Confirmation by Broker/Dealer. Broker/Dealer must provide written confirmation to the Fund that instructions have been executed. Broker/Dealer agrees to provide confirmation as soon as reasonably practicable, but not later than ten business days after the instructions have been executed.
Appears in 53 contracts
Sources: Broker Dealer Selling Agreement (Heartland Group Inc), Broker Dealer Selling Agreement (Ares Private Markets Fund), Broker Dealer Selling Agreement
Confirmation by Broker/Dealer. Broker/-Dealer must provide written confirmation to the Fund that instructions have been executed. Broker/-Dealer agrees to provide confirmation as soon as reasonably practicable, but not later than ten business days after the instructions have been executed.
Appears in 12 contracts
Sources: Broker Dealer Selling Agreement (Sphinx Opportunity Fund II), Broker Dealer Selling Agreement (Eagle Point Defensive Income Trust), Broker Dealer Selling Agreement (CION Grosvenor Infrastructure Fund)
Confirmation by Broker/Dealer. Broker/-Dealer must provide written confirmation to the Fund that instructions have been executed. Broker/-Dealer agrees to provide confirmation as soon as reasonably practicable, but not later than ten 10 business days after the instructions have been executed.
Appears in 5 contracts
Sources: Broker Dealer Selling Agreement (Brandes Investment Trust), Broker Dealer Selling Agreement (ALPS Series Trust), Broker Dealer Selling Agreement (Financial Investors Trust)
Confirmation by Broker/Dealer. Broker/-Dealer must provide written confirmation to the Fund that instructions from the Fund to restrict or prohibit trading have been executed. Broker/-Dealer agrees to provide confirmation as soon as reasonably practicable, but not later than ten business days after the instructions have been executed.
Appears in 3 contracts
Sources: Operating Agreement (Tributary Funds, Inc.), Operating Agreement (Tributary Funds, Inc.), Operating Agreement (First Focus Funds Inc)
Confirmation by Broker/Dealer. Broker/Dealer must provide written confirmation to the Fund ADI or its designee that instructions have been executed. Broker/Dealer agrees to provide confirmation as soon as reasonably practicable, but not later than ten business days after the instructions have been executed.
Appears in 2 contracts
Sources: Broker Dealer Selling Agreement (Westcore Trust), Broker Dealer Selling Agreement (Westcore Trust)
Confirmation by Broker/Dealer. Broker/-Dealer must provide written confirmation to the Fund Company that instructions have been executed. Broker/-Dealer agrees to provide confirmation as soon as reasonably practicable, but not later than ten business days after the instructions have been executed.
Appears in 1 contract
Sources: Broker Dealer Selling Agreement (CIM Real Assets & Credit Fund)