Compliance with the Xxxxxxxx-Xxxxx Act. The Company is in compliance in all material respects with the applicable provisions of the Xxxxxxxx-Xxxxx Act and the rules and regulations promulgated in connection therewith.
Appears in 9 contracts
Samples: Underwriting Agreement (WPX Energy, Inc.), Underwriting Agreement (WPX Energy, Inc.), Underwriting Agreement (WPX Energy, Inc.)
Compliance with the Xxxxxxxx-Xxxxx Act. The Company is in compliance in all material respects with the all applicable provisions of the Xxxxxxxx-Xxxxx Act of 2002 and the rules and regulations promulgated in connection therewiththerewith applicable to the Company and its directors and officers.
Appears in 9 contracts
Samples: Underwriting Agreement (Aytu Bioscience, Inc), Underwriting Agreement (Oramed Pharmaceuticals Inc.), Open Market Sale (Senseonics Holdings, Inc.)
Compliance with the Xxxxxxxx-Xxxxx Act. The Company is in compliance in all material respects with the applicable all provisions of the Xxxxxxxx-Xxxxx Act of 2002 and the all rules and regulations promulgated thereunder or implementing the provisions thereof that are in connection therewitheffect and with which the Company is required to comply.
Appears in 9 contracts
Samples: Subscription Agreement (Protara Therapeutics, Inc.), Securities Purchase Agreement (Bellicum Pharmaceuticals, Inc), Subscription Agreement (Proteostasis Therapeutics, Inc.)
Compliance with the Xxxxxxxx-Xxxxx Act. The Company is in compliance in all material respects with the applicable provisions of the Xxxxxxxx-Xxxxx Act of 2002 and the rules and regulations promulgated in connection therewiththerewith (the “Xxxxxxxx-Xxxxx Act”) with which it must comply as of the date hereof, including Section 402 related to loans and Sections 302 and 906 related to certifications.
Appears in 9 contracts
Samples: Equity Distribution Agreement (Prothena Corp Public LTD Co), Equity Distribution Agreement (Prothena Corp Public LTD Co), Underwriting Agreement (Prothena Corp Public LTD Co)
Compliance with the Xxxxxxxx-Xxxxx Act. The Company is in compliance in all material respects with the applicable all provisions of the Xxxxxxxx-Xxxxx Act of 2002 and the all rules and regulations promulgated in connection therewiththereunder or implementing the provisions thereof (the “Xxxxxxxx-Xxxxx Act”), including Section 402 related to loans and Sections 302 and 906 related to certifications.
Appears in 8 contracts
Samples: Underwriting Agreement (Idenix Pharmaceuticals Inc), Underwriting Agreement (Transcept Pharmaceuticals Inc), Underwriting Agreement (Zymogenetics Inc)
Compliance with the Xxxxxxxx-Xxxxx Act. The Company is and its directors and officers, in their capacities as such, are in compliance in all material respects with the applicable provisions of the Xxxxxxxx-Xxxxx Act of 2002 and the rules and regulations promulgated in connection therewith, including Section 402 related to loans and Sections 302 and 906 related to certifications.
Appears in 7 contracts
Samples: Underwriting Agreement (Apache Corp), Underwriting Agreement (Apache Corp), Underwriting Agreement (Apache Corp)
Compliance with the Xxxxxxxx-Xxxxx Act. The Company is in compliance in all material respects with the applicable provisions any provision of the Xxxxxxxx-Xxxxx Act and the rules and regulations promulgated in connection therewith, including Section 402 related to loans and Sections 302 and 906 related to certifications.
Appears in 6 contracts
Samples: Underwriting Agreement (Triumph Bancorp, Inc.), Underwriting Agreement (CNB Financial Corp/Pa), Underwriting Agreement (Triumph Bancorp, Inc.)
Compliance with the Xxxxxxxx-Xxxxx Act. The Company is in compliance in all material respects with the applicable all provisions of the Xxxxxxxx-Xxxxx Act of 2002 and the rules and regulations promulgated in connection therewith, including Section 402 related to loans and Sections 302 and 906 related to certifications.
Appears in 6 contracts
Samples: Terms Agreement (Momenta Pharmaceuticals Inc), Terms Agreement (Tracon Pharmaceuticals, Inc.), Terms Agreement (Tracon Pharmaceuticals, Inc.)
Compliance with the Xxxxxxxx-Xxxxx Act. The Company is and its Subsidiaries, officers and directors, in their capacities as such, are and have been in compliance in all material respects with the applicable provisions of the Xxxxxxxx-Xxxxx Act of 2002, as amended and the rules and regulations promulgated in connection therewiththerewith (the “Xxxxxxxx-Xxxxx Act”), including but not limited to, Section 402 related to loans and Section 302 and Section 906 related to certifications and all applicable rules of the Nasdaq, to the extent that such compliance is required prior to the effectiveness of the Registration Statement.
Appears in 5 contracts
Samples: Underwriting Agreement (YY Group Holding Ltd.), Underwriting Agreement (Harden Technologies Inc.), Underwriting Agreement (Harden Technologies Inc.)
Compliance with the Xxxxxxxx-Xxxxx Act. The Company has been and is in compliance in all material respects with the all effective applicable provisions of the Xxxxxxxx-Xxxxx Act of 2002 and the rules and regulations promulgated in connection therewiththerewith (the “Xxxxxxxx-Xxxxx Act”), including Section 402 related to loans and Section 302 and Section 906 related to certifications.
Appears in 5 contracts
Samples: Underwriting Agreement (Western Asset Mortgage Capital Corp), Underwriting Agreement (Western Asset Mortgage Capital Corp), Underwriting Agreement (Western Asset Mortgage Capital Corp)
Compliance with the Xxxxxxxx-Xxxxx Act. The Company is in compliance in with all material respects with the applicable provisions of the Xxxxxxxx-Xxxxx Act of 2002 and the all rules and regulations promulgated thereunder or implementing the provisions thereof (the “Xxxxxxxx-Xxxxx Act”) that are then in connection therewitheffect and which the Company is required to comply with.
Appears in 4 contracts
Samples: Underwriting Agreement (MF Global Holdings Ltd.), Underwriting Agreement (MF Global Holdings Ltd.), Underwriting Agreement (MF Global Holdings Ltd.)
Compliance with the Xxxxxxxx-Xxxxx Act. The Company is in compliance in all material respects with the applicable all provisions of the Xxxxxxxx-Xxxxx Act of 2002 and the all rules and regulations promulgated thereunder or implementing the provisions thereof (collectively, the “Xxxxxxxx-Xxxxx Act”) that are in connection therewitheffect and with which the Company is required to comply, and is or will be taking steps to ensure that it will be in compliance in all material respects with other provisions of the Xxxxxxxx-Xxxxx Act not currently in effect, upon the effectiveness of such provisions.
Appears in 3 contracts
Samples: Open Market Sale (Sol-Gel Technologies Ltd.), Open Market Sale (Sol-Gel Technologies Ltd.), Open Market Sale (Sol-Gel Technologies Ltd.)
Compliance with the Xxxxxxxx-Xxxxx Act. The Company is in compliance compliance, in all material respects respects, with the applicable provisions of the Xxxxxxxx-Xxxxx Act and the rules and regulations promulgated in connection therewithof 2002, as amended.
Appears in 3 contracts
Samples: Underwriting Agreement (Nucor Corp), Underwriting Agreement (Nucor Corp), Underwriting Agreement (Nucor Corp)
Compliance with the Xxxxxxxx-Xxxxx Act. The Company has been and is in compliance in all material respects with the applicable all provisions of the Xxxxxxxx-Xxxxx Act of 2002 and the rules and regulations promulgated in connection therewiththerewith (the “Xxxxxxxx-Xxxxx Act”), including Section 402 related to loans and Section 302 and Section 906 related to certifications.
Appears in 3 contracts
Samples: Underwriting Agreement (Western Asset Mortgage Capital Corp), Underwriting Agreement (Western Asset Mortgage Capital Corp), Underwriting Agreement (Western Asset Mortgage Capital Corp)
Compliance with the Xxxxxxxx-Xxxxx Act. The Company is in compliance in all material respects with the applicable all provisions of the Xxxxxxxx-Xxxxx Act and the of 2002, all rules and regulations promulgated in connection therewiththereunder and the implementing provisions thereof with which the Company is required to comply as of the date hereof.
Appears in 2 contracts
Samples: Underwriting Agreement (Colony Starwood Homes), Underwriting Agreement (Colony Starwood Homes)
Compliance with the Xxxxxxxx-Xxxxx Act. The Company is and its directors and officers are in compliance in all material respects with the applicable provisions of the Xxxxxxxx-Xxxxx Act and the rules and regulations promulgated in connection therewith, including Section 402 related to loans and Sections 302 and 906 related to certifications.
Appears in 2 contracts
Samples: Underwriting Agreement (Luther Burbank Corp), Underwriting Agreement (Luther Burbank Corp)
Compliance with the Xxxxxxxx-Xxxxx Act. The Company was and is in compliance in all material respects with the any applicable provisions provision of the Xxxxxxxx-Xxxxx Act of 2002 and the rules and regulations promulgated in connection therewiththerewith that the Company was required to be in compliance with upon the effectiveness of the Registration Statement, including Section 402 related to loans.
Appears in 2 contracts
Samples: Terms Agreement (Denali Therapeutics Inc.), Terms Agreement (Denali Therapeutics Inc.)
Compliance with the Xxxxxxxx-Xxxxx Act. The Company is in compliance in all material respects with the applicable all provisions of the Xxxxxxxx-Xxxxx Act of 2002 and the all rules and regulations promulgated thereunder or implementing the provisions thereof (the “Xxxxxxxx-Xxxxx Act”) that are then in connection therewitheffect and with which the Company is required to comply as of the effectiveness of the Registration Statement. To the Company’s knowledge, such internal controls over financial reporting are effective at a reasonable assurance level.
Appears in 2 contracts
Samples: Underwriting Agreement (Clearway Energy, Inc.), Underwriting Agreement (Clearway Energy LLC)
Compliance with the Xxxxxxxx-Xxxxx Act. The Company is in compliance in all material respects with the all applicable provisions of the Xxxxxxxx-Xxxxx Act of 2002 and the rules and regulations promulgated in connection therewith, including Section 402 related to loans and Sections 302 and 906 related to certifications.
Appears in 2 contracts
Samples: Terms Agreement (aTYR PHARMA INC), Terms Agreement (aTYR PHARMA INC)
Compliance with the Xxxxxxxx-Xxxxx Act. The Company is in compliance in all material respects with the applicable all provisions of the Xxxxxxxx-Xxxxx Act and the all rules and regulations promulgated in connection therewiththereunder or implementing the provisions thereof, including Section 402 related to loans and Sections 302 and 906 related to certifications.
Appears in 2 contracts
Samples: Securities Purchase Agreement (NeurogesX Inc), Securities Purchase Agreement (NeurogesX Inc)
Compliance with the Xxxxxxxx-Xxxxx Act. The Company is in compliance compliance, in all material respects respects, with the all applicable provisions of the Xxxxxxxx-Xxxxx Act of 2002 (“Xxxxxxxx-Xxxxx Act”) and the rules and regulations promulgated thereunder with which the Company is required to comply as of the date hereof, and is taking reasonable steps to enable it to be in connection therewithcompliance with other provisions of the Xxxxxxxx-Xxxxx Act not currently in effect, upon the effectiveness of such provisions.
Appears in 2 contracts
Samples: Underwriting Agreement (Inozyme Pharma, Inc.), Underwriting Agreement (Inozyme Pharma, Inc.)
Compliance with the Xxxxxxxx-Xxxxx Act. The Company is in compliance in all material respects with the applicable provisions of the Xxxxxxxx-Xxxxx Act of 2002 and the rules and regulations promulgated of the Commission thereunder applicable to it and will comply with those provisions of the Xxxxxxxx-Xxxxx Act that will become effective in connection therewiththe future upon their effectiveness; and the Company is in compliance with the applicable rules and regulations of NASDAQ.
Appears in 2 contracts
Samples: Equity Distribution Agreement (Hampton Roads Bankshares Inc), Sales Agency Agreement (FNB United Corp.)
Compliance with the Xxxxxxxx-Xxxxx Act. The Company is in compliance in with all material respects with the applicable provisions of the Xxxxxxxx-Xxxxx Act of 2002 and the all rules and regulations promulgated in connection therewiththereunder or implementing the provisions thereof (the “Xxxxxxxx-Xxxxx Act”) with which the Company is required to comply.
Appears in 2 contracts
Samples: Registration Agreement (Arcos Dorados Holdings Inc.), Underwriting Agreement (Arcos Dorados Holdings Inc.)
Compliance with the Xxxxxxxx-Xxxxx Act. The Company is in compliance in all material respects with the applicable all provisions of the Xxxxxxxx-Xxxxx Act of 2002 and the all rules and regulations promulgated thereunder or implementing the provisions thereof (collectively, the “Xxxxxxxx-Xxxxx Act”) that are in connection therewitheffect and with which the Company is required to comply.
Appears in 2 contracts
Samples: Warrant Agreement (Sol-Gel Technologies Ltd.), Underwriting Agreement (Sol-Gel Technologies Ltd.)
Compliance with the Xxxxxxxx-Xxxxx Act. The Company has been and is in compliance in all material respects with the applicable all provisions of the Xxxxxxxx-Xxxxx Act of 2002 and the rules and regulations promulgated in connection therewiththerewith (the "Xxxxxxxx-Xxxxx Act"), including Section 402 related to loans and Section 302 and Section 906 related to certifications.
Appears in 1 contract
Samples: Underwriting Agreement (Western Asset Mortgage Capital Corp)
Compliance with the Xxxxxxxx-Xxxxx Act. The Company Company, its subsidiaries and the Company’s Board of Directors is in compliance compliance, and will comply, in all material respects with the all applicable provisions of the Xxxxxxxx-Xxxxx Act of 2002 and the rules and regulations promulgated in connection therewith, including Section 402 related to loans and Sections 302 and 906 related to certifications.
Appears in 1 contract
Compliance with the Xxxxxxxx-Xxxxx Act. The Company is in compliance in all material respects with the applicable provisions of the Xxxxxxxx-Xxxxx Act applicable to it and the rules and regulations promulgated in connection therewith, including Section 402 related to loans and Sections 302 and 906 related to certifications.
Appears in 1 contract
Samples: Underwriting Agreement (MainStreet Bancshares, Inc.)
Compliance with the Xxxxxxxx-Xxxxx Act. The Company is in compliance in all material respects with the all applicable provisions of the Xxxxxxxx-Xxxxx Act of 2002 and the all rules and regulations promulgated in connection therewiththereunder or implementing the provisions thereof.
Appears in 1 contract
Compliance with the Xxxxxxxx-Xxxxx Act. The Company is in compliance in all material respects with the applicable provisions of the Xxxxxxxx-Xxxxx Act and the rules and regulations promulgated in connection therewiththereunder, including Section 402 related to loans and Sections 302 and 906 related to certifications.
Appears in 1 contract
Samples: Underwriting Agreement (United Insurance Holdings Corp.)
Compliance with the Xxxxxxxx-Xxxxx Act. The Company is in compliance in with all material respects with the presently applicable provisions of the Xxxxxxxx-Xxxxx Act of 2002 and the rules and regulations promulgated thereunder (the “Xxxxxxxx-Xxxxx Act”) and is actively taking steps to ensure that it will be in connection therewithcompliance with other applicable provisions of the Xxxxxxxx-Xxxxx Act upon the effectiveness of such provisions.
Appears in 1 contract
Compliance with the Xxxxxxxx-Xxxxx Act. The Company is in compliance in all material respects with the applicable all provisions of the Xxxxxxxx-Xxxxx Act of 2002 and the all rules and regulations promulgated thereunder or implementing the provisions thereof (the “Xxxxxxxx-Xxxxx Act”) that are in connection therewitheffect and with which the Company is required to comply, and is or will be taking steps to ensure that it will be in compliance in all material respects with other provisions of the Xxxxxxxx-Xxxxx Act not currently in effect, upon the effectiveness of such provisions.
Appears in 1 contract
Samples: Underwriting Agreement (Intercept Pharmaceuticals Inc)
Compliance with the Xxxxxxxx-Xxxxx Act. The Company is in compliance compliance, in all material respects respects, with the applicable provisions of the The Xxxxxxxx-Xxxxx Act and the rules and regulations promulgated in connection therewithof 2002.
Appears in 1 contract
Samples: Underwriting Agreement (Nucor Corp)
Compliance with the Xxxxxxxx-Xxxxx Act. The Company is in compliance in all material respects with the any and all applicable provisions requirements of the Xxxxxxxx-Xxxxx Act of 2002 that are effective and applicable to the Company, and any and all applicable rules and regulations promulgated in connection therewithby the SEC thereunder that are effective and applicable to the Company.
Appears in 1 contract
Compliance with the Xxxxxxxx-Xxxxx Act. The Company is in compliance in all material respects with the all applicable provisions of the Xxxxxxxx-Xxxxx Act of 2002 and the all rules and regulations promulgated in connection therewiththereunder or implementing the provisions thereof (the “Xxxxxxxx-Xxxxx Act”) which the Company is required to comply with, including Section 402 of the Xxxxxxxx-Xxxxx Act related to loans and Section 302 and 906 thereof related to certifications.
Appears in 1 contract
Samples: Sales Agreement (PennyMac Mortgage Investment Trust)
Compliance with the Xxxxxxxx-Xxxxx Act. The Company is in compliance compliance, in all material respects respects, with the all applicable provisions of the Xxxxxxxx-Xxxxx Act of 2002 and the rules and regulations promulgated in connection therewiththereunder.
Appears in 1 contract
Compliance with the Xxxxxxxx-Xxxxx Act. The Company is in compliance in with all material respects with the applicable provisions of the Xxxxxxxx-Xxxxx Act of 2002 and the all rules and regulations promulgated thereunder (the “Xxxxxxxx-Xxxxx Act”) that are in connection therewitheffect and which the Company is required to comply, and is actively taking such steps as are necessary to ensure that it will be in compliance with other provisions of the Xxxxxxxx-Xxxxx Act not currently in effect, upon the effectiveness of such provisions, or which will become applicable to the Company at all times after the effectiveness of the Registration Statement.
Appears in 1 contract
Compliance with the Xxxxxxxx-Xxxxx Act. The Company is in compliance in all material respects with the applicable all provisions of the Xxxxxxxx-Xxxxx Act of 2002 and the all rules and regulations promulgated in connection therewiththereunder and implementing the provisions thereof (the “Xxxxxxxx-Xxxxx Act”).
Appears in 1 contract
Compliance with the Xxxxxxxx-Xxxxx Act. The Company is in compliance in all material respects with the applicable provisions of the Xxxxxxxx-Xxxxx Act of 2002 and the rules and regulations promulgated in connection therewith, including Section 402 related to loans and Sections 302 and 906 related to certifications.
Appears in 1 contract
Compliance with the Xxxxxxxx-Xxxxx Act. The Company is and has been in compliance in all material respects with the applicable all provisions of the Xxxxxxxx-Xxxxx Act of 2002 and the rules and regulations promulgated in connection therewiththerewith (the “Xxxxxxxx-Xxxxx Act”), including Section 402 related to loans and Section 302 and Section 906 related to certifications.
Appears in 1 contract
Samples: Underwriting Agreement (Western Asset Mortgage Capital Corp)
Compliance with the Xxxxxxxx-Xxxxx Act. The Company is and its subsidiaries are in compliance material compliance, and will comply, in all material respects with the all applicable provisions of the Xxxxxxxx-Xxxxx Act of 2002 and the rules and regulations promulgated in connection therewith, including Section 402 related to loans and Sections 302 and 906 related to certifications.
Appears in 1 contract
