Common use of Certain Transactions Clause in Contracts

Certain Transactions. Except as set forth in the SEC Documents none of the officers, directors, or employees of the Company is presently a party to any transaction with the Company (other than for services as employees, officers and directors), including any contract, agreement or other arrangement providing for the furnishing of services to or by, providing for rental of real or personal property to or from, or otherwise requiring payments to or from any officer, director or such employee or, to the knowledge of the Company, any corporation, partnership, trust or other entity in which any officer, director, or any such employee has a substantial interest or is an officer, director, trustee or partner.

Appears in 271 contracts

Samples: Equity Distribution Agreement, Equity Distribution Agreement, Equity Distribution Agreement

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Certain Transactions. Except as set forth in the SEC Documents Documents, none of the officers, directors, or employees of the Company is presently a party to any transaction with the Company (other than for services as employees, officers and directors), including any contract, agreement or other arrangement providing for the furnishing of services to or by, providing for rental of real or personal property to or from, or otherwise requiring payments to or from any officer, director or such employee or, to the knowledge of the Company, any corporation, partnership, trust or other entity in which any officer, director, or any such employee has a substantial interest or is an officer, director, trustee or partner.

Appears in 47 contracts

Samples: Equity Facility Agreement, Investment Agreement (Pitooey!, Inc.), Committed Equity Facility Agreement (MusclePharm Corp)

Certain Transactions. Except as set forth in the SEC Documents (or as not required to be disclosed pursuant to applicable law) none of the officers, directors, officers or employees directors of the Company is presently a party to any transaction with the Company (other than for services as employees, officers and directors), including any contract, agreement or other arrangement providing for the furnishing of services to or by, providing for rental of real or personal property to or from, or otherwise requiring payments to or from any officerofficer or director, director or such employee or, to the knowledge of the Company, any corporation, partnership, trust or other entity in which any officer, director, officer or any such employee director has a substantial interest or is an officer, director, trustee or partner.

Appears in 21 contracts

Samples: Equity Distribution Agreement (The9 LTD), Equity Distribution Agreement (Ideanomics, Inc.), Equity Distribution Agreement (The9 LTD)

Certain Transactions. Except as set forth in the SEC Documents Exhibit 4.18 none of the officers, directors, or employees of the Company is presently a party to any transaction with the Company (other than for services as employees, officers and directors), including any contract, agreement or other arrangement providing for the furnishing of services to or by, providing for rental of real or personal property to or from, or otherwise requiring payments to or from any officer, director or such employee or, to the knowledge of the Company, any corporation, partnership, trust or other entity in which any officer, director, or any such employee has a substantial interest or is an officer, director, trustee or partner.

Appears in 8 contracts

Samples: Equity Financing Agreement, Drawdown Equity Financing Agreement (Exergetic Energy, Inc.), Drawdown Equity Financing Agreement (Coastal Pacific Mining Corp)

Certain Transactions. Except as set forth disclosed in the Pre-Agreement SEC Documents Documents, none of the officers, directors, or key employees of the Company is presently a party to any transaction with the Company or any of its subsidiaries (other than for services as employees, officers and directors), including any contract, agreement or other arrangement providing for the furnishing of services to or by, providing for rental of real or personal property to or from, or otherwise requiring payments to or from any officer, director or such employee or, to the knowledge of the Company, any corporation, partnership, trust or other entity in which any officer, director, or any such employee has a substantial interest or is an officer, director, trustee or partner.

Appears in 8 contracts

Samples: Exchange Agreement (Hybrid Networks Inc), Purchase Agreement (Pharmos Corp), Securities Purchase Agreement (Hybrid Networks Inc)

Certain Transactions. Except as set forth in the SEC Documents Exhibit 4.19 none of the officers, directors, or employees of the Company is presently a party to any transaction with the Company (other than for services as employees, officers and directors), including any contract, agreement or other arrangement providing for the furnishing of services to or by, providing for rental of real or personal property to or from, or otherwise requiring payments to or from any officer, director or such employee or, to the knowledge of the Company, any corporation, partnership, trust or other entity in which any officer, director, or any such employee has a substantial interest or is an officer, director, trustee or partner.

Appears in 7 contracts

Samples: Drawdown Equity Financing Agreement, Drawdown Equity Financing Agreement (Aqualiv Technologies, Inc.), Drawdown Equity Financing Agreement (Aqualiv Technologies, Inc.)

Certain Transactions. Except as set forth in the SEC --------------------- Documents none of the officers, directors, or employees of the Company is presently a party to any transaction with the Company (other than for services as employees, officers and directors), including any contract, agreement or other arrangement providing for the furnishing of services to or by, providing for rental of real or personal property to or from, or otherwise requiring payments to or from any officer, director or such employee or, to the knowledge of the Company, any corporation, partnership, trust or other entity in which any officer, director, or any such employee has a substantial interest or is an officer, director, trustee or partner.

Appears in 4 contracts

Samples: Equity Distribution Agreement (Intrepid Technology & Resource Inc), Equity Distribution Agreement (Intrepid Technology & Resource Inc), Exhibit 99 (Donobi Inc)

Certain Transactions. Except as set forth in the SEC Documents --------------------- Documents, none of the officers, directors, or employees of the Company is presently a party to any transaction with the Company (other than for services as employees, officers and directors), including any contract, agreement or other arrangement providing for the furnishing of services to or by, providing for rental of real or personal property to or from, or otherwise requiring payments to or from any officer, director or such employee or, to the knowledge of the Company, any corporation, partnership, trust or other entity in which any officer, director, or any such employee has a substantial interest or is an officer, director, trustee or partner.

Appears in 3 contracts

Samples: Credit Agreement (Forefront Inc), Credit Agreement (Forefront Inc), Credit Agreement (Forefront Inc)

Certain Transactions. Except as set forth in the SEC Documents Documents, none of the officers, directors, or employees of the Company is presently a party to any transaction with the Company (other than for services as employees, officers and directors), including any contract, agreement or other arrangement providing for the furnishing of services to or by, providing for rental of real or personal property to or from, or otherwise requiring payments to or from any officer, director or such employee or, to the knowledge Knowledge of the Company, any corporation, partnership, trust or other entity in which any officer, director, or any such employee has a substantial interest or is an officer, director, trustee or partner.

Appears in 3 contracts

Samples: Securities Purchase Agreement (Artec Global Media, Inc.), Committed Equity Facility Agreement (Growlife, Inc.), Committed Equity Facility Agreement (Sunpeaks Ventures, Inc.)

Certain Transactions. Except as set forth disclosed in the SEC Documents Documents, or not required to be disclosed, none of the officers, directors, officers or employees directors of the Company is presently a party to any transaction with the Company (other than for services as employees, officers and directors), including any contract, agreement or other arrangement providing for the furnishing of services to or by, providing for rental of real or personal property to or from, or otherwise requiring payments to or from any officerofficer or director, director or such employee or, to the knowledge of the Company, any corporation, partnership, trust or other entity in which any officer, director, officer or any such employee director has a substantial interest or is an officer, director, trustee or partner.

Appears in 2 contracts

Samples: Equity Purchase Agreement (Lilium N.V.), Equity Purchase Agreement (Lilium N.V.)

Certain Transactions. Except as set forth in the SEC Documents or the Disclosure Schedules none of the officers, directors, or employees of the Company is presently a party to any transaction with the Company (other than for services as employees, officers and directors), including any contract, agreement or other arrangement providing for the furnishing of services to or by, providing for rental of real or personal property to or from, or otherwise requiring payments to or from any officer, director or such employee or, to the knowledge of the Company, any corporation, partnership, trust or other entity in which any officer, director, or any such employee has a substantial interest or is an officer, director, trustee or partner.

Appears in 2 contracts

Samples: Equity Distribution Agreement (Healthrenu Medical Inc), Equity Distribution Agreement (Healthrenu Medical Inc)

Certain Transactions. Except as set forth in the SEC Documents -------------------- none of the officers, directors, or employees of the Company is presently a party to any transaction with the Company (other than for services as employees, officers and directors), including any contract, agreement or other arrangement providing for the furnishing of services to or by, providing for rental of real or personal property to or from, or otherwise requiring payments to or from any officer, director or such employee or, to the knowledge of the Company, any corporation, partnership, trust or other entity in which any officer, director, or any such employee has a substantial interest or is an officer, director, trustee or partner.

Appears in 2 contracts

Samples: Exhibit 99 (Falcon Natural Gas Corp), Equity Distribution Agreement (Falcon Natural Gas Corp)

Certain Transactions. Except as set forth disclosed in the SEC Documents Documents, none of the officers, directors, officers or employees directors of the Company is presently a party to any material transaction with the Company (other than for services as employees, officers and directors), including any contract, agreement or other arrangement providing for the furnishing of services to or by, providing for rental of real or personal property to or from, or otherwise requiring payments to or from any officerofficer or director, director or such employee or, to the knowledge of the Company, any corporation, partnership, trust or other entity in which any officer, director, officer or any such employee director has a substantial interest or is an officer, director, trustee or partner.

Appears in 2 contracts

Samples: Equity Subscription Agreement (Antelope Enterprise Holdings LTD), Equity Subscription Agreement (VinFast Auto Ltd.)

Certain Transactions. Except as set forth in the SEC Documents none of the officers, directors, or employees of the Company is presently a party to any transaction with the Company (other than for services as employees, officers and directors), including any contract, agreement or other arrangement providing for the furnishing of services to or by, providing for rental of real or personal property to or from, or otherwise requiring payments to or from any officer, director or such employee or, to the knowledge of the Company, any corporation, partnership, trust or other entity in which any officer, director, or any such employee has a substantial interest or is an officer, director, trustee or partner. Section 4.21.

Appears in 2 contracts

Samples: Equity Financing Agreement, Equity Distribution Agreement (Red Rock Pictures Holdings, Inc)

Certain Transactions. Except as set forth in the SEC Documents none of the officers, directors, or employees of the Company is presently a party to any transaction with the Company (other than for services as employees, officers and directors), including any contract, agreement or other arrangement providing for the furnishing of services to or by, providing for rental of real or personal property to or from, or otherwise requiring payments to or from any officer, director or such employee or, to the knowledge of the Company, any corporation, partnership, trust or other entity in which any officer, director, or any such employee has has. a substantial interest or is an officer, director, trustee or partner.

Appears in 2 contracts

Samples: Equity Line of Credit Agreement (Ams Homecare Inc), Equity Line of Credit Agreement (Ams Homecare Inc)

Certain Transactions. Except as set forth in the SEC Documents Documents, or as not required to be disclosed pursuant to applicable law, none of the officers, directors, officers or employees directors of the Company is presently a party to any transaction with the Company (other than for services as employees, officers and directors), including any contract, agreement or other arrangement providing for the furnishing of services to or by, providing for rental of real or personal property to or from, or otherwise requiring payments to or from any officerofficer or director, director or such employee or, to the knowledge of the Company, any corporation, partnership, trust or other entity in which any officer, director, officer or any such employee director has a substantial interest or is an officer, director, trustee or partner.

Appears in 2 contracts

Samples: Equity Distribution Agreement (Bos Better Online Solutions LTD), Equity Distribution Agreement (Bos Better Online Solutions LTD)

Certain Transactions. Except as set forth in the SEC Documents Documents, none of the officers, directors, officers or employees directors of the Company is presently a party to any material transaction with the Company (other than for services as employees, officers and directors), including any contract, agreement or other arrangement providing for the furnishing of services to or by, providing for rental of real or personal property to or from, or otherwise requiring payments to or from any officer, officer or director or such employee or, to the knowledge of the Company, any corporation, partnership, trust or other entity in which any officer, director, officer or any such employee director has a substantial interest or is an officer, director, trustee or partner.

Appears in 1 contract

Samples: Equity Distribution Agreement (Entremed Inc)

Certain Transactions. Except as set forth in the SEC Documents or Schedule 4.22, none of the officers, directors, or employees of the Company is presently a party to any transaction with the Company (other than for services as employees, officers and directors), including any contract, agreement or other arrangement providing for the furnishing of services to or by, providing for rental of real or personal property to or from, or otherwise requiring payments to or from any officer, director or such employee or, to the knowledge of the Company, any corporation, partnership, trust or other entity in which any officer, director, or any such employee has a substantial interest or is an officer, director, trustee or partner.

Appears in 1 contract

Samples: Credit Agreement (Flexxtech Corp)

Certain Transactions. Except as set forth in the SEC Documents or on Schedule 4.20, none of the officers, directors, or employees of the Company is presently a party to any transaction with the Company (other than for services as employees, officers and directors), including any contract, agreement or other arrangement providing for the furnishing of services to or by, providing for rental of real or personal property to or from, or otherwise requiring payments to or from any officer, director or such employee or, to the knowledge of the Company, any corporation, partnership, trust or other entity in which any officer, director, or any such employee has a substantial interest or is an officer, director, trustee or partner.

Appears in 1 contract

Samples: Equity Distribution Agreement (Neogenomics Inc)

Certain Transactions. Except as set forth in the SEC Documents none of the officers, directors, or employees of the Company is presently a party to any transaction with the Company (other than for services as employees, officers and directors), including any contract, agreement or other arrangement providing for the furnishing of services to or by, providing for rental of real or personal property to or from, or otherwise requiring payments to or from any officer, director or such employee or, to the knowledge of the executive officers of the Company, any corporation, partnership, trust or other entity in which any officer, director, or any such employee has a substantial interest or is an officer, director, trustee or partner.

Appears in 1 contract

Samples: Equity Distribution Agreement (Canargo Energy Corp)

Certain Transactions. Except as set forth described in the SEC Documents Documents, none of the officers, directors, or employees of the Company is presently a party to any transaction with the Company or any of its Subsidiaries (other than for services as employees, officers and directors), including any contract, agreement or other arrangement providing for the furnishing of services to or by, providing for rental of real or personal property to or from, or otherwise requiring payments to or from any officer, director or such employee or, to the knowledge of the Company, any corporation, partnership, trust or other entity in which any officer, director, or any such employee has a substantial interest or is an officer, director, trustee or partner.

Appears in 1 contract

Samples: Securities Purchase Agreement (Ipex, Inc)

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Certain Transactions. Except as set forth in the SEC Documents none None of the officers, directors, directors or employees of the Company is presently a party to any transaction with the Company (other than for services as officers, directors or employees, officers and directors), including any contract, agreement or other arrangement providing for the furnishing of services to or by, providing for rental of real or personal property to or from, or otherwise requiring payments to or from any officer, director or such employee or, to the knowledge of the Company, any corporation, partnership, trust or other entity in which any officer, director, director or any such employee has a substantial interest or is an officer, director, trustee or partner, other than as set forth in the SEC Documents.

Appears in 1 contract

Samples: Equity Investment Agreement (Valmie Resources, Inc.)

Certain Transactions. Except as set forth in the SEC -------------------- Documents none of the officers, directors, or employees of the Company is presently a party to any transaction with the Company (other than for services as employees, officers and directors), including any contract, agreement or other arrangement providing for the furnishing of services to or by, providing for rental of real or personal property to or from, or otherwise requiring payments to or from any officer, director or such employee or, to the knowledge of the Company, any corporation, partnership, trust or other entity in which any officer, director, or any such employee has a substantial interest or is an officer, director, trustee or partner.

Appears in 1 contract

Samples: Equity Distribution Agreement (Roanoke Technology Corp)

Certain Transactions. Except as set forth in the SEC Documents -------------------- none of the officers, directors, or employees of the Company is presently a party to any transaction with the Company (other than for services as employees, officers and directors), including any contract, agreement or other arrangement providing for the furnishing of services to or by, providing for rental of real or personal property to or from, or otherwise requiring payments to or from any officer, director or such employee or, to the knowledge of the Company, any corporation, partnership, trust or other entity in which any officer, director, or any such employee has a substantial interest or is an officer, director, trustee or partner. Section 4.21.

Appears in 1 contract

Samples: Equity Distribution Agreement (Intrepid Technology & Resource Inc)

Certain Transactions. Except as set forth in the SEC Documents none None of the officers, directors, or employees of the Company is presently a party to any transaction with the Company or any of its Subsidiaries (other than for services as employees, officers and directors), including any contractcontract , agreement or other arrangement providing for the furnishing of services to or by, providing for rental of real or personal property to or from, or otherwise requiring payments to or from any officer, director or such employee or, to the knowledge of the CompanyCompany , any corporation, partnership, trust or other entity in which any officer, director, or any such employee has a substantial interest or is an officer, director, trustee or partner...

Appears in 1 contract

Samples: Securities Purchase Agreement (SGOCO Group, Ltd.)

Certain Transactions. Except as set forth in the SEC Documents and Schedule 4.20 attached hereto none of the officers, directors, or employees of the Company is presently a party to any transaction with the Company (other than for services as employees, officers and directors), including any contract, agreement or other arrangement providing for the furnishing of services to or by, providing for rental of real or personal property to or from, or otherwise requiring payments to or from any officer, director or such employee or, to the knowledge of the Company, any corporation, partnership, trust or other entity in which any officer, director, or any such employee has a substantial interest or is an officer, director, trustee or partner.

Appears in 1 contract

Samples: Equity Distribution Agreement (Bib Holdings LTD)

Certain Transactions. Except as set forth in the SEC Documents none of the officers, directors, or employees of the Company is presently a party to any transaction with the Company (other than for services as employees, officers and directors)) that is required to be disclosed in the SEC Documents, including any contract, agreement or other arrangement providing for the furnishing of services to or by, providing for rental of real or personal property to or from, or otherwise requiring payments to or from any officer, director or such employee or, to the knowledge of the Company, any corporation, partnership, trust or other entity in which any officer, director, or any such employee has a substantial interest or is an officer, director, trustee or partner.

Appears in 1 contract

Samples: Standby Equity Purchase Agreement (Elbit Imaging LTD)

Certain Transactions. Except as set forth in the SEC Documents herein, none of the officers, directors, or employees of the Company is presently a party to any transaction with the Company (other than for services as employees, officers and directors), including any contract, agreement or other arrangement providing for the furnishing of services to or by, providing for rental of real or personal property to or from, or otherwise requiring payments to or from any officer, director or such employee or, to the knowledge of the Company, any corporation, partnership, trust or other entity in which any officer, director, or any such employee has a substantial interest or is an officer, director, trustee or partner.

Appears in 1 contract

Samples: Equity Line Purchase Agreement (Health Sciences Group Inc)

Certain Transactions. Except as set forth in the SEC Documents Documents, none --------------------- of the officers, directors, or employees of the Company is presently a party to any transaction with the Company (other than for services as employees, officers and directors), including any contract, agreement or other arrangement providing for the furnishing of services to or by, providing for rental of real or personal property to or from, or otherwise requiring payments to or from any officer, director or such employee or, to the knowledge of the Company, any corporation, partnership, trust or other entity in which any officer, director, or any such employee has a substantial interest or is an officer, director, trustee or partner.

Appears in 1 contract

Samples: Credit Agreement (Medix Resources Inc)

Certain Transactions. Except as set forth in the SEC --------------------- Documents none of the officers, directors, or employees of the Company is presently a party to any transaction with the Company (other than for services as employees, officers and directors), including any contract, agreement or other arrangement providing for the furnishing of services to or by, providing for rental of real or personal property to or from, or otherwise requiring payments to or from any officer, director or such employee or, to the knowledge Knowledge of the Company, any corporation, partnership, trust or other entity in which any officer, director, or any such employee has a substantial interest or is an officer, director, trustee or partner.

Appears in 1 contract

Samples: Equity Distribution Agreement (Zann Corp)

Certain Transactions. Except as set forth in the SEC Documents -------------------- or Schedule 4.22, none of the officers, directors, or employees of the Company is presently a party to any transaction with the Company (other than for services as employees, officers and directors), including any contract, agreement or other arrangement providing for the furnishing of services to or by, providing for rental of real or personal property to or from, or otherwise requiring payments to or from any officer, director or such employee or, to the knowledge of the Company, any corporation, partnership, trust or other entity in which any officer, director, or any such employee has a substantial interest or is an officer, director, trustee or partner.

Appears in 1 contract

Samples: Equity Line of Credit Agreement Agreement (Flexxtech Corp)

Certain Transactions. Except as set forth in the SEC Documents none of the officers, directors, officers or employees directors of the Company is presently a party to any transaction with the Company which individually or in the aggregate would be material, (other than for services as employees, officers and directors), including any contract, agreement or other arrangement providing for the furnishing of services to or by, providing for rental of real or personal property to or from, or otherwise requiring payments to or from any officer, officer or director or such employee or, to the knowledge of the Company, any corporation, partnership, trust or other entity in which any officer, director, officer or any such employee director has a substantial interest or is an officer, director, trustee or partner.

Appears in 1 contract

Samples: Equity Purchase Agreement (Cedar Shopping Centers Inc)

Certain Transactions. Except as set forth in the SEC Documents none -------------------- of the officers, directors, or employees of the Company is presently a party to any transaction with the Company (other than for services as employees, officers and directors), including any contract, agreement or other arrangement providing for the furnishing of services to or by, providing for rental of real or personal property to or from, or otherwise requiring payments to or from any officer, director or such employee or, to the knowledge of the Company, any corporation, partnership, trust or other entity in which any officer, director, or any such employee has a substantial interest or is an officer, director, trustee or partner.

Appears in 1 contract

Samples: Equity Distribution Agreement (Ns8 Corp)

Certain Transactions. Except as set forth in the SEC Documents none of the officers, directors, or employees of the Company is presently a party to any transaction with the Company which individually or in the aggregate would be material, (other than for services as employees, officers and directors), including any contract, agreement or other arrangement providing for the furnishing of services to or by, providing for rental of real or personal property to or from, or otherwise requiring payments to or from any officer, director or such employee or, to the knowledge of the Company, any corporation, partnership, trust or other entity in which any officer, director, or any such employee has a substantial interest or is an officer, director, trustee or partner.

Appears in 1 contract

Samples: Equity Distribution Agreement (Oceanfreight Inc.)

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