Compliance with Securities Laws on Transfer. This Warrant and the Shares issuable upon exercise of this Warrant (and the securities issuable, directly or indirectly, upon conversion of the Shares, if any) may not be transferred or assigned in whole or in part without compliance with applicable federal and state securities laws by the transferor and the transferee.
Appears in 37 contracts
Samples: Adoption Agreement (Kiromic Biopharma, Inc.), 17 Education & Technology Group Inc., 17 Education & Technology Group Inc.
Compliance with Securities Laws on Transfer. This Warrant and the Shares issuable upon exercise of this Warrant (and the securities issuable, directly or indirectly, upon conversion of the Shares, if any) may not be transferred or assigned in whole or in part without compliance with applicable federal and state securities laws by the transferor and the transferee.
Appears in 30 contracts
Samples: Recruiter.com Group, Inc., MOVING iMAGE TECHNOLOGIES INC., MOVING iMAGE TECHNOLOGIES INC.
Compliance with Securities Laws on Transfer. This Warrant and and/or the Shares issuable upon exercise of this Warrant (and the securities issuable, directly or indirectly, upon conversion of the Shares, if any) may not be transferred or assigned in whole or in part without compliance with applicable federal and state securities laws by the transferor and the transferee, and in connection with any proposed transfer of this Warrant or the Shares to any Person other than an Affiliate of the Holder, the transferor shall, if reasonably requested by the Company, deliver a legal opinion of counsel to the transferor (at the transferor’s expense).
Appears in 10 contracts
Samples: Purchase Stock (Acer Therapeutics Inc.), Katapult Holdings, Inc., Acer Therapeutics Inc.
Compliance with Securities Laws on Transfer. This Warrant and the Shares issuable upon exercise of this Warrant (and the securities issuable, directly or indirectly, upon conversion of the Shares, if any) may not be transferred or assigned in whole or in part without compliance with applicable federal and state securities laws by the transferor and the transfereetransferee (including, without limitation, the delivery of investment representation letters and legal opinions reasonably satisfactory to the Company, as reasonably requested by the Company).
Appears in 9 contracts
Samples: Kaltura Inc, Kaltura Inc, Kaltura Inc
Compliance with Securities Laws on Transfer. This Warrant and the Shares issuable upon exercise of this Warrant (and the securities issuable, directly or indirectly, upon conversion of the Shares, if any) may not be transferred or assigned in whole or in part without compliance with applicable federal and state securities laws by the transferor and the transferee.
Appears in 6 contracts
Samples: Purchase and Sale Agreement (Baudax Bio, Inc.), Purchase and Sale Agreement (Alkermes Plc.), Purchase and Sale Agreement (Recro Pharma, Inc.)
Compliance with Securities Laws on Transfer. This Warrant and the Shares issuable upon exercise of this Warrant (and the securities issuable, directly or indirectly, upon conversion of the Shares, if any) may not be transferred or assigned in whole or in part without compliance with applicable federal and state securities laws by the transferor and the transferee.
Appears in 5 contracts
Samples: Loan and Security Agreement (Accolade, Inc.), Loan and Security Agreement (Accolade, Inc.), AquaVenture Holdings LTD
Compliance with Securities Laws on Transfer. This Warrant warrant and the Shares issuable upon exercise of this Warrant warrant (and the securities issuable, directly or indirectly, upon conversion of the Shares, if any) may not be transferred or assigned in whole or in part without compliance with applicable federal and state securities laws by the transferor and the transferee.
Appears in 5 contracts
Samples: Liposcience Inc, Liposcience Inc, Liposcience Inc
Compliance with Securities Laws on Transfer. This Warrant and the Shares issuable issued upon exercise of this Warrant (and the securities issuable, directly or indirectly, upon conversion of the Shares, if any) may not be transferred or assigned in whole or in part without except in compliance with applicable federal and state securities laws by the transferor and the transferee.transferee (including, without limitation, the delivery of investment representation letters and legal opinions reasonably satisfactory to the Company, as reasonably requested by the Company). The Company shall not require Holder to provide an opinion of counsel if the transfer is an affiliate of
Appears in 4 contracts
Samples: Sientra, Inc., Sientra, Inc., Sientra, Inc.
Compliance with Securities Laws on Transfer. This Warrant and the Warrant Shares issuable upon exercise of this Warrant (and the securities issuable, directly or indirectly, upon conversion of the Warrant Shares, if any) may not be transferred or assigned in whole or in part without compliance with applicable federal and state securities laws by the transferor and the transfereetransferee (including, without limitation, the delivery of investment representation letters and legal opinions reasonably satisfactory to the Company).
Appears in 3 contracts
Samples: Tefron LTD, Tefron LTD, Lieberman Martin
Compliance with Securities Laws on Transfer. This Warrant and the Shares issuable issued upon exercise of this Warrant (and the securities issuable, directly or indirectly, upon conversion of the Shares, if any) may not be transferred or assigned in whole or in part without except with respect to transfers and assignments to Affiliates of the Holder or otherwise in compliance with applicable federal and state securities laws by the transferor and the transfereetransferee (including, without limitation, the delivery of investment representation letters and legal opinions reasonably satisfactory to the Company, as reasonably requested by the Company).
Appears in 3 contracts
Samples: Adma Biologics, Inc., Adma Biologics, Inc., Adma Biologics, Inc.
Compliance with Securities Laws on Transfer. This Warrant and the Shares issuable upon exercise of this Warrant (and the securities issuable, directly or indirectly, upon conversion of the Shares, if any) may not be transferred or assigned in whole or in part without compliance with applicable federal and state securities laws by the transferor and the transferee.transferee (including, without limitation, the delivery of investment representation letters and legal opinions reasonably satisfactory to the Company, as reasonably requested by the
Appears in 3 contracts
Samples: Purchase Stock (Channeladvisor Corp), Purchase Stock (Channeladvisor Corp), Purchase Stock (Volcano CORP)
Compliance with Securities Laws on Transfer. This Warrant and the Shares issuable upon exercise of this Warrant (and the securities issuable, directly or indirectly, upon conversion of the Shares, if any) may not be transferred or assigned in whole or in part without compliance with applicable federal and state securities laws by the transferor and the transfereetransferee (including, without limitation, the delivery of investment representation letters and legal opinions reasonably satisfactory to Company, as reasonably requested by Company).
Appears in 2 contracts
Samples: Sunesis Pharmaceuticals Inc, Sunesis Pharmaceuticals Inc
Compliance with Securities Laws on Transfer. This Warrant and the Shares issuable upon exercise of this Warrant (and the securities issuable, directly or indirectly, upon conversion of the Shares, if any) may not be transferred or assigned in whole or in part without except in compliance with applicable federal and state securities laws by the transferor and the transfereetransferee (including, without limitation, the delivery of investment representation letters and legal opinions reasonably satisfactory to the Company, as reasonably requested by the Company).
Appears in 2 contracts
Samples: Loan and Security Agreement (Sientra, Inc.), Sierra Oncology, Inc.
Compliance with Securities Laws on Transfer. This Warrant and the Shares issuable upon exercise of this Warrant (and the securities issuable, directly or indirectly, upon conversion of the Shares, if any) may not be transferred or assigned in whole or in part without compliance with applicable federal and state securities laws by the transferor and the transfereetransferee (including, without limitation, the delivery of investment representation letters and legal opinions reasonably acceptable to the Company, as reasonably requested by the Company).
Appears in 2 contracts
Samples: LDR Holding Corp, Homeaway Inc
Compliance with Securities Laws on Transfer. This Warrant and the Shares issuable upon exercise of this Warrant (and the securities issuable, directly or indirectly, upon conversion of the Shares, if any) may not be transferred or assigned in whole or in part without compliance with applicable federal federal, state and state foreign securities laws by the transferor and the transfereetransferee (including, without limitation, the delivery of investment representation letters and legal opinions upon the request of the Company, which shall be reasonably satisfactory to the Company).
Appears in 2 contracts
Samples: ConversionPoint Holdings, Inc., ConversionPoint Holdings, Inc.
Compliance with Securities Laws on Transfer. This Warrant and the Warrant Shares issuable upon exercise of this Warrant (and the securities issuable, directly or indirectly, upon conversion of the Warrant Shares, if any) may not be transferred or assigned in whole or in part without compliance with applicable federal and state securities laws by the transferor and the transferee.
Appears in 2 contracts
Samples: NuGene International, Inc., NuGene International, Inc.
Compliance with Securities Laws on Transfer. This Warrant and the Shares issuable upon exercise of this Warrant (and the securities issuable, directly or indirectly, upon conversion of the Shares, if any) may not be transferred or assigned in whole or in part without except in compliance with (i) applicable federal and state securities laws by the transferor and the transferee.transferee (including, without limitation, the delivery of investment representation letters and legal opinions reasonably satisfactory to the Company, as reasonably requested by the
Appears in 2 contracts
Samples: Peloton Interactive, Inc., Peloton Interactive, Inc.
Compliance with Securities Laws on Transfer. This Warrant and the Shares issuable upon exercise of this Warrant (and the securities issuable, directly or indirectly, upon conversion of the Shares, if any) may not be transferred or assigned in whole or in part without compliance with applicable federal and state securities laws by the transferor and the transfereetransferee (including, without limitation, delivery of investment representation letters).
Appears in 2 contracts
Samples: NanoString Technologies Inc, NanoString Technologies Inc
Compliance with Securities Laws on Transfer. This Warrant and the Shares issuable upon exercise of this Warrant (and the securities issuable, directly or indirectly, upon conversion of the Shares, if any) may not be transferred or assigned in whole or in part without compliance with applicable federal and state securities laws by the transferor and the transferee.
Appears in 2 contracts
Samples: Phreesia, Inc., Phreesia, Inc.
Compliance with Securities Laws on Transfer. This Warrant and the Shares issuable issued upon exercise of this Warrant Warrant, if any (and the securities issuable, directly or indirectly, upon conversion of the Shares, if any) may not be offered, sold, hedged, pledged or otherwise transferred or assigned in whole or in part without except in compliance with applicable federal and state securities laws by all parties to such offer, sale, hedge, pledge or other transfer (including, without limitation, the transferor delivery of investment representation letters and legal opinions reasonably satisfactory to the transfereeCompany, as reasonably requested by the Company).
Appears in 2 contracts
Samples: Fifth Street Asset Management Inc., Cytrx Corp
Compliance with Securities Laws on Transfer. This Warrant and the Shares issuable upon exercise of this Warrant (and the securities issuable, directly or indirectly, upon conversion of the Shares, if any) may not be transferred or assigned in whole or in part without compliance with applicable federal and state securities laws by the transferor and the transferee.transferee (including, without limitation, the delivery of investment representation letters and legal opinions
Appears in 1 contract
Samples: Accelgraphics Inc
Compliance with Securities Laws on Transfer. This Warrant and the Shares issuable upon exercise of this Warrant (and the securities issuable, directly or indirectly, upon conversion of the Shares, if any) may not be transferred or assigned in whole or in part without compliance with applicable federal and state securities laws by the transferor and the transferee.transferee (including, without
Appears in 1 contract
Compliance with Securities Laws on Transfer. This Warrant and the Shares issuable upon exercise of this Warrant warrant (and the securities issuable, directly or indirectly, upon conversion of the Shares, if any) may not be transferred or assigned in whole or in part without compliance with applicable federal and state securities laws by the transferor and the transferee.
Appears in 1 contract
Samples: Reliant Technologies Inc
Compliance with Securities Laws on Transfer. This Warrant and the Shares issuable upon exercise of this Warrant (and the securities issuable, directly or indirectly, upon conversion of the Shares, . if any) may not be transferred or assigned in whole or in part without compliance with applicable federal and state securities laws by the transferor and the transferee.
Appears in 1 contract
Compliance with Securities Laws on Transfer. This Warrant and the Shares issuable upon exercise of this Warrant Wan-ant (and the securities issuable, . directly or indirectly, upon conversion of the Shares, if any) may not be transferred or assigned in whole or in part without compliance with applicable federal and state securities laws by the transferor and the transferee.
Appears in 1 contract
Compliance with Securities Laws on Transfer. This Warrant and the Shares issuable upon exercise of this Warrant (and the securities issuable, directly or indirectly, upon conversion of the Shares, if any) may not be transferred or assigned in whole or in part without compliance with applicable federal and state securities laws by the transferor and the transferee.transferee (including, without limitation, the delivery of investment representation letters and legal opinions reasonably satisfactory to the Company, as reasonably requested by the Company). The Company shall
Appears in 1 contract
Samples: E Sync Networks Inc
Compliance with Securities Laws on Transfer. This Warrant and ------------------------------------------- the Shares issuable upon exercise of this Warrant (and the securities issuable, directly or indirectly, upon conversion of the Shares, if any) may not be transferred or assigned in whole or in part without compliance with applicable federal and state securities laws by the transferor and the transfereetransferee (including, without limitation, the delivery of investment representation letters and legal opinions reasonably satisfactory to the Company, as reasonably requested by the Company).
Appears in 1 contract
Samples: Phase2media Inc
Compliance with Securities Laws on Transfer. This Warrant and the Shares issuable upon exercise of OF this Warrant (and the securities issuable, directly or indirectly, upon conversion of the Shares, if any) may not be transferred or assigned in whole or in part without compliance with applicable federal and state securities laws by the transferor and the transfereetransferee (including, without limitation, the delivery of investment representation letters and legal opinions reasonably satisfactory to the Company, if reasonably requested by the Company).
Appears in 1 contract
Samples: Vista Medical Technologies Inc
Compliance with Securities Laws on Transfer. This Warrant and the Shares issuable upon exercise of this Warrant (and the securities issuable, directly or indirectly, upon conversion of the Shares, if any) may not be transferred or assigned in whole or in part without compliance with applicable federal and state securities laws by the transferor and the transfereetransferee (including, without limitation, the delivery of investment representation letters).
Appears in 1 contract
Samples: ARYx Therapeutics, Inc.
Compliance with Securities Laws on Transfer. This Warrant and the Shares issuable upon exercise of this Warrant (and the securities issuable, directly or indirectly, upon conversion of the Shares, if any) may not be transferred or assigned in whole or in part without compliance with applicable federal and state securities laws by the transferor and the transferee, including but not limited to investment representation letters and legal opinions satisfactory to the Company.
Appears in 1 contract
Samples: Celator Pharmaceuticals Inc
Compliance with Securities Laws on Transfer. This Warrant and the Shares issuable upon exercise of this Warrant (and the securities issuable, directly or indirectly, upon conversion of the Shares, if any) may not be transferred or assigned in whole Whole or in part without compliance with applicable federal and state securities laws by the transferor and the transferee.
Appears in 1 contract
Samples: Newgistics, Inc
Compliance with Securities Laws on Transfer. This Warrant and the Shares issuable upon exercise of this Warrant (and the securities issuable, directly or indirectly, upon conversion of the Shares, if any) may not be transferred or assigned in whole or in part without compliance with applicable federal and state securities laws by the transferor and the transfereetransferee (including, without limitation, the delivery of investment representation letters and legal opinions reasonably satisfactory to the Company).
Appears in 1 contract
Samples: Hypermedia Communications Inc
Compliance with Securities Laws on Transfer. This Warrant and the Shares issuable upon exercise of this Warrant (and the securities issuable, directly or indirectly, upon conversion of the Shares, if any) may not be transferred or assigned in whole or in part without compliance with applicable federal and state securities laws by the transferor and the transfereetransferee (including, without limitation, the delivery of investment representation letters and legal opinions reasonably satisfactory to the Company, if reasonably requested by the Company).
Appears in 1 contract
Samples: Petopia Com Inc
Compliance with Securities Laws on Transfer. This Warrant and the Warrant Shares issuable upon exercise of this Warrant (and the securities issuable, directly or indirectly, upon conversion of the Warrant Shares, if any) may not be transferred or assigned in whole or in part without compliance with applicable federal and state securities laws by the transferor and the transferee.
Appears in 1 contract
Samples: Hyperion Therapeutics Inc
Compliance with Securities Laws on Transfer. This Warrant and the Shares issuable upon exercise of this Warrant (and the securities issuable, directly or indirectly, upon conversion of the Shares, if any) may not be transferred or assigned in whole or in part without compliance with applicable federal and state securities laws by the transferor and the transferee.the
Appears in 1 contract
Samples: Extensity Inc
Compliance with Securities Laws on Transfer. This Warrant and the Shares Underlying Securities issuable upon exercise or conversion of this Warrant (and the securities issuable, directly or indirectly, upon conversion or exchange of the SharesUnderlying Securities, if any) may not be transferred or assigned in whole or in part without compliance with applicable U.S. federal and state and Canadian provincial securities laws by the transferor and the transfereetransferee (which may include, without limitation, the delivery of investment representation letters and legal opinions reasonably satisfactory to the Companies).
Appears in 1 contract
Samples: Warrant (Combinatorx, Inc)
Compliance with Securities Laws on Transfer. This Warrant and the Shares issuable upon exercise of this Warrant (and the securities issuable, directly or indirectly, upon conversion of the Shares, if any) may not be transferred or assigned in whole or in part without compliance with applicable federal and state securities laws by the transferor and the transfereetransferee (including, without limitation, the delivery of investment representation letters and legal opinions reasonably satisfactory to the Company, as reasonably requested by the Company).
Appears in 1 contract
Samples: Iphysician Net Inc
Compliance with Securities Laws on Transfer. This Warrant and the Shares issuable upon exercise or conversion of this Warrant (and the securities issuable, directly or indirectly, upon conversion of the Shares, if any) may not be transferred or assigned in whole or in part without compliance with applicable federal and state securities laws by the transferor and the transferee.
Appears in 1 contract
Samples: Angie's List, Inc.
Compliance with Securities Laws on Transfer. This Warrant and the Shares issuable upon exercise of this Warrant (and the securities issuable, directly or indirectly, upon conversion of the Shares, if any) may not be transferred or assigned in whole or in part without compliance with applicable Canadian, federal and state securities laws by the transferor and the transfereetransferee and with the rules of any stock exchange on which the share of the Company's common stock is traded.
Appears in 1 contract
Samples: Lc Capital Master Fund LTD
Compliance with Securities Laws on Transfer. This Warrant and the Shares issuable issued upon exercise of this Warrant (and the securities issuable, directly or indirectly, upon conversion of the Shares, if any) may not be transferred or assigned in whole or in part without except with respect to transfers and assignments to affiliates of the Holder or otherwise in compliance with applicable federal and state securities laws by the transferor and the transfereetransferee (including, without limitation, the delivery of investment representation letters and legal opinions reasonably satisfactory to the Company, as reasonably requested by the Company).
Appears in 1 contract
Samples: Adma Biologics, Inc.