Customer Complaints. Each party hereby agrees to promptly provide to the other party copies of any written or otherwise documented complaints from customers of Dealer received by such party relating in any way to the Offering (including, but not limited to, the manner in which the Shares are offered by the Dealer Manager or Dealer), the Shares or the Company.
Appears in 55 contracts
Samples: Dealer Manager (Gladstone Capital Corp), Dealer Manager Agreement (Strategic Storage Trust VI, Inc.), Dealer Manager Agreement (Strategic Storage Trust VI, Inc.)
Customer Complaints. Each party hereby agrees to promptly provide to the other party copies of any written or otherwise documented complaints from customers of the Dealer received by such party relating in any way to the Offering (including, but not limited to, the manner in which the Shares are offered by the Dealer Manager or Dealer), the Shares or the Company.
Appears in 35 contracts
Samples: Dealer Manager Agreement (KBS Growth & Income REIT, Inc.), Dealer Manager Agreement (KBS Strategic Opportunity REIT II, Inc.), Dealer Manager Agreement (KBS Strategic Opportunity REIT II, Inc.)
Customer Complaints. Each party hereby agrees to promptly provide to the other party copies of any written or otherwise documented customer complaints from customers of Dealer received by such party relating in any way to the Offering (including, but not limited to, the manner in which the Offered Shares are offered by the Dealer Manager or Selected Dealer), the Offered Shares or the CompanyCorporation.
Appears in 11 contracts
Samples: Selected Dealer Agreement (First Capital Investment Corp), Selected Dealer Agreement (FS Investment Corp IV), Selected Dealer Agreement (FS Investment Corp IV)
Customer Complaints. Each party hereby agrees to promptly provide to the other party copies of any written or otherwise documented customer complaints from customers of Dealer received by such party relating in any way to the Offering (including, but not limited to, the manner in which the Offered Shares are offered by the Dealer Manager or the Selected Dealer), the Offered Shares or the CompanyFund.
Appears in 9 contracts
Samples: Selected Dealer Agreement (FS Global Credit Opportunities Fund-T2), Selected Dealer Agreement (FS Global Credit Opportunities Fund - ADV), Selected Dealer Agreement (FS Global Credit Opportunities Fund - ADV)
Customer Complaints. Each party hereby agrees to promptly provide to the other party copies of any written or otherwise documented customer complaints from customers of Dealer received by such party relating in any way to the Offering (including, but not limited to, the manner in which the Offered Shares are offered by the Dealer Manager or the Selected Dealer), the Offered Shares or the Company.
Appears in 9 contracts
Samples: Selected Dealer Agreement (VII Peaks Co-Optivist Income BDC II, Inc.), Selected Dealer Agreement (VII Peaks-KBR Co-Optivist Income BDC II, Inc.), Selected Dealer Agreement (Keating Capital Inc)
Customer Complaints. Each party hereby agrees to promptly provide to the other party copies of any written or otherwise documented customer complaints from customers of Dealer received by such party relating in any way to the Offering (including, but not limited to, the manner in which the Offered Shares are offered by the Dealer Manager or the Participating Dealer), the Offered Shares or the Company.
Appears in 7 contracts
Samples: Participating Dealer Agreement (Prospect Flexible Income Fund, Inc.), Participating Dealer Agreement (TP Flexible Income Fund, Inc.), Participating Dealer Agreement (Triton Pacific Investment Corporation, Inc.)
Customer Complaints. Each party hereby agrees to promptly provide to the other party copies of any written or otherwise documented customer complaints from customers of Dealer received by such party relating in any way to the Offering (including, but not limited to, the manner in which the Offered Shares are offered by the Dealer Manager or Selected Dealer), the Offered Shares or the Company.
Appears in 6 contracts
Samples: Selected Dealer Agreement (FS Credit Real Estate Income Trust, Inc.), Dealer Manager Agreement (FS Credit Real Estate Income Trust, Inc.), Selected Dealer Agreement (FS Credit Real Estate Income Trust, Inc.)
Customer Complaints. Each party hereby agrees to promptly provide to the other party copies of any written or otherwise documented customer complaints from customers of Dealer received by such party relating in any way to the Offering (including, but not limited to, the manner in which the Shares are offered by the Dealer Manager or the Dealer), the Shares or the Company.
Appears in 5 contracts
Samples: Hines Real Estate Investment Trust Inc, Hines Real Estate Investment Trust Inc, Hines Real Estate Investment Trust Inc
Customer Complaints. Each party hereby agrees to promptly provide to the other party copies of any written or otherwise documented complaints from customers of Dealer received by such party relating in any way to the Offering (including, but not limited to, the manner in which the Shares Bonds are offered by the Managing Broker-Dealer Manager or Dealer), the Shares Bonds or the Company.
Appears in 5 contracts
Samples: Participating Dealer Agreement (Lighthouse Life Capital, LLC), Participating Dealer Agreement (Lighthouse Life Capital, LLC), Participating Dealer Agreement (GK Investment Property Holdings II LLC)
Customer Complaints. Each party hereby agrees to promptly provide to the other party copies of any written or otherwise documented complaints from customers of the Dealer Manager or any Dealer received by such party relating in any way to the Offering (including, but not limited to, the manner in which the Shares are offered by the Dealer Manager or the Dealer), the Shares or the Company.
Appears in 5 contracts
Samples: Selected Dealer Agreement (KBS Strategic Opportunity REIT II, Inc.), Dealer Manager Agreement (KBS Real Estate Investment Trust II, Inc.), KBS Legacy Apartment Community REIT, Inc.
Customer Complaints. Each party hereby agrees to promptly provide to the other party copies of any written or otherwise documented customer complaints from customers of Dealer received by such party relating in any way to the Offering (including, but not limited to, the manner in which the Shares are offered by the Dealer Manager or the Participating Dealer), the Shares or the Company.
Appears in 4 contracts
Samples: Participating Dealer Agreement (Paladin Realty Income Properties Inc), Participating Dealer Agreement (Paladin Realty Income Properties Inc), Participating Dealer Agreement (Paladin Realty Income Properties Inc)
Customer Complaints. Each party hereby agrees to promptly provide to the other party copies of any written or otherwise documented customer complaints from customers of Dealer received by such party relating in any way to the Offering (including, but not limited to, the manner in which the Primary Shares are offered by the Dealer Manager or the Participating Dealer), the Primary Shares or the Company.
Appears in 4 contracts
Samples: Participating Dealer Agreement (Paladin Realty Income Properties Inc), Participating Dealer Agreement (Paladin Realty Income Properties Inc), Participating Dealer Agreement (Paladin Realty Income Properties Inc)
Customer Complaints. Each party hereby agrees to promptly provide to the other party copies of any written or otherwise documented customer complaints from customers of Dealer received by such party relating in any way to the Offering (including, but not limited to, the manner in which the Offered Shares are offered by the Dealer Manager or Participating Broker-Dealer), the Offered Shares or the CompanyCorporation in the case of the Dealer Manager, only in such cases as such complaints relate to the Participating-Broker-Dealer.
Appears in 4 contracts
Samples: Dealer Manager Agreement (Owl Rock Core Income Corp.), Dealer Agreement (Owl Rock Capital Corp II), Broker Dealer Agreement (Owl Rock Capital Corp II)
Customer Complaints. Each party hereby agrees to promptly provide to the other party copies of any written or otherwise documented customer complaints from customers of Dealer received by such party relating in any way to the Offering (including, but not limited to, the manner in which the Shares subscriptions are offered by the Dealer Manager or Selected Dealer), the Shares or the Company.
Appears in 3 contracts
Samples: Selected Dealer Agreement (BUSINESS DEVELOPMENT Corp OF AMERICA II), Selected Dealer Agreement (BUSINESS DEVELOPMENT Corp OF AMERICA II), Selected Dealer Agreement (BDCA Senior Capital, Inc.)
Customer Complaints. Each party hereby agrees to promptly provide to the other party copies of any written or otherwise documented complaints from Dealer’s customers of Dealer received by such party relating in any way to the Offering (including, but not limited to, the manner in which the Shares are offered by the Dealer Manager or the Dealer), the Shares or the Company.
Appears in 3 contracts
Samples: Selected Dealer Agreement (Hines Global Income Trust, Inc.), Selected Dealer Agreement (Hines Global Income Trust, Inc.), Selected Dealer Agreement (Hines Global Income Trust, Inc.)
Customer Complaints. Each party hereby agrees to promptly provide to the other party copies of any written or otherwise documented complaints from customers of Dealer received by such party relating in any way to the Offering (including, but not limited to, the manner in which the Shares Bonds are offered by the Dealer Manager or Dealer), the Shares Bonds or the Company.
Appears in 2 contracts
Samples: Dealer Manager (Gladstone Companies, Inc.), Participating Dealer Agreement (Gladstone Companies, Inc.)
Customer Complaints. Each party hereby agrees to promptly provide to the other party copies of any written or otherwise documented complaints from customers of Dealer received by such party relating in any way to the Offering (including, but not limited to, the manner in which the Shares are offered by the Dealer Manager Sales Agent or Dealer), the Shares or the Company.
Appears in 2 contracts
Samples: Master Participating Dealer (To the Stars Academy of Arts & Science Inc.), Selling Agreement (Medalist Diversified REIT, Inc.)
Customer Complaints. Each party hereby agrees to promptly provide to the other party copies of any written or otherwise documented complaints from customers of the Dealer received by such party relating in any way to the Offering (including, but not limited to, the manner in which the Shares are offered by the Dealer Manager or Dealer), the Shares or the Company.
Appears in 2 contracts
Samples: Selected Dealer Agreement (HMS Income Fund, Inc.), Selected Dealer Agreement (HMS Income Fund, Inc.)
Customer Complaints. Each party hereby agrees to promptly provide to the other party copies of any written or otherwise documented customer complaints from customers of Dealer received by such party relating in any way to the Offering (including, but not limited to, the manner in which the Offered Shares are offered by the Dealer Manager or the Participating Dealer), the Offered Shares or the CompanyFund.
Appears in 2 contracts
Samples: Participating Dealer Agreement (Triloma EIG Global Energy Fund), Participating Dealer Agreement (Triloma EIG Global Energy Term Fund I)
Customer Complaints. Each party hereby agrees to promptly provide to the other party copies of any written or otherwise documented customer complaints from customers of Dealer received by such party relating in any way to the Offering (including, but not limited to, the manner in which the Offered Shares are offered by the Dealer Manager or Participating Broker-Dealer), the Offered Shares or the CompanyFund in the case of the Dealer Manager, and only in such cases as such complaints relate to the Participating Broker-Dealer, in the case of the Participating Broker-Dealer.
Appears in 2 contracts
Samples: Dealer Agreement (Eagle Point Institutional Income Fund), Dealer Manager Agreement (Eagle Point Institutional Income Fund)
Customer Complaints. Each party hereby agrees to promptly provide to the other party copies of any written or otherwise documented customer complaints from customers of Dealer received by such party relating in any way to the Offering (including, but not limited to, the manner in which the Offered Shares are offered by the Dealer Manager or the Selected Dealer), the Offered Shares or the CompanyCorporation.
Appears in 2 contracts
Samples: Selected Dealer Agreement (FS Investment Corp II), Selected Dealer Agreement (FS Investment Corp II)
Customer Complaints. Each party hereby agrees to promptly provide to the other party copies of any written or otherwise documented customer complaints from customers of Dealer received by such party relating in any way to the Offering (including, but not limited to, the manner in which the Offered Shares are offered by the Dealer Manager or Participating Broker-Dealer), the Offered Shares or the CompanyCorporation in the case of the Dealer Manager, only in such cases as such complaints relate to the Participating-Broker-Dealer.
Appears in 2 contracts
Samples: Dealer Manager Agreement (Owl Rock Technology Income Corp.), Dealer Manager Agreement (Owl Rock Technology Income Corp.)
Customer Complaints. Each party hereby agrees to promptly provide to the other party copies of any written or otherwise documented complaints from customers of Dealer received by such party relating in any way to the Offering (including, but not limited to, the manner in which the Shares are offered by the Dealer Manager or the Dealer), the Shares or the Company.
Appears in 1 contract
Customer Complaints. Each party hereby agrees to promptly provide to the other party copies of any written or otherwise documented customer complaints from customers of Dealer received by such party relating in any way to the Offering (including, but not limited to, the manner in which the Shares are offered by the Dealer Manager or Participating Broker-Dealer), the Shares or the CompanyTrust in the case of the Dealer Manager, only in such cases as such complaints relate to the Participating Broker-Dealer.
Appears in 1 contract
Samples: Dealer Agreement (Blue Owl Real Estate Net Lease Trust)
Customer Complaints. Each party hereby agrees to promptly provide to the other party copies of any written or otherwise documented complaints from customers of Dealer received by such party relating in any way to the Offering (including, but not limited to, the manner in which the Shares are offered by the Dealer Manager Managers or Dealer), the Shares or the Company.
Appears in 1 contract
Samples: Dealer Manager Agreement (Strategic Storage Trust, Inc.)
Customer Complaints. Each party hereby agrees to promptly provide to the other party copies of any written or otherwise documented customer complaints from customers of Dealer received by such party relating in any way to the Offering (including, but not limited to, the manner in which the Offered Shares are offered by the Dealer Manager or the Participating Dealer), the Offered Shares or the Company.. TP Flexible Income Fund, Inc. Dealer Manager Agreement
Appears in 1 contract
Customer Complaints. Each party hereby agrees to promptly provide to the other party copies of any written or otherwise documented complaints from customers of Dealer received by such party relating in any way to the Offering (including, but not limited to, the manner in which the Shares Notes are offered by the Dealer Manager or Dealer), the Shares Notes or the Company.
Appears in 1 contract
Samples: Dealer Manager (Gladstone Investment Corporation\de)
Customer Complaints. Each party hereby agrees to promptly provide to the other party copies of any written or otherwise documented customer complaints from customers of Dealer received by such party relating in any way to the Offering (including, but not limited to, the manner in which the Shares are offered by the Dealer Manager or Participating Broker-Dealer), the Shares or the CompanyTrust in the case of the Dealer Manager, only in such cases as such complaints relate to the Participating-Broker-Dealer.
Appears in 1 contract
Customer Complaints. Each party hereby agrees to promptly provide to the other party copies of any written or otherwise documented customer complaints from customers of Dealer received by such party relating in any way to the Offering (including, but not limited to, the manner in which the Offered Shares are offered by the Dealer Manager or Participating Broker-Dealer), the Offered Shares or the CompanyCorporation.
Appears in 1 contract
Customer Complaints. Each party hereby agrees to promptly provide to the other party copies of any written or otherwise documented customer complaints from customers of Dealer received by such party relating in any way to the Offering (including, but not limited to, the manner in which the Shares are Preferred Stock is offered by the Dealer Manager or DealerSelling Agent), the Shares Preferred Stock or the CompanyFund in the case of the Dealer Manager, and only in such cases as such complaints relate to the Selling Agent, in the case of the Selling Agent.
Appears in 1 contract
Customer Complaints. Each party hereby agrees to promptly provide to the other party and the Company copies of any written or otherwise documented complaints from customers of Dealer received by such party relating in any way to the Offering (including, but not limited to, the manner in which the Shares Units are offered by the Dealer Manager Sales Agent or Dealer), the Shares Units or the Company.
Appears in 1 contract
