Common use of Client Classification Clause in Contracts

Client Classification. All clients with whom the firm conducts business are firstly classified into one of three areas. These are retail, professional or eligible counter-party categories, which ultimately allows us to identify the level of regulatory protection in each case. We propose to classify you as a Retail Client for investment purposes affording you the maximum protection under current legislation, unless we inform you in writing of an alternative classification.

Client Classification. All clients with whom the firm conducts business are firstly classified into one of three areas. These are retail, professional or eligible counter-party counterparty categories, which ultimately allows us to identify the level of regulatory protection in each case. We propose to classify you as a Retail Client for investment purposes affording you the maximum protection under current legislation, unless we inform you in writing of an alternative classification.