eliminate commissions on certain salessales of Units, including the reduction or elimination of selling commissions in accordance with, and on the terms set forth in, the Prospectus. The Dealer Manager will re-allow reallow all the selling commissions, subject to federal and state securities laws, to the Soliciting Dealer who sold the Shares Units, as described more fully in the Soliciting Dealer Agreement.

Appears in 1 contract

Samples: Dealer Manager Agreement (CIM Commercial Trust Corp)

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