Compliance with Applicable Law; Permits. (a) FSIC and each of its Consolidated Subsidiaries is in compliance, and has been operated in compliance, in all material respects, with all applicable Laws, including, if and to the extent applicable, the Investment Company Act, the Securities Act and the Exchange Act other than as would not, individually or in the aggregate, reasonably be expected to have a Material Adverse Effect with respect to FSIC. FSIC has not received any written or, to FSIC’s knowledge, oral notification from a Governmental Entity of any material non-compliance with any applicable Laws, which non-compliance would, individually or in the aggregate, reasonably be expected to be material to FSIC and its Consolidated Subsidiaries, taken as a whole. FSIC has operated in compliance with all listing standards of the NYSE since FSIC Common Stock began trading on the NYSE on April 16, 2014 other than as would not, individually or in the aggregate, reasonably be expected to be material to FSIC and its Consolidated Subsidiaries, taken as a whole. FSIC is not subject to any “stop order” and is, and was, fully qualified to sell shares of FSIC Common Stock in each jurisdiction in which such shares were registered and sold, other than as would not, individually or in the aggregate, reasonably be expected to have a Material Adverse Effect with respect to FSIC.
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Samples: Agreement and Plan of Merger (Corporate Capital Trust, Inc.), Agreement and Plan of Merger (Corporate Capital Trust, Inc.), Agreement and Plan of Merger (FS Investment CORP)
Compliance with Applicable Law; Permits. (a) FSIC CCT and each of its Consolidated Subsidiaries is in compliance, and has been operated in compliance, in all material respects, with all applicable Laws, including, if and to the extent applicable, the Investment Company Act, the Securities Act and the Exchange Act other than as would not, individually or in the aggregate, reasonably be expected to have a Material Adverse Effect with respect to FSICCCT. FSIC CCT has not received any written or, to FSICCCT’s knowledge, oral notification from a Governmental Entity of any material non-compliance with any applicable Laws, which non-compliance would, individually or in the aggregate, reasonably be expected to be material to FSIC CCT and its Consolidated Subsidiaries, taken as a whole. FSIC CCT has operated in compliance with all listing standards of the NYSE since FSIC CCT Common Stock began trading on the NYSE on April 16November 14, 2014 2017 other than as would not, individually or in the aggregate, reasonably be expected to be material to FSIC CCT and its Consolidated Subsidiaries, taken as a whole. FSIC CCT is not subject to any “stop order” and is, and was, fully qualified to sell shares of FSIC CCT Common Stock in each jurisdiction in which such shares were registered and sold, other than as would not, individually or in the aggregate, reasonably be expected to have a Material Adverse Effect with respect to FSICCCT.
Appears in 4 contracts
Samples: Agreement and Plan of Merger (FS Investment CORP), Agreement and Plan of Merger (Corporate Capital Trust, Inc.), Agreement and Plan of Merger (Corporate Capital Trust, Inc.)
Compliance with Applicable Law; Permits. (a) FSIC Each of GBDC and each of its Consolidated Subsidiaries is in compliance, and has been operated in compliance, in all material respects, with all applicable Laws, including, if and to the extent applicable, the Investment Company Act, the Securities Act and the Exchange Act other than as would not, individually or in the aggregate, reasonably be expected to have a Material Adverse Effect with respect to FSICGBDC. FSIC GBDC has not received any written or, to FSICGBDC’s knowledge, oral notification from a Governmental Entity of any material non-compliance with any applicable Laws, which non-compliance would, individually or in the aggregate, reasonably be expected to be material to FSIC GBDC and its Consolidated Subsidiaries, taken as a whole. FSIC GBDC has operated in compliance with all listing standards of the NYSE Nasdaq since FSIC GBDC Common Stock began trading on the NYSE Nasdaq on April 1615, 2014 2010 other than as would not, individually or in the aggregate, reasonably be expected to be material to FSIC GBDC and its Consolidated Subsidiaries, taken as a whole. FSIC GBDC is not subject to any “stop order” and is, and was, fully qualified to sell shares of FSIC GBDC Common Stock in each jurisdiction in which such shares were registered and sold, other than as would not, individually or in the aggregate, reasonably be expected to have a Material Adverse Effect with respect to FSICGBDC.
Appears in 2 contracts
Samples: Agreement and Plan of Merger (GOLUB CAPITAL BDC, Inc.), Agreement and Plan of Merger (Golub Capital BDC 3, Inc.)
Compliance with Applicable Law; Permits. (a) FSIC GBDC and each of its Consolidated Subsidiaries is in compliance, and has been operated in compliance, in all material respects, with all applicable Laws, including, if and to the extent applicable, the Investment Company Act, the Securities Act and the Exchange Act other than as would not, individually or in the aggregate, reasonably be expected to have a Material Adverse Effect with respect to FSICGBDC. FSIC GBDC has not received any written or, to FSICGBDC’s knowledge, oral notification from a Governmental Entity of any material non-compliance with any applicable Laws, which non-compliance would, individually or in the aggregate, reasonably be expected to be material to FSIC GBDC and its Consolidated Subsidiaries, taken as a whole. FSIC GBDC has operated in compliance with all listing standards of the NYSE Nasdaq since FSIC GBDC Common Stock began trading on the NYSE Nasdaq on April 1615, 2014 2010 other than as would not, individually or in the aggregate, reasonably be expected to be material to FSIC GBDC and its Consolidated Subsidiaries, taken as a whole. FSIC GBDC is not subject to any “stop order” and is, and was, fully qualified to sell shares of FSIC GBDC Common Stock in each jurisdiction in which such shares were registered and sold, other than as would not, individually or in the aggregate, reasonably be expected to have a Material Adverse Effect with respect to FSICGBDC.
Appears in 2 contracts
Samples: Agreement and Plan of Merger (GOLUB CAPITAL BDC, Inc.), Agreement and Plan of Merger (GOLUB CAPITAL INVESTMENT Corp)
Compliance with Applicable Law; Permits. (a) FSIC FSKR and each of its Consolidated Subsidiaries is in compliance, and has been operated in compliance, in all material respects, with all applicable Laws, including, if and to the extent applicable, the Investment Company Act, the Securities Act and the Exchange Act other than as would not, individually or in the aggregate, reasonably be expected to have a Material Adverse Effect with respect to FSICFSKR. FSIC FSKR has not received any written or, to FSICFSKR’s knowledge, oral notification from a Governmental Entity of any material non-compliance with any applicable Laws, which non-compliance would, individually or in the aggregate, reasonably be expected to be material to FSIC FSKR and its Consolidated Subsidiaries, taken as a whole. FSIC FSKR has operated in compliance with all listing standards of the NYSE since FSIC FSKR Common Stock began trading on the NYSE on April 16June 17, 2014 2020 other than as would not, individually or in the aggregate, reasonably be expected to be material to FSIC FSKR and its Consolidated Subsidiaries, taken as a whole. FSIC FSKR is not subject to any “stop order” and is, and was, fully qualified to sell shares of FSIC FSKR Common Stock in each jurisdiction in which such shares were registered and soldsold as of the time of sale of the FSKR Common Stock, other than as would not, individually or in the aggregate, reasonably be expected to have a Material Adverse Effect with respect to FSICFSKR.
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Compliance with Applicable Law; Permits. (a) FSIC FSK and each of its Consolidated Subsidiaries is in compliance, and has been operated in compliance, in all material respects, with all applicable Laws, including, if and to the extent applicable, the Investment Company Act, the Securities Act and the Exchange Act other than as would not, individually or in the aggregate, reasonably be expected to have a Material Adverse Effect with respect to FSICFSK. FSIC FSK has not received any written or, to FSICFSK’s knowledge, oral notification from a Governmental Entity of any material non-compliance with any applicable Laws, which non-compliance would, individually or in the aggregate, reasonably be expected to be material to FSIC FSK and its Consolidated Subsidiaries, taken as a whole. FSIC FSK has operated in compliance with all listing standards of the NYSE since FSIC FSK Common Stock began trading on the NYSE on April 16, 2014 other than as would not, individually or in the aggregate, reasonably be expected to be material to FSIC FSK and its Consolidated Subsidiaries, taken as a whole. FSIC FSK is not subject to any “stop order” and is, and was, fully qualified to sell shares of FSIC FSK Common Stock in each jurisdiction in which such shares were registered and soldsold as of the time of the sale of the FSK Common Stock, other than as would not, individually or in the aggregate, reasonably be expected to have a Material Adverse Effect with respect to FSICFSK.
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