Common use of Compliance with Laws and Regulations Clause in Contracts

Compliance with Laws and Regulations. The issuance of shares of Common Stock pursuant to the Award shall be subject to compliance by the Corporation and Participant with all applicable requirements of law relating thereto and with all applicable regulations of any Stock Exchange on which the Common Stock may be listed for trading at the time of such issuance.

Appears in 61 contracts

Samples: Strategic Advisory Services Agreement, Restricted Stock Unit Issuance Agreement (SJW Group), Employment Agreement (SJW Group)

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Compliance with Laws and Regulations. The issuance of shares of Common Stock pursuant to the Award shall be subject to compliance by the Corporation and Participant with all applicable requirements of law relating thereto and with all applicable regulations of any Stock Exchange stock exchange on which the Common Stock may be listed for trading at the time of such issuance.

Appears in 48 contracts

Samples: Restricted Stock (Koppers Holdings Inc.), Koppers Holdings Inc., Koppers Holdings Inc.

Compliance with Laws and Regulations. The issuance of shares of Common Stock pursuant to the Award shall be subject to compliance by the Corporation and Participant with all applicable requirements of law relating thereto and with all applicable regulations of any Stock Exchange stock exchange (or the Nasdaq National Market, if applicable) on which the Common Stock may be listed for trading at the time of such issuance.

Appears in 23 contracts

Samples: Restricted Stock Unit Issuance Agreement (American Shared Hospital Services), Restricted Stock Unit Issuance Agreement (Ultratech Inc), Restricted Stock Unit Issuance Agreement (SJW Corp)

Compliance with Laws and Regulations. The issuance of shares of Common Stock pursuant to the Award shall be subject to compliance by the Corporation and Participant with all applicable requirements of law relating thereto and with all applicable regulations of any the Stock Exchange on which the Common Stock may be is listed for trading at the time of such issuance.

Appears in 20 contracts

Samples: www.sec.gov, www.sec.gov, Restricted Stock Unit Issuance Agreement (Ultratech Inc)

Compliance with Laws and Regulations. The issuance of shares of Common Stock pursuant to the Award shall be subject to compliance by the Corporation and Participant with all applicable requirements of law Applicable Laws relating thereto and with all applicable regulations of any Stock Exchange on which the Common Stock may be listed for trading at the time of such issuancethereto.

Appears in 19 contracts

Samples: Performance Share Award Agreement, www.sec.gov, www.sec.gov

Compliance with Laws and Regulations. The issuance of shares of Common Stock pursuant to the Award shall be subject to compliance by the Corporation Company and Participant with all applicable requirements of law Applicable Laws relating thereto and with all applicable regulations of any Stock Exchange on which the Common Stock may be listed for trading at the time of such issuancethereto.

Appears in 18 contracts

Samples: Performance Share Award Agreement (Gilead Sciences, Inc.), Performance Share Award Agreement (Gilead Sciences, Inc.), Performance Share Award Agreement (Gilead Sciences Inc)

Compliance with Laws and Regulations. (a) The issuance of shares of Common Stock pursuant to the Award shall be subject to compliance by the Corporation and Participant with all applicable requirements of law relating thereto and with all applicable regulations of any Stock Exchange stock exchange on which the Common Stock may be listed for trading at the time of such issuance.

Appears in 14 contracts

Samples: Restricted Stock Unit Award Agreement (Matson, Inc.), Restricted Stock Unit Award Agreement (Matson, Inc.), Restricted Stock Unit Award Agreement (Matson, Inc.)

Compliance with Laws and Regulations. The issuance of shares of Common Stock pursuant to the Award shall be subject to compliance by the Corporation and the Participant with all applicable requirements of law relating thereto and with all applicable regulations of any the Stock Exchange on which the Common Stock may be is listed for trading at the time of such issuance.

Appears in 12 contracts

Samples: Restricted Stock Unit Issuance Agreement (FTD Companies, Inc.), Restricted Stock Unit Issuance Agreement (FTD Companies, Inc.), Restricted Stock Unit Issuance Agreement (FTD Companies, Inc.)

Compliance with Laws and Regulations. (a) The issuance of shares of Common Stock pursuant to the Award shall be subject to compliance by the Corporation Company and the Participant with all applicable requirements of law relating thereto and with all applicable regulations of any stock exchange (or the Nasdaq Stock Exchange Market, if applicable) on which the Common Stock may be listed for trading at the time of such issuance.

Appears in 11 contracts

Samples: Officer Performance Restricted Stock Unit Issuance Agreement (Finisar Corp), Restricted Stock Unit Issuance Agreement (Finisar Corp), Restricted Stock Unit Issuance Agreement (Finisar Corp)

Compliance with Laws and Regulations. The issuance of shares of Common Stock pursuant to the Award shall be subject to compliance by the Corporation and the Participant with all applicable requirements of law relating thereto and with all applicable regulations of any Stock Exchange stock exchange on which the Common Stock may be listed for trading at the time of such issuance.

Appears in 9 contracts

Samples: Issuance Agreement (Agile Therapeutics Inc), Issuance Agreement (Agile Therapeutics Inc), www.sec.gov

Compliance with Laws and Regulations. The issuance of shares of Class A Common Stock pursuant to the Award shall be subject to compliance by the Corporation and Participant with all applicable requirements of law relating thereto and with all applicable regulations of any Stock Exchange on which the Common Stock may be listed for trading at the time of such issuance.

Appears in 9 contracts

Samples: Restricted Stock Unit Award Agreement (Apollo Education Group Inc), Restricted Stock Unit Award Agreement (Apollo Group Inc), Fy2016 Annual Lti Award (Apollo Education Group Inc)

Compliance with Laws and Regulations. (a) The issuance of shares of Common Stock pursuant to the Award shall be subject to compliance by the Corporation and Participant with all applicable requirements of law relating thereto and with all applicable regulations of any stock exchange (or the Nasdaq Stock Exchange Market, if applicable) on which the Common Stock may be listed for trading at the time of such issuance.

Appears in 7 contracts

Samples: www.sec.gov, I2 Technologies Inc, I2 Technologies Inc

Compliance with Laws and Regulations. The issuance of shares of Class A Common Stock pursuant to the Award shall be subject to compliance by the Corporation and Participant with all applicable requirements of law relating thereto and with all applicable regulations of any Stock Exchange on which the Class A Common Stock may be listed for trading at the time of such issuance.

Appears in 7 contracts

Samples: Performance Share Award Agreement (Apollo Group Inc), Performance Share Award Agreement (Apollo Group Inc), Performance Share Award Agreement (Apollo Group Inc)

Compliance with Laws and Regulations. (a) The issuance of shares of Common Stock Shares pursuant to the Award shall be subject to compliance by the Corporation and the Participant with all applicable requirements of law relating thereto and with all applicable regulations of any Stock Exchange on which the Common Stock may be listed for trading at the time of such issuance.

Appears in 6 contracts

Samples: Restricted Stock Unit Issuance Agreement (Iteris, Inc.), Restricted Stock Unit Issuance Agreement (Iteris, Inc.), Restricted Stock Unit Agreement (Veritone, Inc.)

Compliance with Laws and Regulations. The issuance of shares of Common Stock pursuant to the Award shall be subject to compliance by the Corporation Company and Participant with all applicable requirements of law relating thereto and with all applicable regulations of any Stock Exchange stock exchange on which the Common Stock may be listed for trading at the time of such issuance.

Appears in 6 contracts

Samples: Restricted Stock Unit Issuance Agreement (Boot Barn Holdings, Inc.), Koppers Holdings Inc., Koppers Holdings Inc.

Compliance with Laws and Regulations. (a) The issuance of shares of Common Stock pursuant to the Award shall be subject to compliance by the Corporation and Participant with all applicable requirements of law relating thereto and with all applicable regulations of any Stock Exchange stock exchange (or the Nasdaq National Market, if applicable) on which the Common Stock may be listed for trading at the time of such issuance.

Appears in 4 contracts

Samples: Restricted Stock Unit Agreement (Arbinet Thexchange Inc), Rsu Award Agreement (Symantec Corp), Restricted Stock Unit Issuance Agreement (Portal Software Inc)

Compliance with Laws and Regulations. (a) The issuance of shares of Common Stock pursuant to the Award shall be subject to compliance by the Corporation and the Participant with all applicable requirements of law relating thereto and with all applicable regulations of any stock exchange (or the Nasdaq Stock Exchange Market, if applicable) on which the Common Stock may be listed for trading at the time of such issuance.

Appears in 4 contracts

Samples: Restricted Stock Unit Issuance Agreement (McAfee, Inc.), Performance Stock Unit Issuance Agreement (McAfee, Inc.), I2 Technologies Inc

Compliance with Laws and Regulations. The issuance of shares of Common Stock pursuant to the Award shall be subject to compliance by the Corporation and the Participant with all applicable requirements of law relating thereto and with all applicable regulations of any Stock Exchange stock exchange (or the Nasdaq National Market, if applicable) on which the Common Stock may be listed for trading at the time of such issuance.

Appears in 4 contracts

Samples: www.sec.gov, Restricted Stock Unit Issuance Agreement (Immunomedics Inc), Restricted Stock Unit Issuance Agreement (Immunomedics Inc)

Compliance with Laws and Regulations. The issuance of shares of Common Stock pursuant to the Award shall be subject to compliance by the Corporation Company and Participant Grantee with all applicable requirements of law relating thereto and with all applicable regulations of any Stock Exchange stock exchange (or the Nasdaq National Market, if applicable) on which the Common Stock may be listed for trading at the time of such issuance.

Appears in 4 contracts

Samples: Restricted Stock Unit Award Agreement (DFC Global Corp.), Restricted Stock Unit Award Agreement (Dollar Financial Corp), Restricted Stock Unit Award Agreement (Dollar Financial Corp)

Compliance with Laws and Regulations. The issuance of shares of Common Stock pursuant to the Award shall be subject to compliance by the Corporation Company and Participant Grantee with all applicable requirements of law relating thereto and with all applicable regulations of any Stock Exchange stock exchange on which the Common Stock may be listed for trading at the time of such issuance.

Appears in 3 contracts

Samples: Restricted Stock Unit Award Agreement (DFC Global Corp.), Restricted Stock Unit Award Agreement (Dollar Financial Corp), Restricted Stock Unit Award Agreement (Dollar Financial Corp)

Compliance with Laws and Regulations. The issuance of shares of Common Stock pursuant to the each Substitute Award shall be subject to compliance by the Corporation and Participant with all applicable requirements of law relating thereto and with all applicable regulations of any Stock Exchange on which the Common Stock may be listed for trading at the time of such issuance.

Appears in 2 contracts

Samples: Universal Restricted Stock Unit Award Agreement (A & B II, Inc.), Universal Restricted Stock Unit Award Agreement (A & B II, Inc.)

Compliance with Laws and Regulations. (a) The issuance of shares of Common Stock pursuant to the Award shall be subject to compliance by the Corporation and Participant with all applicable requirements of law relating thereto and with all applicable regulations of any Stock Exchange on which the Common Stock may be listed for trading at the time of such issuance.

Appears in 2 contracts

Samples: Restricted Stock Unit Award Agreement (Matson, Inc.), Matson, Inc.

Compliance with Laws and Regulations. (a) The issuance of shares of Common Stock pursuant to the each Substitute Award shall be subject to compliance by the Corporation and Participant with all applicable requirements of law relating thereto and with all applicable regulations of any Stock Exchange stock exchange on which the Common Stock may be listed for trading at the time of such issuance.

Appears in 2 contracts

Samples: Universal Restricted Stock Unit Award Agreement (A & B II, Inc.), Restricted Stock Unit Award Agreement (A & B II, Inc.)

Compliance with Laws and Regulations. (a) The issuance of shares of Common Stock Shares pursuant to the Award shall be subject to compliance by the Corporation Company and the Participant with all applicable requirements of law relating thereto and with all applicable regulations of any stock exchange (or the Nasdaq Stock Exchange Market, if applicable) on which the Common Stock may be listed for trading at the time of such issuance.

Appears in 2 contracts

Samples: Restricted Stock Unit Award Agreement (McAfee, Inc.), Performance Stock Unit Award Agreement (McAfee, Inc.)

Compliance with Laws and Regulations. The issuance of shares of Common Stock pursuant to the Award shall be subject to compliance by the Corporation Company and Participant with all applicable requirements of law Applicable Laws relating thereto and with all applicable regulations of any Stock Exchange on which the Common Stock may be listed for trading at the time of such issuancethereto. 9.

Appears in 2 contracts

Samples: Performance Share Award Agreement, Performance Share Award Agreement

Compliance with Laws and Regulations. The issuance of shares of Common Stock pursuant to the Award shall be subject to compliance by the Corporation and Participant with all applicable requirements of law relating thereto and with all applicable regulations of any each Stock Exchange on which the Common Stock may be is listed for trading at the time of such issuance.

Appears in 2 contracts

Samples: Restricted Stock Unit Issuance Agreement (GCT Semiconductor Inc), Restricted Stock Unit Issuance Agreement (GCT Semiconductor Inc)

Compliance with Laws and Regulations. The issuance of shares of Common Stock Shares pursuant to the Award shall be subject to compliance by the Corporation Company and Participant with all applicable requirements of law relating thereto and with all applicable regulations of any Stock Exchange on which the Common Stock may be listed for trading at the time of such issuance.

Appears in 2 contracts

Samples: Restricted Stock Unit Award Agreement (Alexander & Baldwin, Inc.), Restricted Stock Unit Award Agreement (Alexander & Baldwin, Inc.)

Compliance with Laws and Regulations. The (a)The issuance of shares of Common Stock Shares pursuant to the Award shall be subject to compliance by the Corporation and the Participant with all applicable requirements of law relating thereto and with all applicable regulations of any Stock Exchange on which the Common Stock may be listed for trading at the time of such issuance.

Appears in 2 contracts

Samples: Iteris, Inc., Iteris, Inc.

Compliance with Laws and Regulations. The issuance of shares of Common Stock pursuant to the this Substitute Award shall be subject to compliance by the Corporation and Participant with all applicable requirements of law relating thereto and with all applicable regulations of any Stock Exchange on which the Common Stock may be listed for trading at the time of such issuance.

Appears in 2 contracts

Samples: Restricted Stock Unit Award Agreement (A & B II, Inc.), Restricted Stock Unit Award Agreement (A & B II, Inc.)

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Compliance with Laws and Regulations. The issuance of shares of Common Stock Shares pursuant to the Award shall be subject to compliance by the Corporation Company and the Participant with all applicable requirements of law relating thereto and with all applicable regulations of any the Stock Exchange on which the Common Stock may be Share is listed for trading at the time of such issuance.

Appears in 2 contracts

Samples: Restricted Share Unit Issuance Agreement (ALPHA & OMEGA SEMICONDUCTOR LTD), Restricted Share Unit Issuance Agreement (ALPHA & OMEGA SEMICONDUCTOR LTD)

Compliance with Laws and Regulations. i.The issuance of shares of Common Stock Shares pursuant to the Award shall be subject to compliance by the Corporation and the Participant with all applicable requirements of law relating thereto and with all applicable regulations of any Stock Exchange on which the Common Stock may be listed for trading at the time of such issuance.

Appears in 1 contract

Samples: Restricted Stock Unit Issuance Agreement (Iteris, Inc.)

Compliance with Laws and Regulations. The issuance of shares of Common Stock Shares pursuant to the Award shall be subject to compliance by the Corporation Company and the Participant with all applicable requirements of law relating thereto and with all applicable regulations of any the Stock Exchange on which the Common Stock may be Shares are listed for trading at the time of such issuance.

Appears in 1 contract

Samples: ALPHA & OMEGA SEMICONDUCTOR LTD

Compliance with Laws and Regulations. (a) The issuance of shares Shares of Common Stock pursuant to the Award Units and this Agreement shall be subject to compliance by the Corporation Company and Participant Grantee with all applicable requirements of law relating thereto and with all applicable regulations of any Stock Exchange stock exchange on which the Common Stock may be listed for trading at the time of such issuance.

Appears in 1 contract

Samples: Restricted Stock Unit Award Agreement (DFC Global Corp.)

Compliance with Laws and Regulations. The Award and the issuance and transfer of shares of Common Stock pursuant to the Award Shares thereunder shall be subject to compliance by the Corporation Company and Participant with all applicable requirements of law relating thereto federal, state, local or foreign securities, exchange control and other laws and with all applicable regulations requirements of any Stock Exchange stock exchange or national market system on which the Common Stock may be listed for trading at the time of such issuanceissuance or transfer.

Appears in 1 contract

Samples: Restricted Stock Unit Award Agreement (Oracle Corp)

Compliance with Laws and Regulations. The issuance of shares of Common Stock pursuant to the Award shall be subject to compliance by the Corporation and the Participant with 5 all applicable requirements of law relating thereto and with all applicable regulations of any the Stock Exchange on which the Common Stock may be is listed for trading at the time of such issuance. 9.

Appears in 1 contract

Samples: www.sec.gov

Compliance with Laws and Regulations. The issuance of shares of Common Stock pursuant to the Award shall be subject to compliance by the Corporation and Participant with all applicable requirements of law relating thereto and with all applicable regulations of any Stock Exchange stock exchange on which the Common Stock may be listed for trading at the time of such issuance.. Revised 2/ /13 5

Appears in 1 contract

Samples: Koppers Holdings Inc.

Compliance with Laws and Regulations. The issuance of shares of Common Stock pursuant to the Award shall be subject to compliance by the Corporation Company and Participant with all applicable requirements of law relating thereto federal, state and with all applicable regulations of any Stock Exchange on which the Common Stock may be listed for trading at the time of such issuanceforeign law.

Appears in 1 contract

Samples: Restricted Stock Unit Issuance Agreement (Finisar Corp)

Compliance with Laws and Regulations. (a) The issuance of shares of Common Stock pursuant to the Award shall be subject to compliance by the Corporation Company and the Participant with all applicable requirements of law relating thereto and with all applicable regulations of any stock exchange (or the Nasdaq Stock Exchange Market, if applicable) on which the Common Stock may be listed for trading at the time of such issuance.. {2095-0852/00599601;2} 2

Appears in 1 contract

Samples: Restricted Stock Unit Issuance Agreement (Finisar Corp)

Compliance with Laws and Regulations. The (a)The issuance of shares of Common Stock pursuant to the Award shall be subject to compliance by the Corporation and Participant with all applicable requirements of law relating thereto and with all applicable regulations of any Stock Exchange stock exchange on which the Common Stock may be listed for trading at the time of such issuance.

Appears in 1 contract

Samples: Restricted Stock Unit Award Agreement (Matson, Inc.)

Compliance with Laws and Regulations. The issuance of shares of Common Stock pursuant to the Award shall be subject to compliance by the Corporation Company and Participant with all applicable requirements of law relating thereto and with all applicable regulations of any Stock Exchange stock exchange on which the Common Stock may be listed for trading at the time of such issuance.. Revised 5/1/18

Appears in 1 contract

Samples: Koppers Holdings Inc.

Compliance with Laws and Regulations. The issuance of shares of Common Stock pursuant to the Award shall be subject to compliance by the Corporation Company and Participant with all applicable requirements of law Applicable Laws relating thereto and with all applicable regulations of any Stock Exchange on which the Common Stock may be listed for trading at the time of such issuancethereto. 10.

Appears in 1 contract

Samples: Performance Share Award Agreement

Compliance with Laws and Regulations. The issuance of shares of Common Stock pursuant to the Award shall be subject to compliance by the Corporation and Participant with all applicable requirements of law relating thereto and with all applicable regulations of any the Stock Exchange exchange on which the Common Stock may be is listed for trading at the time of such issuance.

Appears in 1 contract

Samples: Restricted Stock Unit Issuance Agreement (Ultratech Inc)

Compliance with Laws and Regulations. (e) The issuance of shares of Common Stock pursuant to the Award shall be subject to compliance by the Corporation and Participant with all applicable requirements of law relating thereto and with all applicable regulations of any Stock Exchange stock exchange on which the Common Stock may be listed for trading at the time of such issuance.

Appears in 1 contract

Samples: Restricted Stock Unit Award Agreement (Alexander & Baldwin Inc)

Compliance with Laws and Regulations. The issuance of shares of Common Stock pursuant to the Award shall be subject to compliance by the Corporation and Participant with all applicable requirements of law relating thereto and with all applicable regulations of any stock exchange (or the Nasdaq Stock Exchange Market, if applicable) on which the Common Stock may be listed for trading at the time of such issuance.

Appears in 1 contract

Samples: United Online Inc

Compliance with Laws and Regulations. The issuance of shares of Common Stock pursuant to the Award shall be subject to compliance by the Corporation and the Participant with all applicable requirements of law relating thereto and with all applicable regulations of any Stock Exchange stock exchange (or the Nasdaq National Market, if applicable) on which the Common Stock may be listed for trading at the time of such issuance. 9.

Appears in 1 contract

Samples: www.sec.gov

Compliance with Laws and Regulations. The issuance of shares of Common Stock Shares pursuant to the Award shall be subject to compliance by the Corporation Company and Participant Grantee with all applicable requirements of law relating thereto and with all applicable regulations of any Stock Exchange stock exchange on which the Common Stock may be listed for trading at the time of such issuance.

Appears in 1 contract

Samples: Performance Rsu Award Agreement (DFC Global Corp.)

Compliance with Laws and Regulations. (a) The issuance of shares of Common Stock pursuant to the Award shall be subject to compliance by the Corporation Company and the Participant with all applicable requirements of law relating thereto and with all applicable regulations of any stock exchange (or the NASDAQ Stock Exchange Market, if applicable) on which the Common Stock may be listed for trading at the time of such issuance.

Appears in 1 contract

Samples: Finisar Corp

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