Chief Compliance Officer Annual Fees. $____ per fund (subject to change based on Board review and approval) § $____ distributor fee (if using an external distributor) Miscellaneous Expenses Including but not limited to pricing services, corporate action services, fair value pricing services, factor services, customized reporting, third-party data provider costs, postage, stationery, programming, special reports, proxies, insurance, XXXXX filing, retention of records, federal and state regulatory filing fees, expenses from Board of directors meetings, third party auditing and legal expenses, wash sales reporting (GainsKeeper), conversion expenses (if necessary), and CCO team travel related costs to perform due diligence reviews at advisor or sub-advisor facilities. Additional Services Available but not included above are the following services – Daily compliance testing (Xxxxxxx River), Section 15(c) reporting, equity attribution, electronic Board materials, and additional services mutually agreed upon. Additional Fund Legal Services § Subsequent new fund launch - $____ per fund § Subsequent new share class launch - $____ per project *Subject to annual CPI increase, Milwaukee USA. **The Fund Complex minimum annual fee will increase by $____ for each additional fund and will decrease by $____ for each liquidated fund. Fees are billed monthly. Advisor’s signature below acknowledges approval of the fee schedules on this Amended Exhibit B. By: People’s Securities, Inc. Name: /s/ Xxxxx X. Xxxxxx Title: Head of Research and Portfolio Strategy Date: 11/2/2016 Amended Exhibit B (continued) to the Fund Administration Servicing Agreement – Trust for Professional Managers FUND ADMINISTRATION & COMPLIANCE PORTFOLIO SERVICES SUPPLEMENTAL SERVICES FEE SCHEDULE at March 1, 2013
Chief Compliance Officer Annual Fees. Per service line) * § $[ ] per year per fund complex Third Party Administrative Data Charges (descriptive data for each security) § $[ ] per security per month for fund administrative Prices above are based on using U.S. Bancorp standard data pricing services and are subject to change. SEC Modernization Requirements Form N-PORT – $[ ] per year, per Fund Form N-CEN – $[ ] per year, per Fund Miscellaneous Expenses All other miscellaneous fees and expenses, including but not limited to the following, will be separately billed as incurred: postage, stationery, programming, special reports, third-party data provider costs (including Bloomberg, S&P, Moody’s, Morningstar GICS, MSCI, Lipper, etc.), proxies, insurance, XXXXX/XBRL filing, record retention, federal and state regulatory filing fees, expenses related to and including travel to and from Board of directors meetings, third party auditing and legal expenses, wash sales reporting (currently GainsKeeper), tax e-filing charges, PFIC monitoring and conversion expenses (if necessary).
Chief Compliance Officer Annual Fees. $[ ] for the first fund (subject to Board approval) $[ ] for each additional fund (subject to change based on Board review and approval) $[ ] per sub-advisor per fund Non-USBFS Distribution fee of $[ ] per year Per advisor relationship, and subject to change based upon board review and approval.
Chief Compliance Officer Annual Fees. (Per Index Provider Relationship/Fund Family) · $[ ] for each Fund Plus:
Chief Compliance Officer Annual Fees. (Per Advisor Relationship per Fund)* § $[ ] for each additional fund § $[ ] per sub-advisor per fund Third Party Administrative Data Charges (descriptive data for each security) § $[ ] per security per month for fund administrative Prices above are based on using U.S. Bancorp standard data pricing services and are subject to change.
