Class R6 Shares. There is no dealer compensation payable on Class R6 Shares and they do not pay any 12b-1 distribution or service fees. No compensation, administrative payments, sub-transfer agency payments or service payments are paid to dealers or other entities from fund assets or VPD’s or an affiliate’s resources on sales of or investments in Class R6 Shares.
Class R6 Shares. In consideration of the mutual covenants set forth in the Distributor’s Contract dated June 1, 1995 between Federated Equity Funds and Federated Securities Corp., Federated Equity Funds executes and delivers this Exhibit with respect to the Class R6 Shares thereof, first set forth in this Exhibit. Witness the due execution hereof this 1st day of December, 2013. Federated Equity Funds By: /s/ X. Xxxxxxxxxxx Xxxxxxx Name: X. Xxxxxxxxxxx Xxxxxxx Title: President Federated Securities Corp. By: /s/ Xxxxxx X. Xxxxxx Name: Xxxxxx X. Xxxxxx Title: President
Class R6 Shares. For Class R6 shares, a Fund will be charged a transfer agency fee of 0.004% of the average daily net assets attributable to Class R6 shares of the Fund.
Class R6 Shares. R6 Shares are available only to certain employer-sponsored retirement plans, including Section 401(k), 403(b) and 457, profit-sharing, money purchase pension and defined benefit plans and non-qualified deferred compensation plans, in each case provided that plan level or omnibus accounts are held on the books of the fund. No compensation, administrative payments, sub-transfer agency payments or service payments are paid to dealers or other entities from fund assets or VPD’s or an affiliate’s resources on sales of or investments in Class R6 Shares. Class R6 Shares do not carry sales commissions or pay Rule 12b-1 fees, or make payments to dealers or other entities to assist in, or in connection with, the sale of the fund’s shares. Class T Shares ** Class T shares will be available if/when they are opened by the Fund and will be available only through financial intermediaries. Amount of
Class R6 Shares. Xxxxxxx Xxxxx Emerging Markets Equity ex. China Fund, Xxxxxxx Xxxxx Clean Energy Income Fund, Xxxxxxx Xxxxx Defensive Equity Fund, Xxxxxxx Xxxxx Income Fund, Xxxxxxx Xxxxx ESG Emerging Markets Equity Fund, Xxxxxxx Xxxxx Small Cap Growth Fund, Xxxxxxx Xxxxx China Equity Fund, Xxxxxxx Xxxxx Dynamic Municipal Income Fund, Xxxxxxx Xxxxx Enhanced Dividend Global Equity Portfolio, Xxxxxxx Xxxxx High Yield Floating Rate Fund, Xxxxxxx Xxxxx High Yield Municipal Fund, Xxxxxxx Xxxxx International Equity Dividend and Premium Fund, Xxxxxxx Xxxxx International Tax-Managed Equity Fund, Xxxxxxx Xxxxx Local Emerging Markets Debt Fund, Xxxxxxx Xxxxx Long Short Credit Strategies Fund, Xxxxxxx Xxxxx Global Managed Beta Fund, Xxxxxxx Xxxxx Managed Futures Strategy Fund, Xxxxxxx Xxxxx MLP Energy Infrastructure Fund, Xxxxxxx Xxxxx Rising Dividend Growth Fund, Xxxxxxx Xxxxx Short Duration Tax-Free Fund, Xxxxxxx Xxxxx Strategic Factor Allocation Fund, Xxxxxxx Xxxxx Tactical Tilt Overlay Fund, Xxxxxxx Xxxxx Tax-Advantaged Global Equity Fund, Xxxxxxx Xxxxx Technology Opportunities Fund, Xxxxxxx Xxxxx U.S. Equity Dividend and Premium Fund, Xxxxxxx Xxxxx U.S. Tax-Managed Equity Fund, Xxxxxxx Xxxxx Energy Infrastructure Fund, Xxxxxxx Xxxxx Global Real Estate Securities Fund, Xxxxxxx Xxxxx Global Infrastructure Fund, Xxxxxxx Xxxxx Focused Value Fund, Xxxxxxx Xxxxx Absolute Return Tracker Fund, Xxxxxxx Xxxxx Balanced Strategy Portfolio, Xxxxxxx Xxxxx Bond Fund, Xxxxxxx Xxxxx International Small Cap Insights Fund, Xxxxxxx Xxxxx Large Cap Core Fund, Xxxxxxx Xxxxx Investment Grade Credit Fund, Xxxxxxx Xxxxx Commodity Strategy Fund, Xxxxxxx Xxxxx Investor Money Market Fund, Xxxxxxx Xxxxx Concentrated Growth Fund, Xxxxxxx Xxxxx Large Cap Growth Insights Fund, Xxxxxxx Xxxxx Core Fixed Income Fund, Xxxxxxx Xxxxx Large Cap Value Fund, Xxxxxxx Xxxxx Large Cap Value Insights Fund, Xxxxxxx Xxxxx Emerging Markets Debt Fund, Xxxxxxx Xxxxx Short-Term Conservative Income Fund, Xxxxxxx Xxxxx Emerging Markets Equity Fund, Xxxxxxx Xxxxx Mid Cap Value Fund, Xxxxxxx Xxxxx Emerging Markets Equity Insights Fund, Xxxxxxx Xxxxx Enhanced Income Fund, Xxxxxxx Xxxxx Real Estate Securities Fund, Xxxxxxx Xxxxx Dynamic Global Equity Fund, Xxxxxxx Xxxxx Financial Square Government Fund, Xxxxxxx Xxxxx Satellite Strategies Portfolio, Xxxxxxx Xxxxx Flexible Cap Fund, Xxxxxxx Xxxxx Short Duration Government Fund, Xxxxxxx Xxxxx Short Duration Bond Fund, Xxxxxxx Xxxxx International Equity ESG Fund, Xxxxxxx Xxxxx Small Cap ...
Class R6 Shares. R6 Shares are available only to certain employer-sponsored retirement plans, including Section 401(k), 403(b) and 457, profit-sharing, money purchase pension and defined benefit plans and non-qualified deferred compensation plans, in each case provided that plan level or omnibus accounts are held on the books of the fund. Other institutional investors may be permitted to purchase Class R6 Shares subject to the fund’s determination of eligibility and may be subject to a $2,500,000 minimum initial investment requirement. No compensation, administrative payments, sub-transfer agency payments or service payments are paid to dealers or other entities from fund assets or VPD’s or an affiliate’s resources on sales of or investments in Class R6 Shares. Class R6 Shares do not carry sales commissions or pay Rule 12b-1 fees, or make payments to dealers or other entities to assist in, or in connection with, the sale of the fund’s shares. Class T Shares ** Class T shares will be available if/when they are opened by the Fund and will be available only through financial intermediaries. Amount of
Class R6 Shares. No sales concession or Rule 12b-1 Fee is paid on sales of Class R6 Shares. CLASS I SHARES No sales concession or Rule 12b-1 Fee is paid on sales of Class I Shares. CLASS Y SHARES No sales concession or Rule 12b-1 Fee is paid on sales of Class Y Shares. CLASS F SHARES No sales concession or Rule 12b-1 Fee is paid on sales of Class F Shares. CLASS SDR SHARES No sales concession or Rule 12b-1 Fee is paid on sales of Class SDR Shares. APPENDIX C Transfer Agent HARTFORD ADMINISTRATIVE SERVICES COMPANY Address: Standard Delivery Hartford Funds PO Xxx 000000 Xxxxxx Xxxx, XX 00000-0000 Overnight Delivery Hartford Funds 430 X 0xx Xxxxxx Xxxxx 000000 Xxxxxx Xxxx, XX 00000-0000 APPENDIX D Shareholder Information (SEC Rule22c-2) Procedures
Class R6 Shares. Class R6 shares are offered only through omnibus accounts maintained by qualified intermediaries. You may only place an order to purchase Class R6 shares through an account maintained by you or another qualified intermediary (an Omnibus Account). You represent that you will be acting solely on an agency basis in placing orders for Class R6 shares. You or the other qualified intermediary who maintains the Omnibus Account will be responsible for accounting for the interests of individual Shareholders who are invested through the Omnibus Account; providing transaction confirmations and account statements to individual Shareholders; providing tax reports as required by applicable federal and state laws to individual Shareholders; delivering prospectuses, required reports, and proxy statements to individual Shareholders; and submitting aggregated trades with respect to the net purchase or sale activity within the Omnibus Account each day.
Class R6 Shares. The following provisions are hereby incorporated and made part of the Distributor’s Contract dated June 1, 2008, between the Trust and Federated Securities Corp. (“FSC”) with respect to the Class R6 Shares of Federated Global Allocation Fund set forth above.
Class R6 Shares. Class R6 Shares are available only to the following investors without a minimum initial investment or minimum additional purchases: certain employer-sponsored retirement plans, including Section 401(k), 403(b) and 457 plans, profit-sharing plans, money purchase pension and defined benefit plans, and non-qualified deferred compensation plans, in each case provided that plan level or omnibus accounts are held on the books of the fund. Other institutional investors may be permitted to purchase Class R6 Shares subject to the fund’s determination of eligibility and may be subject to a $2,500,000 minimum initial investment requirement. Class R6 Shares do not carry sales commissions or pay Rule 12b-1 fees, or make payments to dealers or other entities to assist in, or in connection with, the sale of the fund’s shares. No compensation, administrative payments, sub-transfer agency payments or service payments are paid to dealers or other entities from fund assets or VPD’s or an affiliate’s resources on sales of or investments in Class R6 Shares.
