Customer Identification Program. Client acknowledges that Agent is subject to the customer identification program (“Customer Identification Program”) requirements under the USA PATRIOT Act and its implementing regulations, and that Agent must obtain, verify and record information that allows Agent to identify Client. Accordingly, prior to accepting an appointment hereunder, Agent may request information from Client that will help Agent to identify Client, including without limitation Client’s physical address, tax identification number, organizational documents, certificate of good standing, license to do business, or any other information that Agent deems necessary. Client agrees that Agent cannot accept an appointment hereunder unless and until Agent verifies Client’s identity in accordance with the Customer Identification Program requirements.
Appears in 9 contracts
Samples: Service Agreement (Blackstone / GSO Long-Short Credit Income Fund), Service Agreement (Blackstone / GSO Senior Floating Rate Term Fund), Service Agreement (Apollo Tactical Income Fund Inc.)
Customer Identification Program. Client acknowledges that Agent is subject to the customer identification program (“Customer Identification Program”) requirements under the USA PATRIOT Act and its implementing regulations, and that Agent must obtain, verify and record information that allows Agent to identify Client. Accordingly, prior to accepting an appointment hereunder, Agent may request information from Client that will help Agent to identify Client, including without limitation Client’s physical address, tax identification number, organizational documents, certificate of good standing, license to do business, or any other information that Agent deems necessary. Client agrees that Agent cannot accept an appointment hereunder unless and until Agent verifies Client’s identity in accordance with the Customer Identification Program requirements. [The remainder of this page has been intentionally left blank. Signature page follows.]
Appears in 6 contracts
Samples: Service Agreement (Guggenheim Energy & Income Fund), Service Agreement (Guggenheim Credit Allocation Fund), Service Agreement (Guggenheim Credit Allocation Fund)
Customer Identification Program. Client acknowledges that Agent is subject to the customer identification program (“"Customer Identification Program”") requirements under the USA PATRIOT Act and its implementing regulations, and that Agent must obtain, verify and record information that allows Agent to identify Client. Accordingly, prior to accepting an appointment hereunder, Agent may request information from Client that will help Agent to identify Client, including without limitation Client’s 's physical address, tax identification number, organizational documents, certificate of good standing, license to do business, or any other information that Agent deems necessary. Client agrees that Agent cannot accept an appointment hereunder unless and until Agent verifies Client’s 's identity in accordance with the Customer Identification Program requirements.
Appears in 4 contracts
Samples: Service Agreement (First Trust Senior Floating Rate 2022 Target Term Fund), Service Agreement (First Trust New Opportunities MLP & Energy Fund), Service Agreement (First Trust MLP & Energy Income Fund)
