Compliance with Laws and Regulations. The issuance and transfer of the Shares will be subject to and conditioned upon compliance by the Company and Manager with all applicable state and federal laws and regulations and with all applicable requirements of any stock exchange or automated quotation system on which the Company's securities may be listed or quoted at the time of such issuance or transfer.
Appears in 8 contracts
Samples: Restricted Stock Agreement (Greenfield Online Inc), Restricted Stock Agreement (Greenfield Online Inc), Restricted Stock Agreement (Greenfield Online Inc)
Compliance with Laws and Regulations. The issuance and transfer of the Shares will be subject to and conditioned upon compliance by the Company and Manager Purchaser with all applicable state state, local and federal U.S. Federal laws and regulations and with all applicable requirements of any stock exchange or automated quotation system on which the Company's securities ’s Common Stock may be listed or quoted at the time of such issuance or transfer.
Appears in 8 contracts
Samples: 2004 Stock Incentive Plan (Affirmative Insurance Holdings Inc), Stock Option Agreement (Affirmative Insurance Holdings Inc), 2004 Stock Incentive Plan (Affirmative Insurance Holdings Inc)
Compliance with Laws and Regulations. The issuance and the transfer of the Shares will be subject to and conditioned upon compliance by the Company and Manager Purchaser with all applicable state and federal laws and regulations and with all applicable requirements of any stock exchange or automated quotation system on which the Company's securities common stock may be listed or quoted at the time of such issuance or transfer.
Appears in 8 contracts
Samples: Stock Purchase Agreement (Printcafe Software Inc), Stock Purchase Agreement (Printcafe Inc), Stock Purchase Agreement (Printcafe Software Inc)
Compliance with Laws and Regulations. The issuance and transfer of ------------------------------------ the Shares will be subject to and conditioned upon compliance by the Company and Manager Purchaser with all applicable state and federal laws and regulations and with all applicable requirements of any stock exchange or automated quotation system on which the Company's securities common stock may be listed or quoted at the time of such issuance or transfer.
Appears in 6 contracts
Samples: Restricted Stock Purchase Agreement (Lexar Media Inc), Restricted Stock Purchase Agreement (Lexar Media Inc), Restricted Stock Purchase Agreement (Lexar Media Inc)
Compliance with Laws and Regulations. The issuance and transfer of the Shares will be subject to to, and conditioned upon compliance by the Company and Manager with the Participant with, all applicable federal, state and federal local laws and regulations and with all applicable requirements of any stock exchange or automated quotation system on which the Company's securities Shares may be listed or quoted at the time of such issuance or transfer.
Appears in 6 contracts
Samples: Incentive Stock Option Exercise Agreement (Bio-Path Holdings Inc), Non Qualified Stock Option Exercise Agreement (Bio-Path Holdings Inc), Restricted Share Award Agreement (Bio-Path Holdings Inc)
Compliance with Laws and Regulations. The issuance and transfer of the Shares will be subject to and conditioned upon compliance by the Company and Manager Stockholder with all applicable state and federal laws and regulations and with all applicable requirements of any stock exchange or automated quotation system on which the Company's ’s securities may be listed or quoted at the time of such issuance or transfer.
Appears in 6 contracts
Samples: Restricted Stock Agreement (Itec Environmental Group Inc), Restricted Stock Agreement (Itec Environmental Group Inc), Restricted Stock Agreement (Itec Environmental Group Inc)
Compliance with Laws and Regulations. The issuance and transfer of the Shares will be subject to and conditioned upon compliance by the Company and Manager Purchaser with all applicable state and federal laws and regulations and with all applicable requirements of any stock exchange or automated quotation system on which the Company's securities common stock may be listed or quoted at the time of such issuance or transfer.
Appears in 5 contracts
Samples: Transfer and Stock Purchase Agreement (LXR Biotechnology Inc), Restricted Stock Purchase Agreement (Gric Communications Inc), Restricted Stock Purchase Agreement (Handspring Inc)
Compliance with Laws and Regulations. The issuance and transfer of the Shares will be subject to and conditioned upon compliance by the Company and Manager Purchaser with all applicable state state, local and federal U.S. Federal laws and regulations and with all applicable requirements of any stock exchange or automated quotation system on which the Company's securities Common Stock may be listed or quoted at the time of such issuance or transfer.
Appears in 5 contracts
Samples: Stock Option Exercise Agreement (LandBank Group Inc), Stock Option Agreement (KCS Energy Inc), Stock Option Agreement (Crimson Exploration Inc.)
Compliance with Laws and Regulations. The issuance and transfer of the Shares will shall be subject to and conditioned upon compliance by the Company and Manager Grantee with all applicable state and federal laws and regulations and with all applicable requirements of any stock exchange or automated quotation system on which the Company's securities ’s common stock may be listed or quoted at the time of such issuance or transfer.
Appears in 5 contracts
Samples: Restricted Stock Grant Agreement (Sunworks, Inc.), Restricted Stock Grant Agreement (Envision Solar International, Inc.), Restricted Stock Grant Agreement (Envision Solar International, Inc.)
Compliance with Laws and Regulations. The issuance and transfer of ------------------------------------- the Shares will be subject to and conditioned upon compliance by the Company and Manager Purchaser with all applicable state and federal laws and regulations and with all applicable requirements of any stock exchange or automated quotation system on which the Company's securities common stock may be listed or quoted at the time of such issuance or transfer.
Appears in 5 contracts
Samples: Restricted Stock Purchase Agreement (At Home Corp), Restricted Stock Purchase Agreement (At Home Corp), Restricted Stock Purchase Agreement (At Home Corp)
Compliance with Laws and Regulations. The issuance and transfer of the Shares will be subject to and conditioned upon compliance by the Company and Manager Participant with all applicable state and federal laws and regulations and with all applicable requirements of any stock exchange or automated quotation system on which the Company's securities Common Stock may be listed or quoted at the time of such issuance or transfer.
Appears in 5 contracts
Samples: Restricted Stock Purchase Agreement (Steel Excel Inc.), Restricted Stock Agreement (Steel Excel Inc.), Restricted Stock Purchase Agreement (Adaptec Inc)
Compliance with Laws and Regulations. The issuance and transfer of ------------------------------------ the Shares will be subject to and conditioned upon compliance by the Company and Manager Purchaser with all applicable state and federal laws and regulations and with all applicable requirements of any stock exchange or automated quotation system on which the Company's securities Common Stock may be listed or quoted at the time of such issuance or transfer.
Appears in 4 contracts
Samples: S Restricted Stock Purchase Agreement (Alladvantage Com Inc), Restricted Stock Purchase Agreement (Kintana Inc), Employment Agreement (Centaur Pharmaceuticals Inc)
Compliance with Laws and Regulations. The issuance and transfer of the Shares will be subject to and conditioned upon compliance by the Company and Manager Purchaser with all applicable state and federal U.S. Federal laws and regulations and with all applicable requirements of any stock exchange or automated quotation system on which the Company's securities Common Stock may be listed or quoted at the time of such issuance or transfer.
Appears in 4 contracts
Samples: Form of Stock Option Exercise Agreement (Gas & Oil Technology Inc), Stock Option Agreement (Netscreen Technologies Inc), Stock Option Exercise Agreement (HNC Software Inc/De)
Compliance with Laws and Regulations. The issuance and transfer of the Shares will be subject to and conditioned upon compliance by the Company and Manager Purchaser with all applicable state and federal U.S. Federal laws and regulations and with all applicable requirements of any stock exchange or automated quotation system on which the Company's securities common stock may be listed or quoted at the time of such issuance or transfer.
Appears in 4 contracts
Samples: California Independent Bancorp Incentive Stock Option Exercise Agreement (California Independent Bancorp), California Independent Bancorp Nonqualified Stock Option Exercise Agreement (California Independent Bancorp), Bancorp Nonqualified Stock Option Exercise Agreement (California Independent Bancorp)
Compliance with Laws and Regulations. The issuance and transfer of the Shares will be subject to and conditioned upon compliance by the Company and Manager Participant with all applicable state and federal laws and regulations and with all applicable requirements of any stock exchange or automated quotation system on which the Company's securities ’s Common Stock may be listed or quoted at the time of such issuance or transfer.
Appears in 4 contracts
Samples: Restricted Stock Purchase Agreement (Macromedia Inc), Restricted Stock Purchase Agreement (Macromedia Inc), Restricted Stock Purchase Agreement (Macromedia Inc)
Compliance with Laws and Regulations. The issuance and transfer of the ------------------------------------ Shares will be subject to and conditioned upon compliance by the Company and Manager Purchaser with all applicable state and federal laws and regulations and with all applicable requirements of any stock exchange or automated quotation system on which the Company's securities common stock may be listed or quoted at the time of such issuance or transfer.
Appears in 3 contracts
Samples: Assignment Agreement (Liquid Audio Inc), Restricted Stock Purchase Agreement (Liquid Audio Inc), Restricted Stock Purchase Agreement (Liquid Audio Inc)
Compliance with Laws and Regulations. The issuance sale and transfer of the Shares will be subject to and conditioned upon compliance by the Company and Manager Transferee with all applicable state and federal laws and regulations and with all applicable requirements of any stock exchange or automated quotation system on which the Company's securities ’s Common Stock may be listed or quoted at the time of such issuance or transfer.
Appears in 3 contracts
Samples: Stock Transfer Agreement (Airbnb, Inc.), Stock Transfer Agreement (Airbnb, Inc.), Stock Option Agreement (Zynga Inc)
Compliance with Laws and Regulations. The issuance and transfer of the Shares will be subject to and conditioned upon upon, compliance by the Company and Manager Purchaser with all applicable state and federal laws and regulations and with all applicable requirements of any stock exchange or automated quotation system on which the Company's securities ’s Common Stock may be listed or quoted at the time of such issuance or transfer.
Appears in 3 contracts
Samples: Common Stock Purchase Agreement, Sublicense Agreement (Audentes Therapeutics, Inc.), Sublicense Agreement (Audentes Therapeutics, Inc.)
Compliance with Laws and Regulations. The issuance and transfer of ------------------------------------ the Shares will be subject to and conditioned upon compliance by the Company and Manager Purchaser with all applicable state and federal U.S. Federal laws and regulations and with all applicable requirements of any stock exchange or automated quotation system on which the Company's securities Common Stock may be listed or quoted at the time of such issuance or transfer.
Appears in 3 contracts
Samples: Stock Option Agreement (Tibco Software Inc), Stock Option Agreement (Tibco Software Inc), Stock Option Agreement (Tibco Software Inc)
Compliance with Laws and Regulations. The issuance and transfer of the ------------------------------------ Shares will be subject to and conditioned upon compliance by the Company and Manager Purchaser with all applicable state and federal U.S. Federal laws and regulations and with all applicable requirements of any stock exchange or automated quotation system on which the Company's securities Common Stock may be listed or quoted at the time of such issuance or transfer.
Appears in 3 contracts
Samples: Stock Option Agreement (Tibco Software Inc), Stock Option Agreement (Tibco Software Inc), Stock Option Agreement (Tibco Software Inc)
Compliance with Laws and Regulations. The issuance and transfer of the Shares will be subject to and conditioned upon compliance by the Company and Manager Stockholder with all applicable state and federal laws and regulations and with all applicable requirements of any stock exchange or automated quotation system on which the Company's securities ’s Common Stock may be listed or quoted at the time of such issuance or transfer.
Appears in 3 contracts
Samples: Stock Restriction Agreement (Spyre Therapeutics, Inc.), Stock Restriction Agreement (Aeglea BioTherapeutics, Inc.), Stock Restriction Agreement (Aeglea BioTherapeutics, Inc.)
Compliance with Laws and Regulations. The issuance and transfer of the Shares hereunder will be subject to and conditioned upon compliance by the Company Founder and Manager Purchaser with all applicable state and federal laws and regulations and with all applicable requirements of any stock exchange or automated quotation system on which the Company's securities Shares may be listed or quoted at the time of such issuance or and transfer.
Appears in 3 contracts
Samples: Stock Purchase Agreement (Stran & Company, Inc.), Stock Purchase Agreement (Stran & Company, Inc.), Stock Purchase Agreement (Stran & Company, Inc.)
Compliance with Laws and Regulations. The issuance and transfer of the Shares will be subject to and conditioned upon compliance by the Company and Manager Purchaser with all applicable state and U.S. state, U.S. federal or foreign laws and regulations and with all applicable requirements of any stock exchange or automated quotation system on which the Company's securities ’s common stock may be listed or quoted at the time of such issuance or transfer.
Appears in 3 contracts
Samples: Stock Purchase Agreement, Stock Purchase Agreement (Regulus Corp), Stock Purchase Agreement (Linkedin Corp)
Compliance with Laws and Regulations. The issuance and transfer of the Shares will be subject to and conditioned upon compliance by the Company and Manager Purchaser with all applicable state and federal U.S. Federal laws and regulations and with all applicable requirements of any stock exchange or automated quotation system on which the Company's securities ’s Common Stock may be listed or quoted at the time of such issuance or transfer.
Appears in 3 contracts
Samples: Stock Option Agreement (Reviva Pharmaceuticals Holdings, Inc.), Stock Option Agreement (Omniture, Inc.), Stock Option Agreement (Omniture, Inc.)
Compliance with Laws and Regulations. The issuance sale and transfer of the Shares will be subject to and conditioned upon compliance by the Company and Manager Dutchess with all applicable state and federal laws and regulations and with all applicable requirements of any stock exchange or automated quotation system on which the Company's securities ’s Common Stock may be listed or quoted at the time of such issuance or transfer.
Appears in 2 contracts
Samples: Debt Conversion Agreement (Challenger Powerboats, Inc.), Debt Conversion Agreement (Challenger Powerboats, Inc.)
Compliance with Laws and Regulations. The issuance sale and transfer of the Shares will be subject to and conditioned upon compliance by the Company and Manager Purchaser with all applicable state and federal laws and regulations and with all applicable requirements of any stock exchange or automated quotation system on which the Company's securities may be ’s Common Stock is listed or quoted quoted, if any, at the time of such issuance or sale and transfer.
Appears in 2 contracts
Samples: Stock Transfer Agreement (Zynerba Pharmeceuticals, Inc.), Stock Transfer Agreement (Zynerba Pharmeceuticals, Inc.)
Compliance with Laws and Regulations. The issuance and transfer of the Shares will be subject to and conditioned upon compliance by the Company and Manager Member with all applicable state and federal laws and regulations and with all applicable requirements of any stock exchange or automated quotation system on which the Company's securities may be listed or quoted at the time of such issuance or transfer.
Appears in 2 contracts
Samples: Restricted Stock Agreement (Greenfield Online Inc), Restricted Stock Agreement (Greenfield Online Inc)
Compliance with Laws and Regulations. The issuance and transfer of the Shares will be subject to and conditioned upon compliance by the Company and Manager Participant with all applicable state and federal laws and regulations and with all applicable requirements of any stock exchange or automated quotation system securities market on which the Company's securities ’s Common Stock may be listed or quoted at the time of such issuance or transfer.
Appears in 2 contracts
Samples: Bioject Restricted Stock Unit Grant Agreement (Bioject Medical Technologies Inc), Restricted Stock Unit Agreement (Bioject Medical Technologies Inc)
Compliance with Laws and Regulations. The issuance and transfer of the Shares Stock will be subject to and conditioned upon compliance by the Company and Manager Purchaser with all applicable state and federal laws and regulations and with all applicable requirements of any stock exchange or automated quotation system on which the Company's securities ’s Stock may be listed or quoted at the time of such issuance or transfer.
Appears in 2 contracts
Samples: Stock Purchase and Debt Conversion Agreement (Arog Pharmaceuticals, Inc.), Stock Purchase and Debt Conversion Agreement (Arog Pharmaceuticals, Inc.)
Compliance with Laws and Regulations. The issuance and transfer of the Shares will be subject to and conditioned upon compliance by the Company and Manager Purchaser with all applicable state and federal laws and regulations and with all applicable requirements of any stock exchange or automated quotation system on which the Company's securities ’s Common Shares may be listed or quoted at the time of such issuance or transfer.
Appears in 2 contracts
Samples: Class G Preference Shares Purchase Agreement (Redgate Media Group), Class F Preference Shares Purchase Agreement (Redgate Media Group)
Compliance with Laws and Regulations. The issuance and transfer of the Shares will be subject to and conditioned upon compliance by the Company and Manager the Purchaser with all applicable state and federal laws and regulations and with all applicable requirements of any stock exchange or automated quotation system on which the Company's securities ’s Ordinary Shares may be listed or quoted at the time of such issuance or transfer.
Appears in 2 contracts
Samples: Option Agreement (Kuke Music Holding LTD), Option Agreement (Kuke Music Holding LTD)
Compliance with Laws and Regulations. The issuance and transfer of the Shares will be subject to and conditioned upon compliance by the Company and Manager Participant with all applicable state and federal laws and regulations and with all applicable requirements of any stock exchange or automated quotation system on which the Company's ’s securities may be listed or quoted at the time of such issuance or transfer.
Appears in 2 contracts
Samples: Restricted Stock Unit Agreement (General Moly, Inc), Restricted Stock Unit Agreement (General Moly, Inc)
Compliance with Laws and Regulations. The issuance and transfer ------------------------------------ of the Shares will be subject to and conditioned upon compliance by the Company and Manager Purchaser with all applicable state and federal U.S. Federal laws and regulations and with all applicable requirements of any stock exchange or automated quotation system on which the Company's securities Common Stock may be listed or quoted at the time of such issuance or transfer.
Appears in 1 contract
Compliance with Laws and Regulations. The issuance sale and transfer of the Shares will be subject to and conditioned upon compliance by the Company and Manager Purchaser with all applicable state and federal laws and regulations and with all applicable requirements of any stock exchange or automated quotation system on which the Company's securities ’s Common Stock may be listed or quoted at the time of such issuance or transfer.
Appears in 1 contract
Compliance with Laws and Regulations. The issuance sale and transfer of the Shares Transferred Securities will be subject to and conditioned upon compliance by the Company and Manager the Purchasers with all applicable state and federal laws and regulations and with all applicable requirements of any stock exchange or automated quotation system on which the Company's ’s securities may be listed or quoted at the time of such issuance sale or transfer.
Appears in 1 contract
Samples: Securities Transfer Agreement (Crossroads Capital, Inc.)
Compliance with Laws and Regulations. The issuance and transfer of the Shares will be subject to and conditioned upon compliance by the Company and Manager Purchaser with all applicable state and federal U.S. Federal laws and regulations and with all an applicable requirements of any stock exchange or automated quotation system on which the Company's securities ’s Common Stock may be listed or quoted at the time of such issuance or transfer.
Appears in 1 contract
Compliance with Laws and Regulations. The issuance and transfer of the Shares will be subject to and conditioned upon compliance by the Company and Manager each Purchaser with all applicable state and federal laws and regulations and with all applicable requirements of any stock exchange or automated quotation system on which the Company's securities ’s Common Stock may be listed or quoted at the time of such issuance or transfer.
Appears in 1 contract
Samples: Restricted Stock Purchase Agreement (Glu Mobile Inc)
Compliance with Laws and Regulations. The issuance and transfer ------------------------------------ of the Shares will be subject to and conditioned upon compliance by the Company and Manager Purchaser with all applicable state and federal laws and regulations and with all applicable requirements of any stock exchange or automated quotation system on which the Company's securities Common Stock may be listed or quoted at the time of such issuance or transfer.
Appears in 1 contract
Samples: Stock Pledge Agreement (Onsale Inc)
Compliance with Laws and Regulations. The issuance and transfer of the Shares will be subject to and conditioned upon compliance by the Company and Manager Purchaser with all applicable state and federal laws and regulations and with all applicable requirements of any stock exchange or automated quotation system on which the Company's securities ’s Class A Common Stock may be listed or quoted at the time of such issuance or transfer, provided that the Company shall use commercially reasonable efforts to qualify the Shares under the foregoing laws, regulations, and/or stock exchange requirements.
Appears in 1 contract
Samples: Restricted Stock Purchase Agreement (Archer Aviation Inc.)
Compliance with Laws and Regulations. The issuance and transfer of the Shares will be subject to and conditioned upon compliance by the Company and Manager Shareholder with all applicable state and federal laws and regulations and with all applicable requirements of any stock exchange or automated quotation system on which the Company's ’s securities may be listed or quoted at the time of such issuance or transfer.
Appears in 1 contract
Samples: Restricted Stock Agreement (Idaho General Mines Inc)
Compliance with Laws and Regulations. The issuance and transfer of the Shares will be subject to and conditioned upon compliance by the Company and Manager you with all applicable state and federal laws and regulations and with all applicable requirements of any stock exchange or automated quotation system on which the Company's securities ’s Common Stock may be listed or quoted at the time of such issuance or transfer.
Appears in 1 contract
Samples: Restricted Stock Unit Award (Advanced Micro Devices Inc)
Compliance with Laws and Regulations. The issuance sale and transfer of the Shares Securities will be subject to and conditioned upon compliance by the Company Company, the Purchaser and Manager Sellers with all applicable state and federal laws and regulations and with all applicable requirements of any stock exchange or automated quotation system on which the Company's ’s securities may be listed or quoted at the time of such issuance sale or transfer.
Appears in 1 contract
Samples: Secondary Securities Purchase Agreement (Ibs Capital LLC)
Compliance with Laws and Regulations. The issuance and the ------------------------------------ transfer of the Shares will be subject to and conditioned upon compliance by the Company and Manager Purchaser with all applicable state and federal laws and regulations and with all applicable requirements of any stock exchange or automated quotation system on which the Company's securities common stock may be listed or quoted at the time of such issuance or transfer.
Appears in 1 contract
Samples: Joint Venture and Stock Purchase Agreement (Interactive Network Inc /Ca)
Compliance with Laws and Regulations. The issuance and transfer of the Shares will be subject to and conditioned upon compliance by the Company and Manager Recipient with all applicable state and federal laws and regulations and with all applicable requirements of any stock exchange or automated quotation system on which the Company's securities Common Stock may be listed or quoted at the time of such issuance or transfer.
Appears in 1 contract
Compliance with Laws and Regulations. The issuance and transfer of the Shares will be subject to and conditioned upon compliance by the Company and Manager Recipient with all applicable state and federal laws and regulations and with all applicable requirements of any stock exchange or automated quotation system on which the Company's securities ’s Class A Common Stock may be listed or quoted at the time of such issuance or transfer.
Appears in 1 contract
Samples: Class a Common Stock Issuance Agreement (Green Dot Corp)
Compliance with Laws and Regulations. The issuance and transfer of the any Shares will be subject to to, and conditioned upon compliance by the Company and Manager the Participant with all applicable federal, state and federal local laws and regulations and with all applicable requirements of any stock exchange or automated quotation system on which the Company's securities Shares may be listed or quoted at the time of such issuance or transfer.
Appears in 1 contract
Samples: Stock Appreciation Right Award Agreement (Bio-Path Holdings Inc)
Compliance with Laws and Regulations. The issuance and transfer of the Shares will be subject to and conditioned upon compliance by the Company and Manager the Purchaser with all applicable state and federal U.S. Federal laws and regulations and with all applicable requirements of any stock exchange or automated quotation system on which the Company's securities ’s Common Stock may be listed or quoted at the time of such issuance or transfer.
Appears in 1 contract
Samples: Equity Incentive Plan (Intuit Inc)
