Client Rights and Obligations. The Client retains sole ownership of the EarlyBird Account (i.e., the right to withdraw securities or cash, exercise or delegate proxy voting, proceed directly as a security holder against the issuer of any security in the EarlyBird Account, and receive transaction confirmations), and the Client may make deposits and withdrawals at any time, subject to any maintenance requirements of the Custodian. As noted in Section 14, EarlyBird has no right to, and shall not, vote any securities in your EarlyBird Account; voting any securities in your EarlyBird Account is your responsibility.
Client Rights and Obligations. The Client agrees to provide information and/or documentation requested by the Adviser, as it pertains to the Client’s income, investments, taxes, insurance, estate plan, etc. The Client also agrees to discuss with the Adviser his investment objectives, needs and goals. The Client acknowledges that the Adviser will rely on the personal and investment information provided to the Adviser by the Client, Client’s attorney, accountant or other professionals and will not verify such information. The Client agrees to give the Adviser prompt written notice of any modifications, changes or investment restrictions applicable and to notify the Adviser if the Client deems any investments recommended or made for the Account to be in violation of such investment objectives or restrictions. The Client acknowledges that the Adviser cannot adequately perform its services for the Client unless the Client diligently performs his/her responsibilities under this Agreement. Furthermore, the Client understands that the responsibility to update changes to investment guidelines, restrictions and portfolio objectives rests solely with the Client. Consequently, the Client agrees to indemnify X.X. Xxxxx Financial Group, Inc. for any liability incurred by reason of any inaccurate information provided by the Client. Implementation of the Client’s Financial Plan The services of the Adviser under this Agreement are limited to recommending strategies for the Client to consider in achieving the Client’s financial objectives. It is clearly understood that Client is under no obligation whatsoever to purchase any financial product or service from the Adviser during or after this planning process. The Adviser will, at the Client’s request, facilitate and coordinate the steps to implement the Client’s plan, in conjunction with the Client’s attorney, accountant, and other pertinent advisors. However, implementation of product related recommendations are not included under this Agreement. If the Client desires, the Adviser’s Representative, acting in a brokerage sales capacity, will recommend specific investments, insurance, or other financial products through which the Client can implement the Client’s plan. The purchase of such products typically results in the payment of fees and/or commissions. The Client is under no obligation to follow, either wholly or partially, any recommendation made by the Adviser Representation It is understood by the Client that the Adviser is a Virginia Corporation,...
Client Rights and Obligations. (a) The Client retains sole ownership of its Account, and has the sole right to withdraw securities or cash, exercise or delegate proxy voting, and receive transaction confirmations. The Client may make deposits and withdrawals, subject to UTMA and UGMA regulations, Third Party Technology Provider’s requirements and any maintenance requirements of the Custodian account.
Client Rights and Obligations. The Client retains sole ownership of the Stash Account (i.e. the right to withdraw securities or cash, exercise or delegate proxy voting and receive transactions confirmations). The Client may make deposits and withdrawals at any time, subject to any maintenance requirements of the Custodian.
Client Rights and Obligations. The Client retains sole ownership of the Your Account (i.e., the right to withdraw securities or cash, exercise or delegate proxy voting, proceed directly as a security holder against the issuer of any security in Your Account, and receive transaction confirmations), and the Client may make deposits and withdrawals at any time, subject to any maintenance requirements of Investore.
Client Rights and Obligations. Each Client retains sole ownership of the Account (i.e. the right to withdraw securities or cash, exercise or delegate proxy voting and receive transactions confirmations). The Client may make deposits and withdrawals at any time the market is open, subject to any applicable Account minimums as noted above. The Client represents and warrants that any Securities that the Client delivers to the Custodian to be held in the Account are free of any encumbrances, including constructive liens. Legal Capacity The Client hereby certifies that he/she is legally empowered to enter into or perform this Agreement. If this Agreement is entered into by a trustee or other fiduciary, such trustee or fiduciary represents that the services provided by the Adviser are within the scope of the services and investments authorized by the governing instruments of, and/or laws and regulations applicable to, the Client, and that such trustee or fiduciary is duly authorized to enter into and renew this Agreement.
Client Rights and Obligations. Subject to Attachment E in the case of a Custodial Account, the Client retains sole ownership of the Stash Account (i.e., the right to withdraw securities or cash, exercise or delegate proxy voting, proceed directly as a security holder against the issuer of any security in the Stash Account, and receive transaction confirmations), and the Client may make deposits and withdrawals at any time, subject to any maintenance requirements of the Custodian. As noted in Section 14, Stash has no right to, and shall not, vote any securities in your Stash Account; voting any securities in your Stash Account is your responsibility.
Client Rights and Obligations. (a) The Client retains sole ownership of its Loved Account, and has the sole right to withdraw securities or cash, exercise or delegate proxy voting, and receive transaction confirmations. The Client may make deposits and withdrawals at any time, subject to any maintenance requirements of the Custodian or Loved’s account maintenance rules.
Client Rights and Obligations
