Common use of Compliance with the Securities Laws Clause in Contracts

Compliance with the Securities Laws. (a) It is the intent of the parties that this Trading Plan comply with the requirements of Rule 10b5-1(c)(1)(i)(B) under the Exchange Act and this Trading Plan shall be interpreted to comply with the requirements of Rule 10b5-1(c) under the Exchange Act.

Appears in 6 contracts

Samples: Trading Plan (In Touch Media Group, Inc.), Trading Plan (Asia Pacific Online LTD), Trading Plan (In Touch Media Group, Inc.)

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Compliance with the Securities Laws. (ai) It is the intent of the parties that this Trading Plan comply with the requirements of Rule 10b5-1(c)(1)(i)(B) under the Exchange Act and this Trading Plan shall be interpreted to comply with the requirements of Rule 10b5-1(c) under the Exchange Act.

Appears in 2 contracts

Samples: Trading Plan (CDC Corp), Trading Plan (CDC Corp)

Compliance with the Securities Laws. (a) It Broker and Seller hereby each acknowledge that it is the intent of the parties that this Trading Plan comply with the requirements of Rule 10b5-1(c)(1)(i)(B) promulgated under the Exchange Act and this Trading Plan shall be interpreted to comply with the requirements of Rule 10b5-1(c) promulgated under the Exchange Act.. Accordingly,

Appears in 2 contracts

Samples: Compliance Systems Corp, Compliance Systems Corp

Compliance with the Securities Laws. (a) It is the intent of the parties that this Trading Plan comply with the requirements of Rule 10b5-1(c)(1)(i)(B) under the Exchange Act Act, and this Trading Plan shall be interpreted to comply with the requirements of Rule 10b5-1(c) under the Exchange Actthereunder.

Appears in 1 contract

Samples: Bonus Payment Agreement (Metro-Goldwyn-Mayer Inc)

Compliance with the Securities Laws. (ai) It is the intent of the parties that this Trading Plan comply with the requirements of Rule 10b5-1(c)(1)(i)(Bl(c)(l)(i)(B) under the Exchange Act and this Trading Plan shall be interpreted to comply with the requirements of Rule 10b5-1(cl(c) under the Exchange Act.

Appears in 1 contract

Samples: Trading Plan (CDC Corp)

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Compliance with the Securities Laws. (a) It is the intent of the parties that this Trading Plan comply with the requirements of Rule 10b5-1(c)(1)(i)(B) under the Exchange Act and this Trading Plan shall be interpreted to comply with the requirements of Rule 10b5-1(c) under the Exchange Act.

Appears in 1 contract

Samples: Orion Group Holdings Inc

Compliance with the Securities Laws. (a) It is the intent of the parties hereto that this Trading Plan comply with the requirements of Rule 10b5-1(c)(1)(i)(B) under the Exchange Act and this Trading Plan shall be interpreted to comply with the requirements of Rule 10b5-1(c) under the Exchange Act.

Appears in 1 contract

Samples: Trading Plan (Independent Bank Corp)

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