Common use of Company Registration Clause in Contracts

Company Registration. (a) If (but without any obligation to do so) the Company proposes to register (including for this purpose a registration effected by the Company for stockholders other than the Holders) any of its stock or other securities under the Act in connection with the public offering of such securities (other than (i) a registration relating to a demand pursuant to Section 1.2 or (ii) a registration relating solely to the sale of securities of participants in a Company stock plan, a registration relating to a corporate reorganization or transaction under Rule 145 of the Act, a registration on any form that does not include substantially the same information as would be required to be included in a registration statement covering the sale of the Registrable Securities, or a registration in which the only Common Stock being registered is Common Stock issuable upon conversion of debt securities that are also being registered), the Company shall, at such time, promptly give each Holder written notice of such registration. In such event, if the Company intends to distribute the securities covered by the registration by means of an underwriting, the right of any Holder to include its Registrable Securities in such registration shall be conditioned upon such Holder’s participation in such underwriting and the inclusion of such Holder’s Registrable Securities in the underwriting (unless otherwise mutually agreed by a majority in interest of the Initiating Holders and such Holder) to the extent provided herein. All Holders proposing to distribute their securities through such underwriting shall enter into an underwriting agreement in customary form with the underwriter or underwriters selected for such underwriting by the Company (which underwriter or underwriters shall be reasonably acceptable to those Initiating Holders holding a majority of the Registrable Securities held by all Initiating Holders). Upon the written request of each Holder given within twenty (20) days after mailing of such notice by the Company in accordance with Section 3.5, the Company shall, subject to the provisions of Section 1.3(c), use all commercially reasonable efforts to cause to be registered under the Act all of the Registrable Securities that each such Holder requests to be registered.

Appears in 5 contracts

Samples: Investors’ Rights Agreement (SI-BONE, Inc.), Investors’ Rights Agreement (SI-BONE, Inc.), Investors’ Rights Agreement

AutoNDA by SimpleDocs

Company Registration. The Company shall (ai) cause a shelf registration statement on Form S-3 (or other appropriate form) covering the resale of all of the Registrable Securities to be filed with the Commission within forty-five (45) days after the Closing Date, (ii) cause such registration statement to be declared effective by the Commission no later than six (6) months after the Closing Date and (iii) keep such registration statement continuously effective until Investor no longer holds any Registrable Securities that may not be sold either pursuant to (x) Rule 144(k) or (y) in their entirety in a single transaction pursuant to Rule 144. The Company will include in such registration (and any related qualifications including compliance with blue sky laws), and in any underwriting involved therein, all Registrable Securities specified by Investor in a written request or requests to the Company, made within ten days after the date of written notice of such registration from the Company to Investor. If (but without any obligation to do so) the Company proposes to register (including for this purpose a registration effected by the Company for stockholders other than the Holders) any of its stock shares of Common Stock (other than any registration for the account of the Company of securities issued pursuant to any employee benefit plan or in any acquisition by the Company), the Company will include in such registration all shares of Common Stock held by the holders of Registrable Securities requested to be so included; provided, however, that if, in the case of an underwritten offering, the managing underwriter informs the Company that the number of shares of Registrable Securities requested to be included in such offering by Investor, together with all Registrable Securities (as defined in the Other Stockholder Agreements) requested to be included in such offering by the Other Investors pursuant to the Other Stockholder Agreements (collectively, the "REQUESTED INVESTOR SHARES") exceeds the amount which can be sold in such offering without adversely affecting the distribution of the shares being offered, the Company shall include, first, all of the shares the Company has proposed to register; second, as many of the Requested Investor Shares, chosen pro rata based on the number of Requested Investor Shares, as can be included without adversely affecting such distribution; and, third, any other securities under shares of Common Stock proposed to be included in such offering. With respect to terms and conditions not provided for in this paragraph or in this Section 6, the Act "piggyback" rights provided for in this paragraph are intended to be on customary terms. Notwithstanding the foregoing, this Section 6(a) shall not be applicable to (i) any registration statements filed in connection with the public offering registration of such securities (other than (i) a registration relating warrants to a demand pursuant to Section 1.2 or purchase Common Stock issued by the Company on the date hereof, (ii) a the Company's Registration Statement on Form S-1 (File No. 333-126226) or (iii) any registration relating solely to the sale of securities of participants statements filed in a Company stock plan, a registration relating to a corporate reorganization or transaction under Rule 145 of the Act, a registration on any form that does not include substantially the same information as would be required to be included in a registration statement covering the sale of the Registrable Securities, or a registration in which the only Common Stock being registered is Common Stock issuable upon conversion of debt securities that are also being registered), the Company shall, at such time, promptly give each Holder written notice of such registration. In such event, if the Company intends to distribute the securities covered by connection with the registration by means of an underwriting, the right of any Holder to include its Registrable Securities in such registration shall be conditioned upon such Holder’s participation in such underwriting and the inclusion of such Holder’s Registrable Securities in the underwriting (unless otherwise mutually agreed by a majority in interest of the Initiating Holders and such Holder) to the extent provided herein. All Holders proposing to distribute their securities through such underwriting shall enter into an underwriting agreement in customary form with the underwriter or underwriters selected for such underwriting Convertible Notes being offered by the Company (which underwriter or underwriters shall be reasonably acceptable to those Initiating Holders holding a majority of the Registrable Securities held by all Initiating Holders). Upon the written request of each Holder given within twenty (20) days after mailing of such notice as contemplated by the Company in accordance with Section 3.5preliminary offering memorandum, the Company shalldated September 20, subject to the provisions of Section 1.3(c), use all commercially reasonable efforts to cause to be registered under the Act all of the Registrable Securities that each such Holder requests to be registered2005.

Appears in 4 contracts

Samples: Stockholder's Agreement (Us Airways Inc), Stockholder's Agreement (Us Airways Inc), Stockholder's Agreement (Us Airways Inc)

Company Registration. The Company shall (ai) cause a shelf registration statement on Form S-3 (or other appropriate form) covering the resale of all of the Registrable Securities to be filed with the Commission within forty-five (45) days after the Closing Date, (ii) cause such registration statement to be declared effective by the Commission no later than six (6) months after the Closing Date and (iii) keep such registration statement continuously effective until the Investors no longer hold any Registrable Securities that may not be sold either pursuant to (x) Rule 144(k) or (y) in their entirety in a single transaction pursuant to Rule 144. The Company will include in such registration (and any related qualifications including compliance with blue sky laws), and in any underwriting involved therein, all Registrable Securities specified by any Investor in a written request or requests to the Company, made within ten days after the date of written notice of such registration from the Company to the Investors. If (but without any obligation to do so) the Company proposes to register (including for this purpose a registration effected by the Company for stockholders other than the Holders) any of its stock or other securities under the Act in connection with the public offering shares of such securities Common Stock (other than (i) a any registration relating to a demand for the account of the Company of securities issued pursuant to Section 1.2 any employee benefit plan or (ii) a in any acquisition by the Company), the Company will include in such registration relating solely all shares of Common Stock held by the holders of Registrable Securities requested to be so included; provided, however, that if, in the sale case of securities an underwritten offering, the managing underwriter informs the Company that the number of participants shares held by the holders of Registrable Securities requested to be included exceeds the amount which can be sold in a Company stock plan, a registration relating to a corporate reorganization or transaction under Rule 145 such offering without adversely affecting the distribution of the Actshares being offered, a registration on the Company shall include, first, all of the shares the Company has proposed to register; second, as many of the Registrable Securities as can be included without adversely affecting such distribution; and, third, any form that does not include substantially the same information as would be required other shares of Common Stock proposed to be included in a registration statement covering the sale of the Registrable Securities, such offering. With respect to terms and conditions not provided for in this paragraph or a registration in which the only Common Stock being registered is Common Stock issuable upon conversion of debt securities that are also being registered)this Section 6, the Company shall, at such time, promptly give each Holder written notice of such registration. In such event, if the Company intends to distribute the securities covered by the registration by means of an underwriting, the right of any Holder to include its Registrable Securities "piggyback" rights provided for in such registration shall be conditioned upon such Holder’s participation in such underwriting and the inclusion of such Holder’s Registrable Securities in the underwriting (unless otherwise mutually agreed by a majority in interest of the Initiating Holders and such Holder) to the extent provided herein. All Holders proposing to distribute their securities through such underwriting shall enter into an underwriting agreement in customary form with the underwriter or underwriters selected for such underwriting by the Company (which underwriter or underwriters shall be reasonably acceptable to those Initiating Holders holding a majority of the Registrable Securities held by all Initiating Holders). Upon the written request of each Holder given within twenty (20) days after mailing of such notice by the Company in accordance with Section 3.5, the Company shall, subject to the provisions of Section 1.3(c), use all commercially reasonable efforts to cause this paragraph are intended to be registered under the Act all of the Registrable Securities that each such Holder requests to be registeredon customary terms.

Appears in 3 contracts

Samples: Stockholders' Agreement (Us Airways Group Inc), Stockholders' Agreement (Us Airways Group Inc), Form of Stockholders' Agreement (America West Airlines Inc)

Company Registration. (a) If (but without any obligation to do so) the Company proposes to register any of its stock (including for this purpose a registration effected by the Company for stockholders other than the Holders) any of its stock or other securities under the Securities Act in connection with the public offering of such securities (other than (i) a registration relating to a demand pursuant to Section 1.2 or (ii) a registration relating solely to the sale of securities of participants in a Company stock plan, a registration relating to a corporate reorganization or transaction under Rule 145 of the Act, a registration on any form that does not include substantially the same information as would be required to be included in a registration statement covering the sale of the Registrable Securities, or a registration in which the only Common Stock being registered is Common Stock issuable upon conversion of debt securities that are also being registered)securities, the Company shall, at such time, promptly give each Holder written notice of such registration. In On the request of each Holder given within thirty days after such eventnotice by the Company, if the Company intends shall, subject to distribute the securities covered by provisions of section 2.2(c), cause to be registered under the registration by means Securities Act all of an underwriting, the Registrable Securities that each such Holder has requested to be registered. The Company shall have the right to terminate or withdraw any registration initiated by it under this section 2.2 prior to the effectiveness of such registration, whether or not any Holder shall have elected to include its Registrable Securities securities in such registration. The expenses of such withdrawn registration shall be conditioned upon such borne by the Company in accordance with section 2.7 hereof. In connection with any offering involving an underwriting of shares of the Company's capital stock, the Company shall not be required under this section 2.2 to include any requesting Holder’s participation 's securities in such underwriting, unless such Holder accepts the terms of the underwriting as agreed between the Company and the inclusion of such Holder’s Registrable Securities in underwriters selected by it (or by other persons entitled to select the underwriting (unless otherwise mutually agreed by a majority in interest of the Initiating Holders underwriters) and such Holder) to the extent provided herein. All Holders proposing to distribute their securities through such underwriting shall enter enters into an underwriting agreement in customary form with the underwriter or underwriters selected for by the Company, and then only in such underwriting quantity as the underwriters advise the Company in writing in their sole discretion will not jeopardize the success of the offering by the Company. If the total amount of securities, including Registrable Securities, requested by the Holders to be included in such offering exceeds the amount of securities sold other than by the Company (which underwriter or that the underwriters advise the Company in writing in their sole discretion is compatible with the success of the offering, then the Company shall be reasonably acceptable required to those Initiating Holders holding a majority include in the offering only that number of such Registrable Securities that the underwriters determine in their sole discretion will not jeopardize the success of the offering (the Registrable Securities held so included to be apportioned pro rata among the selling Holders according to the total amount of Registrable Securities entitled to be included therein owned by each selling Holder or in such other proportions as shall mutually be agreed to by such selling Holders); provided, that in no event shall the amount of Registrable Securities of the selling Holders included in the offering be reduced below one-third of the total amount of securities included in such offering. For purposes of such apportionment among Holders, for any selling stockholder that is a Holder of Registrable Securities and that is a partnership or corporation, the partners, retired partners and stockholders of such Holder, or the estates and family members of any such partners and retired partners and any trusts for the benefit of any of the foregoing persons shall be deemed to be a single "selling Holder", and any pro rata reduction with respect to such "selling Holder" shall be based on the aggregate amount of Registrable Securities owned by all Initiating Holders). Upon the written request of each Holder given within twenty (20) days after mailing of such notice by the Company in accordance with Section 3.5, the Company shall, subject to the provisions of Section 1.3(c), use all commercially reasonable efforts to cause to be registered under the Act all of the Registrable Securities that each such Holder requests to be registeredrelated entities and individuals.

Appears in 3 contracts

Samples: Investors' Rights Agreement (Westcliff Capital Management LLC/Ca), Investors' Rights Agreement (Westcliff Capital Management LLC/Ca), Investors' Rights Agreement (Westcliff Capital Management LLC/Ca)

Company Registration. (a) If (but without any obligation to do so) the Company proposes to register (including for this purpose a registration effected by the Company for stockholders other than the HoldersHolder) any of its stock or other securities the Common Stock under the Securities Act in connection with the public offering of such securities solely for cash (other than (i) a registration relating to a demand pursuant to Section 1.2 or (ii) a registration relating solely to the sale of securities of participants in (a) employee benefit plans on Form S-8 (or any successor form), (b) a Company stock plan, a registration relating to a corporate reorganization or transaction under covered by Rule 145 of under the Securities Act, a registration on any form that does not include substantially the same information as would be required to be included in a registration statement covering the sale of the Registrable Securities, or (c) a registration in which the only Common Stock stock being registered is Common Stock issuable upon conversion of debt securities that which are also being registered, (d) a registration on Form S-4 (or any successor form), or (e) a rights offering, the Company shall, at such timenot less than twenty (20) days prior to the proposed date of filing of a registration statement under the Securities Act, promptly give each Holder provide written notice to the Holder of such registration. In such event, if the Company intends to distribute the securities covered by the registration by means of an underwriting, the right of any Holder to include its Registrable Securities in such registration shall be conditioned upon such Holder’s participation in such underwriting and the inclusion of such Holder’s Registrable Securities in the underwriting (unless otherwise mutually agreed by a majority in interest of the Initiating Holders and such Holder) to the extent provided herein. All Holders proposing to distribute their securities through such underwriting shall enter into an underwriting agreement in customary form with the underwriter or underwriters selected for such underwriting by the Company (which underwriter or underwriters shall be reasonably acceptable to those Initiating Holders holding a majority of the Registrable Securities held by all Initiating Holders). Upon the written request of each the Holder given within twenty (20) five business days after mailing receipt of such notice by from the Company in accordance with Section 3.5Company, the Company shall, subject to the provisions of Section 1.3(c)1.6, use all commercially reasonable efforts to cause to be registered under the Securities Act all of the Registrable Securities that each such the Holder requests has requested to be registered; provided, however, Holder shall not be entitled to register less than 100,000 shares of common stock (except to the extent the number of shares is reduced pursuant to Section 1.6). For sake of clarity, the registration rights pursuant to this Section 1.2 shall only apply if Holder is eligible to be included in the form of registration statement to be filed in accordance with the Securities Act and the rules and regulations promulgated thereunder. Obligations of the Company. Whenever causing Registrable Securities to be registered pursuant to this Section 1, the Company shall: Prepare and file with the SEC a registration statement with respect to such Registrable Securities and use its commercially reasonable efforts to cause such registration statement to become effective and to keep such registration statement continuously effective under the Securities Act, except as provided herein, until the date which is the earlier date of (i) when all Registrable Securities have been sold, (ii) except for an underwritten offering, when all Registrable Securities may be sold without volume limitation pursuant to Rule 144, or (ii) 90 days after the initial effective date (the "Effectiveness Period"). Prepare and file with the SEC such amendments and supplements to such registration statement and the prospectus used in connection with such registration statement as may be necessary to comply with the provisions of the Securities Act with respect to the disposition of all securities covered by such registration statement for the Effectiveness Period. Furnish to the Holder such numbers of copies of a prospectus, including a preliminary prospectus, in conformity with the requirements of the Securities Act, and such other documents as the Holder may reasonably request in order to facilitate the disposition of Registrable Securities; provided, however, that the foregoing obligation shall be deemed satisfied if such material is available through XXXXX or on or through the Company's website. Use its commercially reasonable efforts to register and qualify the securities covered by such registration statement under such other securities or Blue Sky laws of such jurisdictions as shall be reasonably requested by the Holder, provided, however, that the Company shall not be required in connection therewith or as a condition thereto to qualify to do business or to file a general consent to service of process in any such states or jurisdictions. In the event of any underwritten public offering, enter into and perform its obligations under an underwriting agreement, in usual and customary form, with the managing underwriter of such offering. Subject to Section 1.7, the Holder shall also enter into and perform its obligations under such an agreement. Notify the Holder at any time when a prospectus relating to Registrable Securities is required to be delivered under the Securities Act of the happening of any event as a result of which the prospectus included in such registration statement, as then in effect, includes an untrue statement of a material fact or omits to state a material fact required to be stated therein or necessary to make the statements therein not misleading in the light of the circumstances then existing; such obligation to continue for the duration of the Effectiveness Period. Use its commercially reasonable efforts to cause all such Registrable Securities registered pursuant hereto to be listed on each securities exchange on which similar securities issued by the Company are then listed. Provide a transfer agent and registrar for all Registrable Securities registered pursuant hereunder and a CUSIP number for all such Registrable Securities, in each case not later than the effective date of such registration. Advise the Holder, promptly after the Company receives notice or obtains knowledge, of the issuance of any stop order by the SEC suspending the effectiveness of such registration statement or the initiation or threatening of any proceeding for such purpose and promptly use its commercially reasonable efforts to prevent the issuance of any stop order or to obtain its withdrawal if such stop order should be issued. Otherwise use commercially reasonable efforts to comply with all applicable rules and regulations of the SEC, and notify the Holder of any request by the SEC for the amending or supplementing of such registration statement or prospectus or for additional information, and furnish to the Holder at least three business days prior to the filing thereof a copy of any amendment or supplement to such registration statement or prospectus and not file any thereof to which the Holder shall have reasonably objected on the grounds that such amendment or supplement does not comply in all material respects with the requirements of the Securities Act or of the rules or regulations thereunder.

Appears in 3 contracts

Samples: Registration Rights Agreement Convertible Note (Spy Inc.), Registration Rights Agreement Convertible Note (Spy Inc.), Registration Rights Agreement Convertible Note (Spy Inc.)

Company Registration. (a) If (but without any obligation to do so) the Company proposes (i) to register (including for this purpose a registration effected by the Company for stockholders other than the Holders) its own account any of its common stock or other securities under the Act in connection with the an underwritten public offering of such securities (other than (i) a registration relating to a demand pursuant to Section 1.2 or (ii) a registration relating solely to the sale of securities of to participants in a Company stock plan, plan or a registration relating to a corporate reorganization reorganization, merger or other transaction under Rule 145 of the Act, ) (a “Company Offering”); or (ii) to register the offering of its common stock by stockholders of the Company other than the Holders (“Other Selling Stockholders”) other than in connection with a Company Offering or a registration on any form that does not include substantially the same information as would be required relating solely to be included in a registration statement covering the sale of the Registrable Securities, securities to participants in a Company stock plan or a registration in which relating to a corporate reorganization, merger or other transaction under Rule 145 of the only Common Stock being registered is Common Stock issuable upon conversion of debt securities that are also being registeredAct (a “Secondary Offering”), the Company shall, at such time, promptly give each Holder written notice of such registration. In such eventCompany Offering or Secondary Offering, if the Company intends to distribute the securities covered by the registration by means of an underwriting, the right of any Holder to include its Registrable Securities in such registration shall be conditioned upon such Holder’s participation in such underwriting and the inclusion of such Holder’s Registrable Securities in the underwriting (unless otherwise mutually agreed by a majority in interest of the Initiating Holders and such Holder) to the extent provided herein. All Holders proposing to distribute their securities through such underwriting shall enter into an underwriting agreement in customary form with the underwriter or underwriters selected for such underwriting by the Company (which underwriter or underwriters shall be reasonably acceptable to those Initiating Holders holding a majority of the Registrable Securities held by all Initiating Holders)as applicable. Upon the written request of each Holder given within twenty fifteen (2015) days after mailing of such notice by the Company in accordance with Section 3.52.5, the Company shall, subject to the provisions of Section 1.3(c)1.2(b) and other restrictions set forth herein, use all commercially reasonable efforts to cause to be registered under the Act all of the Registrable Securities that each such Holder requests has requested to be registered.. Notwithstanding the foregoing, the Company shall have no obligation to notify the Holders, cause to be registered any Registrable Securities, or undertake any other obligation in connection with this Agreement in connection with (i) any proposed Company Offering in which the proposed maximum offering price to the public exceeds [80% of Purchase Price] (as adjusted for stock splits, combinations, dividends and the like occurring after the date hereof); or (ii) any Secondary Offering made pursuant to that certain Preferred Stock Purchase Agreement dated January 7, 2002 by and between the Company and Enzon, Inc.

Appears in 3 contracts

Samples: Common Stock Purchase Agreement (Nektar Therapeutics), Common Stock Purchase Agreement (Inhale Therapeutic Systems Inc), Common Stock Purchase Agreement (Inhale Therapeutic Systems Inc)

Company Registration. (a) If (but without any obligation to do so) the Company proposes to register any of its stock (including for this purpose a registration effected by the Company for stockholders other than the Holders) any of its stock or other securities under the 1933 Act in connection with the public offering of such securities (other than (i) a registration relating to a demand pursuant to Section 1.2 or (ii) a registration relating solely to the sale of securities of participants in a Company stock plan, a registration relating to a corporate reorganization or transaction under Rule 145 of the Act, a registration on any form that does not include substantially the same information as which also would be required to be included in a permit registration statement covering the sale of the Registrable Securities, or a registration in which the only Common Stock being registered is Common Stock issuable upon conversion of debt securities that are also being registered), the Company shall, at such time, promptly give each Holder written notice of such registration. In Upon the request of each Holder given within thirty (30) days after such eventnotice by the Company, if the Company intends shall, subject to distribute the securities covered by provisions of Section 1.4(c), cause to be registered under the registration by means 1933 Act all of an underwriting, the Registrable Securities that each such Holder has requested to be registered. The Company shall have the right to terminate or withdraw any registration initiated by it under this Section 1.4 prior to the effectiveness of such registration, whether or not any Holder shall have elected to include its Registrable Securities securities in such registration. The expenses of such withdrawn registration shall be conditioned upon such borne by the Company in accordance with Section 1.8 hereof. In connection with any offering involving an underwriting of shares of the Company's capital stock, the Company shall not be required under this Section 1.4 to include any requesting Holder’s participation 's securities in such underwriting, unless such Holder accepts the terms of the underwriting as agreed between the Company and the inclusion of such Holder’s Registrable Securities in underwriters selected by it (or by other persons entitled to select the underwriting (unless otherwise mutually agreed by a majority in interest of the Initiating Holders underwriters) and such Holder) to the extent provided herein. All Holders proposing to distribute their securities through such underwriting shall enter enters into an underwriting agreement in customary form with the underwriter or underwriters selected for by the Company, and then only in such underwriting quantity as the underwriters determine in their sole discretion will not jeopardize the success of the offering by the Company. If the total amount of securities, including Registrable Securities, requested to be included in such offering by the Company, the Holders and other security holders to whom registration rights have been granted exceeds the amount of securities that the underwriters determine in their sole discretion is compatible with the success of the offering, then the Company shall be required to include in the offering only that number of securities (including Registrable Securities) that the underwriters determine in their sole discretion will not jeopardize the success of the offering (the Registrable Securities so included to be apportioned pro rata among the selling Holders according to the total amount of Registrable Securities requested to be included therein by each selling Holder or in such other proportions as shall mutually be agreed to by such selling Holders); provided, that the amount of Registrable Securities requested by the Holders to be included in such offering pursuant to this Section 1.4 and all other securities requested by other holders to be included in such offering pursuant to other "piggyback" registration rights shall be reduced first (the Registrable Securities and other securities so reduced to be apportioned pro rata among the selling Holders and other holders according to the total amount of Registrable Securities and other securities requested to be included therein by each selling Holder and other holder) before any reduction of any (i) securities requested to be included in such offering by any holders exercising "demand" registration rights or (ii) any securities sold by the Company (which underwriter to be included in such offering. For purposes of such apportionment among Holders, for any selling stockholder that is a Holder of Registrable Securities and that is a partnership or underwriters corporation, the partners, retired partners and stockholders of such Holder, or the estates and family members of any such partners and retired partners and any trusts for the benefit of any of the foregoing persons shall be reasonably acceptable deemed to those Initiating Holders holding be a majority single "selling Holder", and any pro rata reduction with respect to such "selling Holder" shall be based on the aggregate amount of the Registrable Securities held requested to be included in such offering by all Initiating Holders). Upon the written request of each Holder given within twenty (20) days after mailing of such notice by the Company in accordance with Section 3.5, the Company shall, subject to the provisions of Section 1.3(c), use all commercially reasonable efforts to cause to be registered under the Act all of the Registrable Securities that each such Holder requests to be registeredrelated entities and individuals.

Appears in 3 contracts

Samples: Registration Rights Agreement (Icm Asset Management Inc/Wa), Registration Rights Agreement (Icm Asset Management Inc/Wa), Registration Rights Agreement (Icm Asset Management Inc/Wa)

Company Registration. (a) If (but without any obligation to do so) the Company proposes to register (including including, for this purpose purpose, a registration effected by the Company for stockholders other than the Holders, including pursuant to any Other Registration Rights Agreement (as defined below)) any of its securities under the Securities Act or consummate an underwritten offering pursuant to a previously filed registration statement (in each case other than in an Excluded Registration), the Company shall, at such time, promptly give each Holder notice of such registration or underwritten offering. Upon the request of each Holder given within twenty (20) days after such notice is given by the Company, the Company shall, subject to the provisions of Section 2.3, cause to be registered all of the Registrable Securities that each such Holder has requested to be included in such registration and/or use its commercially reasonable efforts to include all of the Registrable Securities that each such Holder has requested to be included in such registration or underwritten offering. If the registration referred to in this Section 2.2 is proposed to be underwritten or the Company proposes to consummate an underwritten offering pursuant to a previously filed registration statement (in each case other than in an Excluded Registration), the Company will so advise the Holders as a part of the written notice given pursuant to this Section 2.2 and the terms of Section 2.3 shall apply to such underwritten offering. The Company shall have the right to terminate or withdraw any registration or underwritten offering initiated by it under this Section 2.2 before the effective date of such registration or offering, as applicable, whether or not any Holder has elected to include Registrable Securities in such registration or underwritten offering. The expenses (other than Selling Expenses) of such withdrawn registration shall be borne by the Company in accordance with Section 2.6. No withdrawn registration shall count as one of the permitted Demand Registrations granted to the Holders under this Agreement. If the Company proposes to register (including, for this purpose, a registration effected by the Company for stockholders other than the Holders) any of its stock or other securities under the Securities Act in connection with the public offering of such securities (other than (i) a registration relating to a demand pursuant to Section 1.2 or (ii) a registration relating solely to an Excluded Registration, the sale of securities of participants in a Company stock plan, a registration relating to a corporate reorganization or transaction under Rule 145 of the Act, a registration on any form that does shall not include substantially the same information as would be required to be included in a registration statement covering the sale include any of the Registrable Securities, or a registration in which the only Common Stock being registered is Common Stock issuable upon conversion of debt securities that are also being registered), the Company shall, at such time, promptly give each Holder written notice of such registration. In such event, if the Company intends to distribute the securities covered by the registration by means of an underwriting, the right of any Holder to include its Holders’ Registrable Securities in such registration shall be conditioned upon such Holder’s participation in such underwriting and the inclusion of such Holder’s Registrable Securities in the underwriting (unless otherwise mutually agreed by a majority in interest of the Initiating Holders and such Holder) to the extent provided herein. All Holders proposing to distribute their securities through such underwriting shall enter into an underwriting agreement in customary form with the underwriter or underwriters selected for such underwriting by the Company (which underwriter or underwriters shall be reasonably acceptable to those Initiating Holders holding a majority of the Registrable Securities held by all Initiating Holders). Upon the written request of each Holder given within twenty (20) days after mailing of such notice by the Company in accordance with Section 3.5, the Company shall, subject to the provisions of Section 1.3(c), use all commercially reasonable efforts to cause to be registered under the Act all of the Registrable Securities that each such Holder requests to be registeredoffering.

Appears in 2 contracts

Samples: Newtown Lane Marketing, Incorporated Registration Rights Agreement (Appgate, Inc.), Registration Rights Agreement (Appgate, Inc.)

Company Registration. (a) If (but without any obligation to do so) the Company proposes to register (including for this purpose a registration effected by the Company for stockholders shareholders other than the Holders) any of its stock or other securities Common Stock under the Act in connection with the public offering of such securities (solely for cash other than than: (i) a registration relating to a demand pursuant to Section 1.2 or (ii) a registration on Form S-8 relating solely to the sale of securities of to participants in a Company stock plan, a registration relating plan or other compensatory arrangements to a corporate reorganization the extent includable on Form S-8 (or transaction under Rule 145 of the Act, any successor form); (ii) a registration on Form S-4 (or any form that does not include substantially the same information as would be required to be included in a registration statement covering the sale of the Registrable Securitiessuccessor form), or a registration (iii) an initial Qualified Public Offering (as defined in which the only Common Stock being registered is Common Stock issuable upon conversion of debt securities that are also being registered)Second Amended and Restated Stockholders' Agreement, dated November 14, 2000) consummated on or prior to October 7, 2002, the Company shall, at such time, promptly give each Holder written notice of such registration. In such event, if the Company intends to distribute the securities covered by the registration by means of an underwriting, the right of any Holder to include its Registrable Securities in such registration shall be conditioned upon such Holder’s participation in such underwriting and the inclusion of such Holder’s Registrable Securities in the underwriting (unless otherwise mutually agreed by a majority in interest of the Initiating Holders and such Holder) to the extent provided herein. All Holders proposing to distribute their securities through such underwriting shall enter into an underwriting agreement in customary form with the underwriter or underwriters selected for such underwriting by the Company (which underwriter or underwriters shall be reasonably acceptable to those Initiating Holders holding a majority of the Registrable Securities held by all Initiating Holders). Upon the written request of each Holder given within twenty (20) days after mailing of such notice by the Company in accordance with Section 3.5Company, the Company shall, subject to the provisions of Section 1.3(c2(b), use all commercially reasonable its best efforts to cause to be registered under the Act all of the Registrable Securities that each such Holder requests has requested to be registered. In the event the underwriters advise the Company that marketing factors require a limitation of the number of shares to be underwritten, the Company and its underwriters shall allocate the number of Registrable Securities requested to be registered by each of the Holders as follows: (i) first to the Company, (ii) second, to the Holders of Registrable Investor Securities that have elected to participate in such offering, pro rata according to the number of Registrable Investor Securities held by each such Holder; (iii) third, to the Holders of Registrable Founder Securities that have elected to participate in such offering, pro rata according to the number of Registrable Founder Securities held by each such Holder; and (iv) thereafter, to the extent additional securities may be included in such offering, to the holders of any equity securities of the Company received upon exercise of warrants, including but not limited to Holders of Warrant Registrable Securities, that have elected to participate in such underwritten offering pro rata according to the number of equity securities held by such holders; provided, however, that in no event shall the number of Registrable Investor Securities to be registered be less than 25% of the total number of shares to be registered pursuant to such registration. The Company shall have no obligation under this Section 2 to make any offering of its securities, or to complete an offering of its securities that it proposes to make, and shall incur no liability to any Holder for its failure to do so.

Appears in 2 contracts

Samples: Traffic.com, Inc., Traffic.com, Inc.

Company Registration. (a) If (but without If, at any obligation to do so) time after the 180th day following the Effective Date through the tenth anniversary of such Effective Date, the Company proposes to register (including for this purpose a registration effected by the Company for stockholders other than the Holders) any of its stock or other securities Common Stock under the Act in connection with Securities Act, for its own account or for the account of any holder of its securities other than Registrable Shares, on a form that would permit registration of Registrable Shares for sale to the public offering under the Securities Act, then prior to such filing the Company will give written notice to all Holders of its intention to do so, and upon the written request of a Holder or Holders given within 20 days after the Company provides such notice (which request will state the intended method of disposition of such securities (other than (i) a registration relating to a demand pursuant to Section 1.2 or (ii) a registration relating solely to the sale of securities of participants in a Company stock plan, a registration relating to a corporate reorganization or transaction under Rule 145 of the Act, a registration on any form that does not include substantially the same information as would be required to be included in a registration statement covering the sale of the Registrable Securities, or a registration in which the only Common Stock being registered is Common Stock issuable upon conversion of debt securities that are also being registeredShares), the Company shall, at such time, promptly give each Holder written notice of such registration. In such event, if will use commercially reasonable efforts to cause all Registrable Shares that the Company intends has been requested to distribute register to be registered under the securities covered by the registration by means of an underwriting, the right of any Holder to include its Registrable Securities in such registration shall be conditioned upon such Holder’s participation in such underwriting and the inclusion of such Holder’s Registrable Securities in the underwriting (unless otherwise mutually agreed by a majority in interest of the Initiating Holders and such Holder) Act to the extent provided herein. All Holders proposing necessary to distribute permit their securities through such underwriting shall enter into an underwriting agreement sale or other disposition in customary form accordance with the underwriter intended methods of distribution specified in the request of such Holder(s); provided that, the Company will have the right to postpone or underwriters selected for such underwriting withdraw any registration initiated by the Company (pursuant to this Section 3.1 without obligation to any Holder. In the case of any registration in which underwriter or underwriters shall no shares issued by the Company are to be reasonably acceptable to those Initiating included, the Holders holding of a majority of the Registrable Securities held Shares requested to be included in such registration pursuant to this Section 3.1 may withdraw such request at any time prior to the execution of an underwriting agreement with respect thereto by all Initiating Holders). Upon giving written notice to the written request of each Holder given within twenty (20) days after mailing Company of such notice request to withdraw. In the case of any registration in which shares issued by the Company in accordance with Section 3.5are to be included, the Company shall, subject to the provisions Holders of Section 1.3(c), use all commercially reasonable efforts to cause to be registered under the Act all a majority of the Registrable Securities that each such Holder requests Shares requested to be registeredincluded in such registration pursuant to this Section 3.1 may withdraw such request at any time prior to the execution of an underwriting agreement with respect thereto by giving written notice to the Company of such request to withdraw provided that (a) there has been a material decrease in the trading price of the Company’s Common Stock since the date notice of the registration was given to such Holders pursuant to this Section 3.1 and (b) such withdrawal is approved by the Holders of a majority of the total number of Apax Registrable Shares outstanding as of such date.

Appears in 2 contracts

Samples: Registration Rights Agreement (Xerium Technologies Inc), Registration Rights Agreement (Xerium Technologies Inc)

Company Registration. The Company shall (ai) cause a shelf registration statement on Form S-3 (or other appropriate form) covering the resale of all of the Registrable Securities to be filed with the Commission within forty-five (45) days after the Closing Date, (ii) cause such registration statement to be declared effective by the Commission no later than six (6) months after the Closing Date and (iii) keep such registration statement continuously effective until the Investors no longer hold any Registrable Securities that may not be sold either pursuant to (x) Rule 144(k) or (y) in their entirety in a single transaction pursuant to Rule 144. The Company will include in such registration (and any related qualifications including compliance with blue sky laws), and in any underwriting involved therein, all Registrable Securities specified by any Investor in a written request or requests to the Company, made within ten days after the date of written notice of such registration from the Company to the Investors. If (but without any obligation to do so) the Company proposes to register (including for this purpose a registration effected by the Company for stockholders other than the Holders) any of its stock shares of Common Stock (other than any registration for the account of the Company of securities issued pursuant to any employee benefit plan or in any acquisition by the Company), the Company will include in such registration all shares of Common Stock held by the holders of Registrable Securities requested to be so included; provided, however, that if, in the case of an underwritten offering, the managing underwriter informs the Company that the number of shares of Registrable Securities requested to be included in such offering by the Investors, together with all Registrable Securities (as defined in the Other Stockholder Agreements) requested to be included in such offering by the Other Investors pursuant to the Other Stockholder Agreements (collectively, the "REQUESTED INVESTOR SHARES") exceeds the amount which can be sold in such offering without adversely affecting the distribution of the shares being offered, the Company shall include, first, all of the shares the Company has proposed to register; second, as many of the Requested Investor Shares, chosen pro rata based on the number of Requested Investor Shares, as can be included without adversely affecting such distribution; and, third, any other securities under shares of Common Stock proposed to be included in such offering. With respect to terms and conditions not provided for in this paragraph or in this Section 6, the Act "piggyback" rights provided for in this paragraph are intended to be on customary terms. Notwithstanding the foregoing, this Section 6(a) shall not be applicable to (i) any registration statements filed in connection with the public offering registration of such securities (other than (i) a registration relating warrants to a demand pursuant to Section 1.2 or purchase Common Stock issued by the Company on the date hereof, (ii) a the Company's Registration Statement on Form S-1 (File No. 333-126226) or (iii) any registration relating solely to the sale of securities of participants statements filed in a Company stock plan, a registration relating to a corporate reorganization or transaction under Rule 145 of the Act, a registration on any form that does not include substantially the same information as would be required to be included in a registration statement covering the sale of the Registrable Securities, or a registration in which the only Common Stock being registered is Common Stock issuable upon conversion of debt securities that are also being registered), the Company shall, at such time, promptly give each Holder written notice of such registration. In such event, if the Company intends to distribute the securities covered by connection with the registration by means of an underwriting, the right of any Holder to include its Registrable Securities in such registration shall be conditioned upon such Holder’s participation in such underwriting and the inclusion of such Holder’s Registrable Securities in the underwriting (unless otherwise mutually agreed by a majority in interest of the Initiating Holders and such Holder) to the extent provided herein. All Holders proposing to distribute their securities through such underwriting shall enter into an underwriting agreement in customary form with the underwriter or underwriters selected for such underwriting Convertible Notes being offered by the Company (which underwriter or underwriters shall be reasonably acceptable to those Initiating Holders holding a majority of the Registrable Securities held by all Initiating Holders). Upon the written request of each Holder given within twenty (20) days after mailing of such notice as contemplated by the Company in accordance with Section 3.5preliminary offering memorandum, the Company shalldated September 20, subject to the provisions of Section 1.3(c), use all commercially reasonable efforts to cause to be registered under the Act all of the Registrable Securities that each such Holder requests to be registered2005.

Appears in 2 contracts

Samples: Stockholders' Agreement (Us Airways Inc), Stockholders' Agreement (Us Airways Inc)

Company Registration. (a) If (but without any obligation to do so) the Company proposes to register (including for this purpose a registration effected by the Company for stockholders other than the Holders) any shares of its stock or other securities Common Stock under the Securities Act in connection with the public offering of such securities solely for cash (other than (i) a registration relating to a demand pursuant to Section 1.2 or (ii) a registration relating solely to the sale of securities of to employees pursuant to stock option awards and/or to participants in a Company employee benefit or stock plan, a registration relating to a corporate reorganization or transaction under Rule 145 of the Act, a registration on any form that which does not include substantially the same information, other than information related to the selling stockholders or their plan of distribution, as would be required to be included in a registration statement covering the sale of the Registrable Securities, or a registration in which the only Common Stock being registered is Common Stock issuable upon conversion of debt securities that are also being registered), the Company shall, at such time, promptly give each Holder written notice of such registration. In such event, if the Company intends to distribute the securities covered by the registration by means of an underwriting, the right of any Holder to include its Registrable Securities in such registration shall be conditioned upon such Holder’s participation in such underwriting and the inclusion of such Holder’s Registrable Securities in the underwriting (unless otherwise mutually agreed by a majority in interest of the Initiating Holders and such Holder) to the extent provided herein. All Holders proposing to distribute their securities through such underwriting shall enter into an underwriting agreement in customary form with the underwriter or underwriters selected for such underwriting by the Company (which underwriter or underwriters shall be reasonably acceptable to those Initiating Holders holding a majority of the Registrable Securities held by all Initiating Holders). Upon the written request of each Holder given within twenty (20) days after mailing of such notice by the Company in accordance with Section 3.5Company, the Company shall, subject to the provisions of the immediately preceding sentence and Section 1.3(c)7(h) hereof, use all commercially reasonable efforts to cause to be registered under the Securities Act all of the Registrable Securities that each such Holder requests has requested to be so registered. Notwithstanding anything herein to the contrary, in the case of a registration required to be undertaken by the Company pursuant to the Preferred Rights (a "Limited Piggyback Registration"), the Company shall not be required to include any Registrable Securities in such Limited Piggyback Registration if either (i) the Preferred Holders (whose determination shall be made by Preferred Holders holding a majority of the securities covered by such demand registration rights which are to be included in such registration) or the managing underwriter (in the case of an underwritten offering) determine in good faith that the inclusion of any or all of the Registrable Securities would be detrimental to the offering of the Preferred Holders' securities or any securities to be sold in such registration for the Company's account or (ii) the number of Other Securities to be included in such registration would be reduced by the inclusion of the Registrable Securities in such registration. In the event the number of shares of Registrable Securities requested by Holders to be included in a registration is reduced by application of the immediately preceding sentence, the number of Registrable Securities to be included in the registration statement shall be allocated among the Holders who have provided the notice required by this Section 7(c) in proportion (as nearly as practicable) to the number of Registrable Securities requested to be included in such registration by such Holder and which would be eligible for inclusion in such registration but for the application of the immediately preceding sentence.

Appears in 2 contracts

Samples: National Media Corp, National Media Corp

Company Registration. (a) If (but without any obligation to do so) the Company proposes to register (including for this purpose a registration effected by the Company for stockholders shareholders other than the HoldersRequesting Shareholders) any of its stock or other securities ordinary shares under the Securities Act in connection with the public offering of such securities solely for cash (other than (i) a registration relating to a demand pursuant to Section 1.2 or the IPO, (ii) a registration relating solely to the sale of securities of to participants in a Company stock planemployee benefit plan approved by the board of directors of the Company, (iii) a transaction covered by Rule 145 under the Securities Act approved by the board of directors of the Company, (iv) a registration relating to a corporate reorganization or transaction under Rule 145 in which the only securities being registered are ordinary shares of the Act, a Company issuable upon conversion of debt securities which are also being registered or (v) any registration on any form that which does not include substantially the same information as would be required to be included in a registration statement covering the sale of the Registrable Securities, or a registration in which the only Common Stock being registered is Common Stock issuable upon conversion of debt securities that are also being registered), the Company shall, at such time, promptly give each Holder the Shareholders written notice of such registration. In such event, if the Company intends to distribute the securities covered by the registration by means of an underwriting, the right of any Holder to include its Registrable Securities in such registration shall be conditioned upon such Holder’s participation in such underwriting and the inclusion of such Holder’s Registrable Securities in the underwriting (unless otherwise mutually agreed by a majority in interest of the Initiating Holders and such Holder) to the extent provided herein. All Holders proposing to distribute their securities through such underwriting shall enter into an underwriting agreement in customary form with the underwriter or underwriters selected for such underwriting by the Company (which underwriter or underwriters shall be reasonably acceptable to those Initiating Holders holding a majority of the Registrable Securities held by all Initiating Holders). Upon the written request of each Holder any Shareholder given within twenty fourteen (2014) days after mailing of such notice by the Company in accordance with Section 3.52.3, the Company shall, subject to the provisions of Section 1.3(c)1.7, use all commercially reasonable efforts to cause to be registered under the Securities Act all of the Registrable Securities that each such Holder requests Shareholder has requested to be registered; provided, that (i) such request shall specify the number of Registrable Securities to be registered and, in the case of an underwritten offering, contain a statement that such Shareholder agrees to the Company’s selection of managing underwriter and (ii) the Company will have first priority to issue ordinary shares on Company-initiated registrations and, in the case of an underwritten offering, if the managing underwriter advises the Company in writing that marketing factors require a limitation of the number of shares to be underwritten, then the Company shall so advise the Shareholders, and the number of Registrable Securities to be included by the Shareholders in such underwriting shall be reduced pro rata among the participating Shareholders. The Company has the right to withdraw any offering prior to the effective date thereof without liability to a Shareholder. If, following delivery of notice by the Company pursuant to this Section 1.3, any of the Shareholders decide not to include any or all of their Registrable Securities in any registration statement filed by the Company, such Shareholders shall nevertheless continue to have the right to include any Registrable Securities in any subsequent registration statement or statements as may be filed by the Company with respect to offerings of their securities, all upon the terms and conditions set forth herein.

Appears in 2 contracts

Samples: Registration Rights Agreement, Registration Rights Agreement (Cyclacel Group PLC)

Company Registration. (a) If (but without any obligation to do so) the Company proposes to register Register at any time prior to the Restriction Termination Date (including for this purpose a registration Registration effected by the Company for stockholders other than the Holders) any of its stock or other securities under the Act in connection with the underwritten public offering of such securities solely for cash (other than (i) a registration relating to a demand pursuant to Section 1.2 or (ii) a registration relating solely Registration of securities in connection with mergers, acquisitions, exchange offers, distributions to the sale of securities of participants Company's stockholders, or stock option or other employee benefit plans or a Registration in a Company stock plan, a registration relating to a corporate reorganization or transaction under Rule 145 of the Act, a registration on any form that which does not include substantially the same information as would be required to be included in a registration statement covering the sale of the Registrable Securities, or a registration in which the only Common Stock being registered is Common Stock issuable upon conversion of debt securities that are also being registered), the Company shall, at each such time, promptly give each Holder the Holders written notice of such registration. In such event, if the Company intends to distribute the securities covered by the registration by means of an underwriting, the right of any Holder to include its Registrable Securities in such registration shall be conditioned upon such Holder’s participation in such underwriting and the inclusion of such Holder’s Registrable Securities in the underwriting (unless otherwise mutually agreed by a majority in interest of the Initiating Holders and such Holder) to the extent provided herein. All Holders proposing to distribute their securities through such underwriting shall enter into an underwriting agreement in customary form with the underwriter or underwriters selected for such underwriting by the Company (which underwriter or underwriters shall be reasonably acceptable to those Initiating Holders holding a majority of the Registrable Securities held by all Initiating Holders)Registration. Upon the written request of each a Holder given within twenty fifteen (2015) days after mailing of such notice by the Company in accordance with Section 3.5Company, the Company shall, subject to the provisions of Section 1.3(c)following provisions, use all commercially reasonable efforts to cause to be registered under the Act included in such Registration all of the Registrable Securities that each Holder has requested to be included. The Company shall not be required under this Section 1.3 to include any of a Holder's securities in an underwritten offering of the Company's securities unless such Holder requests accepts the terms of the underwriting as agreed upon between the Company and the underwriters selected by it, and then only in such quantity as will not, in the opinion of the managing underwriters, interfere with the successful marketing of the offering by the Company; PROVIDED, HOWEVER, that any reduction of the amount of securities to be registeredincluded in such offering shall not represent a greater fraction of the number of securities intended to be offered by holders of Registrable Securities than the fraction of similar reductions imposed on such other persons or entities (but not the Company) with respect to the amount of securities they intended to offer in such offering.

Appears in 2 contracts

Samples: Registration Rights Agreement (Aps Healthcare Inc), Registration Rights Agreement (Aps Healthcare Inc)

Company Registration. (ai) If If, at any time (but without any obligation to do so) ), the Company proposes to register any of its Common Stock, Rights or other equity securities under the Securities Act on Form S-1, Form S-2 or Form S-3 (including or an equivalent general registration form then in effect) for purposes of an offering or sale by or on behalf of the Company of its Common Stock, Rights or other equity securities for its own account, then each such time the Company shall, at least 20 business days prior to the time when any such registration statement is filed with the SEC, give prompt written notice to the Holders of its intention to do so. Such notice shall specify, at a minimum, the number and class of shares, Rights or other equity securities so proposed to be registered, the proposed date of filing of such registration statement, any proposed means of distribution of such shares, Rights or other equity securities, any proposed managing underwriter or underwriters of such shares, Rights or other equity securities and a good faith estimate by the Company of the proposed maximum offering price thereof, as such price is proposed to appear on the facing page of such registration statement. Upon the written direction of any Holder or Holders, given within 15 business days following the receipt by such Holder of such written notice (which direction shall specify the number of Registrable Securities intended to be disposed of by such Holder and the intended method of distribution thereof), the Company shall include in such registration statement any or all of the Registrable Securities then held by such Holder requesting such registration (a "SELLING HOLDER") to the extent necessary to permit the sale or other disposition of such number of Registrable Securities as such Selling Holder has so directed the Company to be so registered. Notwithstanding the foregoing, the Holders shall not have any right under this purpose a Section 2(b)(i) if the registration proposed to be effected by the Company for stockholders (A) is initiated at the request of a person other than the Holders) any of its stock or other securities under the Act in connection with the public offering of such securities (other than (i) a registration relating to a demand pursuant to Section 1.2 or (ii) a registration relating Company and relates solely to the sale of Common Stock, Rights or other equity securities by such person or (B) relates solely to shares of participants in a Company stock planCommon Stock, a registration relating to a corporate reorganization Rights or transaction under Rule 145 of the Act, a registration on any form that does not include substantially the same information as would be required to be included in a registration statement covering the sale of the Registrable Securities, or a registration in which the only Common Stock being registered is Common Stock issuable upon conversion of debt other equity securities that are also being registered), issuable (1) solely to officers or employees of the Company shallor any subsidiary thereof pursuant to a bona fide employee stock option, at such timebonus or other employee benefit plan or (2) as direct consideration in connection with a merger, promptly give each Holder written notice exchange offer or acquisition of such registration. In such event, if the Company intends to distribute the securities covered by the registration by means of an underwriting, the right of any Holder to include its Registrable Securities in such registration shall be conditioned upon such Holder’s participation in such underwriting and the inclusion of such Holder’s Registrable Securities in the underwriting (unless otherwise mutually agreed by a majority in interest of the Initiating Holders and such Holder) to the extent provided herein. All Holders proposing to distribute their securities through such underwriting shall enter into an underwriting agreement in customary form with the underwriter or underwriters selected for such underwriting by the Company (which underwriter or underwriters shall be reasonably acceptable to those Initiating Holders holding a majority of the Registrable Securities held by all Initiating Holders). Upon the written request of each Holder given within twenty (20) days after mailing of such notice by the Company in accordance with Section 3.5, the Company shall, subject to the provisions of Section 1.3(c), use all commercially reasonable efforts to cause to be registered under the Act all of the Registrable Securities that each such Holder requests to be registeredbusiness.

Appears in 2 contracts

Samples: Registration Rights Agreement (Seachange International Inc), Registration Rights Agreement (Seachange International Inc)

Company Registration. (a) If (but without any obligation to do so) the Company proposes to register (including including, for this purpose purpose, a registration effected by the Company for stockholders other than the Holders) any of its stock or other securities Common Stock under the Securities Act in connection with the public offering of such securities solely for cash (other than in an Excluded Registration) (i) a registration relating to a demand pursuant to Section 1.2 or (ii) a registration relating solely to the sale of securities of participants in a Company stock plan, a registration relating to a corporate reorganization or transaction under Rule 145 of the Act, a registration on any form that does not include substantially the same information as would be required to be included in a registration statement covering the sale of the Registrable Securities, or a registration in which the only Common Stock being registered is Common Stock issuable upon conversion of debt securities that are also being registered“Piggyback Registration”), the Company shall, at such time, promptly give each Holder written notice of such registration. In such event, if the Company intends to distribute the securities covered by the registration by means of an underwriting, the right of any Holder to include its Registrable Securities in such registration shall be conditioned upon such Holder’s participation in such underwriting and the inclusion of such Holder’s Registrable Securities in the underwriting (unless otherwise mutually agreed by a majority in interest of the Initiating Holders and such Holder) to the extent provided herein. All Holders proposing to distribute their securities through such underwriting shall enter into an underwriting agreement in customary form with the underwriter or underwriters selected for such underwriting by the Company (which underwriter or underwriters shall be reasonably acceptable to those Initiating Holders holding a majority of the Registrable Securities held by all Initiating Holders). Upon the written request of each Holder given within twenty (20) days after mailing of such notice is given by the Company in accordance with Section 3.5Company, the Company shall, subject to the provisions of Section 1.3(c)Subsection 2.3, use all commercially reasonable efforts to cause to be registered under the Act all of the Registrable Securities that each such Holder requests has requested to be registeredincluded in such registration. The Company shall have the right to terminate or withdraw any registration initiated by it under this Subsection 2.2 before the effective date of such registration, whether or not any Holder has elected to include Registrable Securities in such registration. The expenses (other than Selling Expenses) of such withdrawn registration shall be borne by the Company in accordance with Subsection 2.7. Notwithstanding the foregoing, assuming a Requesting Investor has given notice of its desire to participate in such registration, if, at any time after giving a Notice of Piggyback Registration and prior to the effective date of the Registration Statement filed in connection with such registration, the Company shall determine for any reason not to register or to delay registration of such securities, the Company may, at its election, give written notice of such determination to such Requesting Investor and, thereupon, (a) in the case of a determination not to register the Company’s securities for its own account, shall be relieved of its obligation to register any Registrable Securities in connection with such registration, and (b) in the case of a determination to delay registering the Company’s securities for its own account, shall be permitted to delay registering any Registrable Securities for the same period as the delay in registering such other securities to be sold for the account of the Company. No registration effected under this Subsection 2.2 shall (i) relieve the Company of its obligations to effect any Registration under Subsections 2.1(a) or 2.1(b) herein, or (ii) entitle the Company to treat Registrable Securities differently in any such decision not to register or to delay pursuant to this Subsection 2.2(a). Subject to Subsection 2.1(e), the failure to register or to delay registration of securities under this Subsection 2.2 shall not obligate the Company to pay any Liquidated Damages pursuant to Subsection 2.1(c).

Appears in 2 contracts

Samples: Registration Rights Agreement (Addex Therapeutics Ltd.), Registration Rights Agreement (Addex Therapeutics Ltd.)

Company Registration. (a) If (but without If, at any obligation to do so) time, the Company proposes to register (including for this purpose a registration effected by under the Company for stockholders other than 1933 Act, or register or qualify under the Holders) laws of any state, any of its stock Common Stock or securities convertible into or exercisable for Common Stock, on a form under the 1933 Act permitting registration of secondary offerings, it will each such time give written notice of its intention to do so to each of the Holders. In the case of the registration for the initial public offering of the Company’s stock, the Company will give the Holders at least 30 days prior written notice of the proposed filing of the registration statement; and in the case of all subsequent registrations, the Company will give the Holders at least 20 days prior written notice of such proposed filing. If a Holder desires to participate in such registration or qualification of Common Stock, or other securities under securities, it shall notify the Act Company, within 20 days in the case of the initial registration and 15 days in the case of subsequent registrations, of the number of shares of Registrable Securities which it desires to have so included. In the event the Company decides to proceed with such registration or qualification, the Company will, at its sole expense, use its best efforts to cause all such Registrable Securities to be registered or qualified to permit the sale thereof; provided, however, that if, in connection with the public offering by the Company of Common Stock, or securities convertible into or exercisable for Common Stock, pursuant to a registration under the 1933 Act, the underwriter thereof shall impose a limitation on the number of shares of the Company’s stock or securities which may be included in any such registration statement because, in its judgment, the inclusion of such shares would materially and adversely affect such public offering, then the Company shall be obligated to include in such registration statement only such portion of the Registrable Securities requested to be registered under this Section 8 as the underwriter permits; provided that all other securities (other than (i) a those offered for the Company’s own account shall first be excluded from the registration relating to a demand pursuant to Section 1.2 or (ii) a registration relating solely to the sale of securities of participants in a Company stock plan, a registration relating to a corporate reorganization or transaction under Rule 145 statement and provided further that not more than 65% of the Act, a registration on any form that does not include substantially the same information as would be required shares to be included in a such registration statement covering shall be shares to be sold by the sale Company except that the Company may include greater than 65% of the Registrable Securities, or a registration in which the only Common Stock being registered is Common Stock issuable upon conversion of debt securities that are also being registered), the Company shall, at such time, promptly give each Holder written notice of such registration. In such event, if the Company intends shares to distribute the securities covered by the registration by means of an underwriting, the right of any Holder to include its Registrable Securities be included in such registration shall be conditioned upon such Holder’s participation in such underwriting and the inclusion of such Holder’s Registrable Securities in the underwriting (unless otherwise mutually agreed by a majority in interest of the Initiating Holders and such Holder) to the extent provided hereinthe aggregate of all such shares to be included therein, after allowing therein all securities offered other than by the Company, is less than the total number of shares permitted to be included by the underwriters. All Holders proposing Such limitation will be imposed pro rata with respect to distribute their securities through such underwriting all Registrable Securities as to which inclusion has been requested pursuant to this Section 8.2. The Company shall enter into an underwriting agreement in customary form with bear all of the underwriter expense of all registrations pursuant to this Section 8.2, except for the pro rata portion of brokerage or underwriters selected for such underwriting by discounts or commissions relating to the Company (which underwriter or underwriters shall be reasonably acceptable to those Initiating Holders holding a majority shares sold on behalf of the Registrable Securities held Holders or Other Holders and the fees and expenses of any one special counsel retained by all Initiating such Holders or Other Holders). Upon It shall not be deemed a default of this Agreement if any such underwriter shall (a) establish a limitation on the written request number of each Holder given within twenty shares allowed to participate in any public offering of the Company’s stock which are not being sold for the Company’s account (20) days after mailing of such notice by the Company in accordance with Section 3.5, the Company shall, subject to the provisions of Section 1.3(c65% limitation referred to above), use all commercially reasonable efforts to cause to be registered under or (b) shall require the Act all holders of the Registrable Securities that each such Holder requests Company’s stock, other than the Company, to be registeredagree to refrain from selling their stock to members of the public for some reasonable period of time (no longer than 180 days) after the date on which the Company’s stock is first offered to the public (so called lock-up provisions), or (c) shall establish any other reasonable limitations or restrictions applicable to the holders of the Company’s stock, as a condition to consummating the public offering.

Appears in 2 contracts

Samples: Series F Convertible Preferred Stock Purchase Agreement (Exa Corp), Series E Convertible Preferred Stock Purchase Agreement (Exa Corp)

Company Registration. At any time after the Required Effective Date that there is not in existence an effective registration statement covering all of a Holder’s Registrable Securities (a) If (but without any obligation to do so) a “Precluded Holder”), if the Company proposes to register (including for this purpose a registration effected by the Company for stockholders other than the Holders) any of its stock or other securities under the Securities Act in connection with the public offering offering” (as such term is interpreted by Nasdaq under its rules and regulations) of such securities solely for cash (other than (i) a registration relating to a demand pursuant to Section 1.2 or (ii) a registration relating solely to the sale of securities of to participants in a Company stock planplan or a transaction covered by Rule 145 under the Securities Act, a registration relating to a corporate reorganization an “equity line of credit” or transaction under Rule 145 of the Actsimilar offering, a registration in which the only stock being registered is Common Stock issuable upon conversion of debt securities which are also being registered, or any registration on any form that which does not include substantially the same information as would be required to be included in a registration statement covering the sale of the Registrable Securities, or a registration in which the only Common Stock being registered is Common Stock issuable upon conversion of debt securities that are also being registered), the Company shall, at such time, promptly give each such Precluded Holder written notice of such registration. In such event, if the Company intends to distribute the securities covered by the registration by means of an underwriting, the right of any Holder to include its Registrable Securities in such registration shall be conditioned upon such Holder’s participation in such underwriting and the inclusion of such Holder’s Registrable Securities in the underwriting (unless otherwise mutually agreed by a majority in interest of the Initiating Holders and such Holder) to the extent provided herein. All Holders proposing to distribute their securities through such underwriting shall enter into an underwriting agreement in customary form with the underwriter or underwriters selected for such underwriting by the Company (which underwriter or underwriters shall be reasonably acceptable to those Initiating Holders holding a majority of the Registrable Securities held by all Initiating Holders). Upon the written request of each Precluded Holder given within twenty fifteen (2015) days after mailing of such notice by the Company in accordance with Section 3.52.4, the Company shall, subject to the provisions of Section 1.3(c)1.6, use all commercially reasonable efforts to cause to be registered under the Securities Act all of the Registrable Securities that each such Precluded Holder requests has requested to be registered; provided, however, that in connection with any offering involving an underwriting of shares of the Company’s capital stock, the Company shall not be required under this Section 1.4 to include any of the Precluded Holders’ securities in such underwriting unless they accept the terms of the underwriting as agreed upon between the Company and the underwriters selected by it (or by other persons entitled to select the underwriters), and then only in such quantity as the underwriters determine will not jeopardize the success of the offering by the Company. If the total amount of securities, including Registrable Securities, requested by shareholders to be included in such offering exceeds the amount of securities (sold other than by the Company) that the underwriters determine is compatible with the success of the offering, then the Company shall be required to include in the offering only that number of such securities, including Registrable Securities, which the underwriters determine will not jeopardize the success of the offering (the securities so included to be apportioned pro rata among the selling shareholders according to the total amount of securities entitled to be included therein owned by each selling shareholder or in such other proportions as shall mutually be agreed to by such selling stockholders).

Appears in 1 contract

Samples: Registration Rights Agreement (Forward Industries Inc)

Company Registration. If at any time after twelve (a12) If (but without any obligation to do so) from the Closing Date, the Company proposes to register (including for this purpose a registration effected by the Company for stockholders its shareholders other than the HoldersHolder) any of its stock or other securities Partnership Units under the Act in connection with the public offering of such securities solely for cash (other than (i) a registration relating to a demand pursuant to Section 1.2 or (ii) a registration relating solely to the sale of securities of to participants in a Company stock plan, a registration relating to a an acquisition or corporate reorganization or other transaction under Rule 145 of the Act, a registration on any form that does not include substantially the same information as would be required to be included in a registration statement covering the sale of the Registrable Securities, or ) including without limitation a registration in which the only Common Stock being registered is Common Stock issuable upon conversion of debt securities that are also being registered)Form S-3 Registration, the Company shall, at such time, promptly give each Holder written notice of such registration. In such event, if the Company intends to distribute the securities covered by the registration by means of an underwriting, the right of any Holder to include its Registrable Securities in such registration shall be conditioned upon such Holder’s participation in such underwriting and the inclusion of such Holder’s Registrable Securities in the underwriting (unless otherwise mutually agreed by a majority in interest of the Initiating Holders and such Holder) to the extent provided herein. All Holders proposing to distribute their securities through such underwriting shall enter into an underwriting agreement in customary form with the underwriter or underwriters selected for such underwriting by the Company (which underwriter or underwriters shall be reasonably acceptable to those Initiating Holders holding a majority of the Registrable Securities held by all Initiating Holders). Upon the written request of each Holder given within twenty (20) business days after mailing of such notice by the Company in accordance with Section 3.516 hereof, the Company shall, subject to the provisions of Section 1.3(c)9 hereof, use all commercially reasonable efforts to cause to be registered under the Act all of the Registrable Securities that each such Holder requests to be registered. Notwithstanding the rights provided in this Section 4, nothing herein shall relieve the Company of its obligations under Section 3 with respect to any Units not otherwise registered. If an offering in connection with which a Holder is entitled to registration under this Section 4 is an underwritten offering, each Holder whose Registrable Securities are included in such registration statement shall, unless otherwise agreed by the Company, offer and sell such Registrable Securities in such underwritten offering using the same underwriter or underwriters and, subject to the provisions of this Agreement including, without limitation, the Company's obligations with respect to registration expenses, on the same terms and conditions as other Partnership Units in such underwritten offering.

Appears in 1 contract

Samples: Registration Rights Agreement (Atlas Pipeline Partners Lp)

Company Registration. (a) If (but without any obligation to do so) at any time prior to the third anniversary of this Agreement, the Company proposes to register (including for this purpose a registration effected by the Company for stockholders other than the Holders) any of its stock or other securities under the Securities Act of 1933, as amended (the “Act”), in connection with the public offering of such securities solely for cash (other than (i) a registration relating to a demand pursuant to Section 1.2 or (ii) a registration relating solely to the sale of securities of participants in a Company stock plan, a registration relating to a corporate reorganization or transaction under Rule 145 of the Act, a registration on Form X-0, Xxxx X-0 or any form that which does not include substantially the same information as would be required to be included in a registration statement covering the sale of the Registrable Securities, or a registration Securities (as defined in which the only Common Stock being registered is Common Stock issuable upon conversion of debt securities that are also being registeredSection 1(a) below)), the Company shall, at each such time, promptly give each Holder Investor written notice of such registration. In such event, if the Company intends to distribute the securities covered by the registration by means of an underwriting, the right of any Holder to include its Registrable Securities in such registration shall be conditioned upon such Holder’s participation in such underwriting and the inclusion of such Holder’s Registrable Securities in the underwriting (unless otherwise mutually agreed by a majority in interest of the Initiating Holders and such Holder) to the extent provided herein. All Holders proposing to distribute their securities through such underwriting shall enter into an underwriting agreement in customary form with the underwriter or underwriters selected for such underwriting by the Company (which underwriter or underwriters shall be reasonably acceptable to those Initiating Holders holding a majority of the Registrable Securities held by all Initiating Holders). Upon the written request of each Holder an Investor given within twenty (20) days after mailing receipt of such written notice by from the Company in accordance with Section 3.5Company, the Company shall, subject to the provisions of Section 1.3(c), use all commercially reasonable efforts to shall cause to be registered under included in the Act registration statement all of the Registrable Securities that each such Holder requests the Investor has requested to be registeredregistered (a “Piggyback Registration Statement”); provided, however, that if the managing underwriter of any underwritten offering by the Company expresses reasonable written objection to the registration of all of the Registrable Securities, then the Registrable Securities which shall be registered in such offering on behalf of holders of Registrable Securities shall be reduced in the proportion equal to the average proportion of reduction as that of all such holders seeking registration in connection with such offering, subject to any rights granted to other holders of securities of the Company that are expressly by the terms of their agreements with the Company entitled to have priority registration rights. If, at any time after giving written notice of its intention to register any such Registrable Securities and prior to the effective date of the Piggyback Registration Statement filed in connection with such registration, the Company shall determine for any reason not to register or to delay registration of such Registrable Securities, the Company may, at its election, give written notice of such determination to each Investor and, thereupon, in the case of a determination not to register, the Company need not register any Registrable Securities in connection with such registration.

Appears in 1 contract

Samples: Registration Rights Agreement (Zulu Energy Corp.)

Company Registration. At any time after the Required Effective Date that there is not in existence an effective registration statement covering all of a Holder’s Registrable Securities (a) If (but without any obligation to do so) a “Precluded Holder”), if the Company proposes to register (including for this purpose a registration effected by the Company for stockholders other than the Holders) any of its stock or other securities under the Securities Act in connection with the public offering of such securities solely for cash (other than (i) a registration relating to a demand pursuant to Section 1.2 or (ii) a registration relating solely to the sale of securities of to participants in a Company stock plan, plan or a registration relating to a corporate reorganization or transaction under covered by Rule 145 of under the Securities Act, a registration in which the only stock being registered is Common Stock issuable upon conversion of debt securities which are also being registered, or any registration on any form that which does not include substantially the same information as would be required to be included in a registration statement covering the sale of the Registrable Securities, or a registration in which the only Common Stock being registered is Common Stock issuable upon conversion of debt securities that are also being registered), the Company shall, at such time, promptly give each such Precluded Holder written notice of such registration. In such event, if the Company intends to distribute the securities covered by the registration by means of an underwriting, the right of any Holder to include its Registrable Securities in such registration shall be conditioned upon such Holder’s participation in such underwriting and the inclusion of such Holder’s Registrable Securities in the underwriting (unless otherwise mutually agreed by a majority in interest of the Initiating Holders and such Holder) to the extent provided herein. All Holders proposing to distribute their securities through such underwriting shall enter into an underwriting agreement in customary form with the underwriter or underwriters selected for such underwriting by the Company (which underwriter or underwriters shall be reasonably acceptable to those Initiating Holders holding a majority of the Registrable Securities held by all Initiating Holders). Upon the written request of each Precluded Holder given within twenty fifteen (2015) days after mailing of such notice by the Company in accordance with Section 3.52.4, the Company shall, subject to the provisions of Section 1.3(c)1.6, use all commercially reasonable efforts to cause to be registered under the Securities Act all of the Registrable Securities that each such Precluded Holder requests has requested to be registered; provided, however, that in connection with any offering involving an underwriting of shares of the Company’s capital stock, the Company shall not be required under this Section 1.4 to include any of the Precluded Holders’ securities in such underwriting unless they accept the terms of the underwriting as agreed upon between the Company and the underwriters selected by it (or by other persons entitled to select the underwriters), and then only in such quantity as the underwriters determine will not jeopardize the success of the offering by the Company. If the total amount of securities, including Registrable Securities, requested by shareholders to be included in such offering exceeds the amount of securities (sold other than by the Company) that the underwriters determine is compatible with the success of the offering, then the Company shall be required to include in the offering only that number of such securities, including Registrable Securities, which the underwriters determine will not jeopardize the success of the offering (the securities so included to be apportioned pro rata among the selling shareholders according to the total amount of securities entitled to be included therein owned by each selling shareholder or in such other proportions as shall mutually be agreed to by such selling stockholders).

Appears in 1 contract

Samples: Registration Rights Agreement (Metro One Telecommunications Inc)

Company Registration. (a) If (but without any obligation to do so) -------------------- the Company proposes to register (including for this purpose a registration effected by the Company for stockholders other than the Holders) any of its stock or other securities under the Act in connection with the public offering of such securities solely for cash for its own account (other than (i) a registration relating to a demand pursuant to Section 1.2 or (ii) a registration relating solely to the sale of securities of to participants in a Company stock plan, a registration on Form S-4 (or its successor) relating to a corporate reorganization an offering of shares in connection with any acquisition of any entity or transaction under Rule 145 of the Actbusiness, a registration on any form that which does not include substantially the same information as would be required to be included in a registration statement covering the sale of the Registrable Securities, Securities or a registration in which the only Common Stock being registered is Common Stock issuable upon conversion of debt securities that or exercise of warrants which are also being registered)) and the Registrable Securities have not theretofore been included in a Shelf Registration Statement pursuant to Section 1.2 that remains effective, the Company shall, at such time, promptly give each Holder written notice of such registration. In such event, if the Company intends to distribute the securities covered by the registration by means of an underwriting, the right of any Holder to include its Registrable Securities in such registration shall be conditioned upon such Holder’s participation in such underwriting and the inclusion of such Holder’s Registrable Securities in the underwriting (unless otherwise mutually agreed by a majority in interest of the Initiating Holders and such Holder) to the extent provided herein. All Holders proposing to distribute their securities through such underwriting shall enter into an underwriting agreement in customary form with the underwriter or underwriters selected for such underwriting by the Company (which underwriter or underwriters shall be reasonably acceptable to those Initiating Holders holding a majority of the Registrable Securities held by all Initiating Holders). Upon the written request of each Holder given within twenty (20) 20 days after mailing of such notice by the Company in accordance with Section 3.5Company, the Company shall, subject to the provisions of Section 1.3(c)1.8, use all commercially reasonable efforts to cause to be registered under the Act all of the Registrable Securities that each such Holder requests has requested to be registered. The obligations of the Company under this Section 1.3 with respect to any particular offering may be waived at any time upon the written consent of Holders of a majority of the outstanding Registrable Securities. The right of any Holder to request inclusion of Registrable Securities held by it in any registration pursuant to this Section 1.3 shall terminate if all shares of Registrable Securities held or entitled to be held upon conversion by such Holder are eligible to be sold under Rule 144 under the Act during any 90-day period. In any event, such right shall terminate on the fifth anniversary of the date hereof.

Appears in 1 contract

Samples: Investors' Rights Agreement (SCP Private Equity Partners Ii Lp)

Company Registration. (a) If (but without any obligation to do so) Effective from the expiration of the Lock-Up Term until the [***] of such expiration, the Company proposes shall notify the Holders in writing at least ten (10) business days prior to register the filing of any registration statement (including for other than the Company's existing registration statement on Form S-3, SEC File No. 333-200092 and any related Prospectus, amendments or supplements thereto) ("Registration Notice") and will afford each Holder an opportunity, subject to the terms and conditions of this purpose Agreement, to include in such registration statement the number of Registrable Securities then held by such Holder that such Holder wishes to include in such registration statement. Each Holder desiring to include in any such registration statement all or any part of the Registrable Securities held by such Holder shall, within five (5) business days after receipt of the Registration Notice, so notify the Company in writing, and in such notification, inform the Company of the number of Registrable Securities such Holder wishes to include in such registration statement. If a Holder decides not to include Registrable Securities in any registration effected statement thereafter filed by the Company, such Holder shall nevertheless continue to have the right to include Registrable Securities in any subsequent registration statement or registration statements as may be filed by the Company for stockholders other than the Holders) any with respect to offerings of its stock or other securities under the Act in connection with the public offering of such securities (other than either by the Company or by its stockholders), all upon the terms and conditions set forth herein. Each Holder shall keep confidential and not disclose to any third party (i) a registration relating to a demand pursuant to Section 1.2 or its receipt of any Registration Notice and (ii) any information regarding the proposed offering as to which such notice is delivered, except as required by law, regulation or as compelled by subpoena. If a registration relating solely pursuant to the sale of securities of participants in a Company stock plan, a registration relating to a corporate reorganization or transaction under Rule 145 of the Act, a registration on any form that does not include substantially the same information as would be required to be included in a registration statement covering the sale of the Registrable Securities, or a registration in which the only Common Stock being registered this Section 2.2 is Common Stock issuable upon conversion of debt securities that are also being registered), the Company shall, at such time, promptly give each Holder written notice of such registration. In such event, if the Company intends to distribute the securities covered by the registration by means of an underwritingUnderwritten Offering, the right of any such Holder to include its Registrable Securities in such registration shall be conditioned upon such Holder’s 's participation in such underwriting and the inclusion of such Holder’s 's Registrable Securities in the underwriting (unless otherwise mutually agreed by a majority in interest of the Initiating Holders and such Holder) to the extent provided herein. All The Company and all Holders proposing to distribute their securities Registrable Securities through such underwriting shall enter into an underwriting agreement in customary form with the managing underwriter or underwriters selected for such underwriting underwriting. Notwithstanding any other provision of this Section 2 and subject to the prior rights of the parties to the Existing Registration Rights Agreement, if the managing underwriter for the Underwritten Offering determines in good faith that marketing factors require a limitation of the number of shares of Registrable Securities to be included in such Underwritten Offering and advises the Holders of such determination in writing, such Underwritten Offering shall include (i) first, the shares held by the Company parties to the Existing Registration Rights Agreement, (which underwriter or underwriters shall be reasonably acceptable to those Initiating Holders holding a majority ii) second, all Registrable Securities of the Holders allocated, if the amount is less than all the Registrable Securities requested to be sold, pro rata on the basis of the total number of Registrable Securities held by all Initiating such Holders). Upon ; and (ii) third, as many other securities proposed to be included in the written request of each Holder given within twenty (20) days after mailing of such notice Underwritten Offering by the Company and any Other Holders, allocated pro rata among the Company and such Other Holders, on the basis of the amount of securities requested to be included therein by the Company and each such Other Holder so that the total amount of securities to be included in accordance with Section 3.5such Underwritten Offering is the full amount that, in the written opinion of such managing underwriter, can be sold without materially and adversely affecting the success of such Underwritten Offering. Notwithstanding the foregoing, the Company shall, subject shall have the right to terminate or withdraw any registration initiated by it under this Section 2.2 prior to the provisions effectiveness of Section 1.3(c), use all commercially reasonable efforts such registration whether or not any Holder has elected to cause to be registered under the Act all of the Registrable Securities that each include securities in such Holder requests to be registeredregistration.

Appears in 1 contract

Samples: Investor Agreement (Macrogenics Inc)

Company Registration. (a) If (but without any obligation to do so) Effective from the expiration of the Lock-up Term, the Company proposes shall notify the Holders in writing at least twenty (20) days prior to register the filing of any Registration Statement (including for “Registration Notice”) and will afford each Holder an opportunity, subject to the terms and conditions of this purpose Agreement, to include in such Registration Statement the number of Registrable Securities then held by such Holder that such Holder wishes to include in such Registration Statement. Each Holder desiring to include in any such Registration Statement all or any part of the Registrable Securities held by such Holder shall, within ten (10) days after receipt of the Registration Notice, so notify the Company in writing, and in such notification, inform the Company of the number of Registrable Securities such Holder wishes to include in such Registration Statement. If a registration effected Holder decides not to include Registrable Securities in any Registration Statement thereafter filed by the Company, such Holder shall nevertheless continue to have the right to include such Registrable Securities in any subsequent Registration Statement or Registration Statements as may be filed by the Company for stockholders other than the Holders) any with respect to offerings of its stock or other securities under the Act in connection with the public offering of such securities (other than either by the Company or by its shareholders), all upon the terms and conditions set forth herein. Each Holder shall keep confidential and not disclose to any Third Party (i) a registration relating to a demand pursuant to Section 1.2 or its receipt of any Registration Notice and (ii) any information regarding the proposed offering as to which such notice is delivered, except as required by law, regulation or as compelled by subpoena. If a registration relating solely pursuant to the sale of securities of participants in a Company stock plan, a registration relating to a corporate reorganization or transaction under Rule 145 of the Act, a registration on any form that does not include substantially the same information as would be required to be included in a registration statement covering the sale of the Registrable Securities, or a registration in which the only Common Stock being registered this Section 2.2 is Common Stock issuable upon conversion of debt securities that are also being registered), the Company shall, at such time, promptly give each Holder written notice of such registration. In such event, if the Company intends to distribute the securities covered by the registration by means of an underwritingUnderwritten Offering, the right of any such Holder to include its Registrable Securities in such registration shall be conditioned upon such Holder’s participation in such underwriting and the inclusion of such Holder’s Registrable Securities in the underwriting (unless otherwise mutually agreed by a majority in interest of the Initiating Holders and such Holder) to the extent provided herein. All The Company and all Holders proposing to distribute their securities Registrable Securities through such underwriting shall enter into an underwriting agreement in customary form with the managing underwriter or underwriters selected for such underwriting by underwriting. Notwithstanding any other provision of this Section 2, if the Company managing underwriter for the Underwritten Offering determines in good faith that marketing factors require a limitation of the number of shares of Registrable Securities to be included in such Underwritten Offering and advises the Holders of such determination in writing, then the managing underwriter may exclude shares (which underwriter or underwriters shall be reasonably acceptable including up to those Initiating Holders holding a majority one hundred percent (100%) of the Registrable Securities) from the registration and the underwriting, with the number of Registrable Securities, if any, included in the registration and the underwriting being allocated to each of the Holders requesting inclusion of their Registrable Securities in such Registration Statement and all other Persons selling Ordinary Shares pursuant to such Registration Statement on a pro rata basis based on the total number of Ordinary Shares then held by all Initiating Holders)each such Holder or other shareholder. Upon Notwithstanding the written request of each Holder given within twenty (20) days after mailing of such notice by the Company in accordance with Section 3.5foregoing, the Company shall, subject shall have the right to terminate or withdraw any registration initiated by it under this Section 2.2 prior to the provisions effectiveness of Section 1.3(c), use all commercially reasonable efforts such registration whether or not any Holder has elected to cause to be registered under the Act all of the Registrable Securities that each include securities in such Holder requests to be registeredregistration.

Appears in 1 contract

Samples: Investor Agreement (uniQure N.V.)

Company Registration. (a) If (but without at any obligation to do so) time the Company proposes to register (including for this purpose a registration effected by the Company for stockholders other than the Holders) any of its stock or other securities under the Act Securities Act, whether or not for sale for its own account, on a form and in connection with a manner which would permit registration of its shares for sale to the public offering of such securities under the Securities Act (other than (i) a registration statement relating to a demand pursuant to Section 1.2 or (ii) a registration relating solely either to the sale of securities to employees of participants in the Company pursuant to a Company stock option, stock purchase or similar plan, a registration relating an offering or sale of securities pursuant to a corporate reorganization Form S-4 (or transaction under successor form) registration statement, or an SEC Rule 145 transaction), it will each such time give prompt written notice to the Holder of its intention to do so, describing such securities and specifying the form and manner and the other relevant facts involved in such proposed registration, and upon the written request of the ActHolder delivered to the Company within thirty (30) days after the giving of any such notice, a the Company will effect the registration on any form that does not include substantially under the same information Securities Act of all Registrable Securities which the Company has been so requested to register by the Holder to the extent required to permit the disposition (in accordance with the intended methods thereof as would be required aforesaid). The Company will use its commercially reasonable efforts to cause the Registrable Securities as to which registration shall have been so requested to be included in a registration statement covering the sale of the Registrable Securities, or a registration in which the only Common Stock being registered is Common Stock issuable upon conversion of debt securities that are also being registered), the Company shall, at such time, promptly give each Holder written notice of such registration. In such event, if the Company intends to distribute the securities to be covered by the registration statement proposed to be filed by means of an underwritingthe Company, the right of any Holder to include its Registrable Securities in such registration shall be conditioned upon such Holder’s participation in such underwriting and the inclusion of such Holder’s Registrable Securities in the underwriting (unless otherwise mutually agreed by a majority in interest of the Initiating Holders and such Holder) all to the extent provided hereinrequired to permit the sale or other disposition by the Holder of such Registrable Securities so registered. All Holders proposing If any registration pursuant to distribute their securities through this SECTION 3.2 shall be, in whole or in part, an underwritten public offering of securities, then the number of Registrable Securities to be included in such underwriting shall enter into an underwriting agreement in customary form with the underwriter or underwriters selected for such underwriting may be reduced by the Company (which if and to the extent that the managing underwriter or underwriters shall be reasonably acceptable to those Initiating Holders holding a majority of the Registrable Securities opinion that such inclusion would adversely affect the marketing, success or offering price of such offering as follows: first, all shares held by other persons requesting inclusion in such offering shall be reduced pro rata among such persons according to the number of shares requested by each such person to be registered, then all Initiating Holders). Upon shares held by the written request of each Holder given within twenty (20) days after mailing of such notice shall be reduced, and finally, shares to be sold by the Company in accordance with Section 3.5, the Company shall, subject to the provisions of Section 1.3(c), use all commercially reasonable efforts to cause to shall be registered under the Act all of the Registrable Securities that each such Holder requests to be registeredreduced.

Appears in 1 contract

Samples: Registration Rights Agreement (Network Computing Devices Inc)

Company Registration. (a) If (but without any obligation to do so) the Company proposes to register any of its stock (including for this purpose a registration effected by the Company for itself or stockholders other than the Holders) any of its stock or other securities under the 1933 Act in connection with the public offering of such securities (other than (i) a registration relating to a demand pursuant to Section 1.2 or (ii) a registration relating solely to the sale of securities of participants in a Company stock plan, a registration relating to a corporate reorganization or transaction under Rule 145 of the Act, a registration on any form that does not include substantially the same information as would be required to be included in a registration statement covering the sale of the Registrable Securities, or a registration in which the only Common Stock being registered is Common Stock issuable upon conversion of debt securities that are also being registered)securities, the Company shall, at such time, promptly give each Holder written notice of such registration. In On the request of each Holder given within thirty (30) days after such eventnotice by the Company, if the Company intends shall, subject to distribute the securities covered by provisions of Section 1.4(c), cause to be registered under the registration by means 1933 Act all of an underwriting, the Registrable Securities that each such Holder has requested to be registered. The Company shall have the right to terminate or withdraw any registration initiated by it under this Section 1.4 prior to the effectiveness of such registration, whether or not any Holder shall have elected to include its Registrable Securities securities in such registration. The expenses of such withdrawn registration shall be conditioned upon such borne by the Company in accordance with Section 1.8 hereof. In connection with any offering involving an underwriting of shares of the Company's capital stock, the Company shall not be required under this Section 1.4 to include any requesting Holder’s participation 's securities in such underwriting, unless such Holder accepts the terms of the underwriting as agreed between the Company and the inclusion of such Holder’s Registrable Securities in underwriters selected by it (or by other persons entitled to select the underwriting (unless otherwise mutually agreed by a majority in interest of the Initiating Holders underwriters) and such Holder) to the extent provided herein. All Holders proposing to distribute their securities through such underwriting shall enter enters into an underwriting agreement in customary form with the underwriter or underwriters selected for by the Company, and then only in such underwriting quantity as the underwriters determine in their sole discretion will not jeopardize the success of the offering by the Company. If the total amount of securities, including Registrable Securities, requested to be included in such offering exceeds the amount of securities sold other than by the Company (which underwriter or that the underwriters determine in their sole discretion is compatible with the success of the offering, then the Company shall be reasonably acceptable required to those Initiating Holders holding a majority include in the offering only that number of such Registrable Securities that the underwriters determine in their sole discretion will not jeopardize the success of the offering (the Registrable Securities held so included to be apportioned pro rata among the selling Holders according to the total amount of Registrable Securities entitled to be included therein owned by each selling Holder or in such other proportions as shall mutually be agreed to by such selling Holders); provided, that in no event shall the amount of Registrable Securities of the selling Holders included in the offering be reduced below 25% of the total amount of securities included in such offering; provided further, that the number of shares of Registrable Securities requested by the Holders to be included in such offering shall not be reduced unless all other securities, other than securities sold by the Company, are first entirely excluded from such offering. For purposes of such apportionment among Holders, for any selling stockholder that is a Holder of Registrable Securities and that is a partnership or corporation, the partners, retired partners and stockholders of such Holder, or the estates and family members of any such partners and retired partners and any trusts for the benefit of any of the foregoing persons shall be deemed to be a single "selling Holder", and any pro rata reduction with respect to such "selling Holder" shall be based on the aggregate amount of Registrable Securities owned by all Initiating Holders). Upon the written request of each Holder given within twenty (20) days after mailing of such notice by the Company in accordance with Section 3.5, the Company shall, subject to the provisions of Section 1.3(c), use all commercially reasonable efforts to cause to be registered under the Act all of the Registrable Securities that each such Holder requests to be registeredrelated entities and individuals.

Appears in 1 contract

Samples: Investors' Rights Agreement (Icm Asset Management Inc/Wa)

Company Registration. (a) If (but without If, at any obligation to do so) time, the Company proposes to register (including for this purpose a registration effected by under the Company for stockholders other than 1933 Act, or register or qualify under the Holders) laws of any state, any of its stock Common Stock or securities convertible into or exercisable for Common Stock, on a form under the 1933 Act permitting registration of secondary offerings, it will each such time give written notice of its intention to do so to each of the Holders. In the case of the registration for the initial public offering of the Company’s stock, the Company will give the Holders at least 30 days prior written notice of the proposed filing of the registration statement; and in the case of all subsequent registrations, the Company will give the Holders at least 20 days prior written notice of such proposed filing. If a Holder desires to participate in such registration or qualification of Common Stock, or other securities under securities, it shall notify the Act Company, within 20 days in the case of the initial registration and 15 days in the case of subsequent registrations, of the number of shares of Registrable Securities which it desires to have so included. In the event the Company decides to proceed with such registration or qualification, the Company will, at its sole expense, use its best efforts to cause all such Registrable Securities to be registered or qualified to permit the sale thereof; provided, however, that if, in connection with the public offering by the Company of Common Stock, or securities convertible into or exercisable for Common Stock, pursuant to a registration under the 1933 Act, the underwriter thereof shall impose a limitation on the number of shares of the Company’s stock or securities which may be included in any such registration statement because, in its judgment, the inclusion of such shares would materially and adversely affect such public offering, then the Company shall be obligated to include in such registration statement only such portion of the Registrable Securities requested to be registered under this Section 8 as the underwriter permits; provided that all other securities (other than (i) a those offered for the Company’s own account shall first be excluded from the registration relating to a demand pursuant to Section 1.2 or (ii) a registration relating solely to the sale of securities of participants in a Company stock plan, a registration relating to a corporate reorganization or transaction under Rule 145 statement and provided further that not more than 65% of the Act, a registration on any form that does not include substantially the same information as would be required shares to be included in a such registration statement covering shall be shares to be sold by the sale Company except that the Company may include greater than 65% of the Registrable Securities, or a registration in which the only Common Stock being registered is Common Stock issuable upon conversion of debt securities that are also being registered), the Company shall, at such time, promptly give each Holder written notice of such registration. In such event, if the Company intends shares to distribute the securities covered by the registration by means of an underwriting, the right of any Holder to include its Registrable Securities be included in such registration shall be conditioned upon such Holder’s participation in such underwriting and the inclusion of such Holder’s Registrable Securities in the underwriting (unless otherwise mutually agreed by a majority in interest of the Initiating Holders and such Holder) to the extent provided herein. All Holders proposing the aggregate of all such shares to distribute their be included therein, after allowing therein all securities through such underwriting shall enter into an underwriting agreement in customary form with the underwriter or underwriters selected for such underwriting offered other than by the Company, is less than the total number of shares permitted to be included by the underwriters. Such limitation will be imposed pro rata with respect to all Registrable Securities as to which inclusion has been requested pursuant to this Section 8.2. The Company (which underwriter or underwriters shall be reasonably acceptable to those Initiating Holders holding a majority bear all of the Registrable Securities held expense of all registrations pursuant to this Section 8.2, except for the pro rata portion of brokerage or underwriters, discounts or commissions relating to the shares sold on behalf of the Holders or Other Holders and the fees and expenses of any one special counsel retained by all Initiating such Holders or Other Holders). Upon It shall not be deemed a default of this Agreement if any such underwriter shall (a) establish a limitation on the written request number of each Holder given within twenty shares allowed to participate in any public offering of the Company’s stock which are not being sold for the Company’s account (20) days after mailing of such notice by the Company in accordance with Section 3.5, the Company shall, subject to the provisions of Section 1.3(c65!k limitation referred to above), use all commercially reasonable efforts to cause to be registered under or (b) shall require the Act all holders of the Registrable Securities that each such Holder requests Company’s stock, other than the Company, to be registeredagree to refrain from selling their stock to members of the public for some reasonable period of time (no longer than 180 days) after the date on which the Company’s stock is first offered to the public (so called lock-up provisions), or (c) shall establish any other reasonable limitations or restrictions applicable to the holders of the Company’s stock, as a condition to consummating the public offering.

Appears in 1 contract

Samples: Series B Preferred Stock and Warrant (Exa Corp)

Company Registration. (a) If (but without any obligation to do so) the Company proposes to register (including for this purpose a registration effected by the Company for stockholders other than the Holders) any of its capital stock or other equity securities (or other securities convertible into equity securities) under the 1933 Act in connection with the public offering of such securities solely for cash (other than (i) a registration relating to a demand pursuant to Section 1.2 or (ii) a registration on Form S-8 relating solely to the sale of securities of to participants in a Company stock plan, a registration relating to a corporate reorganization plan (or transaction under Rule 145 of the Act, other stock arrangement) or a registration on any form that does not include substantially the same information as would be required to be included in a registration statement covering the sale of the Registrable Securities, or a registration in which the only Common Stock being registered is Common Stock issuable upon conversion of debt securities that are also being registeredForm S-4), the Company shall, at such time, promptly give each Holder written notice of such registration. In such event, if the Company intends to distribute the securities covered by the registration by means of an underwriting, the right of any Holder to include its Registrable Securities in such registration shall be conditioned upon such Holder’s participation in such underwriting and the inclusion of such Holder’s Registrable Securities in the underwriting (unless otherwise mutually agreed by a majority in interest of the Initiating Holders and such Holder) to the extent provided herein. All Holders proposing to distribute their securities through such underwriting shall enter into an underwriting agreement in customary form with the underwriter or underwriters selected for such underwriting by the Company (which underwriter or underwriters shall be reasonably acceptable to those Initiating Holders holding a majority of the Registrable Securities held by all Initiating Holders). Upon the written request of each any Holder given within twenty (20) 20 days after mailing of such notice by the Company in accordance with Section 3.5Company, the Company shall, subject to the provisions of Section 1.3(c)1.8, use all commercially reasonable its best efforts to cause to be registered under the Act a registration statement covering all of the Registrable Securities that each such Holder requests has requested to be registeredregistered to become effective under the 1933 Act to the extent that such registration is permissible under the 1933 Act. If in the case of an underwritten registration requested pursuant to Section 1.3, the underwriter advises the Company in writing that marketing factors require a limitation of the number of shares to be underwritten, then the Company shall so advise all Holders of Registrable Securities which would otherwise be underwritten pursuant hereto, and all the Registrable Securities held by the Common Stockholders sought to be included in the underwriting shall be excluded pro rata among all such Common Stockholders (according to the number of Registrable Securities then held by each such Common Stockholder) until the number of shares by which the underwriters intend to reduce the registration has been reached. To the extent that further limitation is required, all the Registrable Securities held by the Investor Holders sought to be included in the underwriting shall be excluded pro rata among all such Investor Holders (according to the number of Registrable Securities then held by each such Investor Holder) until the number of shares by which the underwriters intend to reduce the registration has been reached. For the sake of clarity, no Registrable Securities requested by any Investor Holder to be included in a registration pursuant to Section 1.3 shall be excluded from the underwriting unless all Registrable Securities held by the Common Stockholders have first been excluded. The Company shall be under no obligation to complete any offering of its securities it proposes to make and shall incur no liability to any Holder for its failure to do so.

Appears in 1 contract

Samples: Registration Rights Agreement (BioTrove, Inc.)

Company Registration. (a) If (but without At any obligation to do so) time the Company proposes to register (including for this purpose a registration effected by the Company for stockholders other than the HoldersStockholders) any shares of its stock or other securities Common Stock under the Securities Act for sale (other than registration of the Common Stock for issuance or sale (a) pursuant to Section 1.3 hereof or (b) in connection with the public offering of such securities (other than (i) a registration relating to a demand pursuant to Section 1.2 employee or non-employee director compensation or benefit programs, (ii) a registration relating an exchange offer or an offering of securities solely to the sale of securities of participants in a Company stock plan, a registration relating to a corporate reorganization existing stockholders or transaction under Rule 145 employees of the ActCompany or (iii) an acquisition, a registration on any form that does not include substantially the same information as would be required to be included in merger or other business combination using a registration statement covering the sale of the Registrable Securities, on Form S-4 or a registration in which the only Common Stock being registered is Common Stock issuable upon conversion of debt securities that are also being registeredany successor or other appropriate form), the Company shall, at such time, promptly will give each Holder prompt written notice of such registration. In such (which, in any event, if the Company intends to distribute the securities covered by the registration by means of an underwriting, the right of any Holder to include its Registrable Securities in such registration shall be conditioned upon given no less than 15 days prior to the filing of a registration statement with respect to such Holder’s participation in such underwriting and the inclusion of such Holder’s Registrable Securities in the underwriting (unless otherwise mutually agreed by a majority in interest of the Initiating Holders and such Holderoffering) to the extent provided herein. All Holders proposing Stockholders of its intention so to distribute their securities through such underwriting shall enter into an underwriting agreement in customary form with the underwriter or underwriters selected for such underwriting by the Company (which underwriter or underwriters shall be reasonably acceptable to those Initiating Holders holding a majority of the Registrable Securities held by all Initiating Holders). Upon do and, upon the written request of each Holder given any Stockholder sent within twenty (20) 15 days after mailing the effective date of any such notice by the Company in accordance with Section 3.5notice, the Company shallwill, subject to the provisions of Section 1.3(c)Sections 1.5 and 1.7 hereof, use all commercially reasonable efforts its Best Efforts to cause all Registrable Securities as to which any such Stockholder or Stockholders shall have so requested registration, to be registered under the Act Securities Act, all to the extent necessary to permit the sale in such offering of the Registrable Securities that each so registered on behalf of such Holder requests Stockholder or Stockholders in the same manner as the Company (or stockholder other than one of the Stockholders, as the case may be) proposes to offer its shares of Common Stock. The Company shall use its Best Efforts to cause the managing underwriter or underwriters of a proposed underwritten offering to permit the Registrable Securities requested by the Stockholder or Stockholders to be registeredincluded in the registration for such offering on the same terms and conditions as the shares of Common Stock of the Company included therein. Notwithstanding the foregoing, if the managing underwriter or underwriters of such offering deliver an opinion to the Company and the requesting Stockholder or Stockholders that the total number of shares of Common Stock which the requesting Stockholder or Stockholders or the Company, and any other Persons, intend to include in such offering will in the good faith opinion of such managing underwriter or underwriters materially and adversely affect the success of such offering, then the number of shares of Common Stock to be offered for the account of the Stockholder(s) shall be reduced pro rata based upon the number of shares of Common Stock proposed to be sold by the Stockholder or Stockholders and any other Persons (excluding the Company and the stockholder(s) for whom the Company filed such Registration Statement) to the extent necessary to reduce the total number of shares of Common Stock to be included in such offering to the number of shares recommended by such managing underwriter.

Appears in 1 contract

Samples: Registration Rights Agreement (Xplor Energy Inc)

Company Registration. (a) If (but without any obligation to do so) the Company proposes to register (including for this purpose a registration effected by the Company for stockholders other than the HoldersPrice) any of its stock or other securities under the Securities Act of 1933 (the "Act") in connection with the public offering of such securities solely for cash (other than (i) a registration relating to a demand pursuant to Section 1.2 or (ii) a registration relating solely to the sale of securities of to participants in a Company stock plan, a registration relating to a corporate reorganization or transaction under Rule 145 of the Act, a registration on any form that which does not include substantially the same information as would be required to be included in a registration statement covering the sale of the Registrable Securities, or a registration in which shares underlying the only Common Stock being registered is Common Stock issuable upon conversion of debt securities that are also being registeredWarrant), the Company shall, at such time, promptly give each Holder Price written notice of such registration. In such event, if the Company intends to distribute the securities covered by the registration by means of an underwriting, the right of any Holder to include its Registrable Securities in such registration shall be conditioned upon such Holder’s participation in such underwriting and the inclusion of such Holder’s Registrable Securities in the underwriting (unless otherwise mutually agreed by a majority in interest of the Initiating Holders and such Holder) to the extent provided herein. All Holders proposing to distribute their securities through such underwriting shall enter into an underwriting agreement in customary form with the underwriter or underwriters selected for such underwriting by the Company (which underwriter or underwriters shall be reasonably acceptable to those Initiating Holders holding a majority of the Registrable Securities held by all Initiating Holders). Upon the written request of each Holder Price given within twenty (20) days after mailing receipt of such written notice by from the Company in accordance with Section 3.5Company, the Company shall, subject to the provisions of Section 1.3(c)this Section, use all commercially reasonable efforts to cause to be registered under the Act all of the Registrable Securities that each such Holder requests shares Price has requested to be registered. If Price elects not to include all of its shares in any registration by the Company, Price shall nevertheless continue to have the right to include any shares in any subsequent registration(s) by the Company of offerings of its securities, all subject to the terms, conditions and limitations set forth herein. In connection with any offering involving an underwriting of shares being issued by the Company, the Company shall not be required to include any of Price's securities in such underwriting unless they accept the terms of the underwriting as agreed upon between the Company and the underwriters selected by it, and then only in such quantity as will not, in the opinion of the underwriters, jeopardize the success of the offering by the Company. If the total amount of securities, including shares held by Price, requested by stockholders to be included in such offering exceeds the amount of securities sold other than by the Company that the underwriters reasonably believe compatible with the success of the offering, then the underwriter(s) may exclude such shares (including shares held by Price) which the underwriters believe will jeopardize the success of the offering from the registration and the underwriting.

Appears in 1 contract

Samples: Warrant Agreement (Digitalthink Inc)

Company Registration. (a) If (but without any obligation to do so) the Company proposes to register (including for this purpose a registration effected by the Company for stockholders other than the Holders) any of its stock or other securities under the Act in connection with the public offering of such securities solely for cash (other than (i) a registration relating to a demand pursuant to Section 1.2 or (ii) a registration relating solely to the sale of securities of to participants in a Company stock plan, a registration on Form S-4 (or its successor) relating to a corporate reorganization an offering of shares in connection with any acquisition of any entity or transaction under Rule 145 of the Actbusiness, a registration on any form that which does not include substantially the same information as would be required to be included in a registration statement covering the sale of the Registrable Securities, Securities or a registration in which the only Common Stock being registered is Common Stock issuable upon conversion of debt securities that or exercise of warrants which are also being registered)) and the Registrable Securities have not theretofore been included in a Shelf Registration Statement pursuant to Section 1.2 that remains effective, the Company shall, at such time, promptly give each Holder written notice of such registration. In such event, if the Company intends to distribute the securities covered by the registration by means of an underwriting, the right of any Holder to include its Registrable Securities in such registration shall be conditioned upon such Holder’s participation in such underwriting and the inclusion of such Holder’s Registrable Securities in the underwriting (unless otherwise mutually agreed by a majority in interest of the Initiating Holders and such Holder) to the extent provided herein. All Holders proposing to distribute their securities through such underwriting shall enter into an underwriting agreement in customary form with the underwriter or underwriters selected for such underwriting by the Company (which underwriter or underwriters shall be reasonably acceptable to those Initiating Holders holding a majority of the Registrable Securities held by all Initiating Holders). Upon the written request of each Holder given within twenty (20) 20 days after mailing of such notice by the Company in accordance with Section 3.5Company, the Company shall, subject to the provisions of Section 1.3(c)1.8, use all commercially reasonable efforts to cause to be registered under the Act all of the Registrable Securities that each such Holder requests has requested to be registered. The obligations of the Company under this Section 1.3 with respect to any particular offering may be waived at any time upon the written consent of Holders a majority of the outstanding Registrable Securities. The right of any Holder to request inclusion of Registrable Securities held by it in any registration pursuant to this Section 1.3 shall terminate if all shares of Registrable Securities held or entitled to be held upon conversion by such Holder are eligible to be sold under Rule 144 under the Act during any 90-day period. In any event, such right shall terminate on the fifth anniversary of the date hereof.

Appears in 1 contract

Samples: Investors' Rights Agreement (Usdata Corp)

Company Registration. (a) If (but without any obligation On or prior to do so) each Filing Date, the Company proposes to register (including for this purpose a registration effected by the Company for stockholders other than the Holders) any of its stock or other securities under the Act in connection shall prepare and file with the public offering of such securities (other than (i) Commission a registration relating to a demand pursuant to Section 1.2 or (ii) a registration relating solely to the sale of securities of participants in a Company stock plan, a registration relating to a corporate reorganization or transaction under Rule 145 of the Act, a registration on any form that does not include substantially the same information as would be required to be included in a registration statement Registration Statement covering the sale resale of all of the Registrable Securities, or Securities for an offering to be made on a registration in which the only Common Stock being registered is Common Stock issuable upon conversion of debt securities that are also being registered), the Company shall, at such time, promptly give each Holder written notice of such registrationcontinuous basis pursuant to Rule 415. In such event, Each Registration Statement filed hereunder shall be on Form S-3 (except if the Company intends is not then eligible to distribute register for resale the securities covered by the registration by means of an underwriting, the right of any Holder to include its Registrable Securities on Form S-3, in which case such registration shall be conditioned upon such Holder’s participation in such underwriting and the inclusion of such Holder’s Registrable Securities in the underwriting (unless otherwise mutually agreed by a majority in interest of the Initiating Holders and such Holder) to the extent provided herein. All Holders proposing to distribute their securities through such underwriting shall enter into an underwriting agreement in customary on another appropriate form with the underwriter or underwriters selected for such underwriting by the Company (which underwriter or underwriters shall be reasonably acceptable to those Initiating Holders holding a majority of the Registrable Securities held by all Initiating Holders). Upon the written request of each Holder given within twenty (20) days after mailing of such notice by the Company in accordance with Section 3.5, the Company shallherewith, subject to the provisions of Section 1.3(c2(e), use all commercially reasonable efforts to cause to be registered under the Act all ) and shall contain (unless otherwise directed by Holders of at least a majority in interest of the Registrable Securities that each such Holder requests then outstanding) substantially the “Plan of Distribution” attached hereto as Annex A. Subject to the terms of this Agreement, the Company shall use its best efforts to cause a Registration Statement filed under this Agreement (including, without limitation, under Section 3(c)) to be registereddeclared effective under the Securities Act as promptly as possible after the filing thereof, but in any event no later than the applicable Effectiveness Date, and shall use its best efforts to keep such Registration Statement continuously effective under the Securities Act until all Registrable Securities covered by such Registration Statement (i) have been sold, thereunder or pursuant to Rule 144, or (ii) may be sold without volume or manner-of-sale restrictions pursuant to Rule 144 and without the requirement for the Company to be in compliance with the current public information requirement under Rule 144, as determined by the counsel to the Company pursuant to a written opinion letter to such effect, addressed and acceptable to the Transfer Agent and the affected Holders (assuming that such securities and any securities issuable upon exercise, conversion or exchange of which, or as a dividend upon which, such securities were issued or are issuable, were at no time held by any Affiliate of the Company) (the “Effectiveness Period”). The Company shall telephonically request effectiveness of a Registration Statement as of 5:00 p.m. Eastern Time on a Trading Day. The Company shall immediately notify the Holders via facsimile or by e-mail of the effectiveness of a Registration Statement on the same Trading Day that the Company telephonically confirms effectiveness with the Commission, which shall be the date requested for effectiveness of such Registration Statement. The Company shall, by 9:30 a.m. Eastern Time on the within the time constraints proscribed by Rule 424 of the Securities Act, after the effective date of such Registration Statement, file a final Prospectus with the Commission if so required by Rule 424. Failure to so notify the Holder within one (1) Trading Day of such notification of effectiveness or failure to file a final Prospectus (if required) as foresaid shall be deemed an Event under Section 2(d).

Appears in 1 contract

Samples: Registration Rights Agreement (Genius Brands International, Inc.)

Company Registration. (a) If (but without at any obligation to do so) time the Company proposes to register (including for this purpose a registration effected by the Company for stockholders other than the Holders) any of its stock or other securities under the Act Securities Act, whether or not for sale for its own account, on a form and in connection with a manner which would permit registration of its shares for sale to the public offering of such securities under the Securities Act (other than (i) a registration statement relating to a demand pursuant to Section 1.2 or (ii) a registration relating solely either to the sale of securities to employees of participants in the Company pursuant to a Company stock option, stock purchase or similar plan, a registration relating an offering or sale of securities pursuant to a corporate reorganization Form S-4 (or transaction under successor form) registration statement, or an SEC Rule 145 transaction), it will each such time give prompt written notice to the Holder of its intention to do so, describing such securities and specifying the form and manner and the other relevant facts involved in such proposed registration, and upon the written request of the ActHolder delivered to the Company within thirty (30) days after the giving of any such notice, a the Company will effect the registration on any form that does not include substantially under the same information Securities Act of all Registrable Securities which the Company has been so requested to register by the Holder to the extent required to permit the disposition (in accordance with the intended methods thereof as would be required aforesaid). The Company will use its commercially reasonable efforts to cause the Registrable Securities as to which registration shall have been so requested to be included in a registration statement covering the sale of the Registrable Securities, or a registration in which the only Common Stock being registered is Common Stock issuable upon conversion of debt securities that are also being registered), the Company shall, at such time, promptly give each Holder written notice of such registration. In such event, if the Company intends to distribute the securities to be covered by the registration statement proposed to be filed by means of an underwritingthe Company, the right of any Holder to include its Registrable Securities in such registration shall be conditioned upon such Holder’s participation in such underwriting and the inclusion of such Holder’s Registrable Securities in the underwriting (unless otherwise mutually agreed by a majority in interest of the Initiating Holders and such Holder) all to the extent provided hereinrequired to permit the sale or other disposition by the Holder of such Registrable Securities so registered. All Holders proposing If any registration pursuant to distribute their securities through this SECTION 3.2 shall be, in whole or in part, an underwritten public offering of securities, then the number of Registrable Securities to be included in such underwriting shall enter into an underwriting agreement in customary form with the underwriter or underwriters selected for such underwriting may be reduced by the Company (which if and to the extent that the managing underwriter or underwriters shall be reasonably acceptable to those Initiating Holders holding a majority of the Registrable Securities opinion that such inclusion would adversely affect the marketing, success or offering price of such offering as follows: first, all shares held by other persons requesting inclusion in such offering shall be reduced pro rata among such persons according to the number of shams requested by each such person to be registered, then all Initiating Holders). Upon shares held by the written request of each Holder given within twenty (20) days after mailing of such notice shall be reduced, and finally, shares to be sold by the Company in accordance with Section 3.5, the Company shall, subject to the provisions of Section 1.3(c), use all commercially reasonable efforts to cause to shall be registered under the Act all of the Registrable Securities that each such Holder requests to be registeredreduced.

Appears in 1 contract

Samples: Registration Rights Agreement (Network Computing Devices Inc)

Company Registration. At any time after the Required Effective Date that there is not in existence an effective registration statement (aor registration statements) If covering a Holder’s Registrable Securities (but without any obligation to do so) a “Precluded Holder”), if the Company proposes to register (including for this purpose a registration effected by the Company for stockholders other than the Holders) any of its stock or other securities under the Securities Act in connection with the public offering of such securities solely for cash (other than (i) a registration relating to a demand pursuant to Section 1.2 or (ii) a registration relating solely to the sale of securities of to participants in a Company stock plan, plan or a registration relating to a corporate reorganization or transaction under covered by Rule 145 of under the Securities Act, a registration in which the only stock being registered is Common Stock issuable upon conversion of debt securities which are also being registered, or any registration on any form that which does not include substantially the same information as would be required to be included in a registration statement covering the sale of the Registrable Securities, or a registration in which the only Common Stock being registered is Common Stock issuable upon conversion of debt securities that are also being registered), the Company shall, at such time, promptly give each such Precluded Holder written notice of such registration. In such event, if the Company intends to distribute the securities covered by the registration by means of an underwriting, the right of any Holder to include its Registrable Securities in such registration shall be conditioned upon such Holder’s participation in such underwriting and the inclusion of such Holder’s Registrable Securities in the underwriting (unless otherwise mutually agreed by a majority in interest of the Initiating Holders and such Holder) to the extent provided herein. All Holders proposing to distribute their securities through such underwriting shall enter into an underwriting agreement in customary form with the underwriter or underwriters selected for such underwriting by the Company (which underwriter or underwriters shall be reasonably acceptable to those Initiating Holders holding a majority of the Registrable Securities held by all Initiating Holders). Upon the written request of each Precluded Holder given within twenty fifteen (2015) days after mailing of such notice by the Company in accordance with Section 3.52.4, the Company shall, subject to the provisions of Section 1.3(c)1.7, use all commercially reasonable efforts to cause to be registered under the Securities Act all of the Registrable Securities that each such Precluded Holder requests has requested to be registered.; provided, however, that in connection with any offering involving an underwriting of shares of the Company’s capital stock, the Company shall not be required under this Section 1.4 to include any of the Precluded Holders’ securities in such underwriting unless they accept the terms of the underwriting as agreed upon between the Company and the underwriters selected by it (or by other persons entitled to select the underwriters), and then only in such quantity as the underwriters determine will not jeopardize the success of the offering by the Company. If the total amount of securities, including Registrable Securities, requested by stockholders to be included in such offering exceeds the amount of securities sold other than by the Company that the underwriters determine is compatible with the success of the offering, then the Company shall be required to include in the offering only that number of such securities, including Registrable Securities, which the underwriters determine will not jeopardize the success of the offering (the securities so included to be apportioned pro rata among the selling stockholders according to the total amount of securities entitled to be included therein owned by each selling stockholder or in such other proportions as shall mutually be agreed to by such selling stockholders) but in no event shall the amount of securities of the selling Precluded Holders included in the offering be reduced below thirty percent (30%) of the total amount of securities included in such offering, unless such offering does not include the shares of any other selling shareholders, in which event any or all of Holder’s Registrable Securities may be excluded..

Appears in 1 contract

Samples: Registration Rights Agreement (Vixel Corp)

Company Registration. (a) If (but without any obligation to do so) the Company at any time proposes to register (including for this purpose a registration effected by the Company for stockholders other than the Holders) any of its stock unregistered equity or other debt securities under the Act in connection with Securities Act, for sale to the public offering public, whether for its own account or for the account of such any holder or holders of any class of the Company's unregistered equity or debt securities (other than (i) a except with respect to registration relating to a demand pursuant to Section 1.2 statements on Forms S-4 or (ii) a registration relating solely to the sale of securities of participants in a Company stock plan, a registration relating to a corporate reorganization S-8 or transaction under Rule 145 of the Act, a registration on any another form that does not include substantially the same information as would be required to be included in a registration statement covering available for registering the sale of the Registrable Securities, or a registration in which Securities to the only Common Stock being registered is Common Stock issuable upon conversion of debt securities that are also being registeredpublic generally), the Company shall, at such time, promptly shall give each Holder written notice of such registrationproposed registration to Ells no later than thirty (30) days prior to the filing of the Regisxxxxion Statement with respect to such sale. Subject to the terms of this Rights Agreement, such written notice shall offer Ells the opportunity to register such number of shares of Registrablx Xxcurities as Ells may request on the same terms and conditions as the other securxxxxs being registered. In such event, if the Company intends EXHIBIT C (to distribute the securities covered by the registration by means of an underwriting, the right of any Holder Form 13D) C-2 event that Ells desires to include its have his Registrable Securities included in such registration Regxxxxation Statement, he shall be conditioned upon such Holder’s participation so advise the Company, in such underwriting and the inclusion of such Holder’s Registrable Securities in the underwriting writing, within fifteen (unless otherwise mutually agreed by a majority in interest of the Initiating Holders and such Holder15) to the extent provided herein. All Holders proposing to distribute their securities through such underwriting shall enter into an underwriting agreement in customary form with the underwriter or underwriters selected for such underwriting by the Company (which underwriter or underwriters shall be reasonably acceptable to those Initiating Holders holding a majority of the Registrable Securities held by all Initiating Holders). Upon the written request of each Holder given within twenty (20) business days after mailing the date of such notice by from the Company in accordance with Company. The notice from Ells shall also state the number of Registrable Securities that Ells xxxires to be registered. Subject to the limitations set forth xx xhis Section 3.52.1, the Company shall, subject to the provisions of Section 1.3(c), use all commercially reasonable efforts to shall cause to be registered under the Act included in such Registration Statement all or any part of the Registrable Securities that each such Holder requests Ells requests, to be registered therein. In the event that any regisxxxxion pursuant to this Section 2.1 shall be, in whole or in part, an underwritten public offering of Registrable Securities of the Company, the obligation of the Company to register the sale of Registrable Securities by Ells shall be conditioned upon Ells becoming subject to the terms anx xxnditions of the underwritinx xxreement between the Company and the underwriter or underwriters in such offering. In addition thereto, if, in connection with any underwritten public offering of Registrable Securities, the managing underwriter shall, pursuant to a written opinion, impose a limitation on the number of shares of such Registrable Securities which may be included in any such Registration Statement because such underwriter has made a good faith determination that the inclusion of Ells' Registrable Securities will materially reduce the per share prxxx of the unregistered securities being registered and sold by the Company, and there is excluded from such Registration Statement all shares of Registrable Securities sought to be included therein (i) first by any holder thereof not having any such contractual, incidental registration rights, and (ii) second by any holder thereof having contractual, incidental registration rights subordinate and junior to the rights of Ells, then the Company shall be obligated to include in such Registrxxxxn Statement only the pro rata portion of the Registrable Securities then owed by Ells. Notwithstanding the above, at no time shall the Company registxx xereunder less than thirty percent (30%) of the total value of the Registrable Securities then owned by Ells that Ells has requested be so registered.

Appears in 1 contract

Samples: Registration Rights Agreement (Ells Timothy A)

Company Registration. (a) If (but without any obligation to do so) the Company proposes to register (including for this purpose a registration effected by the Company for stockholders other than the Holders) conduct an underwritten public offering of any of its stock or other equity securities solely for cash pursuant to an effective registration statement under the Securities Act (other than registrations on Form S-8 or S-4 (or any successor forms) or registrations in connection with the public dividend reinvestment plans and stock purchase plans) including any such offering of such securities (other than (i) a registration relating to a demand undertaken pursuant to Section 1.2 or (ii) a registration relating solely to the sale of securities of participants in a Company stock plan2.3, a registration relating to a corporate reorganization or transaction under Rule 145 of the Act, a registration on any form that does not include substantially the same information as would be required to be included in a registration statement covering the sale of the Registrable Securities, or a registration in which the only Common Stock being registered is Common Stock issuable upon conversion of debt securities that are also being registered), then the Company shall, at such time, shall promptly give each Holder written notice of such registration. In such event, if the Company intends to distribute the securities covered by the registration by means of an underwriting, the right of any Holder to include its Registrable Securities in such registration shall be conditioned upon such Holder’s participation in such underwriting and the inclusion of such Holder’s Registrable Securities in the underwriting (unless otherwise mutually agreed by a majority in interest of the Initiating Holders and such Holder) to the extent provided herein. All Holders proposing to distribute their securities through such underwriting shall enter into an underwriting agreement in customary form with the underwriter or underwriters selected for such underwriting by the Company (which underwriter or underwriters shall be reasonably acceptable to those Initiating Holders holding a majority of the Registrable Securities held by all Initiating Holders)proposed underwritten offering. Upon the written request of each any Holder given within twenty (20) days after mailing receipt of such notice by from the Company in accordance with Section 3.5Company, the Company shall, subject to the provisions of Section 1.3(c)2.5, use all commercially reasonable efforts to cause to be registered under the Act included in such offering all of the Registrable Securities that each such Holder requests to be registeredincluded therein. The Company shall have the right to select the managing underwriter(s) for any underwritten registration not made pursuant to Section 2.3. All Holders proposing to distribute their Registrable Securities through such underwriting shall (together with the Company) enter into an underwriting agreement in customary form, and such other agreements, including, but not limited to, custody agreements and lock-up agreements, requested by the managing underwriters, so long as all Holders participating in such underwritten offering are required to enter into substantially similar custody agreements or lock-up agreements, as the case may be; provided that no Holder shall be required to make any representations or warranties or give any indemnities other than those related to title and ownership of, and power and authority to transfer, shares and as to the accuracy and completeness of statements made in a registration statement, prospectus or other document in reliance upon, and in conformity with, written information prepared and furnished to the Company or the managing underwriter(s) by such Holder pertaining exclusively to such Holder. No registration of Registrable Securities effected under this Section 2.4 shall relieve the Company of its obligations pursuant to Sections 2.1, 2.2 or 2.3. As of the date of this Agreement, the Company has not entered into any agreement (other than the Settlement Agreement and Release dated November 10, 2003 relating to X.X. Xxxxx & Co. (the “Settlement Agreement”)) providing any Person with registration rights with respect to securities of the Company that are equal to, or more favorable in any respect than, or that otherwise would conflict with, the rights granted under this Section 2.4. From and after the date of this Agreement, the Company shall not, other than the agreement to be entered into in connection with the shares to be issued in the Grace settlement in the form provided to the Holders prior to the entry into the Merger Agreement, (a) enter into any agreement providing any Person with registration rights with respect to securities of the Company that are equal to, or more favorable in any respect than, or that otherwise would conflict with, the rights granted under this Section 2.4 and which does not expressly provide that the Holders in this Agreement have priority over such Persons in any subsequent registration statement or (b) with respect to the Company’s securities, enter into any agreement or arrangement, take any action, or permit any change to occur that violates or subordinates the rights expressly granted to the Holders in this Agreement. Notwithstanding any other provision hereof, Unilever and its Affiliates shall have no rights of notice, to registration or otherwise under this Section 2.4.

Appears in 1 contract

Samples: Registration Rights Agreement (Sealed Air Corp/De)

Company Registration. (a) If (but without any obligation to do so) the Company proposes to register (including for this purpose a registration effected by the Company for stockholders other than the Holders) any shares of its stock or other securities Common Stock under the Securities Act in connection with the public offering of such securities solely for cash (other than (i) a registration relating to a demand pursuant to Section 1.2 or (ii) a registration relating solely to the sale of securities of to employees pursuant to stock option awards and/or to participants in a Company employee benefit or stock plan, a registration relating to a corporate reorganization or transaction under Rule 145 of the Act, a registration on any form that which does not include substantially the same information, other than information related to the selling stockholders or their plan of distribution, as would be required to be included in a registration statement covering the sale of the Registrable Securities, or a registration in which the only Common Stock being registered is Common Stock issuable upon conversion of debt securities that are also being registered), the Company shall, at such time, promptly give each Holder written notice of such registration. In such event, if the Company intends to distribute the securities covered by the registration by means of an underwriting, the right of any Holder to include its Registrable Securities in such registration shall be conditioned upon such Holder’s participation in such underwriting and the inclusion of such Holder’s Registrable Securities in the underwriting (unless otherwise mutually agreed by a majority in interest of the Initiating Holders and such Holder) to the extent provided herein. All Holders proposing to distribute their securities through such underwriting shall enter into an underwriting agreement in customary form with the underwriter or underwriters selected for such underwriting by the Company (which underwriter or underwriters shall be reasonably acceptable to those Initiating Holders holding a majority of the Registrable Securities held by all Initiating Holders). Upon the written request of each Holder given within twenty (20) days after mailing of such notice by the Company in accordance with Section 3.5Company, the Company shall, subject to the provisions of the immediately preceding sentence and Section 1.3(c)7(h) hereof, use all commercially reasonable efforts to cause to be registered under the Securities Act all of the Registrable Securities that each such Holder requests has requested to be so registered. Notwithstanding anything herein to the contrary, in the case of a registration required to be undertaken by the Company pursuant to the Preferred Rights (a "Limited Piggyback Registration"), the Company shall not be required to include any Registrable Securities in such Limited Piggyback Registration if either (i) the Preferred Holders (whose determination shall be made by Preferred Holders holding a majority of the securities covered by such demand registration rights which are to be included in such registration) or the managing underwriter (in the case of an underwritten offering) determine in good faith that the inclusion of any or all of the Registrable Securities would be detrimental to the offering of the Preferred Holders' securities or any securities to be sold in such registration for the Company's account or (ii) the number of Other Securities to be included in such registration would be reduced by the inclusion of the Registrable Securities in such registration. In the event the number of shares of Registrable Securities requested by Holders to be included in a registration is reduced by application of the immediately preceding sentence, the number of Registrable Securities to be included in the registration statement shall be allocated among the Holders who have provided the notice required by this Section 7(c) and VVI in proportion (as nearly as practicable) to the number of Registrable Securities or VVI Securities requested to be included in such registration by such Holder or VVI and which would be eligible for inclusion in such registration but for the application of the immediately preceding sentence or application of a similar provision contained in the VVI Warrant. Moreover, in the case of a registration required to be undertaken by the Company pursuant to registration rights granted to VVI pursuant to the VVI Warrant (a "VVI Piggyback Registration"), the Company shall not be required to include any Registrable Securities in such VVI Piggyback Registration if the number of VVI Securities to be included in such registration would be reduced by the inclusion of the Registrable Securities in such registration. In the event the number of shares of Registrable Securities requested by Holders to be included in a registration is reduced by application of the immediately preceding sentence, the number of Registrable Securities to be included in the registration statement shall be allocated among the Holders who have provided the notice required by this Section 7(c) in proportion (as nearly as practicable) to the number of Registrable Securities requested to be included in such registration by such Holder and which would be eligible for inclusion in such registration but for the application of the immediately preceding sentence.

Appears in 1 contract

Samples: National Media Corp

Company Registration. (a) If (but without any obligation to do so) the Company proposes to register (including for this purpose a registration effected by the Company for stockholders other than the Holders) any of its stock or other securities under the Act in connection with the public offering of such securities solely for cash for its own account (other than (i) a registration relating to a demand pursuant to Section 1.2 or (ii) a registration relating solely to the sale of securities of to participants in a Company stock plan, a registration on Form S-4 (or its successor) relating to a corporate reorganization an offering of shares in connection with any acquisition of any entity or transaction under Rule 145 of the Actbusiness, a registration on any form that which does not include substantially the same information as would be required to be included in a registration statement covering the sale of the Registrable Securities, Securities or a registration in which the only Common Stock being registered is Common Stock issuable upon conversion of debt securities that or exercise of warrants which are also being registered)) and the Registrable Securities have not theretofore been included in a Shelf Registration Statement pursuant to Section 1.2 that remains effective, the Company shall, at such time, promptly give each Holder written notice of such registration. In such event, if the Company intends to distribute the securities covered by the registration by means of an underwriting, the right of any Holder to include its Registrable Securities in such registration shall be conditioned upon such Holder’s participation in such underwriting and the inclusion of such Holder’s Registrable Securities in the underwriting (unless otherwise mutually agreed by a majority in interest of the Initiating Holders and such Holder) to the extent provided herein. All Holders proposing to distribute their securities through such underwriting shall enter into an underwriting agreement in customary form with the underwriter or underwriters selected for such underwriting by the Company (which underwriter or underwriters shall be reasonably acceptable to those Initiating Holders holding a majority of the Registrable Securities held by all Initiating Holders). Upon the written request of each Holder given within twenty (20) 20 days after mailing of such notice by the Company in accordance with Section 3.5Company, the Company shall, subject to the provisions of Section 1.3(c)1.8, use all commercially reasonable efforts to cause to be registered under the Act all of the Registrable Securities that each such Holder requests has requested to be registered. The obligations of the Company under this Section 1.3 with respect to any particular offering may be waived at any time upon the written consent of Holders of a majority of the outstanding Registrable Securities. The right of any Holder to request inclusion of Registrable Securities held by it in any registration pursuant to this Section 1.3 shall terminate if all shares of Registrable Securities held or entitled to be held upon conversion by such Holder are eligible to be sold under Rule 144 under the Act during any 90-day period. In any event, such right shall terminate on the fifth anniversary of the date hereof.

Appears in 1 contract

Samples: Investors' Rights Agreement (Usdata Corp)

Company Registration. (a) If (but without any obligation to do so) the Company proposes to register any of its stock (including for this purpose a registration effected by the Company for stockholders other than the Holders) any of its stock or other securities under the 1933 Act in connection with the public offering of such securities (other than (i) a registration relating to a demand pursuant to Section 1.2 or (ii) a registration relating solely to the sale of securities of participants in a Company stock plan, a registration relating to a corporate reorganization or transaction under Rule 145 of the Act, a registration on any form that does not include substantially the same information as would be required to be included in a registration statement covering the sale of the Registrable Securities, or a registration in which the only Common Stock being registered is Common Stock issuable upon conversion of debt securities that are also being registered)securities, the Company shall, at such time, promptly give each Holder written notice of such registration. In On the request of each Holder given within thirty (30) days after such eventnotice by the Company, if the Company intends shall, subject to distribute the securities covered by provisions of Section 1.4(c), cause to be registered under the registration by means 1933 Act all of an underwriting, the Registrable Securities that each such Holder has requested to be registered. The Company shall have the right to terminate or withdraw any registration initiated by it under this Section 1.4 prior to the effectiveness of such registration, whether or not any Holder shall have elected to include its Registrable Securities securities in such registration. The expenses of such withdrawn registration shall be conditioned upon such borne by the Company in accordance with Section 1.8 hereof. In connection with any offering involving an underwriting of shares of the Company's capital stock, the Company shall not be required under this Section 1.4 to include any requesting Holder’s participation 's securities in such underwriting, unless such Holder accepts the terms of the underwriting as agreed between the Company and the inclusion of such Holder’s Registrable Securities in underwriters selected by it (or by other persons entitled to select the underwriting (unless otherwise mutually agreed by a majority in interest of the Initiating Holders underwriters) and such Holder) to the extent provided herein. All Holders proposing to distribute their securities through such underwriting shall enter enters into an underwriting agreement in customary form with the underwriter or underwriters selected for by the Company, and then only in such underwriting quantity as the underwriters determine in their sole discretion will not jeopardize the success of the offering by the Company. If the total amount of securities, including Registrable Securities, requested by the Holders to be included in such offering exceeds the amount of Registrable Securities sold other than by the Company (which underwriter or that the underwriters determine in their sole discretion is compatible with the success of the offering, then the Company shall be reasonably acceptable required to those Initiating Holders holding a majority include in the offering only that number of such Registrable Securities that the underwriters determine in their sole discretion will not jeopardize the success of the offering (the Registrable Securities held so included to be apportioned pro rata among the selling Holders according to the total amount of Registrable Securities entitled to be included therein owned by each selling Holder or in such other proportions as shall mutually be agreed to by such selling Holders); provided, that in no event shall the amount of Registrable Securities of the selling Holders included in the offering be reduced below twenty-five percent of the total amount of securities included in such offering; provided further, that the number of shares of Registrable Securities requested by the Holders to be included in such offering shall not be reduced unless all other securities, other than securities registered by the Company, are first entirely excluded from such offering. For purposes of such apportionment among Holders, for any selling stockholder that is a Holder of Registrable Securities and that is a partnership or corporation, the partners, retired partners and stockholders of such Holder, or the estates and family members of any such partners and retired partners and any trusts for the benefit of any of the foregoing persons shall be deemed to be a single "selling Holder", and any pro rata reduction with respect to such "selling Holder" shall be based on the aggregate amount of Registrable Securities owned by all Initiating Holders). Upon the written request of each Holder given within twenty (20) days after mailing of such notice by the Company in accordance with Section 3.5, the Company shall, subject to the provisions of Section 1.3(c), use all commercially reasonable efforts to cause to be registered under the Act all of the Registrable Securities that each such Holder requests to be registeredrelated entities and individuals.

Appears in 1 contract

Samples: Rights Agreement (Icm Asset Management Inc/Wa)

Company Registration. (a) If If, at any time (but without any obligation to do so) ), the Company proposes to register (including for this purpose a registration effected by the Company for stockholders other than the Holders) any of its stock Common Stock or other equity securities under the Securities Act on Form S-1, Form S-2 or Form S-3 (or an equivalent general registration form then in connection with the public effect) for purposes of an offering of such securities (other than (i) a registration relating to a demand pursuant to Section 1.2 or (ii) a registration relating solely to the sale of securities of participants in a Company stock plan, a registration relating to a corporate reorganization by or transaction under Rule 145 on behalf of the Act, a registration on any form that does not include substantially the same information as would be required to be included in a registration statement covering the sale Company of the Registrable Securities, or a registration in which the only its Common Stock being registered is Common Stock issuable upon conversion of debt or other equity securities that are also being registered)for its own account, then each such time the Company shall, at least 20 business days prior to the time when any such timeregistration statement is filed with the SEC, promptly give each Holder prompt written notice to the Holders of its intention to do so. Such notice shall specify, at a minimum, the number and class of shares or other equity securities so proposed to be registered, the proposed date of filing of such registration. In registration statement, any proposed means of distribution of such eventshares or other equity securities, if any proposed managing underwriter or underwriters of such shares or other equity securities and a good faith estimate by the Company intends of the proposed maximum offering price thereof, as such price is proposed to distribute appear on the securities covered by facing page of such registration statement. Upon the registration by means of an underwriting, the right written direction of any Holder to include its or Holders, given within 10 days following the receipt by such Holder of such written notice (which direction shall specify the number of Registrable Securities intended to be disposed of by such Holder and the intended method of distribution thereof), the Company shall include in such registration statement any or all of the Registrable Securities then held by such Holder requesting such registration (a “Selling Holder”) to the extent necessary to permit the sale or other disposition of such number of Registrable Securities as such Selling Holder has so directed the Company to be so registered. Failure of any Stockholders to respond to the Company’s notice within the 10-day period specified above shall be conditioned upon deemed an election by such Holder’s participation in such underwriting and the inclusion Holder not to have any of such Holder’s Registrable Securities included in such registration statement. Notwithstanding the underwriting (unless otherwise mutually agreed by a majority in interest of foregoing, the Initiating Holders and such Holdershall not have any right under this Section 4(a) if the registration proposed to the extent provided herein. All Holders proposing to distribute their securities through such underwriting shall enter into an underwriting agreement in customary form with the underwriter or underwriters selected for such underwriting be effected by the Company relates solely to shares of Common Stock or other equity securities that are issuable (which underwriter 1) solely to officers or underwriters shall be reasonably acceptable to those Initiating Holders holding a majority employees of the Registrable Securities held by all Initiating Holders). Upon the written request Company or any subsidiary thereof pursuant to a bona fide employee stock option, bonus or other employee benefit plan or (2) as direct consideration in connection with a merger, exchange offer or acquisition of each Holder given within twenty (20) days after mailing of such notice by the Company in accordance with Section 3.5, the Company shall, subject to the provisions of Section 1.3(c), use all commercially reasonable efforts to cause to be registered under the Act all of the Registrable Securities that each such Holder requests to be registereda business.

Appears in 1 contract

Samples: Registration Rights Agreement (Electronics Boutique Holdings Corp)

Company Registration. (a) If (but without any obligation to do so) the Company proposes to register (including including, for this purpose purpose, a registration effected by the Company for stockholders other than the Holders, including pursuant to any Other Registration Rights Agreement (as defined below)) any of its stock or other securities under the Securities Act or consummate an underwritten offering pursuant to a previously filed registration statement (in connection with the public offering of such securities (each case other than (i) a registration relating to a demand pursuant to Section 1.2 or (ii) a registration relating solely to the sale of securities of participants in a Company stock plan, a registration relating to a corporate reorganization or transaction under Rule 145 of the Act, a registration on any form that does not include substantially the same information as would be required to be included in a registration statement covering the sale of the Registrable Securities, or a registration in which the only Common Stock being registered is Common Stock issuable upon conversion of debt securities that are also being registeredan Excluded Registration), the Company shall, at such time, promptly give each Holder written notice of such registration. In such event, if the Company intends to distribute the securities covered by the registration by means of an underwriting, the right of any Holder to include its Registrable Securities in such registration shall be conditioned upon such Holder’s participation in such underwriting and the inclusion of such Holder’s Registrable Securities in the underwriting (unless otherwise mutually agreed by a majority in interest of the Initiating Holders and such Holder) to the extent provided herein. All Holders proposing to distribute their securities through such underwriting shall enter into an underwriting agreement in customary form with the underwriter or underwriters selected for such underwriting by the Company (which underwriter or underwriters shall be reasonably acceptable to those Initiating Holders holding a majority of the Registrable Securities held by all Initiating Holders)underwritten offering. Upon the written request of each Holder given within twenty (20) days after mailing of such notice is given by the Company in accordance with Section 3.5Company, the Company shall, subject to the provisions of Section 1.3(c)2.3, use all commercially reasonable efforts to cause to be registered under the Act all of the Registrable Securities that each such Holder requests has requested to be registered.included in such registration and/or use its commercially reasonable efforts to include all of the Registrable Securities that each such Holder has requested to be included in such registration or underwritten offering. If the registration referred to in this Section 2.2 is proposed to be underwritten or the Company proposes to consummate an underwritten offering pursuant to a previously filed registration statement (in each case other than in an Excluded Registration), the Company will so advise the Holders as a part of the written notice given pursuant to this Section 2.2 and the terms of Section 2.3 shall apply to such underwritten offering. The Company shall have the right to terminate or withdraw any registration or underwritten offering initiated by it under this Section 2.2 before the effective date of such registration or offering, as applicable, whether or not any Holder has elected to include Registrable Securities in such registration or underwritten offering. The expenses (other than Selling Expenses) of such withdrawn registration shall be borne by the

Appears in 1 contract

Samples: Registration Rights Agreement (Appgate, Inc.)

Company Registration. (a) If (but without If, at any obligation to do so) time, the Company proposes to register (including for this purpose a registration effected by under the Company for stockholders other than 1933 Act, or register or qualify under the Holders) laws of any state, any of its stock Common Stock or securities convertible into or exercisable for Common Stock, on a form under the 1933 Act permitting registration of secondary offerings, it will each such time give written notice of its intention to do so to each of the Holders. In the case of the registration for the initial public offering of the Company’s stock, the Company will give the Holders at least 30 days prior written notice of the proposed filing of the registration statement; and in the case of all subsequent registrations, the Company will give the Holders at least 20 days prior written notice of such proposed filing. If a Holder desires to participate in such registration or qualification of Common Stock, or other securities under securities, it shall notify the Act Company, within 20 days in the case of the initial registration and 15 days in the case of subsequent registrations, of the number of shares of Registrable Securities which it desires to have so included. In the event the Company decides to proceed with such registration or qualification, the Company will, at its sole expense, use its best efforts to cause all such Registrable Securities to be registered or qualified to permit the sale thereof; provided, however, that if, in connection with the public offering by the Company of Common Stock, or securities convertible into or exercisable for Common Stock, pursuant to a registration under the 1933 Act, the underwriter thereof shall impose a limitation on the number of shares of the Company’s stock or securities which may be included in any such registration statement because, in its judgment, the inclusion of such shares would materially and adversely affect such public offering, then the Company shall be obligated to include in such registration statement only such portion of the Registrable Securities requested to be registered under this Section 8 as the underwriter permits; provided that all other securities (other than (i) a those offered for the Company’s own account shall first be excluded from the registration relating to a demand pursuant to Section 1.2 or (ii) a registration relating solely to the sale of securities of participants in a Company stock plan, a registration relating to a corporate reorganization or transaction under Rule 145 statement and provided further that not more than 65% of the Act, a registration on any form that does not include substantially the same information as would be required shares to be included in a such registration statement covering shall be shares to be sold by the sale Company except that the Company may include greater than 65% of the Registrable Securities, or a registration in which the only Common Stock being registered is Common Stock issuable upon conversion of debt securities that are also being registered), the Company shall, at such time, promptly give each Holder written notice of such registration. In such event, if the Company intends shares to distribute the securities covered by the registration by means of an underwriting, the right of any Holder to include its Registrable Securities be included in such registration shall be conditioned upon such Holder’s participation in such underwriting and the inclusion of such Holder’s Registrable Securities in the underwriting (unless otherwise mutually agreed by a majority in interest of the Initiating Holders and such Holder) to the extent provided herein. All Holders proposing the aggregate of all such shares to distribute their be included therein, after allowing therein all securities through such underwriting shall enter into an underwriting agreement in customary form with the underwriter or underwriters selected for such underwriting offered other than by the Company, is less than the total number of shares permitted to be included by the underwriters. Such limitation will be imposed pro rata with respect to all Registrable Securities as to which inclusion has been requested pursuant to this Section 8.2. The Company (which underwriter or underwriters shall be reasonably acceptable to those Initiating Holders holding a majority bear all of the Registrable Securities held expense of all registrations pursuant to this Section 8.2, except for the pro rata portion of brokerage or underwriters, discounts or commissions relating to the shares sold on behalf of the Holders or Other Holders and the fees and expenses of any one special counsel retained by all Initiating such Holders or Other Holders). Upon It shall not be deemed a default of this Agreement if any such underwriter shall (a) establish a limitation on the written request number of each Holder given within twenty shares allowed to participate in any public offering of the Company’s stock which are not being sold for the Company’s account (20) days after mailing of such notice by the Company in accordance with Section 3.5, the Company shall, subject to the provisions of Section 1.3(c65% limitation referred to above), use all commercially reasonable efforts to cause to be registered under or (b) shall require the Act all holders of the Registrable Securities that each such Holder requests Company’s stock, other than the Company, to be registeredagree to refrain from selling their stock to members of the public for some reasonable period of time (no longer than 180 days) after the date on which the Company’s stock is first offered to the public (so called lock-up provisions), or (c) shall establish any other reasonable limitations or restrictions applicable to the holders of the Company’s stock, as a condition to consummating the public offering.

Appears in 1 contract

Samples: Series C Convertible Preferred Stock Purchase Agreement (Exa Corp)

Company Registration. (a) If If, at any time (but without any obligation to do so) ), the Company proposes to register (including for this purpose a registration effected by the Company for stockholders other than the Holders) any of its stock Common Stock or other equity securities under the Securities Act on Form S-1, Form S-2 or Form S-3 (or an equivalent general registration form then in connection with the public effect) for purposes of an offering of such securities (other than (i) a registration relating to a demand pursuant to Section 1.2 or (ii) a registration relating solely to the sale of securities of participants in a Company stock plan, a registration relating to a corporate reorganization by or transaction under Rule 145 on behalf of the Act, a registration on any form that does not include substantially the same information as would be required to be included in a registration statement covering the sale Company of the Registrable Securities, or a registration in which the only its Common Stock being registered is Common Stock issuable upon conversion of debt or other equity securities that are also being registered)for its own account, then each such time the Company shall, at least 20 business days prior to the time when any such timeregistration statement is filed with the SEC, promptly give each Holder prompt written notice to the Holders of its intention to do so. Such notice shall specify, at a minimum, the number and class of shares or other equity securities so proposed to be registered, the proposed date of filing of such registration. In such eventregistration statement, if the Company intends to distribute the securities covered by the registration by any proposed means of an underwriting, the right of any Holder to include its Registrable Securities in such registration shall be conditioned upon such Holder’s participation in such underwriting and the inclusion distribution of such Holder’s Registrable Securities in the underwriting (unless otherwise mutually agreed by a majority in interest of the Initiating Holders and such Holder) to the extent provided herein. All Holders proposing to distribute their securities through such underwriting shall enter into an underwriting agreement in customary form with the shares or other equity securities, any proposed managing underwriter or underwriters selected for of such underwriting shares or other equity securities and a good faith estimate by the Company (which underwriter or underwriters shall be reasonably acceptable to those Initiating Holders holding a majority of the Registrable Securities held by all Initiating Holders)proposed maximum offering price thereof, as such price is proposed to appear on the facing page of such registration statement. Upon the written request direction of each any Holder or Holders, given within twenty (20) 10 days after mailing following the receipt by such Holder of such written notice (which direction shall specify the number of Registrable Securities intended to be disposed of by such Holder and the Company in accordance with Section 3.5intended method of distribution thereof), the Company shall, subject to the provisions of Section 1.3(c), use all commercially reasonable efforts to cause to be registered under the Act shall include in such registration statement any or all of the Registrable Securities that each then held by such Holder requests requesting such registration (a "Selling Holder") to the extent necessary to permit the sale or other disposition of such number of Registrable Securities as such Selling Holder has so directed the Company to be so registered. Failure of any Stockholders to respond to the Company's notice within the 10-day period specified above shall be deemed an election by such Holder not to have any of such Holder's Registrable Securities included in such registration statement. Notwithstanding the foregoing, the Holders shall not have any right under this Section 4(a) if the registration proposed to be effected by the Company relates solely to shares of Common Stock or other equity securities that are issuable (1) solely to officers or employees of the Company or any subsidiary thereof pursuant to a bona fide employee stock option, bonus or other employee benefit plan or (2) as direct consideration in connection with a merger, exchange offer or acquisition of a business.

Appears in 1 contract

Samples: Registration Rights Agreement (GameStop Corp.)

AutoNDA by SimpleDocs

Company Registration. (a) If (but without any obligation to do so) the Company proposes to register Register at any time prior to the Restriction Termination Date (including for this purpose a registration Registration effected by the Company for stockholders other than the Holders) any of its stock or other securities under the Act in connection with the underwritten public offering of such securities solely for cash (other than (i) a registration relating to a demand pursuant to Section 1.2 or (ii) a registration relating solely Registration of securities in connection with mergers, acquisitions, exchange offers, distributions to the sale of securities of participants Company's stockholders, or stock option or other employee benefit plan or a Registration in a Company stock plan, a registration relating to a corporate reorganization or transaction under Rule 145 of the Act, a registration on any form that which does not include substantially the same information as would be required to be included in a registration statement covering the sale of the Registrable Securities, or a registration in which the only Common Stock being registered is Common Stock issuable upon conversion of debt securities that are also being registered), the Company shall, at each such time, promptly give each Holder the Holders written notice of such registration. In such event, if the Company intends to distribute the securities covered by the registration by means of an underwriting, the right of any Holder to include its Registrable Securities in such registration shall be conditioned upon such Holder’s participation in such underwriting and the inclusion of such Holder’s Registrable Securities in the underwriting (unless otherwise mutually agreed by a majority in interest of the Initiating Holders and such Holder) to the extent provided herein. All Holders proposing to distribute their securities through such underwriting shall enter into an underwriting agreement in customary form with the underwriter or underwriters selected for such underwriting by the Company (which underwriter or underwriters shall be reasonably acceptable to those Initiating Holders holding a majority of the Registrable Securities held by all Initiating Holders)Registration. Upon the written request of each a Holder given within twenty fifteen (2015) days after mailing of such notice by the Company in accordance with Section 3.5Company, the Company shall, subject to the provisions of Section 1.3(c)following provisions, use all commercially reasonable efforts to cause to be registered under the Act included in such Registration all of the Registrable Securities that each Holder has requested to be included. The Company shall not be required under this Section 1.3 to include any of a Holder's securities in an underwritten offering of the Company's securities if it is not permitted to do so pursuant to the Registration Rights Agreements dated as of March 30, 1994, made by the Company for the benefit of the investors and KBL and its designees relating to the offering of up than aggregate of 1,850,000 Units and unless such Holder requests accepts the terms of the underwriting as agreed upon between the Company and the underwriters selected by it, and then only in such quantity as will not, in the opinion of the managing underwriters, interfere with the successful marketing of the offering by the Company; PROVIDED, HOWEVER, that any reduction of the amount of securities to be registeredincluded in such offering shall not represent a greater fraction of the number of securities intended to be offered by holders of Registrable Securities than the fraction of similar reductions imposed on such other persons or entities (but not the Company) with respect to the amount of securities they intended to offer in such offering.

Appears in 1 contract

Samples: Registration Rights Agreement (Aps Healthcare Inc)

Company Registration. (a) If (but without any obligation to do so) the Company proposes to register (including for this purpose a registration effected by the Company for stockholders other than the HoldersHolders of Registrable Securities) any of its stock or other securities Common Shares under the Securities Act in connection with the public offering of such securities Common Shares for cash (other than (i) a registration on Form S-8 (or similar or successor form) relating to a demand pursuant to Section 1.2 or (ii) a registration relating solely to the sale of securities of to participants in a Company stock plan, a registration relating plan or to a corporate reorganization other compensatory arrangements to the extent includable on Form S-8 (or transaction under Rule 145 of the Act, a registration on any form that does not include substantially the same information as would be required to be included in a registration statement covering the sale of the Registrable Securitiessimilar or successor form), or a registration in which the only Common Stock being registered is Common Stock issuable upon conversion of debt securities that are also being registeredon Form F-4 or Form S-4 (or similar or successor form)), the Company shall, at such timetime and in any event at least twenty (20) days prior to the first filing of the registration statement, promptly give each Holder written notice of such registration. In such event, if the Company intends to distribute the securities covered by the registration by means of an underwriting, the right of any Holder to include its Registrable Securities in such registration shall be conditioned upon such Holder’s participation in such underwriting and the inclusion of such Holder’s Registrable Securities in the underwriting (unless otherwise mutually agreed by a majority in interest of the Initiating Holders and such Holder) to the extent provided herein. All Holders proposing to distribute their securities through such underwriting shall enter into an underwriting agreement in customary form with the underwriter or underwriters selected for such underwriting by the Company (which underwriter or underwriters shall be reasonably acceptable to those Initiating Holders holding a majority of the Registrable Securities held by all Initiating Holders). Upon the written request of each any Holder given within twenty (20) days after mailing of such notice by the Company in accordance with Section 3.518, the Company shall, subject to the provisions of Section 1.3(c), shall use all commercially reasonable its best efforts to cause to be registered under the Securities Act all of the Registrable Securities that each such Holder requests has requested to be registered, subject to the provisions of Section 8. The Company shall have no obligation under this Section 3 to make any offering of its securities, or to complete an offering of its securities that it proposes to make. Notwithstanding any other provision of this Section 3, if the underwriter, if any, advises the Company that marketing factors require a limitation of the number of shares to be underwritten, then the Company shall so advise the all Holders of Registrable Securities which would otherwise be underwritten pursuant hereto, and the number of shares that may be included in the underwriting shall be allocated as follows: (i) first, to the Company (including for this purpose a registration effected by the Company for stockholders other than Holders of Registrable Securities as referenced in the first sentence of this Section 3(a)), (ii) second, among any other holders of Common Shares who have exercised any piggyback registration rights with respect to such registration that are superior to the piggyback registration rights set forth in this Agreement, and (iii) thereafter among Holders of Registrable Securities who have exercised their piggyback registration rights with respect to such registration.

Appears in 1 contract

Samples: Registration Rights Agreement (Capital Environmental Resource Inc)

Company Registration. (a) If (but without any obligation to do so) the Company at any time proposes to register (including for this purpose a registration effected by the Company for stockholders other than the Holders) any of its stock or other securities under the Securities Act in connection with the a firm commitment underwritten public offering of such securities (other than (i) an Initial Public Offering consummated by December 31, 1999 or a registration statement relating to a demand pursuant to Section 1.2 or (ii) a registration relating solely either to the sale of securities to employees of participants in a the Company stock plan, a registration relating pursuant to a corporate reorganization stock option, stock purchase or transaction under similar plan or a SEC Rule 145 of the Act, a registration on any form that does not include substantially the same information as would be required to be included in a registration statement covering the sale of the Registrable Securities, or a registration in which the only Common Stock being registered is Common Stock issuable upon conversion of debt securities that are also being registeredtransaction), the Company shall, at such time, promptly give each Holder at least thirty (30) days written notice of such registration. In such event, if the Company intends its intention to distribute the securities covered by the registration by means of an underwriting, the right of any Holder to include its Registrable Securities in such registration shall be conditioned upon such Holder’s participation in such underwriting and the inclusion of such Holder’s Registrable Securities in the underwriting (unless otherwise mutually agreed by a majority in interest of the Initiating Holders and such Holder) to the extent provided herein. All Holders proposing to distribute their securities through such underwriting shall enter into an underwriting agreement in customary form with the underwriter or underwriters selected for such underwriting by the Company (which underwriter or underwriters shall be reasonably acceptable to those Initiating Holders holding a majority of the Registrable Securities held by all Initiating Holders)do so. Upon the written request of each Holder given within twenty (20) days after mailing receipt of such notice by the Company Holder in accordance with Section 3.54.7, the Company shall, subject to the provisions of Section 1.3(c), shall use all commercially reasonable its best efforts to cause to be registered under the Securities Act all of the Registrable Securities that each such Holder requests has requested to be registered; PROVIDED, HOWEVER, that if the Company is advised in writing in good faith by the managing underwriter of the Company's securities that the amount to be sold by persons other than the Company (collectively, "Selling Stockholders") is greater than the amount which can be offered without adversely affecting the offering, the Company may reduce the amount offered for the accounts of Selling Stockholders (including such holders of Registrable Securities) to a number deemed satisfactory by such managing underwriter; and PROVIDED FURTHER, that the shares to be excluded shall be determined in the following order of priority: (i) first, securities held by any Persons not having any such contractual, incidental registration rights, (ii) second, securities held by any Persons having contractual, incidental registration rights pursuant to an agreement which is not this Agreement, and (iii) third, Registrable Securities held by the Management Stockholders and the Investors PRO RATA based upon the aggregate number of Registrable Securities requested to be registered pursuant to this Section 2.2.

Appears in 1 contract

Samples: Investors' Rights Agreement (1 800 Flowers Com Inc)

Company Registration. (a) If (but without any obligation to do so) the Company proposes to register (including for this purpose a registration effected by the Company for stockholders other than the HoldersHolders of Registrable Securities) any of its stock or other securities Common Shares under the Securities Act in connection with the public offering of such securities Common Shares for cash (including, but not limited to, a shelf registration statement on Form S-3, or in the event of an Exchange Event, on Form F-3, but other than (i) a registration on Form S-8 (or similar or successor form) relating to a demand pursuant to Section 1.2 or (ii) a registration relating solely to the sale of securities of to participants in a Company stock plan, a registration relating plan or to a corporate reorganization other compensatory arrangements to the extent includable on Form S-8 (or transaction under Rule 145 of the Act, a registration on any form that does not include substantially the same information as would be required to be included in a registration statement covering the sale of the Registrable Securitiessimilar or successor form), or a registration on Form S-4 (or similar or successor form), or in which the only Common Stock being registered is Common Stock issuable upon conversion event of debt securities that are also being registeredan Exchange Event, on Form F-4 (or similar or successor form)), the Company shall, at such timetime and in any event at least twenty (20) days prior to the first filing of the registration statement, promptly give each Holder written notice of such registration. In such event, if the Company intends to distribute the securities covered by the registration by means of an underwriting, the right of any Holder to include its Registrable Securities in such registration shall be conditioned upon such Holder’s participation in such underwriting and the inclusion of such Holder’s Registrable Securities in the underwriting (unless otherwise mutually agreed by a majority in interest of the Initiating Holders and such Holder) to the extent provided herein. All Holders proposing to distribute their securities through such underwriting shall enter into an underwriting agreement in customary form with the underwriter or underwriters selected for such underwriting by the Company (which underwriter or underwriters shall be reasonably acceptable to those Initiating Holders holding a majority of the Registrable Securities held by all Initiating Holders). Upon the written request of each any Holder given within twenty (20) days after mailing of such notice by the Company in accordance with Section 3.5SECTION 19, the Company shall, subject to the provisions of Section 1.3(c), shall use all commercially reasonable its best efforts to cause to be registered under the Securities Act all of the Registrable Securities that each such Holder requests has requested to be registeredregistered (unless such shares are subsequently withdrawn from the registration by a Holder), subject to the provisions of SECTION 8. The Company shall have no obligation under this SECTION 3 to make any offering of its securities, or to complete an offering of its securities that it proposes to make. Notwithstanding any other provision of this SECTION 3, if the underwriter, if any, advises the Company that marketing factors require a limitation of the number of shares to be underwritten, then the Company shall so advise the Holders of Registrable Securities which would otherwise be underwritten pursuant hereto, and the number of shares that may be included in the underwriting shall be allocated as follows: (i) first, to the Company (including for this purpose a registration effected by the Company for stockholders other than Holders of Registrable Securities as referenced in the first sentence of this SECTION 3), (ii) second, among any other holders of Common Shares who have exercised any piggyback registration rights with respect to such registration that are superior to the piggyback registration rights set forth in this Agreement pursuant to the Prior Agreements, and (iii) thereafter among Holders of Registrable Securities who have exercised their piggyback registration rights with respect to such registration.

Appears in 1 contract

Samples: Registration Rights Agreement (Capital Environmental Resource Inc)

Company Registration. (a) If (but without If, at any obligation to do so) time, the Company proposes to register (including for this purpose a registration effected by under the Company for stockholders other than 1933 Act, or register or qualify under the Holders) laws of any state, any of its stock Common Stock or securities convertible into or exercisable for Common Stock, on a form under the 1933 Act permitting registration of secondary offerings, it will each such time give written notice of its intention to do so to each of the Holders. In the case of the registration for the initial public offering of the Company’s stock, the Company will give the Holders at least 30 days prior written notice of the proposed filing of the registration statement; and in the case of all subsequent registrations, the Company will give the Holders at least 20 days prior written notice of such proposed filing. If a Holder desires to participate in such registration or qualification of Common Stock, or other securities under securities, it shall notify the Act Company, within 20 days in the case of the initial registration and 15 days in the case of subsequent registrations, of the number of shares of Registrable Securities which it desires to have so included. In the event the Company decides to proceed with such registration or qualification, the Company will, at its sole expense, use its best efforts to cause all such Registrable Securities to be registered or qualified to permit the sale thereof; provided, however, that if, in connection with the public offering by the Company of Common Stock, or securities convertible into or exercisable for Common Stock, pursuant to a registration under the 1933 Act, the underwriter thereof shall impose a limitation on the number of shares of the Company’s stock or securities which may be included in any such registration statement because, in its judgment, the inclusion of such shares would materially and adversely affect such public offering, then the Company shall be obligated to include in such registration statement only such portion of the Registrable Securities requested to be registered under this Section 8 as the underwriter permits; provided that all other securities (other than (i) a those offered for the Company’s own account shall first be excluded from the registration relating to a demand pursuant to Section 1.2 or (ii) a registration relating solely to the sale of securities of participants in a Company stock plan, a registration relating to a corporate reorganization or transaction under Rule 145 statement and provided further that not more than 65% of the Act, a registration on any form that does not include substantially the same information as would be required shares to be included in a such registration statement covering shall be shares to be sold by the sale Company except that the Company may include greater than 65% of the shares to be included in such registration to the extent the aggregate of all such shares to be included therein, after allowing therein all securities offered other than by the Company, is less than the total number of shares permitted to be included by the underwriters. Such limitation will be imposed pro rata with respect to all Registrable SecuritiesSecurities as to which inclusion has been requested pursuant to this Section 8.3. The Company shall bear all of the expense of all registrations pursuant to this Section 8.3, except for the pro rata portion of brokerage or underwriters discounts or commissions relating to the shares sold on behalf of the Holders or Other Holders and the fees and expenses of any one special counsel retained by such Holders or Other Holders. It shall not be deemed a default of this Agreement if any such underwriter shall (a) establish a limitation on the number of shares allowed to participate in any public offering of the Company’s stock which are not being sold for the Company’s account (subject to the 65% limitation referred to above), or a registration in (b) shall require the holders of the Company’s stock, other than the Company, to agree to refrain from selling their stock to members of the public for some reasonable period of time (no longer than 180 days, which may be extended upon the only Common Stock being registered is Common Stock issuable upon conversion request of debt securities that are also being registered), the Company shall, at such time, promptly give each Holder written notice of such registration. In such event, managing underwriter for an additional 15 days if the Company intends issues or proposes to distribute the securities covered by the registration by means of issue an underwriting, the right of any Holder to include its Registrable Securities in such registration shall be conditioned upon such Holder’s participation in such underwriting and the inclusion of such Holder’s Registrable Securities in the underwriting (unless otherwise mutually agreed by a majority in interest earnings or other public release within 15 days of the Initiating Holders and such Holder180 day lock-up period) after the date on which the Company’s stock is first offered to the extent provided herein. All Holders proposing public (so called lock-up provisions), or (c) shall establish any other reasonable limitations or restrictions applicable to distribute their securities through such underwriting shall enter into an underwriting agreement in customary form with the underwriter or underwriters selected for such underwriting by the Company (which underwriter or underwriters shall be reasonably acceptable to those Initiating Holders holding a majority holders of the Registrable Securities held by all Initiating Holders). Upon Company’s stock, as a condition to consummating the written request of each Holder given within twenty (20) days after mailing of such notice by the Company in accordance with Section 3.5, the Company shall, subject to the provisions of Section 1.3(c), use all commercially reasonable efforts to cause to be registered under the Act all of the Registrable Securities that each such Holder requests to be registeredpublic offering.

Appears in 1 contract

Samples: Stock Purchase Agreement (Exa Corp)

Company Registration. (a) If (but without any obligation to do so) the Company proposes to register any of its stock (including for this purpose a registration effected by the Company for stockholders other than the Holders) any of its stock or other securities under the Securities Act in connection with the public offering of such securities (other than (i) a registration relating to a demand pursuant to Section 1.2 or (ii) a registration relating solely to the sale of securities of participants in a Company stock plan, a registration relating to a corporate reorganization or transaction under Rule 145 of the Act, a registration on any form that does not include substantially the same information as would be required to be included in a registration statement covering the sale of the Registrable Securities, or a registration in which the only Common Stock being registered is Common Stock issuable upon conversion of debt securities that are also being registered)securities, the Company shall, at such time, promptly give each Holder written notice of such registration. In On the request of each Holder given within thirty days after such eventnotice by the Company, if the Company intends shall, subject to distribute the securities covered by provisions of section 2.2(c), cause to be registered under the registration by means Securities Act all of an underwriting, the Registrable Securities that each such Holder has requested to be registered. . The Company shall have the right to terminate or withdraw any registration initiated by it under this section 2.2 prior to the effectiveness of such registration, whether or not any Holder shall have elected to include its Registrable Securities securities in such registration. The expenses of such withdrawn registration shall be conditioned upon such borne by the Company in accordance with section 2.7 hereof. . In connection with any offering involving an underwriting of shares of the Company's capital stock, the Company shall not be required under this section 2.2 to include any requesting Holder’s participation 's securities in such underwriting, unless such Holder accepts the terms of the underwriting as agreed between the Company and the inclusion of such Holder’s Registrable Securities in underwriters selected by it (or by other persons entitled to select the underwriting (unless otherwise mutually agreed by a majority in interest of the Initiating Holders underwriters) and such Holder) to the extent provided herein. All Holders proposing to distribute their securities through such underwriting shall enter enters into an underwriting agreement in customary form with the underwriter or underwriters selected for by the Company, and then only in such underwriting quantity as the underwriters advise the Company in writing in their sole discretion will not jeopardize the success of the offering by the Company. If the total amount of securities, including Registrable Securities, requested by the Holders to be included in such offering exceeds the amount of securities sold other than by the Company (which underwriter or that the underwriters advise the Company in writing in their sole discretion is compatible with the success of the offering, then the Company shall be reasonably acceptable required to those Initiating Holders holding a majority include in the offering only that number of such Registrable Securities that the underwriters determine in their sole discretion will not jeopardize the success of the offering (the Registrable Securities held so included to be apportioned pro rata among the selling Holders according to the total amount of Registrable Securities entitled to be included therein owned by each selling Holder or in such other proportions as shall mutually be agreed to by such selling Holders); provided, that in no event shall the amount of -------- Registrable Securities of the selling Holders included in the offering be reduced below one-third of the total amount of securities included in such offering. For purposes of such apportionment among Holders, for any selling stockholder that is a Holder of Registrable Securities and that is a partnership or corporation, the partners, retired partners and stockholders of such Holder, or the estates and family members of any such partners and retired partners and any trusts for the benefit of any of the foregoing persons shall be deemed to be a single "selling Holder", and any pro rata reduction with respect to such "selling Holder" shall be based on the aggregate amount of Registrable Securities owned by all Initiating Holders). Upon the written request of each Holder given within twenty (20) days after mailing of such notice by the Company in accordance with Section 3.5, the Company shall, subject to the provisions of Section 1.3(c), use all commercially reasonable efforts to cause to be registered under the Act all of the Registrable Securities that each such Holder requests to be registeredrelated entities and individuals.

Appears in 1 contract

Samples: Rights Agreement (KFX Inc)

Company Registration. (a) If (but without any obligation On or prior to do so) each Filing Date, the Company proposes to register (including for this purpose a registration effected by the Company for stockholders other than the Holders) any of its stock or other securities under the Act in connection shall prepare and file with the public offering of such securities (other than (i) Commission a registration relating to a demand pursuant to Section 1.2 or (ii) a registration relating solely to the sale of securities of participants in a Company stock plan, a registration relating to a corporate reorganization or transaction under Rule 145 of the Act, a registration on any form that does not include substantially the same information as would be required to be included in a registration statement Registration Statement covering the sale resale of all of the Registrable Securities, or Securities for an offering to be made on a registration in which the only Common Stock being registered is Common Stock issuable upon conversion of debt securities that are also being registered), the Company shall, at such time, promptly give each Holder written notice of such registrationcontinuous basis pursuant to Rule 415. In such event, Each Registration Statement filed hereunder shall be on Form F-1 (except if the Company intends is not then eligible to distribute register for resale the securities covered by the registration by means of an underwriting, the right of any Holder to include its Registrable Securities on Form F-1, in which case such registration shall be conditioned upon such Holder’s participation in such underwriting and the inclusion of such Holder’s Registrable Securities in the underwriting (unless otherwise mutually agreed by a majority in interest of the Initiating Holders and such Holder) to the extent provided herein. All Holders proposing to distribute their securities through such underwriting shall enter into an underwriting agreement in customary on another appropriate form with the underwriter or underwriters selected for such underwriting by the Company (which underwriter or underwriters shall be reasonably acceptable to those Initiating Holders holding a majority of the Registrable Securities held by all Initiating Holders). Upon the written request of each Holder given within twenty (20) days after mailing of such notice by the Company in accordance with Section 3.5, the Company shallherewith, subject to the provisions of Section 1.3(c2(e)) and shall contain (unless otherwise directed by at least a majority in interest of the Holders of Registrable Securities then outstanding) substantially the “Plan of Distribution” attached hereto as Annex A. Subject to the terms of this Agreement, use all commercially reasonable efforts to the Company shall cause a Registration Statement filed under this Agreement (including, without limitation, under Section 3(c)) to be registered declared effective under the Securities Act as promptly as possible after the filing thereof, but in any event no later than the applicable Effectiveness Date, and shall keep such Registration Statement continuously effective under the Securities Act until all Registrable Securities covered by such Registration Statement (i) have been sold, thereunder or pursuant to Rule 144, or (ii) commencing thirty-six (36) months after the Initial Closing Date, may be sold without volume or manner-of-sale restrictions pursuant to Rule 144 and without the requirement for the Company to be in compliance with the current public information requirement under Rule 144, as determined by the counsel to the Company pursuant to a written opinion letter to such effect, addressed and acceptable to the Transfer Agent and the affected Holders (assuming that such securities and any securities issuable upon exercise, conversion or exchange of which such securities were issued or are issuable, were at no time held by any Affiliate of the Registrable Securities Company) (the “Effectiveness Period”). The Company shall telephonically request effectiveness of a Registration Statement as of 5:00 p.m. Eastern Time on a Business Day. The Company shall immediately notify the Holders via facsimile or by e-mail of the effectiveness of a Registration Statement on the same Business Day that each the Company telephonically confirms effectiveness with the Commission, which shall be the date requested for effectiveness of such Registration Statement. The Company shall, by 9:30 a.m. Eastern Time on the Business Day after the effective date of such Registration Statement, file a final Prospectus with the Commission as required by Rule 424. Failure to so notify the Holder requests within one (1) Business Day of such notification of effectiveness or failure to file a final Prospectus as foresaid shall be registereddeemed an Event under Section 2(d) hereof.

Appears in 1 contract

Samples: Registration Rights Agreement (2304101 Ontario Inc.)

Company Registration. (a) If (but without At any obligation to do so) time after the Company proposes to register (including for this purpose a excluding registration effected by statements relating to employee, officer or consultant benefit plans or with respect to purchase of assets or securities of another entity/person or with respect to corporate reorganizations or other transactions under Rule 145 of the Company for stockholders other than the HoldersSecurities Act) any of its stock or other securities under the Act in connection with the public offering of such securities (other than (i) a registration relating to a demand pursuant to Section 1.2 or (ii) a registration relating solely to the sale of securities of participants in a Company stock plan, a registration relating to a corporate reorganization or transaction under Rule 145 of the Act, a registration on any form that does not include substantially the same information as would be required to be included in a registration statement covering the sale of the Registrable Securities, or a registration in which the only Common Stock being registered is Common Stock issuable upon conversion of debt securities that are also being registered)for cash, the Company shall, at such time, promptly give each Holder of Registrable Securities written notice of such registration. In such event, if the Company intends to distribute the securities covered by the registration by means of an underwriting, the right of any Holder to include its Registrable Securities in such registration shall be conditioned upon such Holder’s participation in such underwriting and the inclusion of such Holder’s Registrable Securities in the underwriting (unless otherwise mutually agreed by a majority in interest of the Initiating Holders and such Holder) to the extent provided herein. All Holders proposing to distribute their securities through such underwriting shall enter into an underwriting agreement in customary form with the underwriter or underwriters selected for such underwriting by the Company (which underwriter or underwriters shall be reasonably acceptable to those Initiating Holders holding a majority of the Registrable Securities held by all Initiating Holders). Upon the written request of each Holder of Registrable Securities given within twenty (20) days after mailing receipt of such notice by from the Company in accordance with Section 3.5the notice provision of the Agreement, the Company shall, subject to the provisions of Section 1.3(c), use all commercially reasonable efforts to shall cause to be registered under the Act all of the Registrable Securities that each such Holder requests of Registrable Securities has requested to be registered. In connection with any offering involving an underwriting of shares of the Company’s capital stock, the Company shall not be required under this Section 1.3 to include any of the Holders of Registrable Securities in such underwriting unless such Holder of Registrable Securities accepts the terms of the underwriting, in customary form, as agreed upon between the Company and the underwriters, and then only in such quantity as the underwriters determine, in their reasonable discretion, will not materially and adversely effect the success of the offering by the Company. If such underwriters determine that the total amount of securities, including Registrable Securities, requested by Holders to be included in such offering could materially adversely affect the success of such offering, then the Company shall be required to include in such offering only that number of such securities, including Registrable Securities, which the underwriters determine in their sole discretion will not materially adversely affect the success of the offering, the securities so included to be apportioned (i) first to the Company and (ii) then to the Holders of any Registrable Securities requesting to be included in such offering, on a pro rata basis, based on the number of Registrable Securities then outstanding held by each of them. The Company shall have the right to terminate or withdraw any registration initiated by it under this Section 1.3 prior to the effectiveness of such registration whether or not any Holder of Registrable Securities has elected to include securities in such registration. The Registration Expenses (as defined below) of such withdrawn registration shall be borne by the Company in accordance with Section 8 hereof.

Appears in 1 contract

Samples: Registration Rights Agreement (Futureit, Inc.)

Company Registration. (a) If (but without In connection with any obligation offering involving an underwriting of shares of the Company’s capital stock pursuant to do so) Section 2.2, the Company proposes shall not be required to register (including for this purpose a registration effected by the Company for stockholders other than include any of the Holders) any ’ Registrable Securities in such underwriting unless the Holders accept the reasonable terms of its stock or other securities under the Act in connection with the public offering of such securities underwriting (other than (iterms specific to such Holders’ and the Registrable Securities) as agreed upon between the Company and its underwriters. If any Holder disapproves of the terms of any such underwriting, such Holder may elect to withdraw therefrom by giving prompt written notice to the Company and the underwriter. Any Registrable Securities excluded or withdrawn from such underwriting shall be excluded and withdrawn from the registration unless such registration is a registration relating to statement for a demand pursuant to Section 1.2 delayed or (ii) a registration relating solely to the sale of securities of participants in a Company stock plan, a registration relating to a corporate reorganization or transaction continuous offering under Rule 145 415 of the Securities Act. If the total number of securities, a registration on any form that does not include substantially the same information as would be required including Registrable Securities, requested by stockholders to be included in a registration statement covering such offering exceeds the sale number of securities to be sold (other than by the Company) that the underwriters in their reasonable discretion determine is compatible with the success of the offering, then the Company shall be required to include in the offering only that number of such securities, including Registrable Securities, or a registration in which the only Common Stock being registered is Common Stock issuable upon conversion of debt securities that are also being registered), the Company shall, at such time, promptly give each Holder written notice of such registration. In such event, if the Company intends to distribute the securities covered by the registration by means of an underwriting, the right of any Holder to include its Registrable Securities in such registration shall be conditioned upon such Holder’s participation in such underwriting underwriters and the inclusion of such Holder’s Registrable Securities in the underwriting (unless otherwise mutually agreed by a majority in interest of the Initiating Holders and such Holder) to the extent provided herein. All Holders proposing to distribute their securities through such underwriting shall enter into an underwriting agreement in customary form with the underwriter or underwriters selected for such underwriting by the Company (which underwriter or underwriters shall be reasonably acceptable to those Initiating Holders holding a majority of the Registrable Securities held by all Initiating Holders). Upon the written request of each Holder given within twenty (20) days after mailing of such notice by the Company in accordance with Section 3.5, their sole discretion determine will not jeopardize the Company shall, subject to success of the provisions of Section 1.3(c), use all commercially reasonable efforts to cause to be registered under offering. If the Act underwriters determine that less than all of the Registrable Securities that each such Holder requests requested to be registeredregistered can be included in such offering, then the Registrable Securities that are included in such offering shall be allocated among the selling Holders in proportion (as nearly as practicable to) the number of Registrable Securities owned by each selling Holder or in such other proportions as shall mutually be agreed to by all such selling Holders. To facilitate the allocation of shares in accordance with the above provisions, the Company or the underwriters may round the number of shares allocated to any Holder to the nearest 100 shares. Notwithstanding the foregoing, in no event shall (i) the number of Registrable Securities included in the offering be reduced unless all other securities (other than securities to be sold by the Company) are first entirely excluded from the offering, (ii) the number of Registrable Securities included in the offering be reduced below twenty-five percent (25%) of the total number of securities included in such offering, unless such offering is the IPO, in which case the selling Holders may be excluded further if the underwriters make the determination described above and no other stockholder’s securities are included in such offering, or (iii) notwithstanding (ii) above, any Registrable Securities which are not Key Holder Registrable Securities be excluded from such underwriting unless all Key Holder Registrable Securities are first excluded from such offering. For purposes of the provision in this Section 2.3(b) concerning apportionment, for any selling Holder that is a partnership, limited liability company, or corporation, the partners, members, retired partners, retired members, stockholders, and Affiliates of such Holder, or the estates and Immediate Family Members of any such partners, retired partners, members, and retired members and any trusts for the benefit of any of the foregoing Persons, shall be deemed to be a single “selling Holder,” and any pro rata reduction with respect to such “selling Holder” shall be based upon the aggregate number of Registrable Securities owned by all Persons included in such “selling Holder,” as defined in this sentence.

Appears in 1 contract

Samples: Rights Agreement (TheRealReal, Inc.)

Company Registration. (a) If (but without any obligation to do -------------------- so) the Company proposes to register (including for this purpose a registration effected by the Company for stockholders shareholders other than the Holders) any of its stock or other securities under the Act in connection with the public offering of such securities solely for cash (other than (i) a registration relating to a demand pursuant to Section 1.2 or (ii) that is the Company's first registered public offering of securities of the Company, a registration relating solely to the sale of securities of participants in employee benefit plans on Form S-1 or Form S-8 or a Company stock plan, a registration relating to a corporate reorganization or transaction under Rule 145 of the Act, a transaction on Form S-14 or Form S-15 or any other registration on any form that which does not include substantially the same information as would be required to be included in a registration statement covering the sale of the Registrable Securities, Securities or a registration in which the only Common Stock being registered is Common Stock issuable upon conversion of debt securities that which are also being registered), the Company shall, at such time, promptly give each Holder and each Founder written notice of such registration. In such event, if the Company intends to distribute the securities covered by the registration by means of an underwriting, the right of any Holder to include its Registrable Securities in such registration shall be conditioned upon such Holder’s participation in such underwriting and the inclusion of such Holder’s Registrable Securities in the underwriting (unless otherwise mutually agreed by a majority in interest of the Initiating Holders and such Holder) to the extent provided herein. All Holders proposing to distribute their securities through such underwriting shall enter into an underwriting agreement in customary form with the underwriter or underwriters selected for such underwriting by the Company (which underwriter or underwriters shall be reasonably acceptable to those Initiating Holders holding a majority of the Registrable Securities held by all Initiating Holders). Upon the written request of each any Holder or Founder given within twenty (20) days after mailing of such notice by the Company in accordance with Section 3.5, the Company shall, subject to the provisions of Section 1.3(c)1.8, use all commercially reasonable efforts to cause to be registered under the Act all of the Registrable Securities that any such Holder has requested to be registered, and any shares such Founder has requested to be registered; provided, however, the Company, upon the request of its underwriters, may reduce to an amount not less than twenty-five percent (25%) of the total offering the number of shares proposed to be registered by such Holders and Founders if marketing factors require a limitation of the number of shares underwritten. In such event, the Company shall promptly advise all Holders and Founders participating in the underwriting and provide such Holders and Founders a reasonable opportunity to withdraw from their participation in the underwriting furthermore, in the event of such limitation, the number of shares that may be included by the Holders and Founders shall be allocated among all Holders and Founders participating in the underwriting in proportion (as nearly as practicable) to the amount of Registrable Securities of the Company owned by each such Holder or Founder who requests to participate in such registration. Each Founder electing to register shares under this Section 1.3, and only for purposes of registering shares pursuant to this Section 1.3, shall have the rights and obligations of a Holder under Sections 1.4, 1.5, 1.7, 1.8, 1.9, 1.10, 1.15 and 1.16 of this Agreement; provided, however, that in interpreting those Sections 1.4, 1.5, 1.7, 1.8, 1.9, 1.10 and 1.16 with respect to any Founder, the term "Registrable Securities" shall be registeredreplaced with "shares sought to be registered by such Founder".

Appears in 1 contract

Samples: Rights Agreement (Blaze Software Inc)

Company Registration. The Company shall (ai) cause a shelf registration statement on Form S-3 (or other appropriate form) covering the resale of all of the Registrable Securities to be filed with the Commission within forty-five (45) days after the Closing Date, (ii) cause such registration statement to be declared effective by the Commission no later than six (6) months after the Closing Date and (iii) keep such registration statement continuously effective until Investor no longer holds any Registrable Securities that may not be sold either pursuant to (x) Rule 144(k) or (y) in their entirety in a single transaction pursuant to Rule 144. The Company will include in such registration (and any related qualifications including compliance with blue sky laws), and in any underwriting involved therein, all Registrable Securities specified by Investor in a written request or requests to the Company, made within ten days after the date of written notice of such registration from the Company to Investor. If (but without any obligation to do so) the Company proposes to register (including for this purpose a registration effected by the Company for stockholders other than the Holders) any of its stock shares of Common Stock (other than any registration for the account of the Company of securities issued pursuant to any employee benefit plan or in any acquisition by the Company), the Company will include in such registration all shares of Common Stock held by the holders of Registrable Securities requested to be so included; provided, however, that if, in the case of an underwritten offering, the managing underwriter informs the Company that the number of shares of Registrable Securities requested to be included in such offering by Investor, together with all Registrable Securities (as defined in the Other Stockholder Agreements) requested to be included in such offering by the Other Investors pursuant to the Other Stockholder Agreements (collectively, the “Requested Investor Shares”) exceeds the amount which can be sold in such offering without adversely affecting the distribution of the shares being offered, the Company shall include, first, all of the shares the Company has proposed to register; second, as many of the Requested Investor Shares, chosen pro rata based on the number of Requested Investor Shares, as can be included without adversely affecting such distribution; and, third, any other securities under shares of Common Stock proposed to be included in such offering. With respect to terms and conditions not provided for in this paragraph or in this Section 6, the Act “piggyback” rights provided for in this paragraph are intended to be on customary terms. Notwithstanding the foregoing, this Section 6(a) shall not be applicable to (i) any registration statements filed in connection with the public offering registration of such securities (other than (i) a registration relating warrants to a demand pursuant to Section 1.2 or purchase Common Stock issued by the Company on the date hereof, (ii) a the Company's Registration Statement on Form S-1 (File No. 333-126226) or (iii) any registration relating solely to the sale of securities of participants statements filed in a Company stock plan, a registration relating to a corporate reorganization or transaction under Rule 145 of the Act, a registration on any form that does not include substantially the same information as would be required to be included in a registration statement covering the sale of the Registrable Securities, or a registration in which the only Common Stock being registered is Common Stock issuable upon conversion of debt securities that are also being registered), the Company shall, at such time, promptly give each Holder written notice of such registration. In such event, if the Company intends to distribute the securities covered by connection with the registration by means of an underwriting, the right of any Holder to include its Registrable Securities in such registration shall be conditioned upon such Holder’s participation in such underwriting and the inclusion of such Holder’s Registrable Securities in the underwriting (unless otherwise mutually agreed by a majority in interest of the Initiating Holders and such Holder) to the extent provided herein. All Holders proposing to distribute their securities through such underwriting shall enter into an underwriting agreement in customary form with the underwriter or underwriters selected for such underwriting Convertible Notes being offered by the Company (which underwriter or underwriters shall be reasonably acceptable to those Initiating Holders holding a majority of the Registrable Securities held by all Initiating Holders). Upon the written request of each Holder given within twenty (20) days after mailing of such notice as contemplated by the Company in accordance with Section 3.5preliminary offering memorandum, the Company shalldated September 20, subject to the provisions of Section 1.3(c), use all commercially reasonable efforts to cause to be registered under the Act all of the Registrable Securities that each such Holder requests to be registered2005.

Appears in 1 contract

Samples: Stockholder’s Agreement (Eastshore Aviation, LLC)

Company Registration. (a) If (but without any obligation to do so) In the event that the Company proposes to register (including for this purpose a registration effected by the Company for stockholders other than the Holders) any of its stock or other securities Common Stock under the Securities Act in connection with the a public offering of such securities on any form (other than (iForm S-4 or Form S-8) a registration relating to a demand pursuant to Section 1.2 or (ii) a registration relating solely to that would legally permit the sale of securities of participants in a Company stock plan, a registration relating to a corporate reorganization or transaction under Rule 145 inclusion of the Act, a registration on any form that does not include substantially the same information as would be required to be included in a registration statement covering the sale Common Stock of the Registrable Securities, or a registration in which the only Common Stock being registered is Common Stock issuable upon conversion of debt securities that are also being registered)Holder, the Company shall, at such time, promptly shall give each Holder written notice thereof as soon as practicable but in no event less than 20 days prior to such registration, and shall include in such registration all Common Stock requested by the Holder in writing to be included therein, subject to the limitations set forth herein. If in connection with such proposed registration the managing underwriter for such offering advises the Company that the Common Stock requested by the Holder to be included therein exceeds the number of shares that can be sold in such offering without adversely affecting the marketability thereof, any shares to be sold by the Company in such offering shall have priority over any Common Stock owned by the Holder, and the shares of such registration. In such event, if the Company intends to distribute the securities covered by the registration by means of an underwriting, the right of any Holder to include its Registrable Securities be included in such registration shall be conditioned upon reduced pro rata on the basis of the numbers of shares held by such Holder’s participation Holder and all other holders (other than the Company) exercising similar registration rights. The Company shall bear the costs of each registration in such which Holders participate pursuant to this Section 4, excluding any underwriting and discounts or commissions on the sale of Common Stock. As a condition to the inclusion of such Holder’s Registrable Securities Common Stock in any registration, the underwriting (unless otherwise mutually agreed by a majority in interest of participating Holder and the Initiating Holders and such Holder) to the extent provided herein. All Holders proposing to distribute their securities through such underwriting Company shall enter into execute an underwriting agreement or similar agreement in customary a form with the underwriter or underwriters selected for such underwriting by the Company (which underwriter or underwriters shall be reasonably acceptable to those Initiating Holders holding a majority the Company and the underwriter(s), if any, for such offering containing customary indemnification and holdback provisions. Notwithstanding the foregoing, no Holder shall be required to incur indemnification obligations (whether several or joint and several) which is in excess of the Registrable Securities held net proceeds received by all Initiating Holders)such Holders pursuant to such registration or which relates to information not supplied by such Holder for inclusion in the registration statement. Upon Notwithstanding the written request foregoing, if the Company shall furnish to Holders requesting a registration pursuant to this Section 4, a certificate signed by the President of each Holder given within twenty the Company stating that, in the good faith judgment of the Board of Directors of the Company, it would be seriously detrimental to the Company and its shareholders for such registration statement to be filed by reason of a material pending transaction and it is therefore essential to defer the filing of such registration statement, the Company shall have the right to defer such filing for a period of not more than ninety (2090) days after mailing receipt of the request of any such notice by Holder; provided, however, that the Company may not utilize this right more than once in accordance with Section 3.5, the Company shall, subject to the provisions of Section 1.3(c), use all commercially reasonable efforts to cause to be registered under the Act all of the Registrable Securities that each such Holder requests to be registeredany twelve (12) month period.

Appears in 1 contract

Samples: Intelidata Technologies Corp

Company Registration. (a) If (but without any obligation to do so) the Company proposes to register (including for this purpose a registration effected by the Company for stockholders other than the Holders) any of its stock or other securities under the Act in connection with the public offering of such securities (other than (i) at any time after one year from the Closing Date the Company shall receive from Holders of a majority or more of the then-outstanding Registrable Securities (the "Initiating Holders") a written request that the Company effect any registration relating with respect to all or a demand pursuant to Section 1.2 part of the Registrable Securities (a "Demand Registration") or (ii) at any time after ninety days from the Closing Date the Company shall determine to register any of its equity securities either for its own account or for the account of any Persons other than the Investors who, by virtue of agreements with the Company or otherwise, are entitled to include securities of the Company held by them in any such registration, other than a registration relating solely to the sale of securities of participants in a Company stock planemployee benefit plans, or a registration relating solely to a corporate reorganization or transaction under Commission Rule 145 of the Acttransaction, or a registration on any registration form that which does not permit secondary sales or does not include substantially the same information as would be required to be included in a registration statement covering the sale of the Registrable Securities, or Securities (a registration in which the only Common Stock being registered is Common Stock issuable upon conversion of debt securities that are also being registered"Piggyback Registration"), the Company shallwill promptly (x) in the case of a Demand Registration, at file with the Commission as soon as practicable after receipt of the request of the Initiating Holders a registration statement on Form S-1 (or, if available, on Form S-3) covering the resale of the Registrable Securities; and (y) in the case of a Demand or Piggyback Registration, give to all Holders of Registrable Securities written notice thereof (which shall include a list of the jurisdictions in which the Company intends to attempt to qualify such timesecurities under the applicable blue sky or other state securities laws), promptly give each Holder written and include in such registration (and any related qualification under blue sky laws or other compliance), and in any underwriting involved therein, all the Registrable Securities that are requested in writing to be included therein by the Holders within 20 days following receipt of the Company's notice of such registration. In such event, if the Company intends to distribute the securities covered by the registration by means of an underwriting, the right of any Holder to include its Registrable Securities in such registration shall be conditioned upon such Holder’s participation in such underwriting and the inclusion of such Holder’s Registrable Securities in the underwriting (unless otherwise mutually agreed by a majority in interest of the Initiating Holders and such Holder) to the extent provided herein. All Holders proposing to distribute their securities through such underwriting shall enter into an underwriting agreement in customary form with the underwriter or underwriters selected for such underwriting by the Company (which underwriter or underwriters shall be reasonably acceptable to those Initiating Holders holding a majority of the Registrable Securities held by all Initiating Holders). Upon the written request of each Holder given within twenty (20) days after mailing of such notice by the Company in accordance with Section 3.5, the Company shall, subject to the provisions of Section 1.3(c), use all commercially reasonable efforts to cause to be registered under the Act all of the Registrable Securities that each such Holder requests to be registered.

Appears in 1 contract

Samples: Registration Rights and Shareholder Agreement (Icoa Inc)

Company Registration. (a) If (but without at any obligation to do so) time the Company proposes to register (including for this purpose a registration effected by the Company for stockholders other than the Holders) any of its stock or other securities under the Act Securities Act, whether or not for sale for its own account, on a form and in connection with a manner which would permit registration of its shares for sale to the public offering of such securities under the Securities Act (other than (i) a registration statement relating to a demand pursuant to Section 1.2 or (ii) a registration relating solely either to the sale of securities to employees of participants in the Company pursuant to a Company stock option, stock purchase or similar plan, a registration relating an offering or sale of securities pursuant to a corporate reorganization Form S-4 (or transaction under successor form) registration statement, or an SEC Rule 145 transaction), it will each such time give prompt written notice to the Holder of its intention to do so, describing such securities and specifying the form and manner and the other relevant facts involved in such proposed registration, and upon the written request of the ActHolder delivered to the Company within thirty (30) days after the giving of any such notice, a the Company will effect the registration on any form that does not include substantially under the same information Securities Act of all Registrable Securities which the Company has been so requested to register by the Holder to the extent required to permit the disposition (in accordance with the intended methods thereof as would be required aforesaid). The Company will use its commercially reasonable efforts to cause the Registrable Securities as to which registration shall have been so requested to be included in a registration statement covering the sale of the Registrable Securities, or a registration in which the only Common Stock being registered is Common Stock issuable upon conversion of debt securities that are also being registered), the Company shall, at such time, promptly give each Holder written notice of such registration. In such event, if the Company intends to distribute the securities to be covered by the registration statement proposed to be filed by means the Company, all to the extent required to permit the sale or other disposition by the Holder of such Registrable Securities so registered. If any registration pursuant to this Section 3.2 shall be, in whole or in part, an underwritingunderwritten public offering of securities, the Company shall so advise the Holders as a part of the written notice given pursuant to this Section 3.2. In such event the right of any Holder to include its Registrable Securities in such registration pursuant to this Section 3.2 shall be conditioned upon such Holder’s participation in such underwriting and the inclusion of such Holder’s Registrable Securities in the underwriting (unless otherwise mutually agreed by a majority in interest of the Initiating Holders and such Holder) to the extent provided herein. All Holders proposing to distribute their securities through such underwriting shall (together with the Company and the other holders distributing their securities through such underwriting) enter into an underwriting agreement in customary form with the managing underwriter or underwriters selected for such underwriting by the Company (which underwriter or underwriters shall be reasonably acceptable Company, but subject to those Initiating the reasonable approval of Holders holding more than a majority of the Registrable Securities held by all Initiating Holders)to be included in such registration. Upon Notwithstanding any other provision of this Section 3.2, if the written request managing underwriter determines that marketing factors require limitation of each Holder given within twenty (20) days after mailing the number of such notice by the Company in accordance with Section 3.5shares to be underwritten, the Company shall, subject to the provisions of Section 1.3(c), use all commercially reasonable efforts to cause to be registered under the Act all of managing underwriter may limit the Registrable Securities that each such Holder requests to be registeredincluded in such registration. The Company shall so advise all Holders and other holders distributing their securities through such underwriting and the number of shares of securities that may be included in the registration and underwriting (other than in behalf of the Company) shall be allocated among all Holders and such other holders (provided that such other holders have contractual rights to participate in such registration which are not subordinate to the Holders’) in proportion, as nearly as practicable, to the respective amounts of Registrable Securities held by such Holders and such other holders.

Appears in 1 contract

Samples: Registration Rights Agreement (Network Computing Devices Inc)

Company Registration. (a) If (but without any obligation to do so) the Company at any time proposes to register (including for this purpose a registration effected by the Company for stockholders other than the Holders) any of its stock or other securities under the Securities Act in connection with the public offering of such securities solely for cash (other than (i) an Initial Public Offering or a registration statement relating to a demand pursuant to Section 1.2 or (ii) a registration relating solely either to the sale of securities to employees of participants in a the Company stock plan, a registration relating pursuant to a corporate reorganization stock option, stock purchase or transaction under similar plan or a SEC Rule 145 of the Act, a registration on any form that does not include substantially the same information as would be required to be included in a registration statement covering the sale of the Registrable Securities, or a registration in which the only Common Stock being registered is Common Stock issuable upon conversion of debt securities that are also being registeredtransaction), the Company shall, at such time, promptly give each Holder at least thirty (30) days written notice of such registration. In such event, if the Company intends its intention to distribute the securities covered by the registration by means of an underwriting, the right of any Holder to include its Registrable Securities in such registration shall be conditioned upon such Holder’s participation in such underwriting and the inclusion of such Holder’s Registrable Securities in the underwriting (unless otherwise mutually agreed by a majority in interest of the Initiating Holders and such Holder) to the extent provided herein. All Holders proposing to distribute their securities through such underwriting shall enter into an underwriting agreement in customary form with the underwriter or underwriters selected for such underwriting by the Company (which underwriter or underwriters shall be reasonably acceptable to those Initiating Holders holding a majority of the Registrable Securities held by all Initiating Holders)do so. Upon the written request of each Holder given within twenty (20) days after mailing receipt of such notice by the Company Holder in accordance with Section 3.55.7, the Company shall, subject to the provisions of Section 1.3(c), shall use all commercially its reasonable best efforts to cause to be registered under the Securities Act all of the Registrable Securities that each such Holder requests has requested to be registered; provided, however, that if the Company is advised in writing in good faith by any managing underwriter of the Company's securities being offered in an underwritten public offering pursuant to such registration statement that the amount to be sold by persons other than the Company (collectively, "Selling Stockholders") is greater than the amount which can be offered without adversely affecting the offering, the Company may reduce the amount offered for the accounts of Selling Stockholders (including such holders of Registrable Securities) to a number deemed satisfactory by such managing underwriter; and provided further, that the shares to be excluded shall be determined in the following order of priority: (i) first, securities held by any Persons not having any such contractual, incidental registration rights, (ii) second, securities held by any Persons having contractual, incidental registration rights pursuant to an agreement which is not this Agreement and (iii) third, Registrable Securities held by the Investors; provided that in no event shall the amount of Registrable Securities of the selling Investors be included in such delivery be reduced below Twenty Percent (20%) of the total amount of securities to be included in such offering, in which case, the Investors may be excluded if any managing underwriter advises as provided above and no other stockholder's securities are included.

Appears in 1 contract

Samples: Rights Agreement (Tallan Inc)

Company Registration. (a) If (but without any obligation to do so) the Company proposes to register (including for this purpose a registration effected by the Company for stockholders other than the HoldersShareholder) any of its stock or other securities under the Act in connection with the public offering of such securities solely for cash (other than (i) a registration relating to a demand pursuant to Section 1.2 or (ii) a registration relating solely to the sale of securities of to participants in a Company stock plan, a registration relating to a corporate reorganization or transaction under Rule 145 of the Act, a registration on any form that does which is not include substantially available for the same information as would be required to be included in a registration statement covering the sale resale of the Registrable Securities, a registration statement on Form S-4 or any successor form, or a registration in which the only Common Stock being registered is Common Stock issuable upon conversion of debt securities that which are also being registered), the Company shall, at such time, promptly give each Holder the Shareholders written notice of such registration. In such event, if the Company intends to distribute the securities covered by the registration by means of an underwriting, the right of any Holder to include its Registrable Securities in such registration shall be conditioned upon such Holder’s participation in such underwriting and the inclusion of such Holder’s Registrable Securities in the underwriting (unless otherwise mutually agreed by a majority in interest of the Initiating Holders and such Holder) to the extent provided herein. All Holders proposing to distribute their securities through such underwriting shall enter into an underwriting agreement in customary form with the underwriter or underwriters selected for such underwriting by the Company (which underwriter or underwriters shall be reasonably acceptable to those Initiating Holders holding a majority of the Registrable Securities held by all Initiating Holders). Upon the written request of each Holder the Shareholders given within twenty ten (2010) days after mailing of such notice by the Company in accordance with Section 3.52.5, the Company shall, subject to the provisions of Section 1.3(c), use all commercially reasonable efforts to shall cause to be registered under the Act all of the Registrable Securities that each such Holder requests the Shareholder has requested to be registered. In connection with any registration pursuant to this Section 1.3 which involves the underwritten offering of the Company's securities, the Company shall not be required to include any of the Shareholder's securities under such registration statement unless the Shareholder agrees to enter into an underwriting agreement in the form agreed upon between the Company and the underwriters selected by it (or by other persons entitled to select the underwriters), and then only in such quantity as the underwriters determine in their sole discretion will not jeopardize the success of the offering by the Company. Each Shareholder acknowledges and agrees that at the underwriters' sole discretion the Registrable Securities may be excluded entirely from such offering. In addition, if a registration is to be effected pursuant to a request by another holder of Common Stock of the Company, the Shareholder's right to participate in any such registration shall be subject to the prior consent of such holder which consent may be withheld in the holder's sole discretion.

Appears in 1 contract

Samples: Registration Rights Agreement (Avant Corp)

Company Registration. At any time after July 30, 2014 that there is not in existence an effective registration statement covering all of a Holder’s Registrable Securities (a) If (but without any obligation to do so) a “Precluded Holder”), if the Company proposes to register (including for this purpose a registration effected by the Company for stockholders other than the Holders) any of its stock or other securities under the Securities Act in connection with the public offering offering” (as such term is interpreted by Nasdaq under its rules and regulations) of such securities (other than (i) a registration relating to a demand pursuant to Section 1.2 or (ii) a registration relating solely to the sale of securities of to participants in a Company stock planplan or a transaction covered by Rule 145 under the Securities Act, a registration relating to a corporate reorganization an “equity line of credit” or transaction under Rule 145 of the Actsimilar offering, a registration in which the only stock being registered is Common Stock issuable upon conversion of debt securities which are also being registered, or any registration on any form that which does not include substantially the same information as would be required to be included in a registration statement covering the sale of the Registrable Securities, or a registration in which the only Common Stock being registered is Common Stock issuable upon conversion of debt securities that are also being registered), the Company shall, at such time, promptly give each such Precluded Holder written notice of such registration. In such event, if the Company intends to distribute the securities covered by the registration by means of an underwriting, the right of any Holder to include its Registrable Securities in such registration shall be conditioned upon such Holder’s participation in such underwriting and the inclusion of such Holder’s Registrable Securities in the underwriting (unless otherwise mutually agreed by a majority in interest of the Initiating Holders and such Holder) to the extent provided herein. All Holders proposing to distribute their securities through such underwriting shall enter into an underwriting agreement in customary form with the underwriter or underwriters selected for such underwriting by the Company (which underwriter or underwriters shall be reasonably acceptable to those Initiating Holders holding a majority of the Registrable Securities held by all Initiating Holders). Upon the written request of each Precluded Holder given within twenty fifteen (2015) days after mailing of such notice by the Company in accordance with Section 3.52.3, the Company shall, subject to the provisions of Section 1.3(c)1.5, use all commercially reasonable efforts to cause to be registered under the Securities Act all of the Registrable Securities that each such Precluded Holder requests has requested to be registered; provided, however, that in connection with any offering involving an underwriting of shares of the Company’s capital stock, the Company shall not be required under this Section 1.3 to include any of the Precluded Holders’ securities in such underwriting unless they accept the terms of the underwriting as agreed upon between the Company and the underwriters selected by it (or by other Persons entitled to select the underwriters), and then only in such quantity as the underwriters determine will not jeopardize the success of the offering by the Company. If the total amount of securities, including Registrable Securities, requested by stockholders to be included in such offering exceeds the amount of securities (sold other than by the Company) that the underwriters advise the Company in writing is compatible with the success of the offering, then the Company shall be required to include in the offering only that number of such securities, including Registrable Securities, which the underwriters have advised the Company in writing will not jeopardize the success of the offering (the securities so included to be apportioned pro rata among the selling stockholders according to the total amount of securities entitled to be included therein owned by each selling stockholder or in such other proportions as shall mutually be agreed to by such selling stockholders).

Appears in 1 contract

Samples: Registration Rights Agreement (Aetrium Inc)

Company Registration. (a) If (but without any obligation to do so) Effective from the expiration of the Lock-Up Term until the end of the Required Period, the Company proposes shall notify each Investor that holds Registrable Securities in writing at least ten (10) days prior to register (the filing of any Registration Statement related to an Underwritten Offering including for this purpose a registration effected shares of Common Stock by the Company for or one or more selling stockholders (other than the HoldersInvestors) (“Registration Notice”) and will afford each Investor an opportunity, subject to the terms and conditions of this Agreement, to include in such Registration Statement the number of Registrable Securities then held by such Investor that such Investor wishes to include in such Registration Statement. Each Investor desiring to include in any such Registration Statement all or any part of the Registrable Securities held by such Investor shall, within five (5) days after receipt of the Registration Notice, so notify the Company in writing, and in such notification, inform the Company of the number of Registrable Securities such Investor wishes to include in such Registration Statement. If an Investor decides not to include Registrable Securities in any Registration Statement thereafter filed by the Company, such Investor shall nevertheless continue to have the right to include Registrable Securities in any subsequent Registration Statement or Registration Statements as may be filed by the Company with respect to offerings of its stock or other securities under securities, all upon the Act in connection with the public offering of such securities (other than terms and conditions set forth herein. Each Investor shall keep confidential and not disclose to any Third Party (i) a registration relating to a demand pursuant to Section 1.2 or its receipt of any Registration Notice and (ii) a registration relating solely any information regarding the proposed offering as to the sale which such notice is delivered, except as required by law, regulation or as compelled by subpoena. The right of securities of participants in a Company stock plan, a registration relating any such Investor to a corporate reorganization or transaction under Rule 145 of the Act, a registration on any form that does not include substantially the same information as would be required to be included Registrable Securities in a registration statement covering the sale of the Registrable Securities, or a registration in which the only Common Stock being registered is Common Stock issuable upon conversion of debt securities that are also being registered), the Company shall, at such time, promptly give each Holder written notice of such registration. In such event, if the Company intends pursuant to distribute the securities covered by the registration by means of an underwriting, the right of any Holder to include its Registrable Securities in such registration this Section 9.2(b) shall be conditioned upon such HolderInvestor’s participation in such underwriting and the inclusion of such HolderInvestor’s Registrable Securities in the underwriting (unless otherwise mutually agreed by a majority in interest of the Initiating Holders and such Holder) to the extent provided herein. All Holders The Investors proposing to distribute their securities Registrable Securities through such underwriting shall enter into an underwriting agreement in customary form with the managing underwriter or underwriters selected for such underwriting by underwriting. Notwithstanding any other provision of this Section 9.2(b), if the Company managing underwriter for the Underwritten Offering determines in good faith that marketing factors require a limitation of the number of shares of Registrable Securities to be included in such Underwritten Offering and advises the Investors of such determination in writing, then the managing underwriter may exclude shares (which underwriter or underwriters shall be reasonably acceptable including up to those Initiating Holders holding a majority 100% of the Registrable Securities) from the registration and the underwriting, with the number of Registrable Securities, if any, included in the registration and the underwriting being allocated to each of Investors requesting inclusion of their Registrable Securities in such Registration Statement and all other stockholders selling shares of Common Stock pursuant to such Registration Statement on a pro rata basis based on the total number of shares of Common Stock then held by all Initiating Holders)each such Investor or other stockholder. Upon Notwithstanding the written request of each Holder given within twenty (20) days after mailing of such notice by the Company in accordance with Section 3.5foregoing, the Company shall, subject shall have the right to terminate or withdraw any registration initiated by it under this Section 9.2(b) prior to the provisions effectiveness of Section 1.3(c), use all commercially reasonable efforts such registration whether or not any Investor has elected to cause to be registered under the Act all of the Registrable Securities that each include securities in such Holder requests to be registeredregistration.

Appears in 1 contract

Samples: Stock Purchase Agreement (PTC Therapeutics, Inc.)

Company Registration. (a) If (but without any obligation to do so) the Company proposes to register (including for this purpose a registration effected by the Company for stockholders other than the Holdersshareholders) any of its stock or other securities under the Securities Act in connection with the a public offering of such securities (solely for cash other than (i) a registration relating to a demand pursuant to Section 1.2 on Form S-8 (or (iiother similar successor form) a registration relating solely to the sale of securities of to participants in a Company stock planplan or to other compensatory arrangements to the extent includable on Form S-8 (or other similar successor form), a registration relating to a corporate reorganization or transaction under Rule 145 of the Act, (ii) a registration on any form that does not include substantially the same information as would be required to be included in a registration statement covering the sale of the Registrable Securities, Form S-4 (or a registration in which the only Common Stock being registered is Common Stock issuable upon conversion of debt securities that are also being registeredother similar successor form), the Company shall, at such time, promptly give each Holder written notice of such registration. In such event, if the Company intends to distribute the securities covered by the registration by means of an underwriting, the right of any Holder to include its Registrable Securities in such registration shall be conditioned upon such Holder’s participation in such underwriting and the inclusion of such Holder’s Registrable Securities in the underwriting (unless otherwise mutually agreed by a majority in interest of the Initiating Holders and such Holder) to the extent provided herein. All Holders proposing to distribute their securities through such underwriting shall enter into an underwriting agreement in customary form with the underwriter or underwriters selected for such underwriting by the Company (which underwriter or underwriters shall be reasonably acceptable to those Initiating Holders holding a majority of the Registrable Securities held by all Initiating Holders). Upon the written request of each Holder given within twenty (20) days after mailing of such notice by the Company in accordance with Section 3.522, the Company shall, subject to the provisions of Section 1.3(c)7, use all commercially reasonable its best efforts to cause to be registered under the Securities Act all of the Registrable Securities that each such Holder requests has requested to be registered. In the event that the underwriters advise the Company that marketing factors require a limitation of the number of shares to be underwritten, the Company and its underwriters shall allocate the number of Registrable Securities requested to be registered by each of the Holders as follows: (i) first, to the Company; (ii) second, to the Outside Investors holding Registrable Securities that have elected to participate in such offering, pro rata according to the number of Registrable Securities held by each such Outside Investor; and (iii) thereafter, to the extent additional securities may be included in such offering, to the Angel Investors holding Registrable Securities that have elected to participate in such underwritten offering, pro rata according to the number of Registrable Securities held by each such Angel Investor; provided, however, that in no event shall the number of Registrable Securities to be registered by the Outside Investors be less than twenty percent (20%) of the total number of shares to be sold in such offering. The Company shall have no obligation under this Section 3 to make any offering of its securities, or to complete an offering of its securities that it proposes to make, and shall incur no liability to any Holder for its failure to do so.

Appears in 1 contract

Samples: Rights Agreement (Essential Com Inc)

Company Registration. (a) If (but without any obligation to do so) the Company proposes to register for its own account or for the account of other shareholders (including for this purpose a registration effected by the Company for stockholders other than the Holders) any of its stock or other securities under the Securities Act in connection with the public offering of such securities solely for cash (other than (i) a registration relating to a demand pursuant to Section 1.2 Qualified IPO or (ii) a registration relating solely to the sale of securities of participants in a Company stock plan, a registration relating to a corporate reorganization or transaction under Rule 145 of the Act, a registration on any form that does not include substantially the same information as would be required to be included in a registration statement covering the sale of the Registrable SecuritiesForm F-4, Form S-8 or a registration in which the only Common Stock being registered is Common Stock issuable upon conversion of debt securities that are also being registeredForm S-4), the Company shall, at such time, promptly give each Holder written notice of such registration. In such event, if the registration (a “Company intends to distribute the securities covered by the registration by means of an underwriting, the right of any Holder to include its Registrable Securities in such registration shall be conditioned upon such Holder’s participation in such underwriting and the inclusion of such Holder’s Registrable Securities in the underwriting (unless otherwise mutually agreed by a majority in interest of the Initiating Holders and such Holder) to the extent provided herein. All Holders proposing to distribute their securities through such underwriting shall enter into an underwriting agreement in customary form with the underwriter or underwriters selected for such underwriting by the Company (which underwriter or underwriters shall be reasonably acceptable to those Initiating Holders holding a majority of the Registrable Securities held by all Initiating HoldersRegistration”). Upon the written request of each Holder given within twenty (20) days after mailing of such notice by the Company in accordance with Section 3.5Company, the Company shall, subject to the provisions of Section 1.3(c1.9 (Underwriting Requirements), use all commercially reasonable efforts to cause to be registered under the Securities Act all of the Registrable Securities that each such Holder requests has requested to be registeredregistered on the same terms and conditions as the securities of the Company or the account of such other stockholder, as the case may be, included therein. If the total amount of securities, including Registrable Securities, to be included in such offering exceeds the amount of securities that the underwriters determine in their sole discretion based upon marketing factors is compatible with the success of the offering, then the Company shall be required to include in the offering only that number of such securities, including Registrable Securities, which the underwriters determine in their sole discretion will not jeopardize the success of the offering, and the Company shall so advise all Holders of Registrable Securities. In such case, the number of securities that may be included in the offering shall be reduced, first as to any securities requested to be included in such offering by Persons other than the Holders who wish to sell their Registrable Securities in such offering, second as to any selling Holders and third as to any securities to be offered for the account of the Company, but in no event shall (i) the amount of securities of the selling Holders included in the offering be reduced below thirty percent (30%) of the total amount of securities included in such offering or (ii) any securities held by a Founder or any securities offered by a selling shareholder which are not Registrable Securities be included if any securities held by any selling Holder who is not a Founder are excluded. For purposes of the preceding sentence concerning apportionment, for any selling shareholder which is a Holder of Registrable Securities and which is a partnership, limited liability company or corporation, the partners, retired partners, members, retired members and shareholders of such holder, or the estates and family members of any such partners, members, retired members and retired partners and any trusts for the benefit of any of the foregoing persons shall be deemed to be a single “selling shareholder,” and any pro-rata reduction with respect to such “selling shareholder” shall be based upon the aggregate amount of shares carrying registration rights owned by all entities and individuals included in such “selling shareholder,” as defined in this sentence. Any Registrable Securities excluded or withdrawn from such underwriting shall be withdrawn from the registration.

Appears in 1 contract

Samples: Investors’ Rights Agreement (Renren Inc.)

Company Registration. (a) If (but without any obligation to do so) Effective from the expiration of the Lock-Up Term, the Company proposes shall notify each Investor that holds Registrable Securities in writing at least ten (10) days prior to register the filing of any Registration Statement related to an Underwritten Offering including shares of Common Stock by one or more selling stockholders (including for other than the Investors) (“Registration Notice”) and will afford each Investor an opportunity, subject to the terms and conditions of this purpose a registration effected Agreement, to include in such Registration Statement the number of Registrable Securities then held by such Investor that such Investor wishes to include in such Registration Statement. Each Investor desiring to include in any such Registration Statement all or any part of the Registrable Securities held by such Investor shall, within five (5) days after receipt of the Registration Notice, so notify the Company in writing, and in such notification, inform the Company of the number of Registrable Securities such Investor wishes to include in such Registration Statement. If an Investor decides not to include Registrable Securities in any Registration Statement thereafter filed by the Company, such Investor shall nevertheless continue to have the right to include Registrable Securities in any subsequent Registration Statement or Registration Statements as may be filed by the Company for stockholders other than the Holders) any with respect to offerings of its stock or other securities under securities, all upon the Act in connection with the public offering of such securities (other than terms and conditions set forth herein. Each Investor shall keep confidential and not disclose to any Third Party (i) a registration relating to a demand pursuant to Section 1.2 or its receipt of any Registration Notice and (ii) a registration relating solely any information regarding the proposed offering as to the sale which such notice is delivered, except as required by law, regulation or as compelled by subpoena. The right of securities of participants in a Company stock plan, a registration relating any such Investor to a corporate reorganization or transaction under Rule 145 of the Act, a registration on any form that does not include substantially the same information as would be required to be included Registrable Securities in a registration statement covering the sale of the Registrable Securities, or a registration in which the only Common Stock being registered is Common Stock issuable upon conversion of debt securities that are also being registered), the Company shall, at such time, promptly give each Holder written notice of such registration. In such event, if the Company intends pursuant to distribute the securities covered by the registration by means of an underwriting, the right of any Holder to include its Registrable Securities in such registration this Section 9.2(b) shall be conditioned upon such HolderInvestor’s participation in such underwriting and the inclusion of such HolderInvestor’s Registrable Securities in the underwriting (unless otherwise mutually agreed by a majority in interest of the Initiating Holders and such Holder) to the extent provided herein. All Holders The Investors proposing to distribute their securities Registrable Securities through such underwriting shall enter into an underwriting agreement in customary form with the managing underwriter or underwriters selected for such underwriting by underwriting. Notwithstanding any other provision of this Section 9.2(b), if the Company managing underwriter for the Underwritten Offering determines in good faith that marketing factors require a limitation of the number of shares of Registrable Securities to be included in such Underwritten Offering and advises the Investors of such determination in writing, then the managing underwriter may exclude shares (which underwriter or underwriters shall be reasonably acceptable including up to those Initiating Holders holding a majority 100% of the Registrable Securities) from the registration and the underwriting, with the number of Registrable Securities, if any, included in the registration and the underwriting being allocated to each of Investors requesting inclusion of their Registrable Securities in such Registration Statement and all other stockholders selling shares of Common Stock pursuant to such Registration Statement on a pro rata basis based on the total number of shares of Common Stock then held by all Initiating Holders)each such Investor or other stockholder. Upon Notwithstanding the written request of each Holder given within twenty (20) days after mailing of such notice by the Company in accordance with Section 3.5foregoing, the Company shall, subject shall have the right to terminate or withdraw any registration initiated by it under this Section 9.2(b) prior to the provisions effectiveness of Section 1.3(c), use all commercially reasonable efforts such registration whether or not any Investor has elected to cause to be registered under the Act all of the Registrable Securities that each include securities in such Holder requests to be registeredregistration.

Appears in 1 contract

Samples: Stock Purchase Agreement (Alnylam Pharmaceuticals, Inc.)

Company Registration. (a) If (but without any obligation to do so) the Company proposes to register (including for this purpose a registration effected by the Company for stockholders other than the Holders) any of its stock or other securities under the Act in connection with the public offering of such securities solely for cash (other than (i) a registration relating to a demand pursuant to Section 1.2 or (ii) a registration relating solely to the sale of securities of to participants in a Company stock plan, a registration relating to a corporate reorganization or transaction under Rule 145 of the Act, a registration on any form that which does not include substantially the same information as would be required to be included in a registration statement covering the sale of the Registrable Securities, or a registration in which the only Common Stock being registered is Common Stock issuable upon conversion of debt securities that are also being registered), the Company shall, at such time, promptly give each Holder written notice of such registration. In such event, if the Company intends to distribute the securities covered by the registration by means of an underwriting, the right of any Holder to include its Registrable Securities in such registration shall be conditioned upon such Holder’s participation in such underwriting and the inclusion of such Holder’s Registrable Securities in the underwriting (unless otherwise mutually agreed by a majority in interest of the Initiating Holders and such Holder) to the extent provided herein. All Holders proposing to distribute their securities through such underwriting shall enter into an underwriting agreement in customary form with the underwriter or underwriters selected for such underwriting by the Company (which underwriter or underwriters shall be reasonably acceptable to those Initiating Holders holding a majority of the Registrable Securities held by all Initiating Holders). Upon the written request of each Holder given within twenty (20) days after mailing of such notice by the Company in accordance with Section 3.5, the Company shall, subject to the provisions of Section 1.3(c)1.6, use all commercially reasonable efforts to cause to be registered under the Act all of the Registrable Securities that each such Holder requests has requested to be registered. Obligations of the Company. Whenever required under this Section 1 to effect the registration of any Registrable Securities, the Company shall, as expeditiously as reasonably possible: Prepare and file with the SEC a registration statement with respect to such Registrable Securities and use its best efforts to cause such registration statement to become effective, and, upon the request of the Holders of a majority of the Registrable Securities registered thereunder, keep such registration statement effective for a period of up to one hundred twenty (120) days or until the distribution contemplated in the Registration Statement has been completed; provided, however, that (i) such 120-day period shall be extended for a period of time equal to the period the Holder refrains from selling any securities included in such registration at the request of an underwriter of Common Stock (or other securities) of the Company; and (ii) in the case of any registration of Registrable Securities on Form S-3 which are intended to be offered on a continuous or delayed basis, such 120-day period shall be extended, if necessary, to keep the registration statement effective until all such Registrable Securities are sold, provided that Rule 415, or any successor rule under the Act, permits an offering on a continuous or delayed basis, and provided further that applicable rules under the Act governing the obligation to file a post-effective amendment permit, in lieu of filing a post-effective amendment which (i) includes any prospectus required by Section 10(a)(3) of the Act or (ii) reflects facts or events representing a material or fundamental change in the information set forth in the registration statement, the incorporation by reference of information required to be included in (i) and (ii) above to be contained in periodic reports filed pursuant to Section 13 or 15(d) of the 1934 Act in the registration statement. Prepare and file with the SEC such amendments and supplements to such registration statement and the prospectus used in connection with such registration statement as may be necessary to comply with the provisions of the Act with respect to the disposition of all securities covered by such registration statement. Furnish to the Holders such numbers of copies of a prospectus, including a preliminary prospectus, in conformity with the requirements of the Act, and such other documents as they may reasonably request in order to facilitate the disposition of Registrable Securities owned by them. Use its best efforts to register and qualify the securities covered by such registration statement under such other securities or blue sky laws of such jurisdictions as shall be reasonably requested by the Holders; provided that the Company shall not be required in connection therewith or as a condition thereto to qualify to do business or to file a general Consent to service of process in any such states or jurisdictions. In the event of any underwritten public offering, enter into and perform its obligations under an underwriting agreement, in usual and customary form, with the managing underwriter of such offering. Each Holder participating in such underwriting shall also enter into and perform its obligations under such an agreement. Notify each Holder of Registrable securities covered by such registration statement at any time when a prospectus relating thereto is required to be delivered under the Act of the happening of any event as a result of which the prospectus included in such registration statement, as then in effect, includes an untrue statement of a material fact or omits to state a material fact required to be stated therein or necessary to make the statements therein not misleading in the light of the circumstances then existing. Cause all such Registrable Securities registered pursuant hereunder to be listed on each securities exchange on which similar securities issued by the Company are then listed. Provide a transfer agent and registrar for all Registrable Securities registered pursuant hereunder and a CUSIP number for all such Registrable securities, in each case not later than the effective date of such registration.

Appears in 1 contract

Samples: Stockholders Agreement (Oryx Technology Corp)

Company Registration. (a) If (but without any obligation to do so) the -------------------- Company proposes to register (including for this purpose a registration effected by the Company for stockholders other than the Holders) any of its capital stock or other securities under the 1933 Act in connection with the public offering of such securities solely for cash (other than (i) a registration relating to a demand pursuant to Section 1.2 on Form S-8 or (ii) a registration any successor form relating solely to the sale of securities of to participants in a Company stock plan, a registration relating to a corporate reorganization or transaction under Rule 145 of the Act, a registration on Form S-4 or any form that does not include substantially the same information as would be required to be included in a registration statement covering the sale of the Registrable Securities, or a registration in which the only Common Stock being registered is Common Stock issuable upon conversion of debt securities that are also being registeredsuccessor form), the Company shall, at such time, promptly give each Holder written notice of such registration. In such event, if the Company intends to distribute the securities covered by the registration by means of an underwriting, the right of any Holder to include its Registrable Securities in such registration shall be conditioned upon such Holder’s participation in such underwriting and the inclusion of such Holder’s Registrable Securities in the underwriting (unless otherwise mutually agreed by a majority in interest of the Initiating Holders and such Holder) to the extent provided herein. All Holders proposing to distribute their securities through such underwriting shall enter into an underwriting agreement in customary form with the underwriter or underwriters selected for such underwriting by the Company (which underwriter or underwriters shall be reasonably acceptable to those Initiating Holders holding a majority of the Registrable Securities held by all Initiating Holders). Upon the written request of each a Holder given within twenty (20) 20 days after mailing of such notice by the Company in accordance with Section 3.5Company, the Company shall, subject to the provisions of Section 1.3(c)1.8, use all commercially its reasonable best efforts to cause to be registered under the Act a registration statement covering all of the Registrable Securities that each such Holder requests has requested to be registeredregistered to become effective under the 1933 Act. The Company shall be under no obligation to complete any offering of its securities it proposes to make and shall incur no liability to any Holder for its failure to do so. Notwithstanding the foregoing, this Section 1.3 shall not apply to a Qualified Public Offering (as defined in the immediately following sentence) if the managing underwriter or, after consultation with the managing underwriter, the Company's Board of Directors determines that marketing or other factors favor an offering of securities for the account of the Company only. For purposes hereof, a "Qualified Public Offering" shall mean an underwritten ------------------------- initial public offering on a firm commitment basis pursuant to an effective registration statement under the 1933 Act covering the offer and sale of Common Stock for the account of the Company, in which the aggregate gross proceeds to the Company are at least $30,000,000, at a price per share of Common Stock greater than or equal to $2.00 per share (such per share amount shall be adjusted for stock splits, stock dividends and the like).

Appears in 1 contract

Samples: Registration Rights Agreement (Hob Entertainment Inc /De/)

Company Registration. (a) If (but without At any obligation to do so) time the Company proposes to register (including for this purpose a registration effected by the Company for stockholders other than the HoldersStockholder) any shares of its stock or other securities Common Stock under the Securities Act for sale (other than registration of the Common Stock for issuance or sale (a) pursuant to Section 1.3 hereof or (b) in connection with the public offering of such securities (other than (i) a registration relating to a demand pursuant to Section 1.2 employee or non-employee director compensation or benefit programs, (ii) a registration relating an exchange offer or an offering of securities solely to the sale of securities of participants in a Company stock plan, a registration relating to a corporate reorganization existing stockholders or transaction under Rule 145 employees of the ActCompany or (iii) an acquisition, a registration on any form that does not include substantially the same information as would be required to be included in merger or other business combination using a registration statement covering the sale of the Registrable Securities, on Form S-4 or a registration in which the only Common Stock being registered is Common Stock issuable upon conversion of debt securities that are also being registeredany successor or other appropriate form), the Company shall, at such time, promptly will give each Holder prompt written notice of such registration. In such (which, in any event, if the Company intends to distribute the securities covered by the registration by means of an underwriting, the right of any Holder to include its Registrable Securities in such registration shall be conditioned upon given no less than 15 days prior to the filing of a registration statement with respect to such Holder’s participation in such underwriting and the inclusion of such Holder’s Registrable Securities in the underwriting (unless otherwise mutually agreed by a majority in interest of the Initiating Holders and such Holderoffering) to the extent provided herein. All Holders proposing Stockholder of its intention so to distribute their securities through such underwriting shall enter into an underwriting agreement in customary form with the underwriter or underwriters selected for such underwriting by the Company (which underwriter or underwriters shall be reasonably acceptable to those Initiating Holders holding a majority of the Registrable Securities held by all Initiating Holders). Upon do and, upon the written request of each Holder given Stockholder sent within twenty (20) 15 days after mailing the effective date of any such notice by the Company in accordance with Section 3.5notice, the Company shallwill, subject to the provisions of Section 1.3(c)Sections 1.5 and 1.7 hereof, use all commercially reasonable efforts its Best Efforts to cause all Registrable Securities as to which Stockholder shall have so requested registration, to be registered under the Act Securities Act, all to the extent necessary to permit the sale in such offering of the Registrable Securities that each such Holder requests so registered on behalf of Stockholder in the same manner as the Company (or stockholder other than Stockholder, as the case may be) proposes to offer its shares of Common Stock. The Company shall use its Best Efforts to cause the managing underwriter or underwriters of a proposed underwritten offering to permit the Registrable Securities requested by the Stockholder to be registeredincluded in the registration for such offering on the same terms and conditions as the shares of Common Stock of the Company included therein. Notwithstanding the forgoing, if the managing underwriter or underwriters of such offering deliver an opinion to the Company and the requesting Stockholder that the total number of shares of Common Stock which the requesting Stockholder or the Company, and any other Person, intend to include in such offering will in the good faith opinion of such managing underwriter or underwriters materially and adversely affect the success of such offering, then the number of shares of Common Stock to be offered for the account of the Stockholder shall be reduced pro rata based upon the number of shares of Common Stock proposed to be sold by the Stockholder and other Persons (excluding Company) to the extent necessary to reduce the total number of shares of Common Stock to be included in such offering to the number of shares recommended by such managing underwriter.

Appears in 1 contract

Samples: Registration Rights Agreement (Xplor Energy Inc)

Company Registration. (a) If (but without any obligation to do so) the Company proposes to register Register at any time prior to the Restriction Termination Date (including for this purpose a registration Registration effected by the Company for stockholders other than the Holders) any of its stock or other securities under the Act in connection with the underwritten public offering of such securities solely for cash (other than (i) a registration relating to a demand pursuant to Section 1.2 or (ii) a registration relating solely Registration of securities in connection with mergers, acquisitions, exchange offers, distributions to the sale of securities of participants Company's stockholders, or stock option or other employee benefit plans or a Registration in a Company stock plan, a registration relating to a corporate reorganization or transaction under Rule 145 of the Act, a registration on any form that which does not include substantially the same information as would be required to be included in a registration statement covering the sale of the Registrable Securities, or a registration in which the only Common Stock being registered is Common Stock issuable upon conversion of debt securities that are also being registered), the Company shall, at each such time, promptly give each Holder the Holders written notice of such registration. In such event, if the Company intends to distribute the securities covered by the registration by means of an underwriting, the right of any Holder to include its Registrable Securities in such registration shall be conditioned upon such Holder’s participation in such underwriting and the inclusion of such Holder’s Registrable Securities in the underwriting (unless otherwise mutually agreed by a majority in interest of the Initiating Holders and such Holder) to the extent provided herein. All Holders proposing to distribute their securities through such underwriting shall enter into an underwriting agreement in customary form with the underwriter or underwriters selected for such underwriting by the Company (which underwriter or underwriters shall be reasonably acceptable to those Initiating Holders holding a majority of the Registrable Securities held by all Initiating Holders)Registration. Upon the written request of each a Holder given within twenty fifteen (2015) days after mailing of such notice by the Company in accordance with Section 3.5Company, the Company shall, subject to the provisions of Section 1.3(c)following provisions, use all commercially reasonable efforts to cause to be registered under the Act included in such Registration all of the Registrable Securities that each Holder has requested to be included. The Company shall not be required under this Section 1.3 to include any of a Holder's securities in an underwritten offering of the Company's securities if it is not permitted to do so pursuant to the Registration Rights Agreements, dated as of March 30, 1994, made by the Company for the benefit of investors and the placement agent and its designees relating to the offering of up to an aggregate of 1,850,000 Units of the Company and unless such Holder requests accepts the terms of the underwriting as agreed upon between the Company and the underwriters selected by it, and then only in such quantity as will not, in the opinion of the managing underwriters, interfere with the successful marketing of the offering by the Company; PROVIDED, HOWEVER, that any reduction of the amount of securities to be registeredincluded in such offering shall not represent a greater fraction of the number of securities intended to be offered by holders of Registrable Securities than the fraction of similar reductions imposed on such other persons or entities (but not the Company) with respect to the amount of securities they intended to offer in such offering.

Appears in 1 contract

Samples: Registration Rights Agreement (Aps Healthcare Inc)

Company Registration. (a) If (but without at any obligation to do so) time the Company proposes to register (including for this purpose a registration effected by the Company for stockholders other than the Holders) -------------------- any of its preferred or common stock or other securities under the Securities Act in connection with the public offering of such securities (other than (i) solely for cash on a registration relating to a demand pursuant to Section 1.2 or (ii) a registration relating solely to the sale of securities of participants in a Company stock plan, a registration relating to a corporate reorganization or transaction under Rule 145 of the Act, a registration on any form that does not include substantially would also permit the same information as would be required to be included in a registration statement covering the sale of the Registrable Securities, or a registration in which the only Common Stock being registered is Common Stock issuable upon conversion of debt securities that are also being registered), the Company shall, at each such time, promptly give each Holder written notice of such registration. In such event, if the Company intends to distribute the securities covered by the registration by means of an underwriting, the right of any Holder to include its Registrable Securities in such registration shall be conditioned upon such Holder’s participation in such underwriting and the inclusion of such Holder’s Registrable Securities in the underwriting (unless otherwise mutually agreed by a majority in interest of the Initiating Holders and such Holder) to the extent provided herein. All Holders proposing to distribute their securities through such underwriting shall enter into an underwriting agreement in customary form with the underwriter or underwriters selected for such underwriting by the Company (which underwriter or underwriters shall be reasonably acceptable to those Initiating Holders holding a majority of the Registrable Securities held by all Initiating Holders)determination. Upon the written request of each any Holder given within twenty (20) days after mailing of any such notice by the Company in accordance with Section 3.5Company, the Company shall, subject to the provisions of Section 1.3(c), shall use all commercially reasonable its best efforts to cause to be registered under the Securities Act all of the Registrable Securities that each such Holder requests has requested be registered. In the case of any registration effected pursuant to this Section, the Company shall bear all registration and qualification fees and expenses (excluding underwriters' discounts and commissions), and any costs and disbursements of counsel for the Company and one counsel for the selling Holders, if any, that result from the inclusion of securities held by the Holders in such registration. The Company shall not be required under this Section 9.2 to include any of the Holders' Registrable Securities in an underwriting unless such Holders accept the terms of the underwriting as agreed upon between the Company and the underwriters selected by it, and then only in such quantity as will not, in the written opinion of the underwriters, jeopardize the success of the offering by the Company. If the total amount of securities that all selling stockholders with a contractual right to participate in such offering request to be registeredincluded in such offering exceeds the amount of securities that the underwriters reasonably believe compatible with the success of the offering, the Company shall only be required to include in the offering so many of the securities of the selling Holders as the underwriters believe will not jeopardize the success of the offering (the securities so included to be apportioned pro rata among all selling stockholders according to the total amount of securities owned by them.

Appears in 1 contract

Samples: Purchase Agreement (Telaxis Communications Corp)

Company Registration. (a) If (but without any obligation to do so) the Company proposes to register (including for this purpose a registration effected by the Company for stockholders other than the Holders) any of its stock or other equity securities under the Act Securities Act, whether or not for sale for its own account or for the account of an affiliate or other person, in connection with a manner that would permit registration of shares of Common Stock for sale to the public offering of under the Securities Act on the same form proposed to be used in such securities registration (other than a registration (i) a registration relating to a demand pursuant to Section 1.2 on Form S-8 or S-4 or any successor or similar forms or (ii) a registration relating solely to securities of the Company issuable upon exercise of employee stock options or in connection with any employee benefit or similar plan of the Company or in connection with an acquisition by the Company of any company involving the issuance of the Company's capital stock), it will give twenty (20) days' prior written notice to the sale Subscriber of securities of participants in a Company stock planits intention to do so and, a registration relating to a corporate reorganization or transaction under Rule 145 upon the written request of the Act, a registration on Subscriber made within ten (10) days after the receipt of any form that does not include substantially such notice (which request shall specify the same information as would be required number of shares of Common Stock intended to be included in a registration statement covering disposed of by the sale Subscriber and the intended method of the Registrable Securities, or a registration in which the only Common Stock being registered is Common Stock issuable upon conversion of debt securities that are also being registereddisposition thereof), the Company shall, at such time, promptly give each Holder written notice shall use its best efforts to effect the registration under the Securities Act of such registration. In such event, if the number of shares of Common Stock that the Company intends has been requested to distribute the securities covered register by the Subscriber (the "Additional Shares"), to the extent required to permit the disposition (in accordance with the intended methods as specified by the Subscriber) of the Common Stock so to be registered; provided, however, that (i) the Company shall not be required to effect any such registration by means of at any time when an underwriting, exemption from registration is otherwise available to the Subscriber affording Subscriber the right to dispose of any Holder all of the shares of Common Stock held by the Subscriber; and (ii) the Company shall not be required to include its Registrable Securities in such registration shall all of the Additional Shares requested by the Subscriber to be conditioned upon such Holder’s participation in such underwriting and included therein if the inclusion registration of such Holder’s Registrable Securities in number of shares would cause the underwriting (unless otherwise mutually agreed by a majority in interest market value of the Initiating Holders number of shares to be registered by the Company on behalf of holders of piggyback registration rights to exceed one-third of the estimated market value of the Shares to be registered and sold by the Company and/or such Holder) other holders which may have requested such registration pursuant to a right to demand such registration; provided that to the extent provided herein. All Holders proposing permitted under its contractual obligation to distribute their securities through such underwriting shall enter into an underwriting agreement in customary form with the underwriter or underwriters selected for such underwriting by the Company (which underwriter or underwriters shall be reasonably acceptable to those Initiating Holders holding a majority holders of the Registrable Securities held by all Initiating Holders). Upon the written request of each Holder given within twenty (20) days after mailing of such notice by the Company in accordance with Section 3.5registration rights, the Company shall, subject to shall reduce the provisions number of Section 1.3(c), use all commercially reasonable efforts to cause shares to be registered under on behalf of holders of piggyback rights on a pro rata basis in proportion to the Act all total number of shares of Common Stock (determined on a fully diluted basis assuming the Registrable Securities that conversion of any convertible securities) held by each such Holder shareholder which requests registration of Additional Shares pursuant to be registeredpiggyback rights granted by the Company.

Appears in 1 contract

Samples: Subscription Agreement (RMS Limited Partnership)

Time is Money Join Law Insider Premium to draft better contracts faster.