Common use of CERTIFICATIONS; DISCLOSURE CONTROLS AND PROCEDURES Clause in Contracts

CERTIFICATIONS; DISCLOSURE CONTROLS AND PROCEDURES. The Sub-Adviser acknowledges that, in compliance with the Sxxxxxxx-Xxxxx Act of 2002 (the “Sxxxxxxx-Xxxxx Act”), and the implementing regulations promulgated thereunder, the Trust and the Fund are required to make certain certifications and have adopted disclosure controls and procedures. To the extent reasonably requested by the Trust, the Sub-Adviser agrees to use its best efforts to assist the Trust and the Fund in complying with the Sxxxxxxx-Xxxxx Act and implementing the Trust’s disclosure controls and procedures. The Sub-Adviser agrees to inform the Trust of any material development related to the Fund that the Sub-Adviser reasonably believes is relevant to the Fund’s certification obligations under the Sxxxxxxx-Xxxxx Act.

Appears in 63 contracts

Samples: Investment Sub Advisory Agreement (Bridge Builder Trust), Investment Sub Advisory Agreement (Advisors Series Trust), Investment Sub Advisory Agreement (Series Portfolios Trust)

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CERTIFICATIONS; DISCLOSURE CONTROLS AND PROCEDURES. The Sub-Adviser acknowledges that, in compliance with the SxxxxxxxXxxxxxxx-Xxxxx Act of 2002 (the “SxxxxxxxXxxxxxxx-Xxxxx Act”), and the implementing regulations promulgated thereunder, the Trust and the Fund are required to make certain certifications and have adopted disclosure controls and procedures. To the extent reasonably requested by the Trust, the Sub-Adviser agrees to use its best efforts to assist the Trust and the Fund in complying with the SxxxxxxxXxxxxxxx-Xxxxx Act and implementing the Trust’s disclosure controls and procedures. The Sub-Adviser agrees to inform the Trust of any material development related to the Fund that the Sub-Adviser reasonably believes is relevant to the Fund’s certification obligations under the SxxxxxxxXxxxxxxx-Xxxxx Act.

Appears in 16 contracts

Samples: Investment Sub Advisory Agreement (Bridge Builder Trust), Investment Sub Advisory Agreement (Bridge Builder Trust), Investment Sub Advisory Agreement (Bridge Builder Trust)

CERTIFICATIONS; DISCLOSURE CONTROLS AND PROCEDURES. The Sub-Adviser acknowledges that, in compliance with the SxxxxxxxXxxxxxxx-Xxxxx Act of 2002 (the “SxxxxxxxXxxxxxxx-Xxxxx Act”), and the implementing regulations promulgated thereunder, the Trust and the Fund are required to make certain certifications and have adopted disclosure controls and procedures. To the extent reasonably requested by the Trust, the Sub-Adviser agrees to use its commercially reasonable best efforts to assist the Trust and the Fund in complying with the SxxxxxxxXxxxxxxx-Xxxxx Act and implementing the Trust’s disclosure controls and procedures. The Sub-Adviser agrees to inform the Trust of any material development related to the Fund that the Sub-Adviser reasonably believes is relevant to the Fund’s certification obligations under the SxxxxxxxXxxxxxxx-Xxxxx Act.

Appears in 7 contracts

Samples: Investment Sub Advisory Agreement (Northern Lights Fund Trust), Investment Sub Advisory Agreement (Northern Lights Fund Trust), Investment Sub Advisory Agreement (Northern Lights Fund Trust)

CERTIFICATIONS; DISCLOSURE CONTROLS AND PROCEDURES. The Sub-Adviser acknowledges that, in compliance with the SxxxxxxxXxxxxxxx-Xxxxx Act of 2002 (the “SxxxxxxxXxxxxxxx-Xxxxx Act”), and the implementing regulations promulgated thereunder, the Trust and the Fund are required to make certain certifications and have adopted disclosure controls and procedures. To the extent reasonably requested by the Trust, the Sub-Adviser agrees to use its best commercially reasonable efforts to assist the Trust and the Fund in complying with the SxxxxxxxXxxxxxxx-Xxxxx Act and implementing the Trust’s disclosure controls and procedures. The Sub-Sub- Adviser agrees to inform the Trust of any material development related to the Fund Allocated Portion that the Sub-Adviser reasonably believes is relevant to the Fund’s certification obligations under the SxxxxxxxXxxxxxxx-Xxxxx Act.

Appears in 3 contracts

Samples: Investment Sub Advisory Agreement, Investment Sub Advisory Agreement (Northern Lights Fund Trust), Investment Sub Advisory Agreement (Northern Lights Fund Trust)

CERTIFICATIONS; DISCLOSURE CONTROLS AND PROCEDURES. The Sub-Adviser acknowledges that, in compliance with the SxxxxxxxXxxxxxxx-Xxxxx Act of 2002 (the “SxxxxxxxXxxxxxxx-Xxxxx Act”), and the implementing regulations promulgated thereunder, the Trust and the Fund Funds are required to make certain certifications and have adopted disclosure controls and procedures. To the extent reasonably requested by the Trust, the Sub-Adviser agrees to use its best efforts to assist the Trust and the Fund Funds in complying with the SxxxxxxxXxxxxxxx-Xxxxx Act and implementing the Trust’s disclosure controls and procedures. The Sub-Adviser agrees to inform the Trust of any material development related to the Fund Funds that the Sub-Adviser reasonably believes is relevant to the Fund’s Funds’ certification obligations under the SxxxxxxxXxxxxxxx-Xxxxx Act.

Appears in 3 contracts

Samples: Investment Sub Advisory Agreement (Bridge Builder Trust), Investment Sub Advisory Agreement (Bridge Builder Trust), Investment Sub Advisory Agreement (TCW Alternative Funds)

CERTIFICATIONS; DISCLOSURE CONTROLS AND PROCEDURES. The Sub-Adviser acknowledges that, in compliance with the SxxxxxxxXxxxxxxx-Xxxxx Act of 2002 (the “SxxxxxxxXxxxxxxx-Xxxxx Act”), and the implementing regulations promulgated thereunder, the Trust and the Fund are required to make certain certifications and have adopted disclosure controls and procedures. To the extent reasonably requested by the Trust, the Sub-Adviser agrees to use its commercially reasonable best efforts to assist the Trust and the Fund in complying with the SxxxxxxxXxxxxxxx-Xxxxx Act and implementing the Trust’s disclosure controls and procedures. The Sub-Adviser agrees to inform the Trust of any material development related to the Fund Allocated Portion that the Sub-Adviser reasonably believes is relevant to the Fund’s certification obligations under the SxxxxxxxXxxxxxxx-Xxxxx Act.

Appears in 3 contracts

Samples: Investment Sub Advisory Agreement (Northern Lights Fund Trust), Investment Sub Advisory Agreement (Northern Lights Fund Trust), Investment Sub Advisory Agreement (Northern Lights Fund Trust)

CERTIFICATIONS; DISCLOSURE CONTROLS AND PROCEDURES. The Sub-Adviser adviser acknowledges that, in compliance with the SxxxxxxxXxxxxxxx-Xxxxx Act of 2002 (the “Sxxxxxxx"Xxxxxxxx-Xxxxx Act"), and the implementing regulations promulgated thereunder, the Trust and the Fund are required to make certain certifications and have adopted disclosure controls and procedures. To the extent reasonably requested by the Trust, the Sub-Adviser adviser agrees to use its best efforts to assist the Trust and the Fund in complying with the SxxxxxxxXxxxxxxx-Xxxxx Act and implementing the Trust’s disclosure controls and procedures. The Sub-Adviser adviser agrees to inform the Trust of any material development related to the Fund that the Sub-Adviser adviser reasonably believes is relevant to the Fund’s certification obligations under the SxxxxxxxXxxxxxxx-Xxxxx Act.

Appears in 2 contracts

Samples: Investment Sub Advisory Agreement (Bridge Builder Trust), Investment Sub Advisory Agreement (Bridge Builder Trust)

CERTIFICATIONS; DISCLOSURE CONTROLS AND PROCEDURES. The Sub-Adviser adviser acknowledges that, in compliance with the Sxxxxxxx-Xxxxx Act of 2002 (the “Sxxxxxxx-Xxxxx Act”), and the implementing regulations promulgated thereunder, the Trust and the Fund are required to make certain certifications and have adopted disclosure controls and procedures. To the extent reasonably requested by the Trust, the Sub-Adviser adviser agrees to use its best efforts to assist the Trust and the Fund in complying with the Sxxxxxxx-Xxxxx Act and implementing the Trust’s disclosure controls and procedures. The Sub-Adviser adviser agrees to inform the Trust of any material development related to the Fund that the Sub-Adviser adviser reasonably believes is relevant to the Fund’s certification obligations under the Sxxxxxxx-Xxxxx Act.

Appears in 2 contracts

Samples: Investment Sub Advisory Agreement (Bridge Builder Trust), Investment Sub Advisory Agreement (Bridge Builder Trust)

CERTIFICATIONS; DISCLOSURE CONTROLS AND PROCEDURES. The Sub-Adviser acknowledges that, in compliance with the Sxxxxxxx-Xxxxx Act of 2002 (the “Sxxxxxxx-Xxxxx Act”), and the implementing regulations promulgated thereunder, the Trust and the Fund Funds are required to make certain certifications and have adopted disclosure controls and procedures. To the extent reasonably requested by the Trust, the Sub-Adviser agrees to use its best efforts to assist the Trust and the Fund Funds in complying with the Sxxxxxxx-Xxxxx Act and implementing the Trust’s disclosure controls and procedures. The Sub-Adviser agrees to inform the Trust of any material development related to the Fund Funds that the Sub-Adviser reasonably believes is relevant to the Fund’s Funds' certification obligations under the Sxxxxxxx-Xxxxx Act.

Appears in 2 contracts

Samples: Investment Sub Advisory Agreement (Bridge Builder Trust), Investment Sub Advisory Agreement (Bridge Builder Trust)

CERTIFICATIONS; DISCLOSURE CONTROLS AND PROCEDURES. The Sub-Adviser adviser acknowledges that, in compliance with the Sxxxxxxx-Xxxxx Act of 2002 (the “Sxxxxxxx-Xxxxx Act”), and the implementing regulations promulgated thereunder, the Trust Fund and the Fund Series are required to make certain certifications and have adopted disclosure controls and procedures. To the extent reasonably requested by the TrustFund, the Sub-Adviser adviser agrees to use its best efforts to assist the Trust Fund and the Fund Series in complying with the Sxxxxxxx-Xxxxx Act and implementing the TrustFund’s disclosure controls and procedures. The Sub-Adviser adviser agrees to inform the Trust Fund of any material development related to the Fund Series that the Sub-Adviser adviser reasonably believes is relevant to the Fund’s Series’ certification obligations under the Sxxxxxxx-Xxxxx Act.

Appears in 2 contracts

Samples: Sub Advisory Agreement (Manning & Napier Fund, Inc.), Sub Advisory Agreement (Manning & Napier Fund, Inc.)

CERTIFICATIONS; DISCLOSURE CONTROLS AND PROCEDURES. The Sub-Adviser advisor acknowledges that, in compliance with the Sxxxxxxx-Xxxxx Act of 2002 (the “Sxxxxxxx-Xxxxx Act”), and the implementing regulations promulgated thereunder, the Trust and the Fund Funds are required to make certain certifications and have adopted disclosure controls and procedures. To the extent reasonably requested by the Trust, the Sub-Adviser advisor agrees to use its best efforts to assist the Trust and the Fund Funds in complying with the Sxxxxxxx-Xxxxx Act and implementing the Trust’s disclosure controls and procedures. The Sub-Adviser advisor agrees to inform the Trust of any material development related to the Fund Funds that the Sub-Adviser advisor reasonably believes is relevant to the Fund’s Funds’ certification obligations under the Sxxxxxxx-Xxxxx Act.

Appears in 2 contracts

Samples: Sub Advisory Agreement (Usa Mutuals), Sub Advisory Agreement (Usa Mutuals)

CERTIFICATIONS; DISCLOSURE CONTROLS AND PROCEDURES. The Sub-Adviser acknowledges that, in compliance with the SxxxxxxxXxxxxxxx-Xxxxx Act of 2002 (the “SxxxxxxxXxxxxxxx-Xxxxx Act”), and the implementing regulations promulgated thereunder, the Trust and the Fund are required to make certain certifications and have adopted disclosure controls and procedures. To the extent reasonably requested by the Trust, the Sub-Adviser agrees to use its best commercially reasonable efforts to assist the Trust and the Fund in complying with the SxxxxxxxXxxxxxxx-Xxxxx Act and implementing the Trust’s disclosure controls and procedures. The Sub-Adviser agrees to inform the Trust of any material development related to the Fund Allocated Portion that the Sub-Adviser reasonably believes is relevant to the Fund’s certification obligations under the SxxxxxxxXxxxxxxx-Xxxxx Act.

Appears in 2 contracts

Samples: Investment Sub Advisory Agreement (Northern Lights Fund Trust), Investment Sub Advisory Agreement (Northern Lights Fund Trust)

CERTIFICATIONS; DISCLOSURE CONTROLS AND PROCEDURES. The Sub-Adviser acknowledges that, in compliance with the SxxxxxxxXxxxxxxx-Xxxxx Act of 2002 (the “SxxxxxxxXxxxxxxx-Xxxxx Act’’), and the implementing regulations promulgated thereunder, the Trust and the Fund are required to make certain certifications and have adopted disclosure controls and procedures. To the extent reasonably requested by the Trust, the Sub-Adviser agrees to use its best efforts to assist the Trust and the Fund in complying with the SxxxxxxxXxxxxxxx-Xxxxx Act and implementing the Trust’s disclosure controls and procedures. The Sub-Adviser agrees to inform the Trust of any material development related to the Fund that the Sub-Adviser reasonably believes is relevant to the Fund’s certification obligations under the SxxxxxxxXxxxxxxx-Xxxxx Act.

Appears in 1 contract

Samples: Investment Sub Advisory Agreement (Bridge Builder Trust)

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CERTIFICATIONS; DISCLOSURE CONTROLS AND PROCEDURES. The Sub-Adviser acknowledges that, in compliance with the SxxxxxxxXxxxxxxx-Xxxxx Act of 2002 (the “SxxxxxxxXxxxxxxx-Xxxxx Act”), and the implementing regulations promulgated thereunder, the Trust and the Fund are required to make certain certifications and have adopted disclosure controls and procedures. To the extent reasonably requested by the Trust, the Sub-Adviser agrees to use its best efforts to assist the Trust and the Fund in complying with the SxxxxxxxXxxxxxxx-Xxxxx Act and implementing the Trust’s disclosure controls and procedures. The Sub-Adviser agrees to inform the Trust of any material development related to the Fund Allocated Portion that the Sub-Adviser reasonably believes is relevant to the Fund’s certification obligations under the SxxxxxxxXxxxxxxx-Xxxxx Act.

Appears in 1 contract

Samples: Investment Sub Advisory Agreement (Bridge Builder Trust)

CERTIFICATIONS; DISCLOSURE CONTROLS AND PROCEDURES. The Sub-Adviser adviser acknowledges that, in compliance with the Sxxxxxxx-Xxxxx Act of 2002 (the “Sxxxxxxx-Xxxxx Act”), and the implementing regulations promulgated thereunder, the Trust and the Fund are required to make certain certifications and have adopted disclosure controls and procedures. To the extent reasonably requested by the Trust, the Sub-Adviser adviser agrees to use its best efforts to assist the Trust and the Fund in complying with the Sxxxxxxx-Xxxxx Act and implementing the Trust’s disclosure controls and procedures. The Sub-Adviser agrees , and to inform the Trust of any material development related to the Fund that the Sub-Adviser adviser reasonably believes is relevant to the Fund’s certification obligations under the Sxxxxxxx-Xxxxx Act.

Appears in 1 contract

Samples: Investment Sub Advisory Agreement (Bridge Builder Trust)

CERTIFICATIONS; DISCLOSURE CONTROLS AND PROCEDURES. The Sub-Adviser acknowledges that, in compliance with the SxxxxxxxXxxxxxxx-Xxxxx Act of 2002 (the “SxxxxxxxXxxxxxxx-Xxxxx Act”), and the implementing regulations promulgated thereunder, the Trust and the Fund are required to make certain certifications and have adopted disclosure controls and procedures. To the extent reasonably requested by the Trust, the Sub-Adviser agrees to use its best efforts to assist the Trust and the Fund in complying with the SxxxxxxxXxxxxxxx-Xxxxx Act and implementing the Trust’s disclosure controls and proceduresprocedures to the extent relevant to the services provided by the Sub-Adviser hereunder. The Sub-Adviser agrees to inform the Trust of any material development related to the Fund that the Sub-Adviser reasonably believes is relevant to the Fund’s certification obligations under the SxxxxxxxXxxxxxxx-Xxxxx Act.

Appears in 1 contract

Samples: Investment Sub Advisory Agreement (Bridge Builder Trust)

CERTIFICATIONS; DISCLOSURE CONTROLS AND PROCEDURES. The Sub-Adviser acknowledges that, in compliance with the SxxxxxxxXxxxxxxx-Xxxxx Act of 2002 (the “SxxxxxxxXxxxxxxx-Xxxxx Act”), and the implementing regulations promulgated thereunder, the Trust and the Fund are required to make certain certifications and have adopted disclosure controls and procedures. To the extent reasonably requested by the Trust, the Sub-Adviser agrees to use its best reasonable efforts to assist the Trust and the Fund in complying with the SxxxxxxxXxxxxxxx-Xxxxx Act and implementing the Trust’s disclosure controls and procedures. The Sub-Adviser agrees to inform the Trust of any material development related to the Fund that the Sub-Adviser reasonably believes is relevant to the Fund’s certification obligations under the SxxxxxxxXxxxxxxx-Xxxxx Act.

Appears in 1 contract

Samples: Investment Sub Advisory Agreement (Series Portfolios Trust)

CERTIFICATIONS; DISCLOSURE CONTROLS AND PROCEDURES. The Sub-Adviser acknowledges that, in compliance with the Sxxxxxxxthe. Xxxxxxxx-Xxxxx Act of 2002 (the “SxxxxxxxXxxxxxxx-Xxxxx Act”), and the implementing regulations promulgated thereunder, the Trust and the Fund are required to make certain certifications and have adopted disclosure controls and procedures. To the extent reasonably requested by the Trust, the Sub-Sub Adviser agrees to use its best efforts to assist the Trust and the Fund in complying with the SxxxxxxxXxxxxxxx-Xxxxx Act and implementing the Trust’s 's disclosure controls and procedures. The Sub-Adviser agrees to inform the Trust of any material development related to the Fund that the Sub-Adviser reasonably believes is relevant to the Fund’s 's certification obligations under the SxxxxxxxXxxxxxxx-Xxxxx Act.

Appears in 1 contract

Samples: Investment Sub Advisory Agreement (Advisors Series Trust)

CERTIFICATIONS; DISCLOSURE CONTROLS AND PROCEDURES. The Sub-Adviser acknowledges that, in compliance with the Sxxxxxxx-Xxxxx Act of 2002 (the “Sxxxxxxx-Xxxxx Act”), and the implementing regulations promulgated thereunder, the Trust and the Fund are required to make certain certifications and have adopted disclosure controls and procedures. To the extent reasonably requested by the Trust, the Sub-Adviser agrees to use its commercially reasonable best efforts to assist the Trust and the Fund in complying with the Sxxxxxxx-Xxxxx Act and implementing the Trust’s disclosure controls and procedures. The Sub-Adviser agrees to inform the Trust of any material development related to the Fund that the Sub-Adviser reasonably believes is relevant to the Fund’s certification obligations under the Sxxxxxxx-Xxxxx Act.

Appears in 1 contract

Samples: Form of Investment Sub Advisory Agreement (Northern Lights Fund Trust)

CERTIFICATIONS; DISCLOSURE CONTROLS AND PROCEDURES. The Sub-Adviser acknowledges that, in compliance with the SxxxxxxxXxxxxxxx-Xxxxx Act of 2002 (the “SxxxxxxxXxxxxxxx-Xxxxx Act”), and the implementing regulations promulgated thereunder, the Trust and the Fund are required to make certain certifications and have adopted disclosure controls and procedures. To the extent reasonably requested by the Trust, the Sub-Adviser agrees to use its best commercially reasonable efforts to assist the Trust and the Fund in complying with the SxxxxxxxXxxxxxxx-Xxxxx Act and implementing the Trust’s disclosure controls and procedures. The Sub-Adviser agrees to inform the Trust of any material development related to the Fund that the Sub-Adviser reasonably believes is relevant to the Fund’s certification obligations under the SxxxxxxxXxxxxxxx-Xxxxx Act.

Appears in 1 contract

Samples: Investment Sub Advisory Agreement (Northern Lights Fund Trust)

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