Client Consents. 39.1 The Client agrees and understand that the Client will not be entitled to the delivery of, or be required to deliver, any financial instruments, nor ownership thereof or any other interest therein.
Client Consents. 27 5.3 Authorizations............................................. 27 5.4 Authorization from Others.................................. 28 5.5 Conduct of Business........................................ 28 5.6
Client Consents. The Company shall, or shall cause the applicable IA Subsidiary to, use commercially reasonable efforts to obtain the consent (which consent may take the form of negative consent to the extent written consent is not required by such Client’s Advisory Contract or, if the Client is a Private Fund, the Private Fund’s Organizational Documents) of each Client to the assignment or deemed assignment of such Client’s Advisory Contract in connection with the transactions contemplated hereby (the “Advisory Client Consents”). In connection with obtaining the Advisory Client Consents, (a) the Company shall take reasonable steps to keep Parent reasonably informed of the status of obtaining such Advisory Client Consents and such other actions and, upon Parent’s request, make available to Parent copies of all such executed Advisory Client Consents and other records relating to the Advisory Client Consent process and (b) Parent shall have the right to review in advance of distribution the general forms of any notices or other materials to be distributed by any IA Subsidiary to Clients (or, if the Client is a Private Fund, any limited partner, member or beneficial owner of the Private Fund) and shall have the right to have its reasonable comments considered by the Company in a commercially reasonable manner prior to distribution.
Client Consents. 4.1 You agree and understand that you will not be entitled to delivery of, or be required to deliver, the Underlying of the Financial Instrument, nor ownership thereof or any other interest therein.
Client Consents. (a) The Company shall, and shall cause its Subsidiaries to, use its reasonable best efforts to obtain, as promptly as reasonably practicable following the date of this Agreement, the Client Consents pursuant to the procedures set forth on Exhibit C.
Client Consents. 43 8.4 Registration as an Investment Adviser and Registration of Investment Adviser Representatives.........................................................................43 8.5 Registration as a Broker-Dealer and Registration of Registered Representatives.........................................................................44 8.6
Client Consents. (a) As soon as reasonably practicable after the execution of this Agreement, the Company will send a Consent Letter to each of t During the Pre-Closing Period the Company shall reasonably cooperate with Purchaser regarding the Client Consent process, including (i) keeping Purchaser reasonably apprised of the status of Client Consents, and (ii) providing Purchaser with periodic updates of (A) any Clients that have provided affirmative Consent, and (B) any Clients that have raised any objections to, or concerns regarding, the Transactions, and (C) any Clients that have indicated that they do not intend to not provide Consent or that they intend to terminate all or any portion of their relationship with the Company. (b) The Company agrees that, with respect to any new Clients that enter into Client Contracts between the New Clients such New Client shall be required to execute and deliver to the Company a Consent Letter approving the Transactions concurrently with the execution and delivery of such Client Contract. (c) The Seller Parties shall use commercially reasonable efforts to cause each of the Clients to C Purchaser. Consent shall occur either by affirmative or, to the extent not otherwise prohibited by the Client Contract, negative (implied) Consent which negative (implied) Consent shall be deemed given forty-five (45) days after the Consent Letter has been delivered to such Client; provided that Consent shall not be deemed to have been received if such Client has objected to the Transactions (unless such Client subsequently provides Consent in accordance with clause (i) of the definition of Consent) or has terminated its account with the Company; provided, further, that for the avoidance of doubt, if such Client reduces or partially terminates its fee paying assets under management by more than 5%, Consent shall only be deemed to have been received with respect to the portion of such fee paying assets under management that remains with the Company. Section 6.6
Client Consents. 44.1. The Client agrees and understands that no interest shall be due on the money the Company hold in his Account.
Client Consents. (a) As soon as practicable after the date hereof, but in any event prior to August 8, 1997, the Company shall notify each of its clients of the transactions contemplated hereby and by the other agreements, documents and instruments contemplated hereby. Such notice shall be in the form of Exhibit 5.2A hereto with respect to those clients whose contracts require affirmative written consent for their assignment and in the form of Exhibit 5.2B with respect to those clients whose contracts do not require affirmative written consent for their assignment (in each case, with such changes thereto as may be agreed to by AMG in writing).
Client Consents. The Client Consents from Clients existing as of the date hereof and Pipeline Funds, if any, that have closed prior to the Closing, constitute in the aggregate at least eighty percent (80%) (the “Requisite Percentage”) of the sum of (i) the Base Date AUM (excluding for all purposes of such computation the portion of Base Date AUM attributable to any such Clients the outstanding securities of which are redeemed in full prior to the Closing) and (ii) the aggregate assets under management by DCM of such Pipeline Funds as of the date on which the closing occurs for such Pipeline Fund, and such Client Consents constituting the Requisite Percentage shall be in full force and effect as of the Closing Date.
