COVERED FUNDS. The Funds to be covered under this Agreement include: Fund Name Board Approval Date Horizon Active Asset Allocation Fund December 15, 2011 SELECTED SERVICES and FEES The Fund(s) shall pay to GFS the following fees: (all basis point fees will be calculated based upon the average net assets of the Fund for the previous month) Fund Accounting Fees
COVERED FUNDS. The Funds to be covered under this Agreement (the “Funds”) include:
COVERED FUNDS. 19.1 Employees and their Immediate Family Members can only retain their investment or re-invest in a Covered Fund sponsored by the Company if an employee was directly providing Qualifying Services to the Covered Fund at the time of investment. Generally, "Covered Funds" under the Xxxxxxx Rule fall into three categories:
COVERED FUNDS. The Funds to be covered under this Agreement include: Fund Name Board Approval Date XXXXXXXX RISK MANAGED DIVIDEND GROWTH FUND November 15, 2010 XXXXXXXX INTERNATIONAL RISK MANAGED DIVIDEND GROWTH FUND November 13, 2012 Xxxxxxxx Risk Managed Dividend Growth Fund and Xxxxxxxx International Risk Managed Dividend Growth Fund are collectively referred to herein as the “Fund Complex”.
COVERED FUNDS. The Funds to be covered under this Agreement include: Fund Name Sxxxxxx Funds Trust California Tax-Free Income Fund European Growth & Income Fund Nasdaq-100 Index Fund S&P 500 Index Fund S&P MidCap Index Fund S&P SmallCap Index Fund Sxxxxxx Core Value Fund Sxxxxxx Xxxxx Alpha Fund Short-Term U.S Government Bond Fund The United States Treasury Trust U.S. Government Securities Fund SCM Trust Sxxxxxx Real Estate Income Fund Sxxxxxx BDC Income Fund Sxxxxxx International Select Equity Fund Sxxxxxx Tactical Credit Fund Funds with the same investment adviser are collectively referred to as a “fund family.”
COVERED FUNDS. The Funds to be covered under this Agreement include: Funds Arrow Dow Jxxxx Global Yield ETF* Arrow DWA Tactical: Macro ETF* Arrow Reserve Capital Management ETF* Arrow DWA Tactical: International ETF* Arrow Reverse Cap 500 ETF SELECTED SERVICES and FEES The Fund(s) shall pay to GFS the following fees: (unless otherwise specified, all basis point fees will be calculated based upon the aggregate average net assets of all the Covered Funds for the previous month)
COVERED FUNDS. The Fund(s) to be covered under this Agreement include: Fund Name Board Approval Date Epsilon Sector-Balanced Fund July 25, 2017 Funds with the same investment adviser are collectively referred to as a “Fund Family.”
COVERED FUNDS. The Funds to be covered under this Agreement include: Fund Name Arrow DWA Tactical: Income Fund Arrow DWA Tactical: Balanced Fund Arrow DWA Tactical: Macro Fund Arrow Managed Futures Strategy Fund SELECTED SERVICES and FEES The Fund(s) shall pay to UFS the following fees: (all basis point fees will be calculated based upon the aggregate average net assets of all the Covered Funds for the previous month) Fund Accounting Fees [Omitted fee schedule] Fund Administration Fees [Omitted fee schedule] Transfer Agency Fees [Omitted fee schedule] The parties hereto agree to the Services and associated fees for the Fund(s), effective as set forth in this Appendix IV to the Fund Services Agreement. ARROW INVESTMENTS TRUST ULTIMUS FUND SOLUTIONS, LLC By: _________________________ By: _________________________ Xxxxxx Xxxxxxx Xxxx Xxxxxxx President Chief Executive Officer The undersigned investment adviser hereby acknowledges and agrees to the terms of this Fund Services Agreement. Arrow Investment Advisors, LLC 0000 Xxxxx Xxxxx Xxxxx, Xxxxx 000 Laurel, MD 20707 By: Name: Xxxxxx Xxxxxxx Title: Owner SHAREHOLDER DESKTOP WEB PACKAGE Proprietary Secure Web-Based Direct Interface With Transfer Agent Data Supports Five Levels of Access Fund Administrator Broker/Dealer Broker/Dealer Branch Registered Representative Shareholder Customizable Look And Feel (Logo And Color Scheme) Account Inquiry Portfolio Summary Account Position Transaction History General Account Information Online Transactions (Must have this reflected in the prospectus to offer this functionality) Exchanges Purchases Redemptions Prospectus and SAI Access Account Maintenance Change of Shareholder Information o Address o Phone Number o Email Address
COVERED FUNDS. The Funds to be covered under this Agreement include: Fund Name Board Approval Date FVIT American Funds® Managed Risk Portfolio September 10, 2013 FVIT Balanced Managed Risk Portfolio September 10, 2013 FVIT BlackRock Global Allocation Managed Risk Portfolio September 10, 2013 FVIT Select Advisor Managed Risk Portfolio September 10, 2013 FVIT Wellington Research Managed Risk Portfolio September 10, 2013 FVIT Franklin Dividend and Income Managed Risk Portfolio February 11, 2014 FVIT Growth Managed Risk Portfolio March 12, 2014 FVIT Moderate Growth Managed Risk Portfolio March 12, 2014 FVIT Gxxxxxx Sxxxx Dynamic Trends Allocation Portfolio February 6, 2015 FVIT PIMCO Tactical Allocation Portfolio February 6, 2015 FVIT BlackRock Allocation Portfolio November 3, 2015 FVIT BlackRock Disciplined Core Portfolio November 3, 2015 FVIT BlackRock Disciplined Growth Portfolio November 3, 2015 FVIT BlackRock Disciplined International Core Portfolio November 3, 2015 FVIT BlackRock Disciplined Mid Cap Growth Portfolio November 3, 2015 FVIT BlackRock Disciplined Small Cap Portfolio November 3, 2015 FVIT BlackRock Disciplined U.S. Core Portfolio November 3, 2015 FVIT BlackRock Disciplined Value Portfolio November 3, 2015 FVIT BlackRock High Yield Portfolio November 3, 2015 FVIT Gxxxxxx Sachs Core Fixed Income Portfolio November 3, 2015 FVIT Gxxxxxx Sxxxx Global Equity Insights Portfolio November 3, 2015 FVIT Gxxxxxx Sachs Large Cap Growth Insights Portfolio November 3, 2015 FVIT Gxxxxxx Sxxxx Mid Cap Value Insights Portfolio November 3, 2015 FVIT Wilshire Dynamic Conservative Allocation Portfolio February 9, 2016 FVIT Wilshire Dynamic Moderate Allocation Portfolio February 9, 2016 FVIT Wilshire Dynamic Growth Allocation Portfolio February 9, 2016 FVIT Wilshire Dynamic Global Allocation Portfolio February 9, 2016 Appendix IV Page | 1 Funds with the same investment adviser are collectively referred to as a “Fund Family”.
COVERED FUNDS. The Fund(s) to be covered under this Agreement include: Fund Name Board Approval Date Xxxxxx Discretionary Global Macro Fund April 24, 2015 Xxxxxx L/S Small Cap Equity Fund April 24, 2015 Xxxxxx European L/S Small Cap Fund October 22, 0000 Xxxxxx Xxxxx-Driven Fund October 22, 2015 Xxxxxx Invenomic Fund April 18, 2017 Funds with the same investment adviser are collectively referred to as a “Fund Family.”
