CTI Reporting Sample Clauses

CTI Reporting. Integrated custom detailed call reporting § $[---] /monthly report Charges Paid by Investors Shareholder accounts will be charged based upon the type of activity and type of account, including the following: Qualified Plan Fees § $[---]/qualified plan account or Cxxxxxxxx ESA account (Cap at $[---]/SSN) § $[---]/transfer to successor trustee § $[---] /participant distribution (Excluding SWPs) § $[---]/refund of excess contribution § $[---]/reconversion/recharacterization Additional Shareholder Paid Fees § $[---]/outgoing wire transfer or overnight delivery § $[---]/telephone exchange § $[---]/return check or ACH or stop payment § $[---]/research request per account (This fee applies to requests for statements older than the prior year)
Sample 1
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CTI Reporting. Integrated custom detailed call reporting; __/monthly report Amended Exhibit B (continued) to the Trust for Advised Portfolios - Transfer Agent Servicing Agreement Supplemental Fees at January, 2014
Sample 1
CTI Reporting. Integrated custom detailed call reporting; $__ /monthly report Amended Exhibit B (continued) to the Trust for Advised Portfolios - Transfer Agent Servicing Agreement Supplemental Fees at January, 2014 FAF Money Market Fund Service Organizations • $__/money market share class per year • Out-of-pocket expenses (see Transfer Agent Fee Schedule) Charges Paid by Investors Shareholder accounts will be charged based upon the type of activity and type of account, including the following: Qualified Plan Fees • $__ /qualified plan account or Xxxxxxxxx ESA account (Cap at $__ /SSN) • $__ /transfer to successor trustee • $__ /participant distribution (Excluding SWPs) • $__ /refund of excess contribution • $__ /reconversion/recharacterization Additional Shareholder Paid Fees • $__ /outgoing wire transfer or overnight delivery • $__ /telephone exchange • $__ /return check or ACH or stop payment • $__ /research request per account (Cap at $25.00 /request) (This fee applies to requests for statements older than the prior year)
Sample 1
CTI Reporting. Integrated custom detailed call reporting § $[---] /monthly report Charges Paid by Investors Shareholder accounts will be charged based upon the type of activity and type of account, including the following: Qualified Plan Fees § $[---]/qualified plan account or Cxxxxxxxx ESA account (Cap at $[---]/SSN) § $[---]/transfer to successor trustee § $[---] /participant distribution (Excluding SWPs) § $[---]/refund of excess contribution § $[---]/reconversion/recharacterization Additional Shareholder Paid Fees § $[---]/outgoing wire transfer or overnight delivery § $[---]/telephone exchange § $[---]/return check or ACH or stop payment § $[---]/research request per account (This fee applies to requests for statements older than the prior year) Amended Exhibit C (continued) - Transfer Agent Servicing Agreement - Transfer Agent & Shareholder Services Fee Schedule at April, 2016 – Angel Oak Funds Trust – Angel Oak Multi-Strategy Income Fund Annual Service Charges to the Fund* § Base Fee Per CUSIP $[ ] /year/first fund; $[ ]/year/each additional class § NXXX Xxxxx 0 Accounts $[ ] /open account § Direct Accounts $[ ] /open account § Closed Accounts $[ ] /closed account Activity Charges § Manual Shareholder Transaction & Correspondence $[ ] /event § Omnibus Account Transaction $[ ] /transaction § Telephone Calls $[ ] /month base fee plus $[ ] /minute § Voice Response Calls $[ ] /call § Daily Valuation/Manual 401k Trade $[ ] /trade
Sample 1
CTI Reporting. Integrated custom detailed call reporting § $__ /monthly reportExhibit E (continued) to the Trust for Advised Portfolios Transfer Agent Servicing Agreement Exhibit E (continued) to the Trust for Advised Portfolios Transfer Agent Servicing Agreement Transfer Agent & Shareholder Services Supplemental Services Fee Schedule (continued) at May, 2014 Charges Paid by Investors Shareholder accounts will be charged based upon the type of activity and type of account, including the following: Qualified Plan Fees § $__/qualified plan account or Cxxxxxxxx ESA account (Cap at $30.00 /SSN) § $__/transfer to successor trustee § $__/participant distribution (Excluding SWPs) § $__/refund of excess contribution § $__/reconversion/recharacterization Additional Shareholder Paid Fees § $__/outgoing wire transfer or overnight delivery § $__/telephone exchange § $__/return check or ACH or stop payment § $__/research request per account (This fee applies to requests for statements older than the prior year)
Sample 1
CTI Reporting. Integrated custom detailed call reporting § $__ per monthly report * Subject to annual CPI increase - All Urban Consumers - U.S. City Average. Exhibit F (continued) to the Series Portfolios Trust Transfer Agent Servicing Agreement Transfer Agent & Shareholder Services Supplemental Services Fee Schedule (Continued) at July, 2016 Charges Paid by Investors Shareholder accounts will be charged based upon the type of activity and type of account, including the following: Qualified Plan Fees § $__ per qualified plan account or Xxxxxxxxx ESA account (Cap at $__ per SSN) § $__ per transfer to successor trustee § $__ per participant distribution (Excluding SWPs) § $__ per refund of excess contribution § $__ per reconversion/re-characterization Additional Shareholder Paid Fees
Sample 1
CTI Reporting. Integrated custom detailed call reporting ­­__ /monthly report Exhibit J (continued) to the Trust for Advised Portfolios Transfer Agent Servicing Agreement Transfer Agent & Shareholder Services Supplemental Services Fee Schedule (Continued) at May, 2015 Charges Paid by Investors Shareholder accounts will be charged based upon the type of activity and type of account, including the following: Qualified Plan Fees § ­­__ /qualified plan account or Xxxxxxxxx ESA account (Cap at ­­__ /SSN) § ­­__ /transfer to successor trustee § ­­__ /participant distribution (Excluding SWPs) § ­­__ /refund of excess contribution § ­­__ /reconversion/recharacterization Additional Shareholder Paid Fees § ­­__ /outgoing wire transfer or overnight delivery § ­­__ /telephone exchange § ­­__ /return check or ACH or stop payment § ­­__ /research request per account (This fee applies to requests for statements older than the prior year)
Sample 1
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CTI Reporting. Integrated custom detailed call reporting § $[…] /monthly report Charges Paid by Investors Shareholder accounts will be charged based upon the type of activity and type of account, including the following: Qualified Plan Fees § $[…] /qualified plan account or Xxxxxxxxx ESA account (Cap at $[…] /SSN) § $[…] /transfer to successor trustee § $[…] /participant distribution (Excluding SWPs) § $[…] /refund of excess contribution § $[…] /reconversion/recharacterization Additional Shareholder Paid Fees § $[…] /outgoing wire transfer or overnight delivery § $[…] /telephone exchange § $[…] /return check or ACH or stop payment $[…] /research request per account (This fee applies to requests for statements older than the prior year) MARS Sales Reporting & Compliance Services Fee Schedule Standard MARS Version 8i Implementation Cost § $[…] MARS Sales Reporting Module (Includes up to one year of DST/TA2000 data) § $[…] XxxxxXxxxx.xxx Module Standard MARS Version 8i Products & Services (Monthly fees) § $[…] MARS Sales Reporting (Includes 1 Sales Users) § $[…] – Enhanced Services* Includes up to […] hours per month of support services. Basic support includes file import assistance, data scrubbing (cleaning of firm, office and rep information), database query requests, and business requirement analysis. Additional Enhanced Services support can be negotiated. Additional support services will be provided at $[…] per hour.
Sample 1
CTI Reporting. Integrated custom detailed call reporting § $[---] /monthly report Charges Paid by Investors Shareholder accounts will be charged based upon the type of activity and type of account, including the following: Qualified Plan Fees § $[---]/qualified plan account or Cxxxxxxxx ESA account (Cap at $[---]/SSN) § $[---]/transfer to successor trustee § $[---] /participant distribution (Excluding SWPs) § $[---]/refund of excess contribution § $[---]/reconversion/recharacterization Additional Shareholder Paid Fees § $[---]/outgoing wire transfer or overnight delivery § $[---]/telephone exchange § $[---]/return check or ACH or stop payment § $[---]/research request per account (This fee applies to requests for statements older than the prior year) Exhibit C (continued) - Transfer Agent Servicing Agreement - Transfer Agent & Shareholder Services Fee Schedule at October, 2014 ANGEL OAK FUNDS Trust - Angel Oak Multi-Strategy Income Fund
Sample 1

Related to CTI Reporting

  • Additional Reporting 37. Within seven days after the date of this Agreement, the Recipient shall register in XXX.xxx, and thereafter maintain the currency of the information in XXX.xxx until at least October 1, 2022. The Recipient shall review and update such information at least annually after the initial registration, and more frequently if required by changes in the Recipient’s information. The Recipient agrees that this Agreement and information related thereto, including the Maximum Awardable Amount and any executive total compensation reported pursuant to paragraph 38, may be made available to the public through a U.S. Government website, including XXX.xxx.

  • Management Reporting (a) Provide periodic reports, in accordance with agreed upon frequency and content parameters, to the Funds. As reasonably requested by the Funds, the Transfer Agent shall furnish ad hoc reports to the Funds.

  • Information Reporting (a) The Fund agrees that, during the Current Special Rate Period and so long as BANA or any Affiliate thereof is the beneficial owner of any Outstanding VRDP Shares, it will deliver, or direct the Tender and Paying Agent to deliver, to BANA and any such Affiliate:

  • IRS Reporting Ultimus will prepare and distribute appropriate Internal Revenue Service (“IRS”) forms for shareholder income and capital gains (including the calculation of qualified income), sale of fund shares, distributions from retirement accounts and education savings accounts, fair market value reporting on IRAs, contributions, rollovers and conversions to IRAs and education savings accounts and required minimum distribution notifications and issue tax withholding reports to the IRS.

  • Monthly Reporting Notwithstanding anything to the contrary in the Servicing Agreement, with respect to the Mortgage Loans, not later than the tenth calendar day of each month (or if such tenth calendar day is not a Business Day, the immediately succeeding Business Day), the Servicer shall furnish to the Master Servicer (i)(a) monthly loan data in the format set forth in Exhibit B hereto (or in such other format mutually agreed upon between the Servicer and the Master Servicer), (b) default loan data in the format set forth in Exhibit C hereto (or in such other format mutually agreed upon between the Servicer and the Master Servicer and (c) information regarding the realized losses and gains in the format set forth in Exhibit D hereto (or in such other format mutually agreed upon between the Servicer and the Master Servicer), in each case relating to the period ending on the last day of the preceding calendar month, (ii) all such information required pursuant to clause (i)(a) above on a magnetic tape, electronic mail, or other similar media reasonably acceptable to the Master Servicer, and (iii) all supporting documentation with respect to the information required under the preceding paragraph.

  • Rule 144 Reporting With a view to making available to the Holders the benefits of certain rules and regulations of the SEC which may permit the sale of the Registrable Securities to the public without registration, the Company agrees to use its best efforts to:

  • Tax Reporting (1) Prepare and file on a timely basis appropriate federal and state tax returns including, without limitation, Forms 1120/8613, with any necessary schedules.

  • Annual Reporting Within 90 days after the close of each of its respective fiscal years, audited, unqualified consolidated financial statements (which shall include balance sheets, statements of income and retained earnings and a statement of cash flows) for Provider for such fiscal year certified in a manner acceptable to the Agent by independent public accountants acceptable to the Agent.

  • Regulatory Reporting Ultimus agrees to provide reports to the federal and applicable state authorities, including the SEC, and to the Funds’ Auditors. Applicable state authorities are those governmental agencies located in states in which the Fund is registered to sell shares.

  • Other Reporting The Borrower shall provide the Administrative Agent and each Lender, simultaneously with delivery to the Transferor, copies of all other financial statements, appraisal reports, notices, and other matters at any time or from time to time prepared by the Borrower and furnished to the Transferor, including, without limitation, any notice of default, notice of election or exercise of any rights or remedies under any the Borrower LLC Agreement, and any notice relating in any way to the misconduct of the Borrower or the Servicer. In respect of the foregoing, the Borrower shall disseminate such information to the Administrative Agent and each Lender either through mailings, email delivery or by posting such information on its website and giving the Administrative Agent and each Lender access thereto.

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