Corporate Action & Manual Pricing Services. $[---] /Foreign Equity Security per Month for Corporate Action Service § $[---] /Domestic Equity Security per Month for Corporate Action Service § $[---] /Month Manual Security Pricing (>10/day)
Corporate Action & Manual Pricing Services. $[…] /Foreign Equity Security per Month for Corporate Action Service § $[…] /Domestic Equity Security per Month for Corporate Action Service § $[…] /Month Manual Security Pricing (>10/day) Fair Value Services (Charged at the Complex Level)** § $[…] on the First 100 Securities § $[…] on the Balance of Securities NOTE: Prices above are based on using U.S. Bancorp primary pricing service which may vary by security type and are subject to change. Use of alternative and/or additional sources may result in additional fees. Pricing vendors may designate certain securities as hard to value or as a non- standard security type which may result in additional fees. All schedules subject to change depending upon the use of unique security type requiring special pricing or accounting arrangements.
Corporate Action & Manual Pricing Services. Fee for IDC data used to monitor corporate actions § $2.00 per Foreign Equity Security per Month § $1.00 per Domestic Equity Security per Month Third Party Data Charges (descriptive data for analytics, reporting and compliance) § $1 per security per month Factor Services (if needed, security pay down factor data) § $2.00 per CMOs, Asset Backed, Mortgage Backed Security per Month Chief Compliance Officer Support Fee § CCO support annual fee $3,000 per trust per USBFS services selected (administration, accounting, transfer agent, distributor, custodian) Chief Compliance Officer Support Fee includes the following services: § Access to all USBFS business line materials via the CCO Portal including business line Critical Procedures, Compliance Controls, Testing of Controls, Annual USBFS CCO Review, SSAE 16 audits of business lines § Assist the Fund CCO with quarterly 38a-1 certifications including a review of any changes to critical policies, procedures and controls and compliance events as required under Rule 38a-1 of the Investment Company Act § Testing of procedures and controls across all business lines with access to business line managers and subject matter experts § Quarterly CCO teleconferences and “Focus Calls” specific to current topics such as cybersecurity § CCO forums held periodically throughout the year in major cities § Annual client conference which includes CCO roundtable discussions § SEC exam support § Other items, including sharing of industry best practices across many areas NOTE: the CCO Support team does NOT serve as the Fund CCO Out-Of-Pocket Expenses Including but not limited to, SWIFT processing, customized reporting, third-party data provider costs (including GICS, MSCI, Lipper, etc.), postage, stationary, programming, special reports, proxies, insurance, XXXXX/XBRL filing, retention of records, federal and state regulatory filing fees, expenses related to and including travel to and from Board of Trustee meetings, third party auditing, tax and legal expenses, wash sales reporting (GainsKeeper), tax e-filing, PFIC monitoring and conversion expenses (if necessary).
Corporate Action & Manual Pricing Services. $[---] /Foreign Equity Security per Month for Corporate Action Service § $[---] /Domestic Equity Security per Month for Corporate Action Service § $[---] /Month Manual Security Pricing (>10/day) Fair Value Services (Charged at the Complex Level)** The lesser of… § $[---] per Fund § Or $[---] on the First 100 Securities and $0.466 on the balance of Securities NOTE: Prices above are based on using U.S. Bancorp primary pricing service which may vary by security type and are subject to change. Use of alternative and/or additional sources may result in additional fees. Pricing vendors may designate certain securities as hard to value or as a non-standard security type which may result in additional fees. All schedules subject to change depending upon the use of unique security type requiring special pricing or accounting arrangements.
Corporate Action & Manual Pricing Services n $2.00 /Foreign Equity Security per Month for Corporate Action Service n $1.00 /Domestic Equity Security per Month for Corporate Action Service n $125 /Month Manual Security Pricing (>10/day) Out-Of-Pocket Expenses Including but not limited to corporate action services, fair value pricing services, factor services, SWIFT processing, customized reporting, third-party data provider costs (including GICS, MSCI, Lipper, etc.), postage, stationary, programming, special reports, proxies, insurance, XXXXX/XBRL filing, retention of records, federal and state regulatory filing fees, expenses from Board of directors meetings, third party auditing and legal expenses, wash sales reporting (GainsKeeper), tax e-filing, PFIC monitoring, conversion expenses (if necessary), and CCO team travel related costs to perform due diligence reviews at advisor and sub-advisor facilities.
Corporate Action & Manual Pricing Services. $____ /Foreign Equity Security per Month for Corporate Action Service § $____ /Domestic Equity Security per Month for Corporate Action Service § $____ /Month Manual Security Pricing (>25/day) Fair Value Services (Charged at the Complex Level)** § $____ on the First 100 Securities § $____ on the Balance of Securities
Corporate Action & Manual Pricing Services. $ xxx/Foreign Equity Security per Month for Corporate Action Service § $ xxx /Domestic Equity Security per Month for Corporate Action Service § $ xxx /Month Manual Security Pricing (>10/day) Fair Value Services (Charged at the Complex Level)** § $ xxx on the First 100 Securities § $ xxx on the Balance of Securities NOTE: Prices above are based on using U.S. Bancorp primary pricing service which may vary by security type and are subject to change. Use of alternative and/or additional sources may result in additional fees. Pricing vendors may designate certain securities as hard to value or as a non- standard security type which may result in additional fees. All schedules subject to change depending upon the use of unique security type requiring special pricing or accounting arrangements. CCO Support § $ xxx Out-Of-Pocket Expenses Including but not limited to corporate action services, fair value pricing services, factor services, SWIFT processing, customized reporting, third-party data provider costs (including GICS, MSCI, Lipper, etc.), postage, stationery, programming, special reports, proxies, insurance, XXXXX/XBRL filing, retention of records, federal and state regulatory filing fees, expenses from Board of directors meetings, third party auditing and legal expenses, wash sales reporting (GainsKeeper), tax e-filing, PFIC monitoring, conversion expenses (if necessary), and CCO team travel related costs to perform due diligence reviews at advisor or sub-advisor facilities.
Corporate Action & Manual Pricing Services. $2.00 /Foreign Equity Security per Month for Corporate Action Service ¡ $1.00 /Domestic Equity Security per Month for Corporate Action Service ¡ $500/Month Manual Security Pricing (>25/day) Fair Value Services (Charged at the Complex Level)** ¡ $0.636 on the First 100 Securities ¡ $0.466 on the Balance of Securities Chief Compliance Officer Support Fee (Fund Complex)* ¡ $1,500 /year Out-Of-Pocket Expenses Including but not limited to factor services, SWIFT processing, and customized reporting.
Corporate Action & Manual Pricing Services. Foreign Equity Security per Month for Corporate Action Service § __/Domestic Equity Security per Month for Corporate Action Service § __/Month Manual Security Pricing (>10/day) Fair Value Services (Charged at the Complex Level)** § __on the First 100 Securities § __on the Balance of Securities NOTE: Prices above are based on using U.S. Bancorp primary pricing service which may vary by security type and are subject to change. Use of alternative and/or additional sources may result in additional fees. Pricing vendors may designate certain securities as hard to value or as a non- standard security type which may result in additional fees. All schedules subject to change depending upon the use of unique security type requiring special pricing or accounting arrangements.
Corporate Action & Manual Pricing Services. Foreign Equity Security per Month for Corporate Action Service § ___ /Domestic Equity Security per Month for Corporate Action Service § ___ /Month Manual Security Pricing (>10/day) Fair Value Services (Charged at the Complex Level)** § ___ on the First 100 Securities § ___ on the Balance of Securities NOTE: Prices above are based on using U.S. Bancorp primary pricing service which may vary by security type and are subject to change. Use of alternative and/or additional sources may result in additional fees. Pricing vendors may designate certain securities as hard to value or as a non-standard security type, such as CLOs and CDOs, which may result in additional fees. All schedules subject to change depending upon the use of unique security type requiring special pricing or accounting arrangements.
