Common use of Compliance with Applicable Regulations Clause in Contracts

Compliance with Applicable Regulations. In performing its duties hereunder, Sub-adviser shall establish compliance procedures (copies or summaries of which shall upon reasonable request be provided to Adviser, and shall be subject to review and approval by Adviser) reasonably designed to prevent a violation with all applicable provisions of the 1940 Act and the Advisers Act, and any rules and regulations adopted thereunder as it relates to the services provided under this Agreement.

Appears in 6 contracts

Samples: Investment Subadvisory Agreement (Thrivent Mutual Funds), Investment Subadvisory Agreement (Thrivent Series Fund Inc), Investment Sub Advisory Agreement (Thrivent Series Fund Inc)

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Compliance with Applicable Regulations. In anticipation of performing its duties hereunder, Sub-adviser shall establish has established compliance policies and procedures (copies or summaries of which shall upon reasonable request be provided to Adviser, and shall be subject to review and approval by Adviser) reasonably designed to prevent a violation ensure compliance at all times with all applicable provisions of the 1940 Act and the Advisers Act, and any rules and regulations adopted thereunder thereunder; Subchapter M of the Code; the provisions of the Registration Statement; the provisions of the Declaration and the By-Laws of the Fund, as it relates the same may be amended from time to the services provided under this Agreementtime; and any other applicable provisions of state, federal or foreign law.

Appears in 1 contract

Samples: Investment Subadvisory Agreement (Thrivent Series Fund Inc)

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Compliance with Applicable Regulations. In anticipation of performing its duties hereunder, Sub-adviser shall establish has established compliance policies and procedures (copies or summaries of which shall upon reasonable request be provided to Adviser, and shall be subject to review and approval by Adviser) reasonably designed to prevent a violation ensure compliance at all times with all applicable provisions of the 1940 Act and the Advisers Act, and any rules and regulations adopted thereunder thereunder; Subchapter M of the Code; the provisions of the Registration Statement; the provisions of the Declaration and the By-Laws of the Trust, as it relates the same may be amended from time to the services provided under this Agreementtime; and any other applicable provisions of state, federal or foreign law.

Appears in 1 contract

Samples: Investment Subadvisory Agreement (Thrivent Mutual Funds)

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