Cooperation with Authorities. Each party hereto shall cooperate with the other party and all appropriate governmental authorities (including without limitation the SEC) and shall permit such authorities reasonable access to its books and records in connection with any investigation or inquiry relating to this agreement or the transactions contemplated hereby.
Appears in 80 contracts
Samples: Investment Manager Agreement (City National Rochdale Funds), Investment Manager Agreement (City National Rochdale Funds), Investment Manager Agreement (City National Rochdale Funds)
Cooperation with Authorities. Each party hereto shall cooperate with the other party and all appropriate governmental authorities (including without limitation the SEC) and shall permit such authorities reasonable access to its books and records in connection with any investigation or inquiry relating to this agreement Agreement or the transactions contemplated hereby.
Appears in 26 contracts
Samples: Administration Agreement (Alight Series Trust), Investment Sub Advisory Agreement (City National Rochdale Funds), Investment Sub Advisory Agreement (City National Rochdale Funds)
Cooperation with Authorities. Each party hereto shall cooperate with the other party and all appropriate governmental authorities (including without limitation the SEC, the NASD, and state insurance regulators) and shall permit such authorities reasonable access to its books and records in connection with any investigation or inquiry relating to this agreement or the transactions contemplated hereby.
Appears in 22 contracts
Samples: Participation Agreement, Investment Advisory and Management (State Farm Variable Product Trust), Services Agreement (State Farm Variable Product Trust)
Cooperation with Authorities. Each party hereto shall cooperate with the other party and all appropriate governmental authorities (including without limitation the SEC, the Financial Industry Regulatory Authority, and state securities regulators) and shall permit such authorities reasonable access to its books and records in connection with any investigation or inquiry relating to this agreement Agreement or the transactions contemplated hereby.
Appears in 18 contracts
Samples: Investment Sub Advisory Agreement (State Farm Mutual Fund Trust), Investment Sub Advisory Agreement (State Farm Variable Product Trust), Investment Sub Advisory Agreement (State Farm Mutual Fund Trust)
Cooperation with Authorities. Each party hereto shall cooperate with the other party and all appropriate governmental authorities (including without limitation the SEC, the NASD, and state securities regulators) and shall permit such authorities reasonable access to its books and records in connection with any investigation or inquiry relating to this agreement Agreement or the transactions contemplated hereby.
Appears in 13 contracts
Samples: Sub Advisory Agreement (State Farm Mutual Fund Trust), Sub Advisory Agreement (State Farm Variable Product Trust), Investment Sub Advisory Agreement (State Farm Variable Product Trust)
Cooperation with Authorities. Each party hereto shall cooperate with the other party and all appropriate governmental authorities (including without limitation the SEC, FINRA, and state insurance regulators) and shall permit such authorities reasonable access to its books and records in connection with any investigation or inquiry relating to this agreement or the transactions contemplated hereby.
Appears in 8 contracts
Samples: Investment Sub Advisory Agreement (State Farm Variable Product Trust), Investment Sub Advisory Agreement (State Farm Mutual Fund Trust), Investment Sub Advisory Agreement (State Farm Variable Product Trust)
Cooperation with Authorities. Each party hereto shall cooperate with the other party and all appropriate governmental authorities (including without limitation the SEC, the NASD, and state insurance regulators) and shall permit such authorities reasonable access to its books and records in connection with any investigation or inquiry relating to this agreement Agreement or the transactions contemplated hereby.
Appears in 7 contracts
Samples: Agreement (M Fund Inc), Investment Sub Advisory Agreement (State Farm Variable Product Trust), Investment Sub Advisory Agreement (State Farm Variable Product Trust)
Cooperation with Authorities. Each party hereto shall cooperate with the other party and all appropriate governmental authorities (including without limitation the SEC, the NASD, and state securities regulators) and shall permit such authorities reasonable access to its books and records in connection with any investigation or inquiry relating to this agreement or the transactions contemplated hereby.
Appears in 7 contracts
Samples: Investment Sub Advisory Agreement (State Farm Mutual Fund Trust), Investment Sub Advisory Agreement (State Farm Mutual Fund Trust), Investment Sub Advisory Agreement (State Farm Variable Product Trust)
Cooperation with Authorities. Each party hereto shall cooperate with the other party and all appropriate governmental authorities (including without limitation the SEC, the Financial Industry Regulatory Authority (“FINRA”), and state securities regulators) and shall permit such authorities reasonable access to its books and records in connection with any investigation or inquiry relating to this agreement Agreement or the transactions contemplated hereby.
Appears in 4 contracts
Samples: Investment Sub Advisory Agreement (State Farm Variable Product Trust), Investment Sub Advisory Agreement (State Farm Mutual Fund Trust), Investment Sub Advisory Agreement (State Farm Variable Product Trust)
Cooperation with Authorities. Each party hereto shall cooperate ---------------------------- with the other party and all appropriate governmental authorities (including without limitation the SEC, the NASD, and state insurance regulators) and shall permit such authorities reasonable access to its books and records in connection with any investigation or inquiry relating to this agreement or the transactions contemplated hereby.
Appears in 3 contracts
Samples: Underwriting Agreement (State Farm Variable Product Trust), Management Services Agreement (State Farm Variable Product Trust), Participation Agreement (State Farm Life Insurance Co Variable Annuity Separate Act)
Cooperation with Authorities. Each party hereto shall cooperate with the other party and all appropriate governmental authorities (including without limitation the SEC) and shall permit such authorities reasonable access to its books and records in connection with any investigation or inquiry relating to this agreement or the transactions contemplated hereby.. 10.8
Appears in 3 contracts
Samples: Investment Advisory and Management Services Agreement (State Farm Mutual Fund Trust), Investment Advisory and Management Services Agreement (State Farm Associates Funds Trusts), Investment Advisory and Management Services Agreement (State Farm Mutual Fund Trust)
Cooperation with Authorities. Each party hereto shall reasonably cooperate with the other party and all appropriate governmental authorities (including without limitation the SEC) and shall permit such authorities reasonable access to its books and records in connection with any investigation or inquiry relating to this agreement Agreement or the transactions contemplated hereby.
Appears in 3 contracts
Samples: Investment Manager Investment Sub Advisory Agreement (City National Rochdale Funds), Investment Manager Investment Sub Advisory Agreement (City National Rochdale Funds), Sub Advisory Agreement (Cni Charter Funds)
Cooperation with Authorities. Each party hereto shall cooperate with the other party and all appropriate governmental authorities (including without limitation the SEC, the NASD, and state securities regu lators) and shall permit such authorities reasonable access to its books and records in connection with any investigation or inquiry relating to this agreement or the transactions contemplated hereby.
Appears in 3 contracts
Samples: Sub Advisory Agreement (State Farm Mutual Fund Trust), Investment Sub Advisory Agreement (State Farm Mutual Fund Trust), Sub Advisory Agreement (State Farm Variable Product Trust)
Cooperation with Authorities. Each party hereto shall cooperate with ---------------------------- the other party and all appropriate governmental authorities (including without limitation the SEC, the NASD, and state insurance regulators) and shall permit such authorities reasonable access to its books and records in connection with any investigation or inquiry relating to this agreement or the transactions contemplated hereby.
Appears in 3 contracts
Samples: Service Agreement (State Farm Variable Product Trust), Sub Advisory Agreement (State Farm Variable Product Trust), Participation Agreement (State Farm Variable Product Trust)
Cooperation with Authorities. Each party hereto shall cooperate with the other party and all appropriate governmental authorities (including without limitation the SEC, the Financial Industry Regulatory Authority ("FINRA"), and state securities regulators) and shall permit such authorities reasonable access to its books and records in connection with any investigation or inquiry relating to this agreement Agreement or the transactions contemplated hereby.
Appears in 2 contracts
Samples: Investment Sub Advisory Agreement (State Farm Variable Product Trust), Investment Sub Advisory Agreement (State Farm Mutual Fund Trust)
Cooperation with Authorities. Each party hereto shall cooperate with the other party and all appropriate governmental authorities (including without limitation the SEC, FINRA, and state securities regulators) and shall permit such authorities reasonable access to its books and records in connection with any investigation or inquiry relating to this agreement Agreement or the transactions contemplated hereby.. 11.8
Appears in 1 contract
Samples: Investment Sub Advisory Agreement This Agreement (State Farm Mutual Fund Trust)
Cooperation with Authorities. Each party hereto shall cooperate with the other party and all appropriate governmental authorities (including without limitation the SEC, FINRA, and state securities regulators) and shall permit such authorities reasonable access to its books and records in connection with any investigation or inquiry relating to this agreement Agreement or the transactions contemplated hereby.
Appears in 1 contract
Samples: Investment Sub Advisory Agreement (State Farm Mutual Fund Trust)
Cooperation with Authorities. Each party hereto shall cooperate with the other party and all appropriate governmental authorities (including without limitation the SECSEC and the MFSC) and shall permit such authorities reasonable access to its books and records in connection with any investigation or inquiry relating to this agreement or the transactions contemplated hereby.
Appears in 1 contract
Samples: Sub Advisory Agreement (City National Rochdale Funds)
