Customer Notification. By executing this Agreement, the Adviser acknowledges that as required by the Advisers Act the Sub-Adviser has supplied to the Adviser and the Trust copies of the Sub-Adviser’s Form ADV with all exhibits and attachments and will promptly supply to the Adviser copies of all amendments or restatements of such document. Otherwise, the Adviser’s rights under federal law allow termination of this contract without penalty within five business days after entering into this contract. U.S. law also requires each person or entity that opens a trading account on behalf of the Fund to provide and verify certain information. The Sub-Adviser will ask the Adviser for the Trust’s legal name, principal place of business address, and Taxpayer Identification or other identification number, and may ask for other identifying information, as appropriate to meet these requirements. Signatures on next page. The parties’ duly authorized officers have signed and delivered this Agreement as of the date first above written. EMPOWERED FUNDS, LLC EA SERIES TRUST By: /s/ Pxxxxxx Xxxxxx By: /s/ Wxxxxx X. Xxxx Name: Pxxxxxx Xxxxxx Name: Wxxxxx X. Xxxx Title: Chief Executive Officer Title: Executive Managing Member ARGENT CAPITAL MANAGMENT, LLC By: /s/ Mxxx Xxxxxxxxx Name: Mxxx Xxxxxxxxx, COO Title: Chief Operating Officer SCHEDULE A to the INVESTMENT SUB-ADVISORY AGREEMENT Dated June 17, 2022 among Empowered Funds, LLC dba EA Advisers, Argent Capital Management, LLC, and EA Series Trust The Adviser will pay to the Sub-Adviser as compensation for the Sub-Adviser’s services rendered, a fee, computed daily at an annual rate based on the daily net assets of the respective Fund in accordance with the following fee schedule: Sub-Advisory Fee Schedule Argent Mid Cap ETF (Ticker: AMID) 26 basis points
Appears in 1 contract
Customer Notification. By executing this Agreement, the Adviser Advisor acknowledges that as required by the Advisers Act the Sub-Adviser Advisor has supplied to the Adviser Advisor and the Trust copies of the Sub-Adviser’s Advisor's Form ADV with all exhibits and attachments and will promptly supply to Part 2A or equivalent disclosure document required by Rule 204-3 under the Adviser copies of all amendments or restatements of such documentAdvisers Act. Otherwise, the Adviser’s Advisor's rights under federal law allow termination of this contract without penalty within five business days after entering into this contract. U.S. law also requires the Sub-Advisor to obtain, verify, and record information that identifies each person or entity that opens a trading account on behalf of the Fund to provide and verify certain informationan account. The Sub-Adviser Advisor will ask the Adviser for the Trust’s 's legal name, principal place of business address, and Taxpayer Identification or other identification number, and may ask for other identifying information, as appropriate to meet these requirements. Signatures on next page[The remainder of this page is intentionally left blank. The parties’ signature page follows.] Each party's duly authorized officers signatories have signed and delivered this Agreement as of the date first above written. EMPOWERED FUNDSTOUCHSTONE ADVISORS, LLC EA SERIES TRUST ByINC. BY: /s/ Pxxxxxx Xxxxxx By/s/X. Xxxxx Xxxxx Jr. BY: /s/ Wxxxxx /s/Xxxxxxx X. Xxxx Name: Pxxxxxx Xxxxxx Name: Wxxxxx X. Xxxx Xxxxx Xxxxx, Jr. Name: Xxxxxxx X. Xxxxxx Title: President & Chief Executive Officer Title: Executive Managing Member ARGENT Senior Vice President SANDS CAPITAL MANAGMENTMANAGEMENT, LLC ByBY: /s/ Mxxx Xxxxxxxxx /s/Xxxxxxxx Xxxxxxx Name: Mxxx Xxxxxxxxx, COO Xxxxxxxx Xxxxxxx Title: Chief Operating Officer SCHEDULE General Counsel EXHIBIT A to the INVESTMENT SUB-ADVISORY AGREEMENT Dated June 17(Advisory Agreement) EXHIBIT B (Brokerage Policies) EXHIBIT C (Authorized Persons) EXHIBIT D Account (Includes trusts, 2022 among Empowered Funds, LLC dba EA Advisers, Argent Capital Management, LLCestates, and EA Series Trust The Adviser will pay to the Sub-Adviser 401(k) plans and IRAs of individuals and their family members, but does not include businesses organized as compensation for the Sub-Adviser’s services rendered, a fee, computed daily at an annual rate based on the daily sole proprietorships and other than high net assets of the respective Fund in accordance with the following fee schedule: Sub-Advisory Fee Schedule Argent Mid Cap ETF (Ticker: AMID) 26 basis pointsworth individuals.)
Appears in 1 contract
Samples: Sub Advisory Agreement (Touchstone Funds Group Trust)
Customer Notification. By executing this Agreement, the Adviser acknowledges that as required by the Advisers Act the Sub-Adviser has supplied to the Adviser and the Trust copies of the Sub-Adviser’s Form ADV with all exhibits and attachments and will promptly supply to the Adviser copies of all amendments or restatements of such document. Otherwise, the Adviser’s rights under federal law allow termination of this contract without penalty within five business days after entering into this contract. U.S. law also requires each person or entity that opens a trading account on behalf of the Fund to provide and verify certain information. The Sub-Adviser will ask the Adviser for the Trust’s legal name, principal place of business address, and Taxpayer Identification or other identification number, and may ask for other identifying information, as appropriate to meet these requirements. Signatures on next page. The parties’ duly authorized officers have signed and delivered this Agreement as of the date first above written. EMPOWERED FUNDS, LLC EA SERIES TRUST By: /s/ Pxxxxxx Xxxxxx By: /s/ Wxxxxx X. Xxxx Name: Pxxxxxx Xxxxxx Name: Wxxxxx X. Xxxx Title: Chief Executive Officer Title: Executive Managing Member ARGENT President BRIDGEWAY CAPITAL MANAGMENTMANAGEMENT, LLC By: /s/ Mxxx Xxxxxxxxx Jxxx Xxxxxxxxxx Name: Mxxx Xxxxxxxxx, COO Jxxx Xxxxxxxxxx Title: President and Chief Operating Executive Officer SCHEDULE A to the INVESTMENT SUB-ADVISORY AGREEMENT Dated June 17, 2022 among Empowered Funds, LLC dba EA Advisers, Argent Bridgeway Capital Management, LLC, and EA Series Trust The Adviser will pay to the Sub-Adviser as compensation for the Sub-Adviser’s services rendered, a fee, computed daily at an annual rate based on the daily net assets of the respective Fund in accordance with the following fee schedule: Sub-Advisory Fee Schedule Argent Mid Cap EA Bridgeway Blue Chip ETF (Ticker: AMIDBBLU) 26 5 basis points
Appears in 1 contract
Customer Notification. By executing this Agreement, the Adviser acknowledges that as required by the Advisers Act the Sub-Adviser has supplied to the Adviser and the Trust copies of the Sub-Adviser’s Form ADV with all exhibits and attachments and will promptly supply to the Adviser copies of all amendments or restatements of such document. Otherwise, the Adviser’s rights under federal law allow termination of this contract without penalty within five business days after entering into this contract. U.S. law also requires each person or entity that opens a trading account on behalf of the Fund to provide and verify certain information. The Sub-Adviser will ask the Adviser for the Trust’s legal name, principal place of business address, and Taxpayer Identification or other identification number, and may ask for other identifying information, as appropriate to meet these requirements. Signatures on next page. The parties’ duly authorized officers have signed and delivered this Agreement as of the date first above written. EMPOWERED FUNDS, LLC EA SERIES TRUST By: /s/ Pxxxxxx Xxxxxx By: /s/ Wxxxxx X. Xxxx Name: Pxxxxxx Xxxxxx Name: Wxxxxx X. Xxxx Title: Chief Executive Officer Title: Executive Managing Member ARGENT BRIDGEWAY CAPITAL MANAGMENT, LLC By: /s/ Mxxx Xxxxxxxxx Name: Mxxx XxxxxxxxxTammira Philippe, COO CFA Title: President and Chief Operating Executive Officer SCHEDULE A to the INVESTMENT SUB-ADVISORY AGREEMENT Dated June 17, 2022 among Empowered Funds, LLC dba EA Advisers, Argent Bridgeway Capital Management, LLC, and EA Series Trust The Adviser will pay to the Sub-Adviser as compensation for the Sub-Adviser’s services rendered, a fee, computed daily at an annual rate based on the daily net assets of the respective Fund in accordance with the following fee schedule: Sub-Advisory Fee Schedule Argent Mid Cap EA Bridgeway Blue Chip ETF (Ticker: AMIDBBLU) 26 5 basis points
Appears in 1 contract
Customer Notification. By executing this Agreement, the Adviser acknowledges that as required by the Advisers Act the Sub-Adviser has supplied to the Adviser and the Trust copies of the Sub-Adviser’s Form ADV with all exhibits and attachments and will promptly supply to the Adviser copies of all amendments or restatements of such document. Otherwise, the Adviser’s rights under federal law allow termination of this contract without penalty within five business days after entering into this contract. U.S. law also requires each person or entity that opens a trading account on behalf of the Fund to provide and verify certain information. The Sub-Adviser will ask the Adviser for the Trust’s legal name, principal place of business address, and Taxpayer Identification or other identification number, and may ask for other identifying information, as appropriate to meet these requirements. Signatures on next page. The parties’ duly authorized officers have signed and delivered this Agreement as of the date first above written. EMPOWERED FUNDS, LLC EA SERIES TRUST By: /s/ Pxxxxxx Xxxxxx By: /s/ Wxxxxx X. Xxxx Name: Pxxxxxx Xxxxxx Name: Wxxxxx X. Xxxx Title: Chief Executive Officer Title: Executive Managing Member ARGENT CAPITAL President STRIVE ASSET MANAGMENT, LLC By: /s/ Mxxx Xxxxxxxxx Bxxxxxxx Xxxx Name: Mxxx Xxxxxxxxx, COO Bxxxxxxx Xxxx Title: Chief Operating Financial Officer SCHEDULE A to the INVESTMENT SUB-ADVISORY AGREEMENT Dated June 17July 26, 2022 among Empowered Funds, LLC dba LLC, EA AdvisersSeries Trust, Argent Capital and Strive Asset Management, LLC, and EA Series Trust LLC The Adviser will pay to the Sub-Adviser as compensation for the Sub-Adviser’s services rendered, a fee, computed daily at an annual rate based on the daily net assets of the respective Fund in accordance with the following fee schedule: Sub-Advisory Fee Schedule Argent Mid Cap Strive U.S. Energy ETF (Ticker: AMID) 26 20 basis points Strive U.S. Semiconductor ETF 20 basis points Strive U.S. Technology ETF 20 basis points Strive Emerging Ex-China ETF 12 basis points
Appears in 1 contract
Customer Notification. By executing this Agreement, the Adviser Advisor acknowledges that as required by the Advisers Act the Sub-Adviser Advisor has supplied to the Adviser Advisor and the Trust copies of the Sub-AdviserAdvisor’s Form ADV with all exhibits and attachments and will promptly supply to Part 2A or equivalent disclosure document required by Rule 204-3 under the Adviser copies of all amendments or restatements of such documentAdvisers Act. Otherwise, the AdviserAdvisor’s rights under federal law allow termination of this contract without penalty within five business days after entering into this contract. U.S. law also requires the Sub-Advisor to obtain, verify, and record information that identifies each person or entity that opens a trading account on behalf of the Fund to provide and verify certain informationan account. The Sub-Adviser Advisor will ask the Adviser for the Trust’s legal name, principal place of business address, and Taxpayer Identification or other identification number, and may ask for other identifying information, as appropriate to meet these requirements. Signatures on next page. The parties’ Each party’s duly authorized officers officer(s) have signed and delivered this Agreement as of the date first above written. EMPOWERED FUNDSTOUCHSTONE ADVISORS, LLC EA SERIES TRUST ByINC. BY: /s/ Pxxxxxx Xxx Xxxxxx ByBY: /s/ Wxxxxx X. Xxxx Xxxxxx Xxxxxxxxxx Name: Pxxxxxx Xxx Xxxxxx Name: Wxxxxx X. Xxxx Xxxxxx Xxxxxxxxxx Title: Senior Vice President Title: Chief Executive Financial Officer Title: Executive Managing Member ARGENT SANDS CAPITAL MANAGMENTMANAGEMENT, LLC ByBY: /s/ Mxxx Xxxxxxxxx Xxxxxx Xxxxxxx Name: Mxxx Xxxxxxxxx, COO Xxxxxx Xxxxxxx Title: Chief Operating Officer SCHEDULE EXHIBIT A (Advisory Agreement) See attached Investment Advisory Agreement dated May 1, 2000 and Amended Schedule 1 dated April 23, 2014. EXHIBIT B (Brokerage Policies) Trading The Sub-Adviser’s trading practices and allocation procedures must be fair and equitable. The Sub-Adviser must adopt and maintain a clear written policy for the fair and equitable allocation of transactions (i.e., pro-rata allocation, rotational allocation, or other means) that is disclosed on its Form ADV Part 2. Trade errors incurred in the Fund are to be reported to the INVESTMENT SUBFund CCO promptly and must also be reported in conjunction with the quarterly compliance certification. Best Execution When selecting brokers or dealers to transact securities purchases or sales, it is the Sub-ADVISORY AGREEMENT Dated June 17Adviser’s primary responsibility to obtain the best execution for the Fund. This responsibility does not obligate the Sub-Adviser to solicit competitive bids for each transaction. The Sub-Adviser is under no obligation to seek the lowest available commission cost to the Fund, 2022 among Empowered Funds, LLC dba EA Advisers, Argent Capital Management, LLCso long as the Sub-Adviser determines that the broker or dealer is able to obtain the best execution on a particular transaction, and EA Series Trust The Adviser will pay that the commission cost is reasonable in relation to the total quality and reliability of the brokerage research services made available by the broker to the Sub-Adviser as compensation for viewed in terms of either that particular transaction or the Sub-Adviser’s services renderedoverall responsibilities with respect to its clients, including the Fund, as to which the Sub-Adviser exercises investment discretion, notwithstanding that the Sub-Adviser may not be the direct or exclusive beneficiary of the services, or that another broker may be willing to charge the Sub-Adviser a fee, computed daily at an annual rate based lower commission on the daily net assets of the respective Fund in accordance with the following fee schedule: Sub-Advisory Fee Schedule Argent Mid Cap ETF (Ticker: AMID) 26 basis pointstransaction.
Appears in 1 contract
Samples: Sub Advisory Agreement (Touchstone Strategic Trust)
Customer Notification. By executing this Agreement, the Adviser acknowledges that as required by the Advisers Act the Angel Oak Sub-Adviser has supplied to the Adviser and the Trust copies of the Angel Oak Sub-Adviser’s Form ADV with all exhibits and attachments and will promptly supply to the Adviser copies of all amendments or restatements of such document. Otherwise, the Adviser’s rights under federal law allow termination of this contract without penalty within five business days after entering into this contract. U.S. law also requires each person or entity that opens a trading account on behalf of the Fund to provide and verify certain information. The Angel Oak Sub-Adviser will ask the Adviser for the Trust’s legal name, principal place of business address, and Taxpayer Identification or other identification number, and may ask for other identifying information, as appropriate to meet these requirements. Signatures on next page. The parties’ duly authorized officers have signed and delivered this Agreement as of the date first above written. EMPOWERED FUNDS, LLC EA SERIES TRUST By: /s/ Pxxxxxx Xxxxxx Sxxx Xxxxxxx By: /s/ Wxxxxx Pxxxxxx X. Xxxx Xxxxxx Name: Sxxx Xxxxxxx Name: Pxxxxxx X. Xxxxxx Name: Wxxxxx X. Xxxx Title: Chief Executive Operating Officer Title: Principal Executive Managing Member ARGENT CAPITAL MANAGMENTOfficer Strive Asset Management, LLC Angel Oak Capital Advisors, LLC By: /s/ Mxxx Xxxxxxxxx Zxxxxxx Xxxxxxx By: /s/ Axxx Xxxxxxx Name: Mxxx XxxxxxxxxZxxxxxx Xxxxxxx Name: Axxx Xxxxxxx Title: Senior Vice President, COO Head of Operations Title: Chief Operating Officer SCHEDULE A to the INVESTMENT SUB-ADVISORY AGREEMENT Dated June 17July 21, 2022 2023 among Empowered Funds, LLC dba EA Advisers, Argent Capital Management, LLC, and EA Series Trust Trust, Strive Asset Management and Angel Oak Capital Advisors The Adviser will pay to the Angel Oak Sub-Adviser as compensation for the Angel Oak Sub-Adviser’s services rendered, a fee, computed daily at an annual rate based on the daily net assets of the respective Fund in accordance with the following fee schedule: Sub-Advisory Fee Schedule Argent Mid Cap ETF (Ticker: AMID) 26 basis points, subject to a minimum payment of $100,000 per annum inclusive of both Funds:
Appears in 1 contract
Customer Notification. By executing this Agreement, the Adviser acknowledges that as required by the Advisers Act the Sub-Adviser has supplied to the Adviser and the Trust copies of the Sub-Adviser’s Form ADV with all exhibits and attachments and will promptly supply to the Adviser copies of all amendments or restatements of such document. Otherwise, the Adviser’s rights under federal law allow termination of this contract without penalty within five business days after entering into this contract. U.S. law also requires each person or entity that opens a trading account on behalf of the Fund to provide and verify certain information. The Sub-Adviser will ask the Adviser for the Trust’s legal name, principal place of business address, and Taxpayer Identification or other identification number, and may ask for other identifying information, as appropriate to meet these requirements. Signatures on next page. The parties’ duly authorized officers have signed and delivered this Agreement as of the date first above written. EMPOWERED FUNDS, LLC EA SERIES TRUST By: /s/ Pxxxxxx Xxxxxx By: /s/ Wxxxxx X. Xxxx Name: Pxxxxxx Xxxxxx Name: Wxxxxx X. Xxxx Title: Chief Executive Officer Title: Executive Managing Member ARGENT President BRIDGEWAY CAPITAL MANAGMENTMANAGEMENT, LLC By: /s/ Mxxx Xxxxxxxxx Tammira Philippe Name: Mxxx Xxxxxxxxx, COO Tammira Philippe Title: President and Chief Operating Executive Officer SCHEDULE A to the INVESTMENT SUB-ADVISORY AGREEMENT Dated June 17, 2022 among Empowered Funds, LLC dba EA Advisers, Argent Bridgeway Capital Management, LLC, and EA Series Trust The Adviser will pay to the Sub-Adviser as compensation for the Sub-Adviser’s services rendered, a fee, computed daily at an annual rate based on the daily net assets of the respective Fund in accordance with the following fee schedule: Sub-Advisory Fee Schedule Argent Mid Cap EA Bridgeway Blue Chip ETF (Ticker: AMIDBBLU) 26 5 basis points
Appears in 1 contract
