Communication and Resolution of Market Timing Exceptions Sample Clauses

Communication and Resolution of Market Timing Exceptions. (a) Communicate results of analysis to the Funds or upon request of the Funds directly to the Financial Intermediary.
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Communication and Resolution of Market Timing Exceptions. (a) Communicate results of analysis to the Transfer Agent or upon request of the Transfer Agent directly to the Financial Intermediary.
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Communication and Resolution of Market Timing Exceptions. (a) Communicate results of analysis to the Funds or upon request of the Funds directly to the Financial Intermediary. (b) Unless otherwise requested by the Funds and as applicable, instruct the Financial Intermediary to (i) restrict trading on the accountlet, (ii) cancel a trade, or (iii) prohibit future purchases or exchanges. (c) Update AWD Work Object with comments detailing resolution. (d) Keep a detailed record of all data exceptions and inquires with regards to potential violations.
Sample 1

Related to Communication and Resolution of Market Timing Exceptions

  • Recognition of the U.S. Special Resolution Regimes (a) In the event that any Underwriter that is a Covered Entity becomes subject to a proceeding under a U.S. Special Resolution Regime, the transfer from such Underwriter of this Agreement, and any interest and obligation in or under this Agreement, will be effective to the same extent as the transfer would be effective under the U.S. Special Resolution Regime if this Agreement, and any such interest and obligation, were governed by the laws of the United States or a state of the United States.

  • Governing Law and Resolution of Disputes 14.1 The execution, effectiveness, construction, performance, amendment and termination of this Agreement and the resolution of disputes hereunder shall be governed by the laws of China.

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