Clearing Agreement. The Firm and its Clearing Firms have entered into a clearing agreement in which these Clearing Firms are clearing agents for securities transactions for the Firm’s clients. The Firm transmits client instructions to the Clearing Firms which are then responsible for causing such instructions to be executed. All securities, dividends, and proceeds will be held at the Clearing Firms by means of record entries unless you instruct the Firm otherwise in writing and the instruction can be reasonably accommodated.
Clearing Agreement. I UNDERSTAND YOU HAVE ENTERED INTO AN AGREEMENT WITH FIRST CLEARING TO EXECUTE AND CLEAR TRANSACTIONS IN ACCOUNTS THEY CARRY, AND ALL TRANSACTIONS WITH FIRST CLEARING ARE SUBJECT TO THE TERMS OF THAT CUSTOMER AGREEMENT. FIRST CLEARING IS A TRADE NAME USED BY XXXXX FARGO CLEARING SERVICES, LLC MEMBER, SIPC, A REGISTERED BROKER-DEALER AND NON-BANK AFFILIATE OF XXXXX FARGO & COMPANY.
Clearing Agreement. The clearing member hereby undertakes to ensure that any clearing agreement entered into by it with a non-clearing member of the JSE shall conform with the basic terms and conditions for such agreement as determined from time to time by the JSE.
Clearing Agreement. On the Closing Date, Jefco and the Company shall enter into the Clearing Agreement.
Clearing Agreement. Each of CME Holdings and CBOT Holdings agrees that upon the signing of this Agreement, the Clearing Services Agreement between CBOT and CME, effective April 16, 2003 and as amended on March 1, 2004 (the “Clearing Agreement”) shall be amended without any further action on the part of any party thereto by deleting Section 2 thereof in its entirety and replaced with the following: “This Agreement shall commence on the Effective Date and, unless terminated earlier in accordance with its terms, shall terminate on January 10, 2009 (the “Initial Term”). CBOT may, in its sole discretion, extend this Agreement for an additional one-year term by notifying CME in writing at least six (6) months prior to the expiration of the Initial Term of its decision to extend. Except as otherwise expressly modified or amended by this Section 6.17 all terms and conditions contained in the Clearing Agreement shall remain in full force and effect and are not altered by this Section 6.17.
Clearing Agreement. The Company and Acquiror will cooperate with each other to transfer all clearing functions of the Company to an Acquiror Broker-Dealer Subsidiary as soon as reasonably practicable after the Effective Time, including by giving appropriate prospective notice of such transfer conditional on the consummation of the Merger to NationsBanc Xxxxxxxxxx Securities, LLC at least 90 days prior to the anticipated Closing Date and to the Company's Clients at least 15 days prior to the anticipated Closing Date.
Clearing Agreement. I understand you have entered into an agreement with First Clearing to execute and clear transactions in accounts they carry, and all transactions with First Clearing are subject to the terms of that customer agreement. First Clearing is a trade name used by Xxxxx Fargo Clearing Services, LLC Member, SIPC, a registered broker-dealer and non-bank affiliate of Xxxxx Fargo & Company.
Clearing Agreement. WAIG presently has a clearing agreement, as amended and to be effective on and after the closing, with Correspondent Services Corporation ("CSC"), a true copy of which has been provided to Olympic. As of March 31, 1997, except as shown on Schedule 2.23 and except for unsecured debit balances of less than $1,000.00 for which WAIG has made adequate provision on its financials dated March 31, 1997, there will be no amount due and owing to CSC, nor will there by any unsecured debts of customers for which WAIG may be or become responsible.
Clearing Agreement. This agreement, made as of the date indicated on the signature page hereof (the "Agreement") between Broadcort Capital Corp. (hereinafter referred to as the "Clearing Firm") and Knight Securities, L.P. (hereinafter referred to as the "Introducing Firm"),
Clearing Agreement. An agreement relating to joint clearing arrangements among Parent and its Subsidiaries and MarketXT shall have been duly executed and delivered by the parties thereto; which provides that while such joint clearing agreement is in place MarketXT will be charged clearing and execution fees which are equal to those incurred by Momentum. Such agreement will remain in place until there is a sale or change of control of MarketXT by its current owners.
