Common use of Compliance with OFAC Clause in Contracts

Compliance with OFAC. i. None of the Company or its Subsidiaries, nor any director, officer or employee thereof, nor, to the Company’s knowledge, any agent, affiliate or representative of any of the Company or its Subsidiaries, is an individual or entity that is, or is owned or controlled by an individual or entity that is:

Appears in 25 contracts

Samples: Underwriting Agreement (WORK Medical Technology Group LTD), Underwriting Agreement (CDT Environmental Technology Investment Holdings LTD), Underwriting Agreement (Lobo Ev Technologies LTD)

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Compliance with OFAC. i. None of 1. Neither the Company or nor any of its Subsidiariessubsidiaries, nor any director, officer or employee thereof, nor, to the Company’s knowledge, any agent, affiliate or representative of any of the Company or any of its Subsidiariessubsidiaries, is an individual or entity (“Person”) that is, or is owned or controlled by an individual or entity a Person that is:

Appears in 18 contracts

Samples: Management Agreement (Apollo Commercial Real Estate Finance, Inc.), Underwriting Agreement (Apollo Commercial Real Estate Finance, Inc.), Management Agreement (Apollo Commercial Real Estate Finance, Inc.)

Compliance with OFAC. i. (i) None of the Company or its Subsidiaries, nor any director, officer or employee thereof, nor, to the Company’s knowledge, any agent, affiliate or representative of any of the Company or its Subsidiaries, is an individual or entity that is, or is owned or controlled by an individual or entity that is:

Appears in 10 contracts

Samples: Underwriting Agreement (Datasea Inc.), Underwriting Agreement (Datasea Inc.), Underwriting Agreement

Compliance with OFAC. i. None of (i) Neither the Company or nor any of its SubsidiariesSubsidiaries and Affiliated Entities, nor any director, officer or employee thereof, nor, to the knowledge of the Company’s knowledge, any agent, affiliate or representative of any of the Company or any of its SubsidiariesSubsidiaries and Affiliated Entities, is an individual or entity (“Person”) that is, or is owned or controlled by an individual one or entity more Persons that isare:

Appears in 5 contracts

Samples: Underwriting Agreement (China Online Education Group), Underwriting Agreement (Bright Scholar Education Holdings LTD), Underwriting Agreement (iClick Interactive Asia Group LTD)

Compliance with OFAC. i. None of the Company or its SubsidiariesControlled Entities, nor any director, officer or employee thereof, nor, to the Company’s knowledge, any agent, affiliate or representative of any of the Company or its SubsidiariesControlled Entities, is an individual or entity that is, or is owned or controlled by an individual or entity that is:

Appears in 5 contracts

Samples: Underwriting Agreement (UTime LTD), Underwriting Agreement (UTime LTD), Underwriting Agreement (UTime LTD)

Compliance with OFAC. i. None of the Company or any of its Subsidiariessubsidiaries, nor to the knowledge of the Company, any director, officer officer, or employee thereof, nor, to the Company’s knowledge, any agent, affiliate or representative of any of the Company or any of its Subsidiariessubsidiaries, is an individual or entity (“Person”) that is, or is owned or controlled by an individual one or entity more Persons that isare:

Appears in 4 contracts

Samples: Underwriting Agreement (Ellington Financial Inc.), Underwriting Agreement (Ellington Financial Inc.), Underwriting Agreement (Ellington Financial Inc.)

Compliance with OFAC. i. None (i) Neither the Company nor any of the Company or its SubsidiariesControlled Entities, nor any director, officer officer, or employee thereof, nor, to the knowledge of the Company’s knowledge, any agent, affiliate affiliate, representative or representative of any other Person acting for or on behalf of the Company or its Subsidiariesany of the Controlled Entities, is an individual or entity (“Person”) that is, or is owned 50% or more or controlled by an individual or entity any Person that is:

Appears in 4 contracts

Samples: Underwriting Agreement (Jianzhi Education Technology Group Co LTD), Underwriting Agreement (Jianzhi Education Technology Group Co LTD), Underwriting Agreement (Onion Global LTD)

Compliance with OFAC. i. None of (i) Neither the Company or nor any of its SubsidiariesSubsidiaries and Consolidated Affiliated Entities, nor any director, officer or employee thereof, nor, to the knowledge of the Company’s knowledge, any agent, affiliate or representative of any of the Company or any of its SubsidiariesSubsidiaries and Consolidated Affiliated Entities, is an individual or entity (“Person”) that is, or is owned or controlled by an individual one or entity more Persons that isare:

Appears in 4 contracts

Samples: Sales Agreement (Burning Rock Biotech LTD), Underwriting Agreement (Burning Rock Biotech LTD), Underwriting Agreement (Burning Rock Biotech LTD)

Compliance with OFAC. i. None (A) Neither the Company nor any of the Company or its SubsidiariesControlled Entities, nor any director, officer or employee thereof, nor, to the best knowledge of the Company’s knowledge, any agent, affiliate or representative of the Company or any of the Company or its SubsidiariesControlled Entities, is an individual or entity (“Person”) that is, or is owned or controlled by an individual or entity a Person that is:

Appears in 3 contracts

Samples: Underwriting Agreement (Pinduoduo Inc.), Underwriting Agreement (Pinduoduo Inc.), Underwriting Agreement (Pinduoduo Inc.)

Compliance with OFAC. i. None of (i) Neither the Company nor any of its subsidiaries or its SubsidiariesAffiliated Entities, nor any director, director or officer or employee thereof, nor, to the knowledge of the Company’s knowledge, any employee, agent, affiliate or representative of any of the Company or any of its Subsidiariessubsidiaries or Affiliated Entities, is or undertakes any business with an individual or entity (“Person”) that is, or is owned or controlled by an individual or entity a Person that is:

Appears in 3 contracts

Samples: Underwriting Agreement (Bilibili Inc.), Bilibili Inc., Underwriting Agreement (Bilibili Inc.)

Compliance with OFAC. i. (i) None of the Company or any of its Subsidiariessubsidiaries, nor any director, director or executive officer of the Company or employee thereof, norany of its subsidiaries or any affiliate under the control of the Company or any of its subsidiaries or, to the Company’s knowledge, any agent, employee, any affiliate or representative of any not under control of the Company or any of its Subsidiaries, subsidiaries or other person associated with or acting on behalf of the Company or any of its subsidiaries is an individual or entity that is, or is owned or controlled by an individual or entity that is:

Appears in 3 contracts

Samples: Underwriting Agreement (Smart & Final Stores, Inc.), Underwriting Agreement (Smart & Final Stores, Inc.), Underwriting Agreement (Smart & Final Stores, Inc.)

Compliance with OFAC. i. None (A) The Company represents that neither the Company nor any of its subsidiaries (collectively, the “Entity”) or, to the knowledge of the Company or its SubsidiariesEntity, nor any director, officer or employee thereofofficer, noremployee, to the Company’s knowledge, any agent, affiliate or representative of any of the Company or its SubsidiariesEntity, is an individual or entity (“Person”) that is, or is owned or controlled by an individual or entity a Person that is:

Appears in 3 contracts

Samples: Purchase Agreement (Sandridge Energy Inc), Purchase Agreement (Sandridge Energy Inc), Purchase Agreement (Sandridge Energy Inc)

Compliance with OFAC. i. None (i) Neither the Company nor any of the Controlled Entities, nor any director or officer of the Company or its Subsidiaries, nor any director, officer or employee thereofof the Controlled Entities, nor, to the best knowledge of the Company’s knowledge, any employee, agent, affiliate or representative of the Company or any of the Company or its SubsidiariesControlled Entities, is an individual or entity (“Person”) that is, or is owned 50% or more or controlled by an individual or entity a Person that is:

Appears in 3 contracts

Samples: Underwriting Agreement (Futu Holdings LTD), Underwriting Agreement (Futu Holdings LTD), Underwriting Agreement (Futu Holdings LTD)

Compliance with OFAC. i. (i) None of the Company Company, any of its subsidiaries, or its Subsidiaries, nor any director, officer officer, or employee thereof, noror, to the Company’s knowledge, any agent, affiliate or representative of any of the Company or any of its Subsidiariessubsidiaries, is an individual or entity (“Person”) that is, or is owned or controlled by an individual one or entity more Persons that isare:

Appears in 2 contracts

Samples: Sales Agreement (ChargePoint Holdings, Inc.), Underwriting Agreement (Innocoll Holdings PLC)

Compliance with OFAC. i. None of (a) Neither the Company or nor any of its Subsidiaries, nor any director, officer or employee thereof, nor, to the Company’s knowledge, any director, officer, employee, agent, affiliate or representative of any of the Company or any of its Subsidiaries, is an individual or entity (“Person”) that is, or is owned or controlled by an individual or entity a Person that is:

Appears in 2 contracts

Samples: Underwriting Agreement (Texas Capital Bancshares Inc/Tx), Underwriting Agreement (Texas Capital Bancshares Inc/Tx)

Compliance with OFAC. i. None (i) Neither the Company nor any of the Company or its SubsidiariesControlled Entities, nor any director, officer or employee thereof, nor, to the best knowledge of the Company’s knowledge, any agent, affiliate or representative of the Company or any of the Company or its SubsidiariesControlled Entities, is an individual or entity (“Person”) that is, or is owned 50% or more or controlled by an individual or entity a Person that is:

Appears in 2 contracts

Samples: Underwriting Agreement (Luckin Coffee Inc.), Underwriting Agreement (Luckin Coffee Inc.)

Compliance with OFAC. i. (A) None of the Company Company, or its Subsidiaries, nor any director, officer officer, or employee thereof, noror, to the Company’s knowledge, any agent, affiliate or representative of any of the Company or its SubsidiariesCompany, is an individual or entity (“Person”) that is, or is owned or controlled by an individual one or entity more Persons that is:are

Appears in 2 contracts

Samples: Sales Agreement (Rhythm Pharmaceuticals, Inc.), Sales Agreement (Rhythm Pharmaceuticals, Inc.)

Compliance with OFAC. i. None of (i) The Company represents that neither the Company or its Subsidiaries, nor any director, officer or employee thereof, nor, to the knowledge of the Company’s knowledge, any director, officer, employee, agent, affiliate or representative of any of the Company or its SubsidiariesCompany, is an individual or entity (“Person”) that is, or is owned or controlled by an individual or entity a Person that is:

Appears in 2 contracts

Samples: Underwriting Agreement (Xenoport Inc), Underwriting Agreement (Xenoport Inc)

Compliance with OFAC. i. None of the Company or its Subsidiaries, nor to the Company’s knowledge, any director, officer or employee thereof, nor, to the Company’s knowledge, any agent, affiliate or representative of any of the Company or its Subsidiaries, is an individual or entity that is, or is owned or controlled by an individual or entity that is:

Appears in 2 contracts

Samples: Underwriting Agreement (Syra Health Corp), Underwriting Agreement (Syra Health Corp)

Compliance with OFAC. i. None (i) The Company represents that none of the Company Company, its subsidiaries or its Subsidiaries, nor any director, director or officer or employee thereof, noror, to the Company’s knowledge, any employee, agent, affiliate or representative of any of the Company or any of its Subsidiariessubsidiaries, is an individual or entity (“Person”) that is, or is owned or controlled by an individual or entity a Person that is:

Appears in 2 contracts

Samples: Underwriting Agreement (Walter Investment Management Corp), Underwriting Agreement (Walter Investment Management Corp)

Compliance with OFAC. i. None Other than Prime Structures (Myanmar) Limited, none of the Company or its Subsidiaries, nor any director, officer or employee thereof, nor, to the Company’s knowledge, any agent, affiliate or representative of any of the Company or its Subsidiaries, is an individual or entity that is, or is owned or controlled by an individual or entity that is:

Appears in 2 contracts

Samples: Indemnification Escrow Agreement (Prime Skyline LTD), Underwriting Agreement (Prime Skyline LTD)

Compliance with OFAC. i. (i) None of the Company or Company, any of its Subsidiaries, nor or any director, officer officer, or employee thereof, noror, to the Company’s knowledgeKnowledge, any agent, controlled affiliate or representative of any of the Company or any of its Subsidiaries, is an individual or entity (“Person”) that is, or is owned or controlled by an individual one or entity more Persons that isare:

Appears in 2 contracts

Samples: Underwriting Agreement (Alector, Inc.), Sales Agreement (Alector, Inc.)

Compliance with OFAC. i. None of (i) Neither the Company or its Subsidiaries, nor any director, officer or employee thereof, nor, to the Company’s knowledge, any director, officer, or employee of the Company or any agent, affiliate or representative of any of the Company or its SubsidiariesCompany, is an individual or entity (“Person”) that is, or is owned or controlled by an individual or entity a Person that is:

Appears in 1 contract

Samples: Sales Agreement (Ophthotech Corp.)

Compliance with OFAC. i. None of (i) Neither the Company or nor any of its Subsidiaries, nor any director, officer or employee thereof, nor, to the Company’s knowledgeKnowledge, any agent, affiliate affiliate, representative or representative of any other person acting on behalf of the Company or any of its Subsidiaries, is an individual or entity Person that is, or is owned or controlled by an individual or entity a Person that is:: (i) the subject of any sanctions administered or enforced by the U.S. Department of Treasury’s Office of Foreign Assets Control (“OFAC”), the

Appears in 1 contract

Samples: BigBear.ai Holdings, Inc.

Compliance with OFAC. i. None of (i) Neither the Company or its Subsidiaries, nor any directorof its directors, officer officers or employee thereofemployees, nor, to the Company’s knowledge, any agent, affiliate or representative of any of the Company or its SubsidiariesCompany, is an individual or entity that is, or is owned or controlled by an individual or entity that is:

Appears in 1 contract

Samples: Underwriting Agreement (PetroShare Corp.)

Compliance with OFAC. i. None of (i) Neither the Company or nor its Subsidiaries, nor any director, officer or employee thereofsubsidiaries, nor, to the Company’s knowledge, any director, officer, or employee of the Company its subsidiaries or any agent, affiliate or representative of any of the Company or its Subsidiariessubsidiaries, is an individual or entity (“Person”) that is, or is owned or controlled by an individual or entity a Person that is:

Appears in 1 contract

Samples: Sales Agreement (IVERIC Bio, Inc.)

Compliance with OFAC. i. None of (i) Neither the Company or its Subsidiaries, nor any directorof its subsidiaries, officer directors or employee thereofofficers, nor, to the Company’s knowledge, any employee, agent, affiliate or representative of any of the Company or any of its Subsidiariessubsidiaries, is an individual or entity (“Person”) that is, or is owned or controlled by an individual or entity a Person that is:

Appears in 1 contract

Samples: Sales Agreement (Global Blood Therapeutics, Inc.)

Compliance with OFAC. i. None of (A) Neither the Company or nor any of its Subsidiariessubsidiaries, nor any directorof their respective directors, officer officers or employee thereofemployees, nor, to the Company’s knowledge, any agent, affiliate or representative of any of the Company or its Subsidiaries, subsidiaries is an individual or entity that is, or is owned or controlled by an individual or entity that is:

Appears in 1 contract

Samples: Sales Agreement (Alphatec Holdings, Inc.)

Compliance with OFAC. i. None of (a) Neither the Company or nor any of its Subsidiaries, nor any director, officer officer, or employee thereof, nor, to the Company’s knowledge, any agent, affiliate or representative of any of the Company or any of its Subsidiaries, is an individual or entity (“Person”) that is, or is owned or controlled by an individual or entity a Person that is:

Appears in 1 contract

Samples: Underwriting Agreement (Texas Capital Bancshares Inc/Tx)

Compliance with OFAC. i. None of 1. Neither the Company or nor any of its Subsidiariessubsidiaries, nor any director, officer or employee thereof, nor, to the Company’s knowledge, any agent, affiliate or representative of any of the Company or any of its Subsidiariessubsidiaries, is an individual or entity a Person that is, or is owned or controlled by an individual or entity a Person that is:

Appears in 1 contract

Samples: Underwriting Agreement (Apollo Residential Mortgage, Inc.)

Compliance with OFAC. i. None (i) Neither the Company nor any of the Company Controlled Entities or its Subsidiariestheir respective affiliates, nor any director, officer or employee thereofemployee, nor, to the best knowledge of the Company’s knowledge, any agent, affiliate agent or representative of the Company or of any of the Company Controlled Entities or its Subsidiariestheir respective affiliates, is an individual or entity (“Person”) that is, or is owned or controlled by an individual or entity a Person that is:

Appears in 1 contract

Samples: Underwriting Agreement (Soulgate Inc.)

Compliance with OFAC. i. None of (i) Neither the Company or nor any of its SubsidiariesSubsidiaries and Affiliated Entities, nor any director, officer officer, or employee thereof, nor, to the knowledge of the Company’s knowledge, any agent, affiliate or representative of any of the Company or any of its SubsidiariesSubsidiaries and Affiliated Entities, is an individual or entity (“Person”) that is, or is owned or controlled by an individual or entity that isa Person that:

Appears in 1 contract

Samples: Underwriting Agreement (ECMOHO LTD)

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Compliance with OFAC. i. None of (i) Neither the Company or nor any of its SubsidiariesSubsidiaries and Consolidated Affiliated Entities, nor any director, director or officer or employee thereof, nor, to the knowledge of the Company’s knowledge, any employee, agent, affiliate or representative of any of the Company or any of its SubsidiariesSubsidiaries and Consolidated Affiliated Entities, is an individual or entity (“Person”) that is, or is owned 50 percent or more or controlled by an individual one or entity more Persons that isare:

Appears in 1 contract

Samples: Underwriting Agreement (Tuya Inc.)

Compliance with OFAC. i. (i) None of the Company nor any of its Subsidiaries and Affiliated Entities, or its Subsidiaries, nor any director, officer or employee thereof, nor, to the Company’s knowledge, ; any agent, affiliate or representative of any of the Company or any of its SubsidiariesSubsidiaries and Affiliated Entities, is an individual or entity (“Person”) that is, or is owned or controlled by an individual one or entity more Persons that isare:

Appears in 1 contract

Samples: Underwriting Agreement (WiMi Hologram Cloud Inc.)

Compliance with OFAC. i. (i) None of the Company Company, any of its subsidiaries or its SubsidiariesAffiliated Entities, nor or any director, officer or employee thereof, noror, to the Company’s knowledge, any agent, affiliate or representative of any or other person associated with or acting on behalf of the Company or any of its Subsidiariessubsidiaries or Affiliated Entities, is an individual or entity (“Person”) that is, or is owned or controlled by an individual one or entity more Persons that isare or have been:

Appears in 1 contract

Samples: Underwriting Agreement (Fangdd Network Group Ltd.)

Compliance with OFAC. i. None of a. Neither the Company or nor any of its Subsidiariessubsidiaries, nor any director, officer or employee thereof, nor, to the Company’s knowledge, any agent, affiliate or representative of any of the Company or any of its Subsidiariessubsidiaries, is an individual or entity (“Person”) that is, or is owned or controlled by an individual or entity a Person that is:

Appears in 1 contract

Samples: Equity Offeringsm Sales Agreement (Apollo Commercial Real Estate Finance, Inc.)

Compliance with OFAC. i. None of (A) Neither the Company nor any of its Subsidiaries or its SubsidiariesConsolidated Affiliated Entities, nor any director, officer or employee thereof, nor, to the Company’s knowledge, any agent, affiliate affiliate, representative or representative of any person acting for or on behalf of the Company or any of its SubsidiariesSubsidiaries or Consolidated Affiliated Entities, is or undertakes any business with an individual or entity (“Person”), that is, or is owned 50 percent or more or controlled by an individual one or entity more Persons that isare:

Appears in 1 contract

Samples: Shareholders Agreement (DiDi Global Inc.)

Compliance with OFAC. i. None of (i) Neither the Company nor any of its Subsidiaries or its SubsidiariesAffiliated Entities, nor any director, director or officer or employee thereof, nor, to the best knowledge of the Company’s knowledge, any employee, agent, affiliate or representative of any of the Company or any of its SubsidiariesSubsidiaries or Affiliated Entities, is or undertakes any business with an individual or entity (“Person”) that is, or is owned or controlled by an individual or entity a Person that is:

Appears in 1 contract

Samples: Underwriting Agreement (DouYu International Holdings LTD)

Compliance with OFAC. i. None (i) Neither the Company nor any of the Company Controlled Entities or its Subsidiariestheir respective affiliates, nor any director, officer or employee thereofemployee, nor, to the best knowledge of the Company’s knowledge, any agent, affiliate agent or representative of the Company or of any of the Company or its SubsidiariesControlled Entities, is an individual or entity (“Person”) that is, or is owned or controlled by an individual or entity a Person that is:

Appears in 1 contract

Samples: Underwriting Agreement (Zhangmen Education Inc.)

Compliance with OFAC. i. 1. None of the Company, any of its subsidiaries or, to the knowledge of the Company, any director, officer, agent, employee, representative or affiliate of the Company or its Subsidiaries, nor any director, officer or employee thereof, nor, to the Company’s knowledge, any agent, affiliate or representative of any of the Company or its Subsidiaries, subsidiaries is an individual or entity that is, or is owned or controlled by an individual or entity that is:is (a) currently subject to any U.S. sanctions administered by the Office of Foreign Assets Control of the U.S. Department of the Treasury (“OFAC”).

Appears in 1 contract

Samples: First Solar, Inc.

Compliance with OFAC. i. None of (i) Neither the Company or nor any of its Subsidiaries, nor any director, officer or employee thereof, nor, to the knowledge of the Company’s knowledge, any employee, agent, affiliate or representative of any of the Company or any of its Subsidiaries, is or undertakes any business with an individual or entity (“Person”) that is, or is owned or controlled by an individual one or entity more Persons that isare:

Appears in 1 contract

Samples: Underwriting Agreement (Dingdong (Cayman) LTD)

Compliance with OFAC. i. None of (i) Neither the Company or nor any of its SubsidiariesSubsidiaries and Consolidated Affiliated Entities, nor any director, director or officer or employee thereof, nor, to the knowledge of the Company’s knowledge, any employee, agent, affiliate or representative of any of the Company or any of its SubsidiariesSubsidiaries and Consolidated Affiliated Entities, is an individual or entity (“Person”) that is, or is owned or controlled by an individual one or entity more Persons that isare:

Appears in 1 contract

Samples: Underwriting Agreement (OneSmart International Education Group LTD)

Compliance with OFAC. i. None (a) Neither the Company nor any of the Company or its SubsidiariesControlled Entities, nor any director, officer or employee thereof, nor, to the best knowledge of the Company’s knowledge, any agent, affiliate or representative of the Company or any of the Company or its SubsidiariesControlled Entities, is an individual or entity (“Person”) that is, or is owned or controlled by an individual or entity a Person that is:

Appears in 1 contract

Samples: Underwriting Agreement (RISE Education Cayman LTD)

Compliance with OFAC. i. None of (i) Neither the Company or nor any of its Subsidiariessubsidiaries, nor any director, officer officer, or employee thereof, nor, to the Company’s knowledge, any agent, affiliate or representative of any of the Company or any of its Subsidiariessubsidiaries, is an individual or entity (“Person”) that is, or is owned or controlled by an individual or entity a Person that is:

Appears in 1 contract

Samples: Sales Agreement (Revance Therapeutics, Inc.)

Compliance with OFAC. i. None of (i) Neither the Company or nor any of its SubsidiariesSubsidiaries and Consolidated Affiliated Entities, nor any director, director or officer or employee thereof, nor, to the knowledge of the Company’s knowledge, any employee, agent, affiliate or affiliate, representative of any of the Company or any of its SubsidiariesSubsidiaries and Consolidated Affiliated Entities, is an individual or entity (“Person”) that is, or is owned or controlled by an individual one or entity more Persons that isare:

Appears in 1 contract

Samples: YX Asset Recovery LTD

Compliance with OFAC. i. None of (i) Neither the Company or nor any of its SubsidiariesSubsidiaries and Affiliated Entity, nor any director, officer or employee thereof, nor, to the best knowledge of the Company’s knowledge, any agent, affiliate or representative of any of the Company or any of its SubsidiariesSubsidiaries and Affiliated Entity, is or undertakes any business with an individual or entity (“Person”) that is, or is owned or controlled by an individual or entity a Person that is:

Appears in 1 contract

Samples: Underwriting Agreement (Baozun Inc.)

Compliance with OFAC. i. None (i) Neither the Company, any of the Controlled Entities, any director or officer of the Company or its Subsidiaries, nor any director, officer or employee thereofControlled Entities, nor, to the best knowledge of the Company’s knowledge, any employee or agent, affiliate or representative of the Company or any of the Company or its SubsidiariesControlled Entities, is an individual or entity (“Person”) that is, or is owned 50% or more or controlled by an individual or entity a Person that is:

Appears in 1 contract

Samples: Underwriting Agreement (Huami Corp)

Compliance with OFAC. i. (i) None of the Company Company, any of its subsidiaries or its SubsidiariesAffiliated Entities, nor or any director, officer officer, or employee thereof, noror, to the Company’s knowledge, any agent, affiliate or representative of any of the Company or any of its Subsidiariessubsidiaries or Affiliated Entities, is an individual or entity (“Person”) that is, or is owned or controlled by an individual one or entity more Persons that isare or have been:

Appears in 1 contract

Samples: Underwriting Agreement (Viomi Technology Co., LTD)

Compliance with OFAC. i. None of (i) Neither the Company or nor any of its Subsidiariessubsidiaries, nor any director, director or officer or employee thereofof the Company, nor, to the Company’s or any Guarantor’s knowledge, any employee, agent, affiliate or representative of any of the Company or any of its Subsidiariessubsidiaries, is an individual or entity (“Person”) that is, or is owned or controlled by an individual or entity a Person that is:

Appears in 1 contract

Samples: Purchase Agreement (Avaya Inc)

Compliance with OFAC. i. None (i) Neither the Company nor any of the Company or its SubsidiariesControlled Entities, nor any director, officer or employee thereof, nor, to the best knowledge of the Company’s knowledge, any agent, affiliate or representative of the Company or any of the Company or its SubsidiariesControlled Entities, is an individual or entity (“Person”) that is, or is owned or controlled by an individual or entity a Person that is:

Appears in 1 contract

Samples: Underwriting Agreement (MOGU Inc.)

Compliance with OFAC. i. (i) None of the Company or Company, any of its Subsidiaries, nor or any director, officer officer, or employee thereof, noror, to the Company’s knowledge, any agent, affiliate or representative of any of the Company or any of its Subsidiaries, is an individual or entity (“Person”) that is, or is owned or controlled by an individual one or entity more Persons that isare:

Appears in 1 contract

Samples: Underwriting Agreement (Yalla Group LTD)

Compliance with OFAC. i. (A) None of the Company or any of its Subsidiariessubsidiaries, nor to the knowledge of the Company, any director, officer officer, or employee thereof, nor, to the Company’s knowledge, any agent, affiliate or representative of any of the Company or any of its Subsidiariessubsidiaries, is an individual or entity (“Person”) that is, or is owned or controlled by an individual one or entity more Persons that isare:

Appears in 1 contract

Samples: Underwriting Agreement (Ellington Residential Mortgage REIT)

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