Common use of Certain Transactions Clause in Contracts

Certain Transactions. Except as set forth on SCHEDULE 3(M) and except for arm's length transactions pursuant to which the Company or any of its Subsidiaries makes payments in the ordinary course of business upon terms no less favorable than the Company or any of its Subsidiaries could obtain from third parties and other than the grant of stock options disclosed on SCHEDULE 3(C), none of the officers, directors, or employees of the Company is presently a party to any transaction with the Company or any of its Subsidiaries (other than for services as employees, officers and directors), including any contract, agreement or other arrangement providing for the furnishing of services to or by, providing for rental of real or personal property to or from, or otherwise requiring payments to or from any officer, director or such employee or, to the knowledge of the Company, any corporation, partnership, trust or other entity in which any officer, director, or any such employee has a substantial interest or is an officer, director, trustee or partner.

Appears in 49 contracts

Samples: Securities Purchase Agreement (BioMETRX), Securities Purchase Agreement (QPC Lasers), Securities Purchase Agreement (QPC Lasers)

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Certain Transactions. Except as set forth on SCHEDULE 3(M3(m) and except for arm's length transactions pursuant to which the Company or any of its Subsidiaries makes payments in the ordinary course of business upon terms no less favorable than the Company or any of its Subsidiaries could obtain from third parties and other than the grant of stock options disclosed on SCHEDULE 3(C3(c), none of the officers, directors, or employees of the Company is presently a party to any transaction with the Company or any of its Subsidiaries (other than for services as employees, officers and directors), including any contract, agreement or other arrangement providing for the furnishing of services to or by, providing for rental of real or personal property to or from, or otherwise requiring payments to or from any officer, director or such employee or, to the knowledge of the Company, any corporation, partnership, trust or other entity in which any officer, director, or any such employee has a substantial interest or is an officer, director, trustee or partner.

Appears in 17 contracts

Samples: Securities Purchase Agreement (Ibiz Technology Corp), Securities Purchase Agreement (Smartsources Com Inc), Securities Purchase Agreement (Kanakaris Wireless)

Certain Transactions. Except as set forth on SCHEDULE 3(M3(L) and except for arm's length transactions pursuant to which the Company or any of its Subsidiaries makes payments in the ordinary course of business upon terms no less favorable than the Company or any of its Subsidiaries could obtain from third parties and other than the grant of stock options disclosed on SCHEDULE 3(C), none of the officers, directors, or employees of the Company is presently a party to any transaction with the Company or any of its Subsidiaries (other than for services as employees, officers and directors), including any contract, agreement or other arrangement providing for the furnishing of services to or by, providing for rental of real or personal property to or from, or otherwise requiring payments to or from any officer, director or such employee or, to the knowledge of the Company, any corporation, partnership, trust or other entity in which any officer, director, or any such employee has a substantial interest or is an officer, director, trustee or partner.

Appears in 14 contracts

Samples: Securities Purchase Agreement (Midnight Holdings Group Inc), Securities Purchase Agreement (Midnight Holdings Group Inc), Securities Purchase Agreement (Midnight Holdings Group Inc)

Certain Transactions. Except as set forth on SCHEDULE 3(M3(l) and except for arm's length transactions pursuant to which the Company or any of its Subsidiaries makes payments in the ordinary course of business upon terms no less favorable than the Company or any of its Subsidiaries could obtain from third parties and other than the grant of stock options disclosed on SCHEDULE 3(C3(c), none of the officers, directors, or employees of the Company is presently a party to any transaction with the Company or any of its Subsidiaries (other than for services as employees, officers and directors), including any contract, agreement or other arrangement providing for the furnishing of services to or by, providing for rental of real or personal property to or from, or otherwise requiring payments to or from any officer, director or such employee or, to the knowledge of the Company, any corporation, partnership, trust or other entity in which any officer, director, or any such employee has a substantial interest or is an officer, director, trustee or partner.

Appears in 13 contracts

Samples: Securities Purchase Agreement (Midnight Holdings Group Inc), Securities Purchase Agreement (Zitel Corp), Securities Purchase Agreement (Midnight Holdings Group Inc)

Certain Transactions. Except as set forth on SCHEDULE 3(M) and except disclosed in the Company’s SEC Documents and/or for arm's ’s length transactions pursuant to which the Company or any of its Subsidiaries makes payments in the ordinary course of business upon terms no less favorable than the Company or any of its Subsidiaries could obtain from third parties and other than the grant of stock options disclosed on SCHEDULE 3(CSchedule 3(c), none of the officers, directors, or employees of the Company is presently a party to any transaction with the Company or any of its Subsidiaries (other than for services as employees, officers and directors), including any contract, agreement or other arrangement providing for the furnishing of services to or by, providing for rental of real or personal property to or from, or otherwise requiring payments to or from any officer, director or such employee or, to the knowledge of the Company, any corporation, partnership, trust or other entity in which any officer, director, or any such employee has a substantial interest or is an officer, director, trustee or partner.

Appears in 9 contracts

Samples: Securities Purchase Agreement (Quality Industrial Corp.), Securities Purchase (Quality Industrial Corp.), Securities Purchase Agreement (Kisses From Italy Inc.)

Certain Transactions. Except as set forth on SCHEDULE 3(M3(n) and except for arm's length transactions pursuant to which the Company or any of its Subsidiaries makes payments in the ordinary course of business upon terms no less favorable than the Company or any of its Subsidiaries could obtain from third parties and other than the grant of stock options disclosed on SCHEDULE 3(C3(c), none of the officers, directors, or employees of the Company is presently a party to any transaction with the Company or any of its Subsidiaries (other than for services as employees, officers and directors), including any contract, agreement or other arrangement providing for the furnishing of services to or by, providing for rental of real or personal property to or from, or otherwise requiring payments to or from any officer, director or such employee or, to the knowledge of the Company, any corporation, partnership, trust or other entity in which any officer, director, or any such employee has a substantial interest or is an officer, director, trustee or partner.

Appears in 6 contracts

Samples: Securities Purchase Agreement (T Netix Inc), Securities Purchase Agreement (Globalmedia Com), Securities Purchase Agreement (Eglobe Inc)

Certain Transactions. Except as set forth on SCHEDULE 3(M) disclosed in the Disclosure Documents prior to the Effective Date, and except for arm's length transactions pursuant to which the Company Borrower or any of its Subsidiaries Subsidiary makes payments in the ordinary course of business upon terms no less favorable than the Company Borrower or any of its Subsidiaries such Subsidiary could obtain from third parties and other than the grant of stock options disclosed on SCHEDULE 3(C)parties, none of the officers, directors, or employees or any other affiliate of the Company is Borrower or any Subsidiary are presently or shall be a party to any transaction with the Company Borrower or any of its Subsidiaries Subsidiary (other than for services as employees, officers and directors), including any contract, agreement or other arrangement providing for the furnishing of services to or by, providing for rental of real or personal property to or from, or otherwise requiring payments to or from any officer, director or such employee or, to the knowledge of the CompanyBorrower or any Subsidiary, any corporation, partnership, trust or other entity in which any officer, director, or any such employee has a substantial interest or is an officer, director, trustee or partner.

Appears in 5 contracts

Samples: Revolving Credit Agreement, Loan Agreement (Waste Management Holdings Inc), Revolving Credit Agreement (Waste Management Inc)

Certain Transactions. Except as set forth on SCHEDULE 3(M) for employment agreements the Company has with V Xxxxx Xxxxx and Xxx Xxxxxxx and except for arm's ’s length transactions pursuant to which the Company or any of its Subsidiaries makes payments in the ordinary course of business upon terms no less favorable than the Company or any of its Subsidiaries could obtain from third parties and other than the grant of stock options disclosed on SCHEDULE 3(CSchedule 3(c), none of the officers, directors, or employees of the Company is presently a party to any transaction with the Company or any of its Subsidiaries (other than for services as employees, officers and directors), including any contract, agreement or other arrangement providing for the furnishing of services to or by, providing for rental of real or personal property to or from, or otherwise requiring payments to or from any officer, director or such employee or, to the knowledge of the Company, any corporation, partnership, trust or other entity in which any officer, director, or any such employee has a substantial interest or is an officer, director, trustee or partner.

Appears in 5 contracts

Samples: Securities Purchase Agreement (Minerco Resources, Inc.), Securities Purchase Agreement (Minerco Resources, Inc.), Securities Purchase Agreement (Minerco Resources, Inc.)

Certain Transactions. Except as set forth on SCHEDULE 3(MSchedule 3(t) and in --------------------- the SEC Documents filed at least ten days prior to the date hereof and except for arm's length transactions pursuant to which the Company or any of its Subsidiaries makes payments in the ordinary course of business upon terms no less favorable than the Company or any of its Subsidiaries could obtain from third parties and other than the grant of stock options disclosed on SCHEDULE 3(CSchedule 3(c), none of the officers, directors, or employees of the Company is presently a party to any transaction with the Company or any of its Subsidiaries (other than for services as employees, officers and directors), including any contract, agreement or other arrangement providing for the furnishing of services to or by, providing for rental of real or personal property to or from, or otherwise requiring payments to or from any officer, director or such employee or, to the knowledge of the Company, any corporation, partnership, trust or other entity in which any officer, director, or any such employee has a substantial interest or is an officer, director, trustee or partner.

Appears in 4 contracts

Samples: Subscription Agreement (Diversified Product Inspections Inc), Subscription Agreement (Xtreme Companies Inc), Subscription Agreement (Diversified Product Inspections Inc)

Certain Transactions. Except as set forth on SCHEDULE 3(MSchedule 4(t) and in --------------------- the SEC Documents filed at least ten days prior to the date hereof and except for arm's length transactions pursuant to which the Company or any of its Subsidiaries makes payments in the ordinary course of business upon terms no less favorable than the Company or any of its Subsidiaries could obtain from third parties and other than the grant of stock options disclosed on SCHEDULE 3(CSchedule 4(c), none of the officers, directors, or employees of the Company is presently a party to any transaction with the Company or any of its Subsidiaries (other than for services as employees, officers and directors), including any contract, agreement or other arrangement providing for the furnishing of services to or by, providing for rental of real or personal property to or from, or otherwise requiring payments to or from any officer, director or such employee or, to the knowledge of the Company, any corporation, partnership, trust or other entity in which any officer, director, or any such employee has a substantial interest or is an officer, director, trustee or partner.

Appears in 4 contracts

Samples: Investment Agreement (Marketcentral Net Corp), Investment Agreement (Cal Bay International Inc), Investment Agreement (Diversified Product Inspections Inc)

Certain Transactions. Except as set forth on SCHEDULE 3(M) and -------------------- except for arm's length transactions pursuant to which the Company or any of its Subsidiaries makes payments in the ordinary course of business upon terms no less favorable than the Company or any of its Subsidiaries could obtain from third parties and other than the grant of stock options disclosed on SCHEDULE 3(C), none of the officers, directors, or employees of the Company is presently a party to any transaction with the Company or any of its Subsidiaries (other than for services as employees, officers and directors), including any contract, agreement or other arrangement providing for the furnishing of services to or by, providing for rental of real or personal property to or from, or otherwise requiring payments to or from any officer, director or such employee or, to the knowledge of the Company, any corporation, partnership, trust or other entity in which any officer, director, or any such employee has a substantial interest or is an officer, director, trustee or partner.

Appears in 4 contracts

Samples: Securities Purchase Agreement (Mt Ultimate Healthcare Corp), Securities Purchase Agreement (Amnis Systems Inc), Securities Purchase Agreement (World Golf League Inc)

Certain Transactions. Except as set forth on SCHEDULE 3(MSchedule 3(v) and in the SEC Documents filed at least ten days prior to the date hereof and except for arm's length transactions pursuant to which the Company or any of its Subsidiaries makes payments in the ordinary course of business upon terms no less favorable than the Company or any of its Subsidiaries could obtain from third parties and other than the grant of stock options disclosed on SCHEDULE 3(CSchedule 3(c), none of the officers, directors, or employees of the Company is presently a party to any transaction with the Company or any of its Subsidiaries (other than for services as employees, officers and directors), including any contract, agreement or other arrangement providing for the furnishing of services to or by, providing for rental of real or personal property to or from, or otherwise requiring payments to or from any officer, director or such employee or, to the knowledge of the Company, any corporation, partnership, trust or other entity in which any officer, director, or any such employee has a substantial interest or is an officer, director, trustee or partner.

Appears in 3 contracts

Samples: Common Stock Investment Agreement (Avanir Pharmaceuticals), Investment Agreement (Senior Care Industries Inc), Investment Agreement (Quest Products Corp)

Certain Transactions. Except as set forth in the SEC Documents filed on SCHEDULE 3(MXXXXX at least thirty (30) Trading Days prior to the date hereof and except for arm's length transactions pursuant to which the Company or any of its Subsidiaries makes payments in the ordinary course of business upon terms no less favorable than the Company or any of its Subsidiaries could obtain from third parties and other than the grant of stock options disclosed on SCHEDULE 3(C3(c), none of the officers, directors, directors or employees of the Company is presently a party to any transaction with the Company or any of its Subsidiaries Subsidiary (other than for services as employees, consultants, officers and directors), including any contract, agreement or other arrangement providing for the furnishing of services to or by, providing for rental of real or personal property to or from, or otherwise requiring payments to or from any officer, director or such employee or, to the knowledge of the Company, any corporation, partnership, trust or other entity in which any officer, director, director or any such employee has a substantial interest or is an officer, director, trustee or partner.

Appears in 3 contracts

Samples: Subscription Agreement (Stemcells Inc), Subscription Agreement (Stemcells Inc), Subscription Agreement (Stemcells Inc)

Certain Transactions. Except as set forth on SCHEDULE 3(M) for any related party transactions disclosed in the SEC Documents and except for arm's ’s length transactions pursuant to which the Company or any of its Subsidiaries makes payments in the ordinary course of business upon terms no less favorable than the Company or any of its Subsidiaries could obtain from third parties and other than the grant of stock options disclosed on SCHEDULE 3(CSchedule 3(c), none of the officers, directors, or employees of the Company is presently a party to any transaction with the Company or any of its Subsidiaries (other than for services as employees, officers and directors), including any contract, agreement or other arrangement providing for the furnishing of services to or by, providing for rental of real or personal property to or from, or otherwise requiring payments to or from any officer, director or such employee or, to the knowledge of the Company, any corporation, partnership, trust or other entity in which any officer, director, or any such employee has a substantial interest or is an officer, director, trustee or partner.

Appears in 3 contracts

Samples: Securities Purchase Agreement (Cardax, Inc.), Securities Purchase Agreement (Cardax, Inc.), Securities Purchase Agreement (Cardax, Inc.)

Certain Transactions. Except as set forth in the SEC Documents filed on SCHEDULE 3(MXXXXX at least thirty (30) Trading Days prior to the date hereof and except for arm's length transactions pursuant to which the Company or any of its Subsidiaries makes payments in the ordinary course of business upon terms no less favorable than the Company or any of its Subsidiaries could obtain from third parties and other than the grant of stock options disclosed on SCHEDULE 3(C2.1(c), none of the officers, directors, directors or employees of the Company is presently a party to any transaction with the Company or any of its Subsidiaries Subsidiary (other than for services as employees, consultants, officers and directors), including any contract, agreement or other arrangement providing for the furnishing of services to or by, providing for rental of real or personal property to or from, or otherwise requiring payments to or from any officer, director or such employee or, to the knowledge of the Company, any corporation, partnership, trust or other entity in which any officer, director, director or any such employee has a substantial interest or is an officer, director, trustee or partner.

Appears in 2 contracts

Samples: Securities Purchase Agreement (Stemcells Inc), Securities Purchase Agreement (Stemcells Inc)

Certain Transactions. Except as set forth in the SEC Documents filed on SCHEDULE 3(MXXXXX at least thirty (30) Trading Days prior to the date hereof and except for arm's length transactions pursuant to which the Company or any of its Subsidiaries makes payments in the ordinary course of business upon terms no less favorable than the Company or any of its Subsidiaries could obtain from third parties and other than the grant of stock options disclosed on SCHEDULE 3(C2.1(c), none of the officers, directors, directors or employees of the Company is presently a party to any transaction with the Company or any of its Subsidiaries (other than for services as employees, officers and directors), including any contract, agreement or other arrangement providing for the furnishing of services to or by, providing for rental of real or personal property to or from, or otherwise requiring payments to or from any officer, director or such employee or, to the knowledge of the Company, any corporation, partnership, trust or other entity in which any officer, director, director or any such employee has a substantial interest or is an officer, director, trustee or partner.

Appears in 2 contracts

Samples: Securities Purchase Agreement (Microware Systems Corp), Securities Purchase Agreement (Netguru Inc)

Certain Transactions. Except as set forth on SCHEDULE 3(M) 7.15 hereto and except for arm's length transactions pursuant to which the Company Borrower or any of its Subsidiaries makes payments in the ordinary course of business upon terms no less favorable than the Company Borrower or any of its Subsidiaries such Subsidiary could obtain from third parties and other than the grant of stock options disclosed on SCHEDULE 3(C)parties, none of the officers, directors, or employees of the Company Borrower or any of its Subsidiaries is presently a party to any transaction with the Company Borrower or any of its Subsidiaries (other than for services as employees, officers and directors), including any contract, agreement or other arrangement providing for the furnishing of services to or by, providing for rental of real or personal property to or from, or otherwise requiring payments to or from any officer, director or such employee or, to the knowledge of the CompanyBorrower, any corporation, partnership, trust or other entity in which any officer, director, or any such employee has a substantial interest or is an officer, director, trustee or partner.

Appears in 2 contracts

Samples: Revolving Credit Agreement (Brooks Automation Inc), Credit Agreement (Prentice Capital Management, LP)

Certain Transactions. Except as set forth on SCHEDULE 3(M) Schedule 5.23 hereto, and except for arm's ’s length transactions pursuant to which the Company Borrower or any of its Subsidiaries makes payments in the ordinary course of business upon terms no less favorable than the Company Borrower or any of its Subsidiaries such Subsidiary could obtain from third parties and other than the grant of stock options disclosed on SCHEDULE 3(C)parties, none of the officers, directors, or employees of the Company Borrower or Guarantor or any of their Subsidiaries is presently a party to any transaction with the Company Borrower or Guarantor or any of its their Subsidiaries (other than for services as employees, officers and directors), including any contract, agreement or other arrangement providing for the furnishing of services to or by, providing for rental of real or personal property to or from, or otherwise requiring payments to or from any officer, director or such employee or, to the knowledge of the CompanyBorrower, any corporation, partnership, trust or other entity in which any officer, director, or any such employee has a substantial interest or is an officer, director, trustee or partner.

Appears in 2 contracts

Samples: Loan and Security Agreement (Swank, Inc.), Loan and Security Agreement (Swank, Inc.)

Certain Transactions. Except as set forth on SCHEDULE 3(M) 3.14 and as otherwise disclosed in the SEC Documents and except for arm's length transactions pursuant to which the Company or any of its Subsidiaries makes payments in the ordinary course of business upon terms no less favorable than the Company or any of its Subsidiaries could obtain from third parties and other than the grant of stock options disclosed on SCHEDULE 3(C)3.3, none of the officers, directors, or employees of the Company is presently a party to any transaction with the Company or any of its Subsidiaries (other than for services as employees, officers and directors), including any contract, agreement or other arrangement providing for the furnishing of services to or by, providing for rental of real or personal property to or from, or otherwise requiring payments to or from any officer, director or such employee or, to the knowledge of the Company, any corporation, partnership, trust or other entity in which any officer, director, or any such employee has a substantial interest or is an officer, director, trustee or partner.

Appears in 2 contracts

Samples: Securities Purchase Agreement (Summus Inc Usa), Securities Purchase Agreement (Summus Inc)

Certain Transactions. Except as set forth for the employment agreements listed on SCHEDULE 3(M3.22(B) and except for arm's length transactions pursuant to which the Company or any of its Subsidiaries makes payments in the ordinary course of business upon terms no less favorable than the Company or any of its Subsidiaries could obtain from third parties and other than the grant of stock options disclosed on SCHEDULE 3(C3.3(A), none of the officers, directors, or employees of the Company is presently a party to any transaction with the Company or any of its Subsidiaries (other than for services as employees, officers and directors), including any contract, agreement or other arrangement providing for the furnishing of services to or by, providing for rental of real or personal property to or from, or otherwise requiring payments to or from from, any officer, director or such employee or, to the knowledge of the Company, any corporation, partnership, trust or other entity in which any officer, director, or any such employee has a substantial interest or is an officer, director, trustee or partner.

Appears in 2 contracts

Samples: Securities Purchase Agreement (Ener1 Holdings Inc), Securities Purchase Agreement (Inprimis Inc)

Certain Transactions. Except as set forth on SCHEDULE 3(MSchedule 3.1(v) and in the SEC Documents filed on XXXXX at least five (5) Trading Days prior to the date hereof and except for arm's length transactions pursuant to which the Company or any of its Subsidiaries makes payments in the ordinary course of business upon terms no less favorable than the Company or any of its Subsidiaries could obtain from third parties and other than the grant of stock options disclosed on SCHEDULE 3(CSchedule 3.1(c), none of the officers, directors, directors or employees of the Company is presently a party to any transaction with the Company or any of its Subsidiaries (other than for services as employees, officers and directors), including any contract, agreement or other arrangement providing for the furnishing of services to or by, providing for rental of real or personal property to or from, or otherwise requiring payments to or from any officer, director or such employee or, to the knowledge of the Company, any corporation, partnership, trust or other entity in which any officer, director, director or any such employee has a substantial interest or is an officer, director, trustee or partner.

Appears in 2 contracts

Samples: Put and Call Agreement (Secure Computing Corp), Put and Call Agreement (Secure Computing Corp)

Certain Transactions. Except as set forth on SCHEDULE 3(M) and except for arm's ’s length transactions pursuant to which the Company or any of its Subsidiaries makes payments in the ordinary course of business upon terms no less favorable than the Company or any of its Subsidiaries could obtain from third parties and other than the grant of stock options disclosed on SCHEDULE 3(C), none of the officers, directors, or employees of the Company is presently a party to any transaction with the Company or any of its Subsidiaries (other than for services as employees, officers and directors), including any contract, agreement or other arrangement providing for the furnishing of services to or by, providing for rental of real or personal property to or from, or otherwise requiring payments to or from any officer, director or such employee or, to the knowledge of the Company, any corporation, partnership, trust or other entity in which any officer, director, or any such employee has a substantial interest or is an officer, director, trustee or partner.

Appears in 2 contracts

Samples: Securities Purchase Agreement (Siricomm Inc), Securities Purchase Agreement (Avicena Group, Inc.)

Certain Transactions. Except as set forth on SCHEDULE 3(M) 6.15 attached hereto and except for arm's length transactions pursuant to which the Company Borrower or any of its Subsidiaries makes payments in the ordinary course of business upon terms no less favorable than the Company Borrower or any of its Subsidiaries such Subsidiary could obtain from third parties and other than the grant of stock options disclosed on SCHEDULE 3(C)parties, none of the officers, directors, or employees of the Company Borrower or any of its Subsidiaries is presently a party to any transaction with the Company Borrower or any of its Subsidiaries (other than for services as employees, officers and directors), including any contract, agreement or other arrangement providing for the furnishing of services to or by, providing for rental of real or personal property to or from, or otherwise requiring payments to or from any officer, director or such employee or, to the knowledge of the CompanyBorrower, any corporation, partnership, trust or other entity in which any officer, director, or any such employee has a substantial interest or is an officer, director, trustee or partner.. 39 -32-

Appears in 1 contract

Samples: Revolving Credit Agreement (Freedom Securiteis Corp /De/)

Certain Transactions. Except as set forth on SCHEDULE 3(M) and except disclosed in the Company's SEC Documents and/or for arm's length transactions pursuant to which the Company or any of its Subsidiaries makes payments in the ordinary course of business upon terms no less favorable than the Company or any of its Subsidiaries could obtain from third parties and other than the grant of stock options disclosed on SCHEDULE 3(CSchedule 3(c), none of the officers, directors, or employees of the Company is presently a party to any transaction with the Company or any of its Subsidiaries (other than for services as employees, officers and directors), including any contract, agreement or other arrangement providing for the furnishing of services to or by, providing for rental of real or personal property to or from, or otherwise requiring payments to or from any officer, director or such employee or, to the knowledge of the Company, any corporation, partnership, trust or other entity in which any officer, director, or any such employee has a substantial interest or is an officer, director, trustee or partner.

Appears in 1 contract

Samples: Securities Purchase Agreement (SusGlobal Energy Corp.)

Certain Transactions. Except as set forth on SCHEDULE 3(MSchedule 4(v) and in the SEC Documents filed at least five (5) days prior to the date hereof and except for arm's length transactions pursuant to which the Company or any of its Subsidiaries makes payments in the ordinary course of business upon terms no less favorable than the Company or any of its Subsidiaries could obtain from third parties and other than the grant of stock options disclosed on SCHEDULE 3(CSchedule 4(c), none of the officers, directors, or employees of the Company is presently a party to any transaction with the Company or any of its Subsidiaries (other than for services as employees, officers and directors), including any contract, agreement or other arrangement providing for the furnishing of services to or by, providing for rental of real or personal property to or from, or otherwise requiring payments to or from any officer, director or such employee or, to the knowledge of the Company, any corporation, partnership, trust or other entity in which any officer, director, or any such employee has a substantial interest or is an officer, director, trustee or partner.

Appears in 1 contract

Samples: Investment Agreement (Booktech Com Inc)

Certain Transactions. Except as disclosed in the SEC Documents or set forth on SCHEDULE 3(MSchedule 3(m) and except for arm's length transactions pursuant to which the Company or any of its Subsidiaries makes payments in the ordinary course of business upon terms which it reasonably believes to be no less favorable than those the Company or any of its Subsidiaries could obtain from third parties and other than the grant of stock options disclosed on SCHEDULE 3(C)issued pursuant to the Company's 1994 Stock Option Plan, none of the officers, directors, or employees of the Company is presently a party to any material transaction with the Company or any of its Subsidiaries (other than for services as employees, officers and directors), including any contract, agreement or other arrangement providing for the furnishing of services to or by, providing for rental of real or personal property to or from, or otherwise requiring payments to or from any officer, director or such employee or, to the knowledge of the Company, any corporation, partnership, trust or other entity in which any officer, director, or any such employee has a substantial interest or is an officer, director, trustee or partner.

Appears in 1 contract

Samples: Form of Securities Purchase Agreement (C-Phone Corp)

Certain Transactions. Except as for transactions set forth on SCHEDULE 3(M) Schedule 8.15 hereto and except for arm's length transactions pursuant to which the Company Borrower or any of its Subsidiaries makes payments in the ordinary course of business upon terms no less favorable than the Company Borrower or any of its Subsidiaries such Subsidiary could obtain from third parties and other than the grant of stock options disclosed on SCHEDULE 3(C)parties, none of the affiliates, officers, directors, or employees of the Company Borrower or any of its Subsidiaries is presently a party to any transaction with the Company Borrower or any of its Subsidiaries (other than for services as employees, officers and directors), including any contract, agreement or other arrangement providing for the furnishing of services to or by, providing for rental of real or personal property to or from, or otherwise requiring payments to or from any officer, director or such employee or, to the knowledge of the CompanyBorrower, any corporation, partnership, trust or other entity in which any officer, director, or any such employee has a substantial interest or is an officer, director, trustee or partner.

Appears in 1 contract

Samples: And Term Loan Agreement (Il Fornaio America Corp)

Certain Transactions. Except as set forth on SCHEDULE 3(M3(n) and except for -------------------- arm's length transactions pursuant to which the Company or any of its Subsidiaries makes payments in the ordinary course of business upon terms no less favorable than the Company or any of its Subsidiaries could obtain from third parties and other than the grant of stock options disclosed on SCHEDULE 3(C), none of the officers, directors, or employees of the Company is presently a party to any transaction with the Company or any of its Subsidiaries (other than for services as employees, officers and directors), including any contract, agreement or other arrangement providing for the furnishing of services to or by, providing for rental of real or personal property to or from, or otherwise requiring payments to or from any officer, director or such employee or, to the knowledge of the Company, any corporation, partnership, trust or other entity in which any officer, director, or any such employee has a substantial interest or is an officer, director, trustee or partner.

Appears in 1 contract

Samples: Securities Purchase Agreement (CMG Information Services Inc)

Certain Transactions. Except as set forth in the SEC Documents filed on SCHEDULE 3(MEDGAR at least thirty (30) Xxxxxng Days prior to the date hereof and except for arm's length transactions pursuant to which the Company or any of its Subsidiaries makes payments in the ordinary course of business upon terms no less favorable than the Company or any of its Subsidiaries could obtain from third parties and other than the grant of stock options disclosed on SCHEDULE 3(C2.1(C), none of the officers, directors, directors or employees of the Company is presently a party to any transaction with the Company or any of its Subsidiaries (other than for services as employees, officers and directors), including any contract, agreement or other arrangement providing for the furnishing of services to or by, providing for rental of real or personal property to or from, or otherwise requiring payments to or from any officer, director or such employee or, to the knowledge of the Company, any corporation, partnership, trust or other entity in which any officer, director, director or any such employee has a substantial interest or is an officer, director, trustee or partner.

Appears in 1 contract

Samples: Securities Purchase Agreement (Netguru Inc)

Certain Transactions. Except as set forth on SCHEDULE 3(M) Schedule 3.18 or as disclosed in the SEC Documents and except for arm's length transactions pursuant to which the Company or any of its Subsidiaries subsidiaries makes payments in the ordinary course of business upon terms no less favorable than the Company or any of its Subsidiaries subsidiaries could obtain from third parties and other than the grant of stock options disclosed on SCHEDULE 3(C)Schedule 3.3, none of the officers, directors, or employees of the Company is presently a party to any transaction with the Company or any of its Subsidiaries subsidiaries (other than for services as employees, officers and directors), including any contract, agreement or other arrangement providing for the furnishing of services to or by, providing for rental of real or personal property to or from, or otherwise requiring payments to or from any officer, director or such employee or, to the knowledge of the Company, any corporation, partnership, trust or other entity in which any officer, director, or any such employee has a substantial interest or is an officer, director, trustee or partner.

Appears in 1 contract

Samples: Securities Purchase Agreement (Aasche Transportation Services Inc)

Certain Transactions. Except as set forth on SCHEDULE 3(M) and except for arm's length transactions pursuant to which the Company or any of its Subsidiaries makes payments in the ordinary course of business upon terms no less favorable than the Company or any of its Subsidiaries could obtain from third parties and other than the grant of stock options disclosed on SCHEDULE 3(C3(c), none of the officers, directors, or employees of the Company is presently a party to any transaction with the Company or any of its Subsidiaries (other than for services as employees, officers and directors), including any contract, agreement or other arrangement providing for the furnishing of services to or by, providing for rental of real or personal property to or from, or otherwise requiring payments to or from any officer, director or such employee or, to the knowledge of the Company, any corporation, partnership, trust or other entity in which any officer, director, or any such employee has a substantial interest or is an officer, director, trustee or partner.

Appears in 1 contract

Samples: Securities Purchase Agreement (Kanakaris Wireless)

Certain Transactions. Except as set forth on SCHEDULE 3(M) in the SEC Documents, and except for arm's length transactions pursuant to which the Company or any of its Subsidiaries makes payments in the ordinary course of business upon terms no less favorable than the Company or any of its Subsidiaries could obtain from third parties and other than the grant of stock options disclosed on SCHEDULE 3(C)in Section 3(c) of the Disclosure Letter, none of the officers, directors, or employees of the Company is presently a party to any transaction with the Company or any of its Subsidiaries (other than for services as employees, officers and directors), including any contract, agreement or other arrangement providing for the furnishing of services to or by, providing for rental of real or personal property to or from, or otherwise requiring payments to or from any officer, director or such employee or, to the knowledge of the Company, any corporation, partnership, trust or other entity in which any officer, director, director or any such employee has a substantial interest or is an officer, director, trustee or partner.

Appears in 1 contract

Samples: Securities Purchase and Exchange Agreement (Interactive Magic Inc /Nc/)

Certain Transactions. Except as set forth on SCHEDULE 3(M) in the Company’s 10-K or the other SEC Documents and except for arm's ’s length transactions pursuant to which the Company or any of its Subsidiaries makes payments in the ordinary course of business upon terms no less favorable than the Company or any of its Subsidiaries could obtain from third parties and other than the grant of stock options disclosed on SCHEDULE 3(C)Schedule 2.1(c) or in the Company’s 10-K or the other SEC Documents, none of the officers, directors, directors or employees of the Company is presently a party to any transaction with the Company or any of its Subsidiaries (other than for services as employees, officers and directors), including any contract, agreement or other arrangement providing for the furnishing of services to or by, providing for rental of real or personal property to or from, or otherwise requiring payments to or from any officer, director or such employee or, to the knowledge of the Company, any corporation, partnership, trust or other entity in which any officer, director, director or any such employee has a substantial interest or is an officer, director, trustee or partner.

Appears in 1 contract

Samples: Registration Rights Agreement (Resource America Inc)

Certain Transactions. Except as set forth on SCHEDULE 3(MSchedule 2.1(v) and in the SEC Documents filed on EDGAX xx least seven (7) days prior to the date hereof and except for arm's length transactions pursuant to which the Company or any of its Subsidiaries makes payments in the ordinary course of business upon terms no less favorable than the Company or any of its Subsidiaries could obtain from third parties and other than the grant of stock options disclosed on SCHEDULE 3(CSchedule 2.1(c), none of the officers, directors, directors or employees of the Company is presently a party to any transaction with the Company or any of its Subsidiaries (other than for services as employees, officers and directors), including any contract, agreement or other arrangement providing for the furnishing of services to or by, providing for rental of real or personal property to or from, or otherwise requiring payments to or from any officer, director or such employee or, to the knowledge of the Company, any corporation, partnership, trust or other entity in which any officer, director, director or any such employee has a substantial interest or is an officer, director, trustee or partner.

Appears in 1 contract

Samples: Preferred Stock Investment Agreement (Stan Lee Media Inc)

Certain Transactions. Except as set forth on SCHEDULE 3(M) in writing to the -------------------- Buyers or in the SEC Documents filed at least ten days prior to the date hereof and except for arm's length transactions pursuant to which the Company or any of its Subsidiaries makes payments in the ordinary course of business upon terms no less favorable than the Company or any of its Subsidiaries could obtain from third parties and other than the grant of stock options disclosed on SCHEDULE 3(CSchedule 3(c), none of the officers, directors, or ------------- employees of the Company is presently a party to any transaction with the Company or any of its Subsidiaries (other than for services as employees, officers and directors), including any contract, agreement or other arrangement providing for the furnishing of services to or by, providing for rental of real or personal property to or from, or otherwise requiring payments to or from any officer, director or such employee or, to the knowledge of the Company, any corporation, partnership, trust or other entity in which any officer, director, or any such employee has a substantial interest or is an officer, director, trustee or partner.

Appears in 1 contract

Samples: Securities Purchase Agreement (Advanced Tissue Sciences Inc)

Certain Transactions. Except as set forth on SCHEDULE 3(M3(N) of the Disclosure Statement and except for arm's length transactions pursuant to which the Company or any of its Subsidiaries makes payments in the ordinary course of business upon terms no less favorable than the Company or any of its Subsidiaries could obtain from third parties and other than the grant of stock options disclosed on SCHEDULE 3(CSchedule 3(c), none of the officers, directors, or employees of the Company is presently a party to any transaction with the Company or any of its Subsidiaries (other than for services as employees, officers and directors), including any contract, agreement or other arrangement providing for the furnishing of services to or by, providing for rental of real or personal property to or from, or otherwise requiring payments to or from any officer, director or such employee or, to the knowledge of the Company, any corporation, partnership, trust or other entity in which any officer, director, or any such employee has a substantial interest or is an officer, director, trustee or partner.

Appears in 1 contract

Samples: Securities Purchase Agreement (Storage Computer Corp)

Certain Transactions. Except as set forth on SCHEDULE 3(M) 6.14 attached hereto and except for arm's length transactions pursuant to which the Company Borrower or any of its Subsidiaries makes payments in the ordinary course of business upon terms no less favorable than the Company Borrower or any of its Subsidiaries such Subsidiary could obtain from third parties and other than the grant of stock options disclosed on SCHEDULE 3(C)parties, none of the officers, directors, or employees of the Company Borrower or any of its Subsidiaries is presently a party to any transaction with the Company Borrower or any of its Subsidiaries (other than for services as employees, officers and directors), including any contract, agreement or other arrangement providing for the furnishing of services to or by, providing for rental of real or personal property to or from, or otherwise requiring payments to or from any officer, director or such employee or, to the knowledge of the CompanyBorrower, any corporation, partnership, trust or other entity in which any officer, director, or any such employee has a substantial interest or is an officer, director, trustee or partner.

Appears in 1 contract

Samples: Revolving Credit Agreement (Freedom Securities Corp /De/)

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Certain Transactions. Except as set forth on SCHEDULE 3(M) in Schedule 8.15 hereto, -------------------- ------------- and except for arm's length transactions pursuant to which the Company Borrower or any of its Subsidiaries makes payments in the ordinary course of business upon terms no less favorable than the Company Borrower or any of its Subsidiaries such Subsidiary could obtain from third parties and other than the grant of stock options disclosed on SCHEDULE 3(C)parties, none of the officers, directors, or employees of the Company Borrower or any of its Subsidiaries is presently a party to any transaction with the Company Borrower or any of its Subsidiaries (other than for services as employees, officers and directors), including any contract, agreement or other arrangement providing for the furnishing of services to or by, providing for rental of real or personal property to or from, or otherwise requiring payments to or from any officer, director or such employee or, to the knowledge of the CompanyBorrower, any corporation, partnership, trust or other entity in which any officer, director, or any such employee has a substantial interest or is an officer, director, trustee or partner.

Appears in 1 contract

Samples: Credit Agreement (Jackson Products Inc)

Certain Transactions. Except as set forth on SCHEDULE 3(M) in the SEC Documents filed at least ten days prior to the date hereof and except for arm's arm's-length transactions pursuant to which the Company or any of its Subsidiaries makes payments in the ordinary course of business upon terms no less favorable than the Company or any of its Subsidiaries could obtain from third parties and other than the grant of stock options or stock awards and bonuses disclosed on SCHEDULE 3(C), in Company filings none of the officers, directors, or employees of the Company is presently a party to any transaction with the Company or any of its Subsidiaries (other than for services as employees, officers and directors), including any contract, agreement or other arrangement providing for the furnishing of services to or by, providing for rental of real or personal property to or from, or otherwise requiring payments to or from any officer, director or such employee or, to the knowledge of the Company, any corporation, partnership, trust or other entity in which any officer, director, or any such employee has a substantial interest or is an officer, director, trustee or partner.

Appears in 1 contract

Samples: Subscription Agreement (Egpi Firecreek, Inc.)

Certain Transactions. Except (a) as set forth on SCHEDULE 3(Min the SEC Documents, (b) and except for arm's length transactions pursuant to which the Company or any of its Subsidiaries makes payments in the ordinary course of business upon terms no less favorable than the Company or any of its Subsidiaries could obtain from third parties and other than parties, (c) the grant of stock options and compensation and (d) transactions not required to be disclosed on SCHEDULE 3(C)in the SEC Filings, none of the officers, directors, directors or employees of the Company (or any spouse or relative of any such person) is presently a party to any transaction with the Company or any of its Subsidiaries (other than for services as employees, officers and directors), including any contract, agreement or other arrangement providing for the furnishing of services to or by, providing for rental of real or personal property to or from, or otherwise requiring payments to or from any officer, director or such employee or, to the knowledge of the Company, any corporation, partnership, trust or other entity in which any officer, director, or any such employee has a substantial interest or is an officer, director, trustee or partner.

Appears in 1 contract

Samples: Common Stock Purchase Agreement (Chequemate International Inc)

Certain Transactions. Except as set forth on SCHEDULE 3(M) and except may be disclosed in the SEC Documents, for arm's ’s length transactions pursuant to which the Company or any of its Subsidiaries makes payments in the ordinary course of business upon terms no less favorable than the Company or any of its Subsidiaries could obtain from third parties parties, and other than the grant of any stock options disclosed on SCHEDULE 3(C)in the SEC Documents, none of the officers, directors, or employees of the Company is presently a party to any transaction with the Company or any of its Subsidiaries (other than for services as employees, officers and directors), including any contract, agreement or other arrangement providing for the furnishing of services to or by, providing for rental of real or personal property to or from, or otherwise requiring payments to or from any officer, director or such employee or, to the knowledge of the Company, any corporation, partnership, trust or other entity in which any officer, director, or any such employee has a substantial interest or is an officer, director, trustee or partner.

Appears in 1 contract

Samples: Securities Purchase Agreement (Immune Pharmaceuticals Inc)

Certain Transactions. Except as set forth on SCHEDULE 3(MSchedule 2.1(v) and in the SEC Documents filed on XXXXX at least five (5) Trading Days prior to the date hereof and except for arm's length transactions pursuant to which the Company or any of its Subsidiaries makes payments in the ordinary course of business upon terms no less favorable than the Company or any of its Subsidiaries could obtain from third parties and other than the grant of stock options disclosed on SCHEDULE 3(CSchedule 2.1(c), none of the officers, directors, directors or employees of the Company is presently a party to any transaction with the Company or any of its Subsidiaries (other than for services as employees, officers and directors), including any contract, agreement or other arrangement providing for the furnishing of services to or by, providing for rental of real or personal property to or from, or otherwise requiring payments to or from any officer, director or such employee or, to the knowledge of the Company, any corporation, partnership, trust or other entity in which any officer, director, director or any such employee has a substantial interest or is an officer, director, trustee or partner.

Appears in 1 contract

Samples: Preferred Stock Investment Agreement (Secure Computing Corp)

Certain Transactions. Except as set forth on SCHEDULE 3(MSchedule 3(v) or in the -------------------- SEC Documents filed at least ten days prior to the date hereof and except for arm's length transactions pursuant to which the Company or any of its Subsidiaries makes payments in the ordinary course of business upon terms no less favorable than the Company or any of its Subsidiaries could obtain from third parties and other than the grant of stock options disclosed on SCHEDULE 3(CSchedule 3(c), none of the officers, directors, or employees of the Company is presently a party to any transaction with the Company or any of its Subsidiaries (other than for services as employees, officers and directors), including any contract, agreement or other arrangement providing for the furnishing of services to or by, providing for rental of real or personal property to or from, or otherwise requiring payments to or from any officer, director or such employee or, to the knowledge of the Company, any corporation, partnership, trust or other entity in which any officer, director, or any such employee has a substantial interest or is an officer, director, trustee or partner.

Appears in 1 contract

Samples: Investment Agreement (Access Power Inc)

Certain Transactions. Except as set forth on SCHEDULE 3(M) disclosed in the Disclosure Documents prior to the Effective Date, and except for arm's length transactions pursuant to which the Company Borrower or any of its Subsidiaries Subsidiary makes payments in the ordinary course of business upon terms no less favorable than the Company Borrower or any of its Subsidiaries such Subsidiary could obtain from third parties and other than the grant of stock options disclosed on SCHEDULE 3(C)parties, none of the officers, directors, or employees of the Company is Borrower or any Subsidiary are presently or shall be a party to any transaction with the Company Borrower or any of its Subsidiaries Subsidiary (other than for services as employees, officers and directors), including any contract, agreement or other arrangement providing for the furnishing of services to or by, providing for rental of real or personal property to or from, or otherwise requiring payments to or from any officer, director or such employee or, to the knowledge of the CompanyBorrower or any Subsidiary, any corporation, partnership, trust or other entity in which any officer, director, or any such employee has a substantial interest or is an officer, director, trustee or partner.

Appears in 1 contract

Samples: Loan Agreement (Waste Management Holdings Inc)

Certain Transactions. Except as set forth on SCHEDULE 3(M) in the SEC Documents and except for arm's length transactions pursuant to which the Company or any of its Subsidiaries makes payments in the ordinary course of business upon terms no less favorable than the Company or any of its Subsidiaries could obtain from third parties and other than the grant of stock options disclosed on SCHEDULE 3(C3(c), none of the officers, directors, or employees of the Company is presently a party to any transaction with the Company or any of its Subsidiaries (other than for services as employees, officers and directors), including any contract, agreement or other arrangement providing for the furnishing of services to or by, providing for rental of real or personal property to or from, or otherwise requiring payments to or from any officer, director or such employee or, to the knowledge of the Company, any corporation, partnership, trust or other entity in which any officer, director, or any such employee has a substantial interest or is an officer, director, trustee or partner.

Appears in 1 contract

Samples: Securities Purchase Agreement (American Technologies Group Inc)

Certain Transactions. Except as set forth on SCHEDULE 3(M) Schedule 5.23 hereto, and except for arm's length transactions pursuant to which the Company Borrower or any of its Subsidiaries makes payments in the ordinary course of business upon terms no less favorable than the Company Borrower or any of its Subsidiaries such Subsidiary could obtain from third parties and other than the grant of stock options disclosed on SCHEDULE 3(C)parties, none of the officers, directors, or employees of the Company Borrower or Guarantor or any of their Subsidiaries is presently a party to any transaction with the Company Borrower or Guarantor or any of its their Subsidiaries (other than for services as employees, officers and directors), including any contract, agreement or other arrangement providing for the furnishing of services to or by, providing for rental of real or personal property to or from, or otherwise requiring payments to or from any officer, director or such employee or, to the knowledge of the CompanyBorrower, any corporation, partnership, trust or other entity in which any officer, director, or any such employee has a substantial interest or is an officer, director, trustee or partner.

Appears in 1 contract

Samples: Loan and Security Agreement (Swank, Inc.)

Certain Transactions. Except as set forth on SCHEDULE 3(M3(N) and except for arm's length transactions pursuant to which the Company or any of its Subsidiaries makes payments in the ordinary course of business upon terms no less favorable than the Company or any of its Subsidiaries could obtain from third parties and other than the grant of stock options disclosed on SCHEDULE 3(C), none of the officers, directors, or employees of the Company is presently a party to any transaction with the Company or any of its Subsidiaries (other than for services as employees, officers and directors), including any contract, agreement or other arrangement providing for the furnishing of services to or by, providing for rental of real or personal property to or from, or otherwise requiring payments to or from any officer, director or such employee or, to the knowledge of the Company, any corporation, partnership, trust or other entity in which any officer, director, or any such employee has a substantial interest or is an officer, director, trustee or partner.

Appears in 1 contract

Samples: Securities Purchase Agreement (Pharmaprint Inc)

Certain Transactions. Except as set forth on SCHEDULE Schedule 3(M) and ------------- except for arm's length transactions pursuant to which the Company or any of its Subsidiaries makes payments in the ordinary course of business upon terms no less favorable than the Company or any of its Subsidiaries could obtain from third parties and other than the grant of stock options disclosed on SCHEDULE Schedule -------- 3(C), none of the officers, directors, or employees of the Company is presently ---- a party to any transaction with the Company or any of its Subsidiaries (other than for services as employees, officers and directors), including any contract, agreement or other arrangement providing for the furnishing of services to or by, by or providing for rental of real or personal property to or from, or otherwise requiring payments payment to or from from, any officer, director or such employee of the Company or, to the knowledge of the Company, any corporation, partnership, trust or other entity in which any officer, director, director or any such employee has a substantial interest or is an officer, director, trustee or partner.

Appears in 1 contract

Samples: Securities Purchase Agreement (Cmgi Inc)

Certain Transactions. Except as set forth on SCHEDULE 3(M3(N) and ---------------------- except for arm's length transactions pursuant to which the Company or any of its Subsidiaries makes payments in the ordinary course of business upon terms no less favorable than the Company or any of its Subsidiaries could obtain from third parties and other than the grant of stock options disclosed on SCHEDULE 3(C), none of the officers, directors, or employees of the Company is presently a party to any transaction with the Company or any of its Subsidiaries (other than for services as employees, officers and directors), including any contract, agreement or other arrangement providing for the furnishing of services to or by, providing for rental of real or personal property to or from, or otherwise requiring payments to or from any officer, director or such employee or, to the knowledge of the Company, any corporation, partnership, trust or other entity in which any officer, director, or any such employee has a substantial interest or is an officer, director, trustee or partner.

Appears in 1 contract

Samples: Securities Purchase Agreement (Nettaxi Inc)

Certain Transactions. Except as set forth on SCHEDULE 3(M) disclosed in the filings of the Company with the SEC and except for arm's ’s length transactions pursuant to which the Company or any of its Subsidiaries makes payments in the ordinary course of business upon terms no less favorable than the Company or any of its Subsidiaries could obtain from third parties and other than the grant of stock options disclosed on SCHEDULE 3(CSchedule 3(c), none of the officers, directors, or employees of the Company is presently a party to any transaction with the Company or any of its Subsidiaries (other than for services as employees, officers and directors), including any contract, agreement or other arrangement providing for the furnishing of services to or by, providing for rental of real or personal property to or from, or otherwise requiring payments to or from any officer, director or such employee or, to the knowledge of the Company, any corporation, partnership, trust or other entity in which any officer, director, or any such employee has a substantial interest or is an officer, director, trustee or partner.

Appears in 1 contract

Samples: Securities Purchase Agreement (Origin Agritech LTD)

Certain Transactions. Except as set forth on SCHEDULE 3(M) in the SEC -------------------- Documents and except for arm's length transactions pursuant to which the Company or any of its Subsidiaries makes payments in the ordinary course of business upon terms no less favorable than the Company or any of its Subsidiaries could obtain from third parties and other than the grant of stock options disclosed on SCHEDULE 3(CSchedule 3(c), none of the officers, directors, or employees of the Company is presently a party to any transaction transaction, with the Company or any of its Subsidiaries (other than for services as employees, officers and directors), including any contract, agreement or other arrangement providing for the furnishing of services to or by, providing for rental of real or personal property to or from, or otherwise requiring payments to or from any officer, director or such employee or, to the knowledge of the Company, any corporation, partnership, trust or other entity in which any officer, director, or any such employee has a substantial interest or is an officer, director, trustee or partner, in each case, which would be required to be disclosed by the Company in its public filings under the 1934 Act.

Appears in 1 contract

Samples: Securities Exchange Agreement (Ashton Technology Group Inc)

Certain Transactions. Except as set forth on SCHEDULE 3(MSchedule 3(l) or in the SEC Documents and except for arm's length transactions pursuant to which the Company or any of its Subsidiaries makes payments in the ordinary course of business upon terms no less favorable than the Company or any of its Subsidiaries could obtain from third parties and other than the grant of stock options disclosed on SCHEDULE 3(CSchedule 3(c), none of the officers, directors, or employees of the Company is presently a party to any transaction with the Company or any of its Subsidiaries (other than for services as employees, officers and directors), including any contract, agreement or other arrangement providing for the furnishing of services to or by, providing for rental of real or personal property to or from, or otherwise requiring payments to or from any officer, director or such employee or, to the knowledge of the Company, any corporation, partnership, trust or other entity in which any officer, director, or any such employee has a substantial interest or is an officer, director, trustee or partner.

Appears in 1 contract

Samples: Securities Purchase Agreement (Metropolitan Health Networks Inc)

Certain Transactions. Except as set forth on SCHEDULE 3(M3(m) and except for arm's length transactions pursuant to which the Company or any of its Subsidiaries makes payments in the ordinary course of business upon terms no less favorable than the Company or any of its Subsidiaries could obtain from third parties and other than the grant of stock options disclosed on SCHEDULE 3(C), none of the officers, directors, or employees of the Company is presently a party to any transaction with the Company or any of its Subsidiaries (other than for services as employees, officers and directors), including any contract, agreement or other arrangement providing for the furnishing of services to or by, providing for rental of real or personal property to or from, or otherwise requiring payments to or from any officer, director or such employee or, to the knowledge of the Company, any corporation, partnership, trust or other entity in which any officer, director, or any such employee has a substantial interest or is an officer, director, trustee or partner.

Appears in 1 contract

Samples: Securities Purchase Agreement (Netstaff Inc/In)

Certain Transactions. Except as set forth on SCHEDULE 3(M3(m) and except for arm's length transactions pursuant to which the Company or any of its Subsidiaries makes payments in the ordinary course of business upon terms no less favorable than the Company or any of its Subsidiaries could obtain from third parties and other than the grant of stock options disclosed on SCHEDULE 3(C3(c), none of the officers, directors, or employees of the Company is presently a party to any material transaction with the Company or any of its Subsidiaries (other than for services as employees, officers and directors), including any contract, agreement or other arrangement providing for the furnishing of services to or by, providing for rental of real or personal property to or from, or otherwise requiring payments to or from any officer, director or such employee or, to the knowledge of the Company, any corporation, partnership, trust or other entity in which any officer, director, or any such employee has a substantial interest or is an officer, director, trustee or partner.

Appears in 1 contract

Samples: Securities Purchase Agreement (Epl Technologies Inc)

Certain Transactions. Except as set forth on SCHEDULE 3(M) 3.23 and in the SEC Documents filed at least ten days prior to the date hereof and except for arm's length transactions pursuant to which the Company or any of its Subsidiaries makes payments in the ordinary course of business upon terms no less favorable than the Company or any of its Subsidiaries could obtain from third parties and other than the grant of stock options disclosed on SCHEDULE 3(C)3.6, none of the officers, directors, or employees of the Company is presently a party to any transaction with the Company or any of its Subsidiaries (other than for services as employees, officers and directors), including any contract, agreement or other arrangement providing for the furnishing of services to or by, providing for rental of real or personal property to or from, or otherwise requiring payments to or from any officer, director or such employee or, to the knowledge of the Company, any corporation, partnership, trust or other entity in which any officer, director, or any such employee has a substantial interest or is an officer, director, trustee or partner.

Appears in 1 contract

Samples: Note and Warrant Purchase Agreement (Zenascent Inc)

Certain Transactions. Except as set forth shown on SCHEDULE 3(M) 6.15 and except for arm's length transactions pursuant to which the Company Borrower or any of its Subsidiaries makes payments in the ordinary course of business upon terms no less favorable than the Company Borrower or any of its Subsidiaries such Subsidiary could obtain from third parties and other than the grant of stock options disclosed on SCHEDULE 3(C)parties, none of the officers, directors, or employees of the Company Borrower or any of the Borrower's Subsidiaries is presently a party to any transaction with the Company Borrower or any a Subsidiary of its Subsidiaries the Borrower (other than for services as employees, officers and directors), including any contract, agreement or other arrangement providing for the furnishing of services to or by, providing for rental of real or personal property to or from, or otherwise requiring payments to or from any officer, director or such employee or, to the knowledge of the CompanyBorrower, any corporation, partnership, trust or other entity in which any officer, director, or any such employee has a substantial interest or is an officer, director, trustee or partner.

Appears in 1 contract

Samples: Revolving Credit Agreement (Provant Inc)

Certain Transactions. Except as set forth in the SEC Documents or on SCHEDULE 3(MSchedule 3(l) and except for arm's length transactions pursuant to which the Company or any of its Subsidiaries makes payments in the ordinary course of business upon terms no less favorable than the Company or any of its Subsidiaries could obtain from third parties and other than the grant of stock options disclosed on SCHEDULE 3(CSchedule 3(c), none of the officers, directors, or employees of the Company is presently a party to any transaction with the Company or any of its Subsidiaries (other than for services as employees, officers and directors), including any contract, agreement or other arrangement providing for the furnishing of services to or by, providing for rental of real or personal property to or from, or otherwise requiring payments to or from any officer, director or such employee or, to the knowledge of the Company, or any corporation, partnership, trust or other entity in which any officer, directordirector or, or to the knowledge of the Company, any such employee has a substantial interest or is an officer, director, trustee or partner.

Appears in 1 contract

Samples: Securities Purchase Agreement (Amnex Inc)

Certain Transactions. Except as set forth on SCHEDULE 3(M) and except --------------------- for arm's length transactions pursuant to which the Company or any of its Subsidiaries makes payments in the ordinary course of business upon terms no less favorable than the Company or any of its Subsidiaries could obtain from third parties and other than the grant of stock options disclosed on SCHEDULE 3(C), none of the officers, directors, or employees of the Company is presently a party to any transaction with the Company or any of its Subsidiaries (other than for services as employees, officers and directors), including any contract, agreement or other arrangement providing for the furnishing of services to or by, providing for rental of real or personal property to or from, or otherwise requiring payments to or from any officer, director or such employee or, to the knowledge of the Company, any corporation, partnership, trust or other entity in which any officer, director, or any such employee has a substantial interest or is an officer, director, trustee or partner.

Appears in 1 contract

Samples: Securities Purchase Agreement (Marketcentral Net Corp)

Certain Transactions. Except as set forth on SCHEDULE 3(M) Schedule 3(m), in the SEC Documents and except for arm's ’s length transactions pursuant to which the Company or any of its Subsidiaries makes payments in the ordinary course of business upon terms no less favorable than the Company or any of its Subsidiaries could obtain from third parties and other than the grant of stock options disclosed on SCHEDULE 3(CSchedule 3(c), none of the officers, directors, or employees of the Company is presently a party to any transaction with the Company or any of its Subsidiaries (other than for services as employees, officers and directors), including any contract, agreement or other arrangement providing for the furnishing of services to or by, providing for rental of real or personal property to or from, or otherwise requiring payments to or from any officer, director or such employee or, to the knowledge of the Company, any corporation, partnership, trust or other entity in which any officer, director, or any such employee has a substantial interest or is an officer, director, trustee or partner.

Appears in 1 contract

Samples: Securities Purchase Agreement (Itronics Inc)

Certain Transactions. Except as set forth on SCHEDULE 3(M3(v) and in the SEC Documents filed at least ten days prior to the date hereof and except for arm's length transactions pursuant to which the Company or any of its Subsidiaries makes payments in the ordinary course of business upon terms no less favorable than the Company or any of its Subsidiaries could obtain from third parties and other than the grant of stock options disclosed on SCHEDULE 3(C3(c), none of the officers, directors, or employees of the Company is presently a party to any transaction with the Company or any of its Subsidiaries (other than for services as employees, officers and directors), including any contract, agreement or other arrangement providing for the furnishing of services to or by, providing for rental of real or personal property to or from, or otherwise requiring payments to or from any officer, director or such employee or, to the knowledge of the Company, any corporation, partnership, trust or other entity in which any officer, director, or any such employee has a substantial interest or is an officer, director, trustee or partner.

Appears in 1 contract

Samples: Securities Purchase Agreement (Immune Response Corp)

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