Certain Records. Any records required to be maintained and preserved pursuant to the provisions of Rule 31a-1 and Rule 31a-2 promulgated under the 1940 Act which are prepared or maintained by the Adviser on behalf of the Trust are the property of the Trust and will be surrendered promptly to the Trust on request.
Appears in 103 contracts
Samples: Advisors’ Inner Circle Fund (Advisors' Inner Circle Fund), Investment Advisory Agreement (Turner Funds), Investment Advisory Agreement (Turner Funds)
Certain Records. Any records required to be maintained and preserved pursuant to the provisions of Rule 31a-1 and Rule 31a-2 promulgated under the Investment Company Act of 1940 Act which are prepared or maintained by the Adviser on behalf of the Manager or the Trust are the property of the Manager or the Trust and will be surrendered promptly to the Manager or Trust on request.
Appears in 72 contracts
Samples: Investment Advisory Agreement (American Beacon Funds), Investment Advisory Agreement (American Beacon Funds), American Beacon Funds (American Beacon Funds)
Certain Records. Any records required to be maintained and preserved pursuant to the provisions of Rule 31a-1 and Rule 31a-2 promulgated under the 1940 Act which are prepared or maintained by the Adviser Advisor on behalf of the Trust are the property of the Trust and will be surrendered promptly to the Trust on request.
Appears in 41 contracts
Samples: Investment Advisory Agreement (Scudder Advisor Funds), Investment Advisory Agreement (DWS Advisor Funds Ii), Investment Advisory Agreement (Scudder Equity 500 Index Portfolio)
Certain Records. Any records required to be maintained and preserved pursuant to the provisions of Rule 31a-1 and Rule 31a-2 promulgated under the 1940 Act which are prepared or maintained by the Adviser (or any sub-adviser) on behalf of the Trust are the property of the Trust and will be surrendered promptly to the Trust on request. The Adviser further agrees to preserve for the periods prescribed in Rule 31a-2 under the 1940 Act the records required to be maintained under Rule 31a-1 under the 1940 Act.
Appears in 30 contracts
Samples: Investment Advisory Agreement (Consulting Group Capital Markets Funds), Investment Advisory Agreement (SEI Catholic Values Trust), Investment Advisory Agreement (SEI Catholic Values Trust)
Certain Records. Any records required to be maintained and preserved pursuant to the provisions of Rule 31a-1 and Rule 31a-2 promulgated under the Investment Company Act of 1940 Act which are prepared or maintained by the Adviser on behalf of the Trust are the property of the Trust and will be surrendered promptly to the Trust on request.
Appears in 28 contracts
Samples: Management Contract (Morgan Grenfell Investment Trust), Investment Advisory Agreement (Advisors Inner Circle Fund), Investment Advisory Agreement (Turner Funds)
Certain Records. Any records required to be maintained and preserved pursuant to the provisions of Rule 31a-1 and Rule 31a-2 promulgated under the 1940 Act which are prepared or maintained by the Adviser Advisor (or any sub-advisor) on behalf of the Trust are the property of the Trust and will be surrendered promptly to the Trust on request. The Advisor further agrees to preserve for the periods prescribed in Rule 31a-2 under the 1940 Act the records required to be maintained under Rule 31a-1 under the 1940 Act.
Appears in 6 contracts
Samples: Investment Advisory Agreement (Usa Mutuals), Investment Advisory Agreement (Usa Mutuals), Investment Advisory Agreement (Usa Mutuals)
Certain Records. Any records required to be maintained and preserved pursuant to the provisions of Rule 31a-1 and Rule 31a-2 promulgated under the Investment Company Act of 1940 Act which are prepared or maintained by the Adviser on behalf of the Trust are the property of the Trust and will shall be surrendered promptly to the Trust on request.
Appears in 5 contracts
Samples: Investment Advisory Agreement (Pillar Funds), Pillar Funds Investment Advisory Agreement (Pillar Funds), Funds Investment Advisory Agreement (Pillar Funds)
Certain Records. Any records required to be maintained and preserved pursuant to the provisions of Rule 31a-1 and Rule 31a-2 promulgated under the Investment Company Act of 1940 Act (the "1940 Act") which are prepared or maintained by the Adviser on behalf of the Trust are the property of the Trust and will be surrendered promptly to the Trust on request.
Appears in 4 contracts
Samples: Interim Investment Advisory Agreement (Evergreen Fund), Interim Investment Advisory Agreement (Evergreen Growth & Income Fund /Ny/), Interim Investment Advisory Agreement (Evergreen Investment Trust)
Certain Records. Any records required to be maintained and preserved pursuant to the provisions of Rule 31a-1 and Rule 31a-2 promulgated under the 1940 Investment Company Act which are prepared or maintained by the Adviser on behalf of the Trust are the property of the Trust and will be surrendered promptly to the Trust on request.
Appears in 3 contracts
Samples: Investment Advisory Agreement (Arbor Fund), Investment Advisory Agreement (Arbor Fund), Investment Advisory Agreement (Sei Liquid Asset Trust)
Certain Records. Any records required to be maintained and preserved pursuant to the provisions provision of Rule 31a-1 and Rule 31a-2 promulgated under the Investment Company Act of 1940 Act which are prepared or maintained by the Adviser on behalf of the Trust are the property of the Trust and will be surrendered promptly to the Trust on request.
Appears in 3 contracts
Samples: Investment Advisory Agreement (Investment Managers Series Trust), Investment Advisory Agreement (Sti Classic Funds), Investment Advisory Agreement (Sti Classic Funds)
Certain Records. Any records required to be maintained and preserved pursuant to the provisions of Rule 31a-1 and Rule 31a-2 promulgated under the 1940 Act which are prepared or maintained by the Investment Adviser on behalf of the Trust are the property of the Trust and will be surrendered promptly to the Trust on request.
Appears in 3 contracts
Samples: Investment Advisory Agreement (Afl Cio Housing Investment Trust), Investment Advisory Agreement (Afl Cio Housing Investment Trust), Investment Advisory Agreement (Afl Cio Housing Investment Trust)
Certain Records. Any records required to be maintained and preserved --------------- pursuant to the provisions of Rule 31a-1 and Rule 31a-2 promulgated under the 1940 Act which are prepared or maintained by the Adviser on behalf of the Trust are the property of the Trust and will be surrendered promptly to the Trust on request.
Appears in 3 contracts
Samples: Investment Advisory Agreement (Advisors Inner Circle Fund), Investment Advisory Agreement (Advisors Inner Circle Fund), Investment Advisory Agreement (Advisors Inner Circle Fund)
Certain Records. Any records required to be maintained and preserved pursuant to the provisions of Rule 31a-1 31a1 and Rule 31a-2 31a2 promulgated under the 1940 Act which are prepared or maintained by the Adviser on behalf of the Trust are the property of the Trust and will be surrendered promptly to the Trust on request.
Appears in 2 contracts
Samples: Investment Advisory Agreement Constellation Funds (Constellation Funds), Investment Sub Advisory Agreement Constellation Funds (Constellation Funds)
Certain Records. Any records required to be maintained and preserved pursuant to the provisions of Rule 31a-1 and Rule 31a-2 promulgated under the 1940 Act which are prepared or maintained by the Adviser on behalf of the Trust are the property of the Trust and will be surrendered promptly to the Trust on request, provided, however, that the Adviser shall retain a copy of such records.
Appears in 2 contracts
Samples: Investment Advisory Agreement (Golden Oak Family of Funds), Agreement (Golden Oak Family of Funds)
Certain Records. Any records required to be maintained and preserved pursuant to the provisions of Rule 31a-1 and Rule 31a-2 promulgated under the 1940 Act which are prepared or maintained by the Adviser on behalf of the Trust are the property of the Trust and will be surrendered promptly to the Trust on request, provided, however, that the Adviser shall be permitted to retain any records that it is required to maintain under the federal securities laws.
Appears in 1 contract
Samples: Investment Advisory Agreement (Advisors Inner Circle Fund)
Certain Records. Any records required to be maintained and preserved pursuant to the provisions of Rule 31a-1 and Rule 31a-2 promulgated under the 1940 Investment Trust Act which are prepared or maintained by the Adviser Investment Manager on behalf of the Trust are the property of the Trust and will be surrendered promptly to the Trust on request.
Appears in 1 contract
Samples: Investment Management Agreement (Westlakes Institutional Portfolios)
Certain Records. Any records required to be maintained and preserved --------------- pursuant to the provisions of Rule 31a-1 and Rule 31a-2 promulgated under the 1940 Act which are prepared or maintained by the Sub-Adviser on behalf of the Trust are the property of the Trust and will be surrendered promptly to the Trust or the Adviser on request.
Appears in 1 contract
Certain Records. Any records required to be maintained and preserved pursuant to the provisions of Rule 31a-1 and Rule 31a-2 promulgated under the Investment Company Act of 1940 Act which are prepared or maintained by the Adviser on behalf of the Trust are the property of the Trust and will be surrendered promptly to the Trust on request. 9.
Appears in 1 contract
Samples: Investment Advisory Agreement (Advisors Inner Circle Fund)
Certain Records. Any records required to be maintained and preserved pursuant to the provisions of Rule 31a-1 31a-l and Rule 31a-2 promulgated under the 1940 Act which are prepared or maintained by the Adviser on behalf of the Trust are the property of the Trust and will be surrendered promptly to the Trust on request.
Appears in 1 contract
Samples: Investment Management Contract (Bt Investment Funds)
Certain Records. Any records required to be maintained and preserved pursuant to the provisions of Rule 31a-1 and Rule 31a-2 promulgated under the 1940 Act Investment Company Act, which are prepared or maintained by the Adviser Subadvisor on behalf of the Trust Trust, are the property of the Trust and will be surrendered promptly to the Trust on request.
Appears in 1 contract
Certain Records. Any records required to be maintained and preserved pursuant to the provisions of Rule 31a-1 and Rule 31a-2 promulgated under the 1940 Act which are prepared or maintained by the Adviser Subadviser on behalf of the Trust are the property of the Trust and will be surrendered promptly to the Trust on request.
Appears in 1 contract
Samples: Morgan Grenfell Investment Trust
Certain Records. Any records required to be maintained and preserved pursuant to the provisions of Rule Rules 31a-1 and Rule 31a-2 promulgated under the 1940 Act which are prepared or maintained by the Adviser Administrator on behalf of the Trust are the property of the Trust and will be surrendered promptly to the Trust on request. Such records shall be maintained in a readily accessible place as required by the rules under the 1940 Act.
Appears in 1 contract
Samples: Investment Administration Agreement (Sei Index Funds)
Certain Records. Any records required to be maintained and preserved pursuant to the provisions of Rule 31a-1 31 a- I and Rule 31a-2 Rule31 a-2 promulgated under the 1940 Act which are prepared or maintained by the Investment Adviser on behalf of the Trust are the property of the Trust and will be surrendered promptly to the Trust on request.
Appears in 1 contract
Samples: Investment Advisory Agreement (Afl Cio Housing Investment Trust)
Certain Records. Any records required to be maintained and preserved pursuant to the provisions of Rule 31a-1 and Rule 31a-2 promulgated under the 1940 Act which are prepared or maintained by the Adviser on behalf of the Trust are the property of the Trust and will be surrendered promptly to the Trust on request. Such records shall be maintained in a readily accessible place as required by the rules under the 1940 Act.
Appears in 1 contract
Certain Records. Any records required to be maintained and preserved pursuant to the provisions of Rule 31a-1 and Rule 31a-2 promulgated under the 1940 Act which are prepared or maintained by the Adviser on Sub-Advisor or behalf of the Trust are the property of the Trust and will be surrendered promptly to the Trust or Advisor on request.
Appears in 1 contract
Samples: Advisory Agreement (Professionally Managed Portfolios)
Certain Records. Any records required to be maintained and preserved pursuant to the provisions of Rule 31a-1 and Rule 31a-2 promulgated under the Investment Company Act of 1940 Act which are prepared or maintained by the Adviser Wellington on behalf of the Trust are the property of the Trust and will be surrendered promptly to the Trust or Adviser on request.
Appears in 1 contract
Certain Records. Any records required to be maintained and preserved pursuant to the provisions of Rule 31a-1 and Rule 31a-2 promulgated under the 1940 Act Investment Company Act, which are prepared or maintained by the Adviser Investment Manager on behalf of the Trust Trust, are the property of the Trust and will be surrendered promptly to the Trust on request.
Appears in 1 contract
Samples: Investment Advisory Agreement (PARADIGM Funds Trust)
Certain Records. Any records required to be maintained and preserved pursuant to the provisions of Rule 31a-1 and Rule 31a-2 promulgated under the 1940 Act which are prepared or maintained by the Adviser (or any Sub-Adviser) on behalf of the Trust are the property of the Trust and will be surrendered promptly to the Trust on request. The Adviser further agrees to preserve for the periods prescribed in Rule 31a-2 under the 1940 Act the records required to be maintained under Rule 31a-1 under the 1940 Act.
Appears in 1 contract
Certain Records. Any records required to be maintained and preserved pursuant to the provisions provision of Rule 31a-1 31a-l and Rule 31a-2 promulgated under the Investment Company Act of 1940 Act which are prepared or maintained by the Adviser on behalf of the Trust are the property of the Trust and will be surrendered promptly to the Trust on request.
Appears in 1 contract
Certain Records. Any records required to be maintained and preserved pursuant to the provisions of Rule 31a-1 and Rule 31a-2 promulgated under the 1940 Investment Company Act which are prepared or maintained by the Adviser or Sub-Adviser on behalf of the Trust are the property of the Trust and will be surrendered promptly to the Trust on request.
Appears in 1 contract
Certain Records. Any records required to be maintained and preserved pursuant to the provisions of Rule 31a-1 and Rule 31a-2 promulgated under the 1940 Act which are prepared or maintained by the Adviser on behalf of the Trust are the property of the Trust and will be surrendered promptly to the Trust on request; provided that Adviser shall be entitled to retain a copy of any and all such records at Adviser's own expense.
Appears in 1 contract
Samples: Investment Advisory Agreement (Advisors Inner Circle Fund)
Certain Records. Any records required to be maintained and preserved pursuant to the provisions of Rule 31a-1 and Rule 31a-2 3la-2 promulgated under the Investment Company Act of 1940 Act which are prepared or maintained by the Adviser on behalf of the Trust are the property of the Trust and will be surrendered promptly to the Trust on request.
Appears in 1 contract
Samples: Investment Advisory Agreement (Sei Tax Exempt Trust)
Certain Records. Any records required to be maintained and preserved pursuant to the provisions of Rule 31a-1 Ruley31a-1 and Rule 31a-2 Ruley31a-2 promulgated under the Investment Company Act of 1940 Act which are prepared or maintained by the Adviser on behalf of the Trust are the property of the Trust and will be surrendered promptly to the Trust on request.
Appears in 1 contract
Samples: Investment Management Contract (Morgan Grenfell Investment Trust)
Certain Records. Any records required to be maintained and preserved pursuant to the provisions of Rule 31a-1 and Rule 31a-2 promulgated under the Investment Company Act of 1940 Act which are prepared or maintained by the Adviser on behalf of the Trust are the property of the Trust and will be surrendered promptly to the Trust on request, provided, however, that the Adviser shall retain a copy of such records.
Appears in 1 contract
