Conduct Rules. Each party acknowledges and agrees to be bound by the Conduct Rules of the Financial Industry Regulatory Authority, Inc. applicable to transactions in options, and further agrees not to violate the position and exercise limits set forth therein.
Appears in 163 contracts
Samples: Letter Agreement (Wayfair Inc.), Letter Agreement (Wayfair Inc.), Letter Agreement (Wayfair Inc.)
Conduct Rules. Each party acknowledges and agrees to be bound by the Conduct Rules of the Financial Industry Regulatory Authority, Inc. applicable to transactions in options, and further agrees not to violate the position and exercise limits set forth therein.therein.]17 [Agency language, if necessary]
Appears in 5 contracts
Samples: Square, Inc., Square, Inc., Square, Inc.
Conduct Rules. Each party acknowledges and agrees to be bound by the Conduct Rules of the Financial Industry Regulatory Authority, Inc. applicable to transactions in options, and further agrees not to violate the position and exercise limits set forth therein.]
Appears in 5 contracts
Samples: Boingo Wireless Inc, Letter Agreement (Citrix Systems Inc), Letter Agreement (Citrix Systems Inc)
Conduct Rules. Each party acknowledges and agrees to be bound by the Conduct Rules of the Financial Industry Regulatory Authority, Inc. Authority applicable to transactions in options, and further agrees not to violate the position and exercise limits set forth therein.] [Reserved.]
Appears in 4 contracts
Samples: Letter Agreement (Integer Holdings Corp), Letter Agreement (Integer Holdings Corp), Letter Agreement (Akamai Technologies Inc)
Conduct Rules. Each party acknowledges and agrees to be bound by the Conduct Rules of the Financial Industry Regulatory Authority, Inc. Authority applicable to transactions in options, and further agrees not to violate the position and exercise limits set forth therein.
Appears in 3 contracts
Samples: Advanced Energy Industries Inc, Letter Agreement (Akamai Technologies Inc), Akamai Technologies Inc
Conduct Rules. Each party acknowledges and agrees to be bound by the Conduct Rules of the Financial Industry Regulatory Authority, Inc. applicable to transactions in options, and further agrees not to violate the position and exercise limits set forth therein.therein.]8
Appears in 3 contracts
Samples: Letter Agreement (Snap Inc), Snap Inc, Snap Inc
Conduct Rules. Each party acknowledges and agrees to be bound by the Conduct Rules of the Financial Industry Regulatory Authority, Inc. Authority applicable to transactions in options, and further agrees not to violate the position and exercise limits set forth thereintherein.]9[Reserved.]
Appears in 2 contracts
Samples: Meritage Homes CORP, Meritage Homes CORP
Conduct Rules. Each party acknowledges and agrees to be bound by the Conduct Rules of the Financial Industry Regulatory Authority, Inc. applicable to transactions in options, and further agrees not to violate the position and exercise limits set forth therein.therein.]18 [Agency language, if necessary]
Appears in 2 contracts
Samples: Dropbox, Inc., Dropbox, Inc.
Conduct Rules. Each party acknowledges and agrees to be bound by the Conduct Rules of the Financial Industry Regulatory Authority, Inc. Authority applicable to transactions in options, and further agrees not to violate the position and exercise limits set forth thereintherein.]20[Reserved.]
Appears in 2 contracts
Samples: Federal Realty OP LP, Hannon Armstrong Sustainable Infrastructure Capital, Inc.
Conduct Rules. Each party acknowledges and agrees to be bound by the Conduct Rules of the Financial Industry Regulatory Authority, Inc. Authority applicable to transactions in options, and further agrees not to violate the position and exercise limits set forth thereintherein.][Reserved.]
Appears in 2 contracts
Samples: Parsons Corp, Parsons Corp
Conduct Rules. Each party acknowledges and agrees to be bound by the Conduct Rules of the Financial Industry Regulatory Authority, Inc. applicable to transactions in options, and further agrees not to violate the position and exercise limits set forth therein, in all case as such rules are applicable to such party.
Appears in 2 contracts
Samples: Luminex Corp, Okta, Inc.
Conduct Rules. Each party acknowledges and agrees to be bound by the Conduct Rules of the Financial Industry Regulatory Authority, Inc. Authority applicable to transactions in options, and further agrees not to violate the position and exercise limits set forth therein.][
Appears in 2 contracts
Samples: Live Nation Entertainment, Inc., Live Nation Entertainment, Inc.
Conduct Rules. Each party acknowledges and agrees to be bound by the Conduct Rules of the Financial Industry Regulatory Authority, Inc. applicable to transactions in options, and further agrees not to violate the position and exercise limits set forth therein.therein.]17
Appears in 2 contracts
Samples: Porch Group, Inc., OMNICELL, Inc
Conduct Rules. Each party acknowledges and agrees to be bound by the Conduct Rules of the Financial Industry Regulatory Authority, Inc. applicable to transactions in options, and further agrees not to violate the position and exercise limits set forth therein.therein.]10 [Agency language, if necessary]
Appears in 1 contract
Samples: Ionis Pharmaceuticals Inc
Conduct Rules. Each party acknowledges and agrees to be bound by the Conduct Rules of the Financial Industry Regulatory Authority, Inc. Authority applicable to transactions in options, and further agrees not to violate the position and exercise limits set forth therein.therein.]17
Appears in 1 contract
Conduct Rules. Each party acknowledges and agrees to be bound by the Conduct Rules of the Financial Industry Regulatory Authority, Inc. Authority applicable to transactions in options, and further agrees not to violate the position and exercise limits set forth therein.therein.]13[
Appears in 1 contract
Samples: Uber Technologies, Inc
Conduct Rules. Each party acknowledges and agrees to be bound by the Conduct Rules of the Financial Industry Regulatory Authority, Inc. applicable to transactions in options, and further agrees not to violate the position and exercise limits set forth therein.therein.]18
Appears in 1 contract
Samples: Ionis Pharmaceuticals Inc
Conduct Rules. Each party acknowledges and agrees to be bound by the Conduct Rules of the Financial Industry Regulatory Authority, Inc. Authority applicable to transactions in options, and further agrees not to violate the position and exercise limits set forth therein.] 17[Reserved.]
Appears in 1 contract
Samples: Xerox Corp
Conduct Rules. Each party acknowledges and agrees to be bound by the Conduct Rules of the Financial Industry Regulatory Authority, Inc. Authority applicable to transactions in options, and further agrees not to violate the position and exercise limits set forth therein.therein.]21
Appears in 1 contract
Samples: Jamf Holding Corp.
Conduct Rules. Each party acknowledges and agrees to be bound by the Conduct Rules of the Financial Industry Regulatory Authority, Inc. applicable to transactions in options, and further agrees not to violate the position and exercise limits set forth therein.therein.][15]
Appears in 1 contract
Conduct Rules. Each party acknowledges and agrees to be bound by the Conduct Rules of the Financial Industry Regulatory Authority, Inc. applicable to transactions in options, and further agrees not to violate the position and exercise limits set forth therein.therein.]16
Appears in 1 contract
Conduct Rules. Each [To the extent that such rules are applicable to it, each] [Each] party acknowledges and agrees to be bound by the Conduct Rules of the Financial Industry Regulatory Authority, Inc. Authority applicable to transactions in options, and further agrees not to violate the position and exercise limits set forth therein.
Appears in 1 contract
Samples: Letter Agreement (Envestnet, Inc.)
Conduct Rules. Each party acknowledges and agrees to be bound by the Conduct Rules of the Financial Industry Regulatory Authority, Inc. applicable to transactions in optionsthe Transaction, and further agrees not to violate the position and exercise limits set forth therein.
Appears in 1 contract
Samples: Verint Systems Inc
Conduct Rules. Each party acknowledges and agrees to be bound by the Conduct Rules of the Financial Industry Regulatory Authority, Inc. applicable to transactions in options, and further agrees not to violate the position and exercise limits set forth therein.therein.]11 [Agency language, if necessary]
Appears in 1 contract
Samples: Twitter, Inc.
Conduct Rules. Each party acknowledges and agrees to be bound by the Conduct Rules of the Financial Industry Regulatory Authority, Inc. Authority applicable to transactions in options, and further agrees not to violate the position and exercise limits set forth thereintherein.]8[Reserved.]
Appears in 1 contract
Samples: Vishay Intertechnology Inc
Conduct Rules. Each party acknowledges and agrees to be bound by the Conduct Rules of the Financial Industry Regulatory Authority, Inc. Authority applicable to transactions in options, and further agrees not to violate the position and exercise limits set forth thereintherein.]43[Reserved.]
Appears in 1 contract
Samples: Array Technologies, Inc.
Conduct Rules. Each party acknowledges and agrees to be bound by the Conduct Rules of the Financial Industry Regulatory Authority, Inc. Authority applicable to transactions in options, and further agrees not to violate the position and exercise limits set forth thereintherein.]10[Reserved.]
Appears in 1 contract
Samples: Vishay Intertechnology Inc
Conduct Rules. Each party acknowledges and agrees to be bound by the Conduct Rules of the Financial Industry Regulatory Authority, Inc. applicable to transactions in options, and further agrees not to violate the position and exercise limits set forth therein, in all cases as such rules are applicable to such party.
Appears in 1 contract
Samples: Luminex Corp
Conduct Rules. Each party acknowledges and agrees to be bound by the Conduct Rules of the Financial Industry Regulatory Authority, Inc. Authority applicable to transactions in options, and further agrees not to violate the position and exercise limits set forth therein.therein.]42
Appears in 1 contract
Samples: Enovis CORP
Conduct Rules. Each party acknowledges and agrees to be bound by the Conduct Rules of the Financial Industry Regulatory Authority, Inc. applicable to transactions in options, and further agrees not to violate the position and exercise limits set forth therein.therein.](5) [Agency language, if necessary]
Appears in 1 contract
Samples: Linkedin Corp
Conduct Rules. Each party acknowledges and agrees to be bound by the Conduct Rules of the Financial Industry Regulatory Authority, Inc. applicable to transactions in options, and further agrees not to violate the position and exercise limits set forth therein.therein.]9
Appears in 1 contract
Samples: Nutanix, Inc.
Conduct Rules. Each party acknowledges and agrees to be bound by the Conduct Rules of the Financial Industry Regulatory Authority, Inc. Authority applicable to transactions in options, and further agrees not to violate the position and exercise limits set forth therein.therein.][Reserved.]23
Appears in 1 contract
Samples: Bloom Energy Corp
Conduct Rules. Each party acknowledges and agrees to be bound by the Conduct Rules of the Financial Industry Regulatory Authority, Inc. Authority applicable to transactions in options, and further agrees not to violate the position and exercise limits set forth thereintherein.][Reserved.]21 21 Include for applicable Dealers.
Appears in 1 contract
Samples: Purchase Agreement (Bread Financial Holdings, Inc.)
Conduct Rules. Each party acknowledges and agrees to be bound by the Conduct Rules of the Financial Industry Regulatory Authority, Inc. Authority applicable to transactions in options, and further agrees not to violate the position and exercise limits set forth therein.therein.][Reserved.]19
Appears in 1 contract
Samples: Encore Capital Group Inc
Conduct Rules. Each party acknowledges and agrees to be bound by the Conduct Rules of the Financial Industry Regulatory Authority, Inc. Authority applicable to transactions in options, and further agrees not to violate the position and exercise limits set forth thereintherein.]21[Reserved.] 21 Include for applicable Dealers.
Appears in 1 contract
Samples: Fluor Corp
Conduct Rules. Each party acknowledges and agrees to be bound by the Conduct Rules of the Financial Industry Regulatory Authority, Inc. Authority applicable to transactions in options, and further agrees not to violate the position and exercise limits set forth therein.] [Reserved].
Appears in 1 contract
Samples: Global Payments Inc
Conduct Rules. Each party acknowledges and agrees to be bound by the Conduct Rules of the Financial Industry Regulatory Authority, Inc. Authority applicable to transactions in options, and further agrees not to violate the position and exercise limits set forth therein.therein.][Reserved.]24
Appears in 1 contract
Conduct Rules. Each party acknowledges and agrees to be bound by the Conduct Rules of the Financial Industry Regulatory Authority, Inc. Authority applicable to transactions in options, and further agrees not to violate the position and exercise limits set forth thereintherein.]22[Reserved.]
Appears in 1 contract
Samples: Western Digital Corp
Conduct Rules. Each party acknowledges and agrees to be bound by the Conduct Rules of the Financial Industry Regulatory Authority, Inc. applicable to transactions in options, and further agrees not to violate the position and exercise limits set forth therein.therein.]35
Appears in 1 contract
Samples: Letter Agreement (Uniti Group Inc.)
