Common use of Customer Notification Clause in Contracts

Customer Notification. By executing this Agreement, the Advisor acknowledges receipt of Part 2 of the Interim Sub-Advisor’s Form ADV prior to signing, as required by the Advisers Act. Otherwise, the Advisor’s rights under federal law allow termination of this contract without penalty within five (5) business days after entering into this contract. U.S. law also requires the Interim Sub-Advisor to obtain, verify, and record information that identifies each person or entity that opens an account. The Interim Sub-Advisor will ask for the Trust’s legal name, principal place of business address, and Taxpayer ID or other identification number, and may ask for other identifying information.

Appears in 2 contracts

Samples: Sub Advisory Agreement (Touchstone Strategic Trust), Touchstone Strategic Trust (Touchstone Strategic Trust)

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Customer Notification. By executing this Agreement, the Advisor acknowledges receipt of Part 2 of the Interim Sub-Sub- Advisor’s 's Form ADV prior to signing, as required by the Advisers Act. Otherwise, the Advisor’s 's rights under federal law allow termination of this contract without penalty within five (5) business days after entering into this contract. U.S. law also requires the Interim Sub-Advisor to obtain, verify, and record information that identifies each person or entity that opens an account. The Interim Sub-Advisor will ask for the Trust’s 's legal name, principal place of business address, and Taxpayer ID or other identification number, and may ask for other identifying information.

Appears in 2 contracts

Samples: Sub Advisory Agreement (Touchstone Strategic Trust), Sub Advisory Agreement (Touchstone Funds Group Trust)

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