Common use of Compliance with the Securities Laws Clause in Contracts

Compliance with the Securities Laws. (a) It is the intent of the parties that this Purchase Plan comply with the requirements of Rule 10b5-1(c)(1)(i)(B), and the parties agree that this Purchase Plan shall be interpreted to comply with the requirements of Rule 10b5-1(c).

Appears in 15 contracts

Samples: Stock Purchase Plan (Greenstreet Acquisition Corp.), Stock Purchase Plan (HCM Acquisition CO), Rule 10b5 1 Stock Purchase Plan (Korea Milestone Acquisition CORP)

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Compliance with the Securities Laws. (a) It is the intent of the parties that this Purchase Plan comply with the requirements of Rule 10b5-1(c)(1)(i)(B)) under the Exchange Act, and the parties agree that this Purchase Plan shall be interpreted to comply with the requirements of Rule 10b5-1(c)) under the Exchange Act.

Appears in 2 contracts

Samples: Stock Purchase Plan (Universal Business Payment Solutions Acquisition Corp), Stock Purchase Plan (Universal Business Payment Solutions Acquisition Corp)

Compliance with the Securities Laws. (a) It is the intent of the parties that this Purchase Plan comply with the requirements of subsection (c)(1)(i)(B) of Rule 10b5-1(c)(1)(i)(B)1 under the Exchange Act, and the parties agree that this Purchase Plan shall be interpreted to comply with the requirements of subsection (c) of Rule 10b5-1(c)1.

Appears in 2 contracts

Samples: Lin Jiang Huai, China Information Technology, Inc.

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Compliance with the Securities Laws. (a) It is the intent of the parties that this Purchase Plan comply with the requirements of Rule 10b5-1(c)(1)(i)(B), and the parties agree that this Purchase Plan shall be interpreted to comply with the requirements of Rule 10b5-1(c).

Appears in 2 contracts

Samples: Barings LLC, Barings BDC, Inc.

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