Chief Compliance Officer Support Fee. CCO support annual fee $[---]/fund per USBFS services selected (administration/ accounting/ transfer agent, distributor, custodian) § Year [---]% on total CCO support annual fees if all USBFS services are selected § Year [---]% on total CCO support annual fees if all USBFS services are selected
Chief Compliance Officer Support Fee. CCO support annual fee $__/trust per USBFS services selected (administration/ accounting/ transfer agent, distributor, custodian) Out-Of-Pocket Expenses Including but not limited to corporate action services, fair value pricing services, factor services, SWIFT processing, customized reporting, third-party data provider costs (including GICS, MSCI, Lipper, etc.), postage, stationary, programming, special reports, proxies, insurance, EXXXX/XBRL filing, retention of records, federal and state regulatory filing fees, expenses from Board of directors meetings, third party auditing and legal expenses, wash sales reporting (GainsKeeper), tax e-filing, PFIC monitoring, conversion expenses (if necessary), and CCO team travel related costs to perform due diligence reviews at advisor and sub-advisor facilities.
Chief Compliance Officer Support Fee. $[…] /year (Waived) Out-Of-Pocket Expenses Including but not limited to expenses incurred in the safekeeping, delivery and receipt of securities, shipping, transfer fees, deposit withdrawals at custodian (DWAC) fees, and extraordinary expenses based upon complexity. Fees are billed monthly The Advisor’s signature is not required at August 21, 2013 as the custody fees are not changing. Amended Exhibit F (continued) to the Managed Portfolio Series Custody Agreement GLOBAL SUB-CUSTODIAL SERVICES ANNUAL FEE SCHEDULE November, 2012 Country Instrument Safekeeping (BPS) Transaction Fee Country Instrument Safekeeping (BPS) Transaction Fee Argentina All […] $[…] Lithuania All […] $[…] Australia All […] $[…] Luxembourg All […] $[…] Austria All […] $[…] Malaysia All […] $[…] Bahrain All […] $[…] Mali* All […] $[…] Bangladesh All […] $[…] Malta All […] $[…] Belgium All […] $[…] Mauritius All […] $[…] Benin* All […] $[…] Mexico All […] $[…] Bermuda All […] $[…] Morocco All […] $[…] Botswana All […] $[…] Namibia All […] $[…] Brazil All […] $[…] Netherlands All […] $[…] Bulgaria All […] $[…] New Zealand All […] $[…] Burkina Faso* All […] $[…] Niger* All […] $[…] Canada All […] $[…] Nigeria All […] $[…] Cayman Islands* All […] $[…] Norway All […] $[…] Channel Islands* All […] $[…] Oman All […] $[…] Chile All […] $[…] Pakistan All […] $[…] China“A” Shares All […] $[…] Palestinian Autonomous Area* All […] $[…] China“B” Shares All […] $[…] Peru All […] $[…] Columbia All […] $[…] Philippines All […] $[…] Costa Rica All […] $[…] Poland All […] $[…] Croatia All […] $[…] Portugal All […] $[…] Cyprus* All […] $[…] Qatar All […] $[…] Czech Republic All […] $[…] Romania All […] $[…] Denmark All […] $[…] Russia Equities/Bonds […] $[…] Ecuador All […] $[…] Russia MINFINs […] $[…] Egypt All […] $[…] Senegal* All […] $[…] Estonia All […] $[…] Serbia* All […] $[…] Euromarkets(3) All […] $[…] Singapore All […] $[…] Finland All […] $[…] Slovak Republic All […] $[…] France All […] $[…] Slovenia All […] $[…] Germany All […] $[…] South Africa All […] $[…] Ghana All […] $[…] South Korea All […] $[…] Greece All […] $[…] Spain All […] $[…] Guinea Bissau* All […] $[…] Sri Lanka All […] $[…] Hong Kong All […] $[…] Swaziland All […] $[…] Hungary All […] $[…] Sweden All […] $[…] Iceland All […] $[…] Switzerland All […] $[…] India All […] $[…] Taiwan All […] $[…] Indonesia All […] $[…] Thailand All […] $[…] Ireland All […] $[…] Togo* All […] $[…] Israel All […] $[…] Trinidad & Tobago* All […] $[…] I...
Chief Compliance Officer Support Fee. (Fund Complex)* · $3,000 /year per service Pricing Services** · $0.15 - Domestic Equities, Options, ADRs · $0.50 - Domestic Corporate/Convertible/Gov’t/Agency Bonds, Foreign Equities, Futures, Forwards, Currency Rates, Mortgage Backed Securities · $0.80 - CMOs, Municipal Bonds, Money Market Instruments, Foreign Corporate/Convertible/Gov’t/Agency Bonds, Asset Backed Securities, High Yield Bonds · $1.00 - Bank Loans · $3.00 - Credit Default Swaps · $1.50 - Swaptions, Index Swaps · $0.90 - Interest Rate Swaps, Foreign Currency Swaps, Total Return Swaps, Total Return Bullet Swaps · $125 /Month Manual Security Pricing (>10/day)
Chief Compliance Officer Support Fee. CCO support annual fee $__/trust per USBFS services selected (administration/ accounting/ transfer agent, distributor, custodian) § Year 1 __% on total CCO support annual fees if all USBFS services are selected § Year 2 __% on total CCO support annual fees if all USBFS services are selected Out-Of-Pocket Expenses Including but not limited to corporate action services, fair value pricing services, factor services, SWIFT processing, customized reporting, third-party data provider costs (including GICS, MSCI, Lipper, etc.), postage, stationary, programming, special reports, proxies, insurance, EXXXX/XBRL filing, retention of records, federal and state regulatory filing fees, expenses from Board of directors meetings, third party auditing and legal expenses, wash sales reporting (GainsKeeper), tax e-filing, PFIC monitoring, conversion expenses (if necessary), and CCO team travel related costs to perform due diligence reviews at advisor and sub-advisor facilities.
Chief Compliance Officer Support Fee. CCO Support annual fee per Adviser in the trust; $- per USBFS service selected (administration, accounting, transfer agent, custodian) § Annual fee per non-Adviser (i.e. sub adviser); $- for access to the CCO Portal, Quarterly CCO “Focus Calls”, and CCO Forums Chief Compliance Officer Support Fee Includes the following services: § Access to the CCO Portal Including business line Critical Procedures, Compliance Controls, Testing of Controls, Annual U.S. Bank Global Fund Services CCO Review, SOC/SSAE audits of business lines § Quarterly 38a-1 certifications to the CCO regarding any changes to critical policies, procedures and controls and compliance events as required under Rule 38a-1 of the Investment Company Act § Quarterly CCO teleconferences and other periodic events and webinars § CCO Forums held periodically throughout the year in major cities § Annual client conference which includes CCO roundtable discussions NOTE: the CCO Support team does NOT serve as the Fund CCO Miscellaneous Expenses All other miscellaneous fees and expenses, including but not limited to the following, will be separately billed as incurred: Telephone toll-free lines, mailing, sorting and postage, stationery, envelopes, service/data conversion, AML verification services, special reports, record retention, lost shareholder search, disaster recovery charges, ACH fees, Fed wire charges, NSCC activity charges, DST charges, shareholder/dealer print out (daily confirms, investor statements, tax, check printing and writing and commissions), voice response (VRU) maintenance and development, data communication and implementation charges, specialized programming, omnibus conversions, travel, excess history, FATCA and other compliance mailings, electronic document archiving.
Chief Compliance Officer Support Fee. (Fund Complex) $[ ] /year Transfer Agent $[ ] /year Fund Accounting $[ ] /year Fund Administration Fund Accounting Services included in Annual Fee per Fund • Please see agreement for details. Services Not included in Annual Fee per Fund Pricing Services** • $[ ] - Domestic Equities, Options, ADRs, Mutual Funds, ETFs, Foreign Equities, Currency Rates, Forwards, Futures, Total Return Swaps • $[ ] - Domestic Corporate/Domestic Convertibles/Domestic Gov’t/Domestic Agency Bonds • $[ ] - CMOs, Municipal Bonds, Money Market Instruments, Foreign Corporate/Foreign Convertible/Foreign Gov’t/Foreign Agency Bonds, Asset Backed Securities, Mortgage Backed Securities, High Yield • $[ ] - Bank Loans • $[ ] - Credit Default Swaps • $[ ] - Swaptions, Index Swaps • $[ ] – Intraday money market funds pricing, up to [ ] times per day • $[ ] - Interest Rate Swaps, Foreign Currency Swaps, Total Return Bullet Swaps • $[ ] /Month Manual Security Pricing (>[ ]/day) • Exhibit B (continued) Fund Accounting Servicing Agreement – Xxxxx Advisory Funds Corporate Action & Factor Services (security paydown) • $[ ] per Foreign Equity Security per Month for Corporate Action Service • $[ ] per Domestic Equity Security per Month for Corporate Action Service • $[ ] per CMOs, Asset Backed, Mortgage Backed Security per Month **Per security per fund per pricing day. Note: Prices above are based on using U.S. Bank primary pricing service which may vary by security type and are subject to change. Use of alternative and/or additional sources may result in additional fees. Pricing vendors may designate certain securities as hard to value or as a non-standard security type, such as CLOs and CDOs, which may result in additional fees.
Chief Compliance Officer Support Fee. (Fund Complex)* § $[…] /year per service Pricing Services** § $[…]- Domestic Equities, Options, ADRs § $[…]- Domestic Corporate/Convertible/Gov’t/Agency Bonds, Foreign Equities, Futures, Forwards, Currency Rates, Mortgage Backed Securities § $[…]- CMOs, Municipal Bonds, Money Market Instruments, Foreign Corporate/Convertible/Gov’t/Agency Bonds, Asset Backed Securities, High Yield Bonds § $[…]- Bank Loans § $[…]- Credit Default Swaps § $[…]- Swaptions, Index Swaps § $[…]- Interest Rate Swaps, Foreign Currency Swaps, Total Return Swaps, Total Return Bullet Swaps § $[…] /Month Manual Security Pricing (>10/day)
Chief Compliance Officer Support Fee. ◾ […] /year (Waived) Out-Of-Pocket Expenses Including but not limited to expenses incurred in the safekeeping, delivery and receipt of securities, shipping, transfer fees, deposit withdrawals at custodian (DWAC) fees, and extraordinary expenses based upon complexity. Fees are billed monthly Amended Exhibit F (continued) to the Managed Portfolio Series Custody Agreement Annual Base Fee: $[…] Annual Base Fee 1. 0-9 Global Holdings 2. Canadian Transaction Fee $[…] 3. Canadian Market Value Charge 1.5 bps Any other countries are TBD. $[…] Annual Base Fee 1. 10 or more Global Holdings 2. Standard Global Custody Fee Schedule Applies ◾ Euroclear – Eurobonds only. Eurobonds are held in Euroclear at a standard rate, but other types of securities (including but not limited to equities, domestic market debt and mutual funds) will be subject to a surcharge. In addition, certain transactions that are delivered within Euroclear or from a Euroclear account to a third party depository or settlement system, will be subject to a surcharge. ◾ For all other markets specified above, surcharges may apply if a security is held outside of the local market.
Chief Compliance Officer Support Fee. $__ per year per fund complex Data Services Pricing Services § $__ – Domestic Equities, Options, ADRs, Foreign Equities, Futures, Forwards § $__ – Domestic Corporates, Convertibles, Governments, Agencies, Currency Rates, Mortgage Backed § $__ – CMOs, Municipal Bonds, Money Market Instruments, Foreign Corporates, Convertibles, Governments, Agencies, Asset Backed, High Yield § $__ – Interest Rate Swaps, Foreign Currency Swaps, Total Return Swaps, Total Return Bullet Swaps § $__ – Bank Loans § $__ – Swaptions § $__ – Credit Default Swaps § $__ per Month Manual Security Pricing (>25per day) Fair Value Services (Charged at the complex level) § $__ per security on the First 100 Securities § $__ per security on the Balance of Securities Corporate Action and Factor Services (security paydown) § $__ per Foreign Equity Security per Month § $__ per Domestic Equity Security per Month § $__ per CMOs, Asset Backed, Mortgage Backed Security per Month NOTE: Prices above are based on using U.S. Bancorp primary pricing service which may vary by security type and are subject to change. Use of alternative and/or additional sources may result in additional fees. Pricing vendors may designate certain securities as hard to value or as a non-standard security type, such as CLOs and CDOs, which may result in additional fees. Miscellaneous Expenses Including but not limited to SWIFT processing and customized reporting. Additional Services Master/Feeder structures and additional services mutually agreed upon. *Subject to annual CPI increase – All Urban Consumers – U.S. City Average Fees are calculated pro rata and billed monthly.
