Compliance with Registration Requirements; No Stop Order. No Objection from NASD. For the period from and after effectiveness of this Agreement and prior to the First Closing Date and, with respect to the Optional Common Shares, the Second Closing Date:
Appears in 18 contracts
Samples: Underwriting Agreement (Red Robin Gourmet Burgers Inc), Underwriting Agreement (Nicholas Financial Inc), Underwriting Agreement (International Manufacturing Services Inc)
Compliance with Registration Requirements; No Stop Order. No Objection from NASD. For the period from and after effectiveness of this Agreement and prior to the First Closing Date and, with respect to the Optional Common Shares, the Second each Option Closing Date:
Appears in 7 contracts
Samples: Underwriting Agreement (American Retirement Corp), Underwriting Agreement (American Retirement Corp), Underwriting Agreement (Brantley Mezzanine Capital Corp)
Compliance with Registration Requirements; No Stop Order. No Objection from NASD. For the period from and after effectiveness of this Agreement and prior to the First Closing Date and, with respect to the Optional Common Shares, the Second Closing Date:
Appears in 5 contracts
Samples: Placement Agent Agreement (Lev Pharmaceuticals Inc), Underwriting Agreement (Eagle Bulk Shipping Inc.), Placement Agency Agreement (Discovery Laboratories Inc /De/)
Compliance with Registration Requirements; No Stop Order. No Objection from of NASD. For the period from and after effectiveness the date of this Agreement and prior to the First Closing Date and, with respect to the Optional Common Shares, the Second and any Option Closing Date, as the case may be:
Appears in 3 contracts
Samples: Underwriting Agreement (Id Systems Inc), Underwriting Agreement (Allis Chalmers Energy Inc.), Underwriting Agreement (Boots & Coots International Well Control Inc)
Compliance with Registration Requirements; No Stop Order. No Objection from the NASD. For the period from and after effectiveness of this Agreement and prior to the First Closing Date and, with respect to the Optional Common Offered Shares, prior to the Second Closing Date:
Appears in 2 contracts
Samples: Underwriting Agreement (Anthracite Capital Inc), Hanover Capital Mortgage Holdings Inc
Compliance with Registration Requirements; No Stop Order. No Objection from NASD. For the period from and after effectiveness As of this Agreement and prior to the First Closing Date and, with respect to the Optional Common Shares, the Second Closing Date:
Appears in 2 contracts
Samples: Underwriting Agreement (Il Fornaio America Corp), Underwriting Agreement (Il Fornaio America Corp)
Compliance with Registration Requirements; No Stop Order. No Objection from NASD. For the period from and after effectiveness of this Agreement and prior to the First Closing Date and, with respect to the Optional Common Shares, the Second any Subsequent Closing Date:
Appears in 2 contracts
Samples: Underwriting Agreement (Cleveland Biolabs Inc), Underwriting Agreement (Cleveland Biolabs Inc)
Compliance with Registration Requirements; No Stop Order. No Objection from the NASD. For the period from and after effectiveness of this Agreement and prior to the First Closing Date and, with respect to the Optional Common Offered Shares, prior to the Second Closing Date, if any:
Appears in 2 contracts
Samples: Underwriting Agreement (Red Lion Hotels CORP), Underwriting Agreement (Red Lion Hotels CORP)
Compliance with Registration Requirements; No Stop Order. No Objection from NASD. For the period from and after effectiveness of this Agreement and prior to the First Closing Date and, with respect to the Optional Common Option Shares, the Second Closing Date:
Appears in 2 contracts
Samples: Underwriting Agreement (Portec Rail Products Inc), First Potomac Realty Trust
Compliance with Registration Requirements; No Stop Order. No Objection from NASD. For the period from and after effectiveness of this Agreement and prior to the First Closing Date and, with respect to the Optional Common Shares, the Second any Subsequent Closing Date:
Appears in 1 contract
Compliance with Registration Requirements; No Stop Order. No Objection from NASD. For the period from and after effectiveness of this Agreement and prior to the First Closing Date and, with respect to the Optional Common Preferred Shares, the Second Closing Date:
Appears in 1 contract
Compliance with Registration Requirements; No Stop Order. No Objection from --------------------------------------------------------------------------- NASD. For the period from and after effectiveness of this Agreement and ---- prior to the First Closing Date and, with respect to the Optional Common Shares, the Second Closing Date:
Appears in 1 contract
Samples: Underwriting Agreement (Sizeler Property Investors Inc)
Compliance with Registration Requirements; No Stop Order. No Material Misstatements or Omissions; No Objection from NASD. For the period from and after effectiveness of this Agreement and prior to the First Closing Date and, with respect to the Optional Common Shares, the Second Closing Date:
Appears in 1 contract
Compliance with Registration Requirements; No Stop Order. No Objection from NASD. For the period from and after effectiveness of this Agreement and prior to the First Closing Date and, with respect to the Optional Common SharesUnits, the Second any Subsequent Closing Date:
Appears in 1 contract
Samples: Underwriting Agreement (Handheld Entertainment, Inc.)
Compliance with Registration Requirements; No Stop Order. No Objection from of NASD. For the period from and after effectiveness of this Agreement and prior to the First Closing Date and, with respect to the Optional Common Shares, the Second and any Option Closing Date, as the case may be:
Appears in 1 contract
