Compliance with the Securities Act. During the term of this Agreement:
Appears in 44 contracts
Samples: Dealer Manager Agreement (Prospect Capital Corp), Dealer Manager Agreement (Prospect Capital Corp), Dealer Manager Agreement (GWG Holdings, Inc.)
Compliance with the Securities Act. During the term of this Agreement:
Appears in 44 contracts
Samples: Dealer Manager Agreement (Prospect Capital Corp), Dealer Manager Agreement (Prospect Capital Corp), Dealer Manager Agreement (GWG Holdings, Inc.)