Compliance Deficiencies Sample Clauses

Compliance Deficiencies. Should Seller become aware of any issue that could affect the quality, safety, identity, efficacy, or regulatory compliance of Products (whether or not already shipped and/or distributed), Seller will immediately notify Hillrom in writing (but in any event, no later than twenty- four (24) hours after the discovery of such issue). If Seller becomes aware of any safety, quality or efficacy issues relating to Products, Seller shall (1) immediately inform Hillrom of the same, (2) contain and segregate any affected Products on Seller’s premises, (3) initiate corrective actions, and (4) periodically update Hillrom regarding the status of the same, including upon Hillrom’s request.
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Compliance Deficiencies. Contractor’s failure to fulfill its Diversity and Inclusion participation and reporting requirements or its Section 3 labor hour reporting requirements may result in the Contractor being placed on administrative hold pending compliance. Contractor’s failure to rectify compliance deficiencies may result in the Contractor being deemed ineligible to perform on any CHA projects, including as a prime contractor or subcontractor on future Task Orders issued under the prequalified contractor program or other CHA projects.
Compliance Deficiencies. 46. As the President and designated compliance officer of ASL, the Respondent was the primary individual responsible for supervision and regulatory compliance of ASL and he is accountable for ASL’s failure to satisfy its regulatory obligations. Trade Supervision
Compliance Deficiencies. 13. In a compliance review carried out by the Capital Markets Regulation Division of the Commission in 2002, XXX’s policies and procedures were found to be incomplete, out of date and otherwise inadequate in respect of the business of mutual fund management. Mitigating Factors
Compliance Deficiencies. Should Patheon become aware of any issues that could affect the quality, safety, identity or efficacy of any New River Product produced at their facility, Patheon will notify New River in writing [***].
Compliance Deficiencies. Should JB Labs become aware of any issues that could affect the quality, safety, identity or efficacy of any Product produced at their facility, JB Labs will notify Xanodyne Corporate Quality Assurance in writing as soon as is feasible.
Compliance Deficiencies. Should ORGANICHEM become aware of any issues that could affect the quality, safety, identity or efficacy of any NEW RIVER API produced at their facility, ORGANICHEM will notify NEW RIVER in writing [***].
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Compliance Deficiencies. From the date hereof through the Closing, Bristol shall use its best efforts (including, without limitation, expending capital resources, hiring such employees and engaging such consultants as may be required) to address, remediate, cure and prevent from reoccurring, all deficiencies or violations of law, cited by the FDIC or the OFR in any Report of Examination, examination exit interview, correspondence, or otherwise.
Compliance Deficiencies. Should Seller become aware of any issue that could affect the quality, safety, identity, efficacy, or regulatory compliance of Product (whether or not already shipped and/or distributed), Seller will immediately notify Aspen Surgical in writing (but in any event, no later than twenty-four (24) hours after the discovery of such issue). If Seller becomes aware of any safety, quality or efficacy issues relating to the Products, Seller will (1) immediately inform Aspen Surgical of the same, (2) contain and segregate any affected Product on Seller’s premises, (3) initiate corrective actions and (4) periodically update Aspen Surgical regarding the status of the same, including upon Aspen Surgical’s request.

Related to Compliance Deficiencies

  • Compliance Audits D.4.1 Compliance Audit(s). Without limiting the generality of section A.7.4 (Records Review), if requested by the Province from time to time, which request shall be at the Province’s sole discretion, the Recipient, at its own expense, will forthwith retain an independent third party auditor to conduct one or more compliance audits of the Recipient or any Project. The audit will be conducted in accordance with Canadian Generally Accepted Auditing Standards, as adopted by the Canadian Institute of Chartered Accountants, applicable as of the date on which a record is kept or required to be kept under such standards. In addition, the audit will assess the Recipient’s compliance with the terms of the Agreement and will address, with respect to each Project, without limitation, the following:

  • Compliance Matters (a) The Sub-Adviser understands and agrees that it is a “service provider” to the Trust as contemplated by Rule 38a-1 under the 1940 Act. As such, the Sub-Adviser agrees to cooperate fully with the Adviser and the Trust and its Trustees and officers, including the Fund’s CCO, with respect to (i) any and all compliance-related matters, and (ii) the Trust’s efforts to assure that each of its service providers adopts and maintains policies and procedures that are reasonably designed to prevent violation of the “federal securities laws” (as that term is defined by Rule 38a-1) by the Trust, the Adviser and the Sub-Adviser. In this regard, the Sub-Adviser shall:

  • Compliance; Modification The Asset Representations Reviewer will cooperate with and provide information to the Issuer regarding the Asset Representations Reviewer’s compliance with this Section 4.10. The Asset Representations Reviewer and the Issuer agree to modify this Section 4.10 as necessary from time to time for either party to comply with applicable law.

  • HIPAA Compliance If this Contract involves services, activities or products subject to the Health Insurance Portability and Accountability Act of 1996 (HIPAA), the Contractor covenants that it will appropriately safeguard Protected Health Information (defined in 45 CFR 160.103), and agrees that it is subject to, and shall comply with, the provisions of 45 CFR 164 Subpart E regarding use and disclosure of Protected Health Information.

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