Common use of CERTAIN OBLIGATIONS OF HOLDERS OF RECEIPTS Clause in Contracts

CERTAIN OBLIGATIONS OF HOLDERS OF RECEIPTS. AND THE COMPANY 10 Section 3.01 Filing Proofs, Certificates and Other Information. 10 Section 3.02 Payment of Fees and Expenses. 11 Section 3.03 Representations and Warranties as to Preferred Stock. 11 Section 3.04 Representation and Warranty as to Receipts and Depositary Shares. 11 ARTICLE 4 THE PREFERRED STOCK; NOTICES 12 Section 4.01 Cash Distributions. 12 Section 4.02 Distributions Other Than Cash. 12 Section 4.03 Subscription Rights, Preferences or Privileges. 13 Section 4.04 Notice of Dividends; Fixing of Record Date for Holders of Receipts. 14 Section 4.05 Voting Rights. 14 Section 4.06 Changes Affecting Preferred Stock and Reorganization Events. 15 Section 4.07 Inspection of Reports. 15 Section 4.08 Lists of Receipt Holders. 15 Section 4.09 Withholding. 15 ARTICLE 5 THE DEPOSITARY AND THE COMPANY 16 TABLE OF CONTENTS (continued) Page

Appears in 2 contracts

Samples: Deposit Agreement (Citigroup Inc), Deposit Agreement (Citigroup Inc)

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CERTAIN OBLIGATIONS OF HOLDERS OF RECEIPTS. AND THE COMPANY 10 Section 3.01 Filing Proofs, Certificates and Other Information. 10 Section 3.02 Payment of Fees and Expenses. 11 Section 3.03 Representations and Warranties as to Preferred Stock. 11 Section 3.04 Representation and Warranty as to Receipts and Depositary Shares. 11 ARTICLE 4 THE PREFERRED STOCK; NOTICES 12 Section 4.01 Cash Distributions. 12 Section 4.02 Distributions Other Than Cash. 12 Section 4.03 Subscription Rights, Preferences or Privileges. 13 Section 4.04 Notice of Dividends; Fixing of Record Date for Holders of Receipts. 14 Section 4.05 Voting Rights. 14 Section 4.06 Changes Affecting Preferred Stock and Reorganization Events. 15 Section 4.07 Inspection of Reports. 15 Section 4.08 Lists of Receipt Holders. 15 Section 4.09 Withholding. 15 ARTICLE 5 THE DEPOSITARY AND THE COMPANY 16 TABLE OF CONTENTS (continued) Page

Appears in 2 contracts

Samples: Deposit Agreement (Citigroup Inc), Deposit Agreement (Citigroup Inc)

CERTAIN OBLIGATIONS OF HOLDERS OF RECEIPTS. AND THE COMPANY 10 Section 3.01 Filing Proofs, Certificates and Other Information. 10 Section 3.02 Payment of Fees and Expenses. 11 Section 3.03 Representations and Warranties as to Preferred Stock. 11 Section 3.04 Representation and Warranty as to Receipts and Depositary Shares. 11 ARTICLE 4 THE PREFERRED STOCK; NOTICES 12 Section 4.01 Cash Distributions. 12 Section 4.02 Distributions Other Than Cash. 12 Section 4.03 Subscription Rights, Preferences or Privileges. 13 Section 4.04 Notice of Dividends; Fixing of Record Date for Holders of Receipts. 14 Section 4.05 Voting Rights. 14 Section 4.06 Changes Affecting Preferred Stock and Reorganization Events. 15 14 Section 4.07 Inspection of Reports. 15 Section 4.08 Lists of Receipt Holders. 15 Section 4.09 Withholding. 15 ARTICLE 5 THE DEPOSITARY AND THE COMPANY 16 TABLE OF CONTENTS (continued) Page

Appears in 1 contract

Samples: Deposit Agreement (Citigroup Inc)

CERTAIN OBLIGATIONS OF HOLDERS OF RECEIPTS. AND THE COMPANY 10 13 Section 3.01 3.01. Filing Proofs, ; Certificates and Other InformationInformation 13 Section 3.02. 10 Section 3.02 Payment of Fees and ExpensesExpenses 13 Section 3.03. 11 Representation and Warranty as to Preferred Shares 13 Section 3.03 3.04. Representations and Warranties as to Preferred Stock. 11 Section 3.04 Representation and Warranty as to Receipts and Depositary Shares. 11 Shares 13 ARTICLE 4 IV THE PREFERRED STOCK; NOTICES 12 14 Section 4.01 4.01. Dividends and Other Cash DistributionsDistributions 14 Section 4.02. 12 Section 4.02 Distributions Other Than CashCash 14 Section 4.03. 12 Section 4.03 Subscription Rights, Preferences or PrivilegesPrivileges 15 Section 4.04. 13 Section 4.04 Notice of DividendsDistributions; Fixing of Record Date for Holders of ReceiptsReceipts 15 Section 4.05. 14 Voting Rights 16 Section 4.05 Voting Rights4.06. 14 Section 4.06 Changes Affecting Preferred Stock Shares and Reorganization EventsReclassifications, Recapitalizations, etc. 15 16 Section 4.07 Inspection 4.07. Delivery of ReportsReports 17 Section 4.08. 15 Section 4.08 Lists of Receipt HoldersHolders 17 Section 4.09. 15 Section 4.09 Withholding. 15 ARTICLE 5 THE DEPOSITARY AND THE COMPANY 16 TABLE OF CONTENTS (continued) PageTax and Regulatory Compliance 17

Appears in 1 contract

Samples: Deposit Agreement (First Citizens Banc Corp /Oh)

CERTAIN OBLIGATIONS OF HOLDERS OF RECEIPTS. AND THE COMPANY 10 12 Section 3.01 Filing Proofs, Certificates and Other Information. 10 12 Section 3.02 Payment of Fees and Expenses. 11 12 Section 3.03 Representations and Warranties as to Preferred Stock. 11 12 Section 3.04 Representation and Warranty as to Receipts and Depositary Shares. 11 12 Section 3.05 Taxes. 12 ARTICLE 4 THE PREFERRED STOCK; NOTICES 12 13 Section 4.01 Cash Distributions. 12 13 Section 4.02 Distributions Other Than Cash. 12 13 Section 4.03 Subscription Rights, Preferences or Privileges. 13 14 Section 4.04 Notice of Dividends; Fixing of Record Date for Holders of Receipts. 14 15 Section 4.05 Voting Rights. 14 15 Section 4.06 Changes Affecting Preferred Stock and Reorganization Events. 15 16 Section 4.07 Inspection of Reports. 15 16 Section 4.08 Lists of Receipt Holders. 15 16 Section 4.09 Withholding. 15 ARTICLE 5 THE DEPOSITARY AND THE COMPANY 16 TABLE OF CONTENTS (continued) Page

Appears in 1 contract

Samples: Deposit Agreement (Citigroup Inc)

CERTAIN OBLIGATIONS OF HOLDERS OF RECEIPTS. AND THE COMPANY 10 CORPORATION 9 Section 3.01 3.1 Filing Proofs, Certificates Certificate of Designations and Other Information. 9 Section 3.2 Payment of Taxes or Other Governmental Charges. 10 Section 3.02 Payment of Fees and Expenses3.3 Warranty as to Series A Preferred Stock. 10 Section 3.4 Warranty as to Receipts. 10 ARTICLE IV THE DEPOSITED SECURITIES; NOTICES 10 Section 4.1 Cash Distributions. 10 Section 4.2 Distributions Other than Cash, Rights, Preferences or Privileges. 11 Section 3.03 Representations and Warranties as to Preferred Stock. 11 Section 3.04 Representation and Warranty as to Receipts and Depositary Shares. 11 ARTICLE 4 THE PREFERRED STOCK; NOTICES 12 Section 4.01 Cash Distributions. 12 Section 4.02 Distributions Other Than Cash. 12 Section 4.03 4.3 Subscription Rights, Preferences or Privileges. 13 11 Section 4.04 4.4 Notice of Dividends, etc.; Fixing of Record Date for Holders of Receipts. 14 12 Section 4.05 4.5 Voting Rights. 14 13 Section 4.06 4.6 Changes Affecting Preferred Stock Deposited Securities and Reorganization EventsReclassifications, Recapitalizations, etc. 15 13 Section 4.07 Inspection 4.7 Delivery of Reports. 15 14 Section 4.08 4.8 Lists of Receipt Holders. 15 Section 4.09 Withholding. 15 ARTICLE 5 THE DEPOSITARY AND THE COMPANY 16 TABLE OF CONTENTS (continued) 14 Page

Appears in 1 contract

Samples: Deposit Agreement (Stifel Financial Corp)

CERTAIN OBLIGATIONS OF HOLDERS OF RECEIPTS. AND THE COMPANY 10 12 Section 3.01 Filing Proofs, Certificates and Other Information. 10 Information 12 Section 3.02 Payment of Fees and Expenses. 11 Expenses 12 Section 3.03 Representations and Warranties as to Preferred Stock. 11 Stock 12 Section 3.04 Representation and Warranty as to Receipts and Depositary Shares. 11 Shares 12 Section 3.05 Taxes 12 ARTICLE 4 THE PREFERRED STOCK; NOTICES 12 13 Section 4.01 Cash Distributions. 12 Distributions 13 Section 4.02 Distributions Other Than Cash. 12 Cash 13 Section 4.03 Subscription Rights, Preferences or Privileges. 13 Privileges 14 Section 4.04 Notice of Dividends; Fixing of Record Date for Holders of Receipts. 14 Receipts 15 Section 4.05 Voting Rights. 14 Rights 15 Section 4.06 Changes Affecting Preferred Stock and Reorganization Events. 15 Events 16 Section 4.07 Inspection of Reports. 15 Reports 16 Section 4.08 Lists of Receipt Holders. 15 Holders 16 Section 4.09 Withholding. 15 ARTICLE 5 THE DEPOSITARY AND THE COMPANY Withholding 16 TABLE OF CONTENTS (continued) Page

Appears in 1 contract

Samples: Deposit Agreement (Citigroup Inc)

CERTAIN OBLIGATIONS OF HOLDERS OF RECEIPTS. AND THE COMPANY 10 Section 3.01 Filing Proofs, Certificates and Other Information. 10 Section 3.02 Payment of Fees and Expenses. 11 Section 3.03 Representations and Warranties as to Preferred Stock. 11 Section 3.04 Representation and Warranty as to Receipts and Depositary Shares. 11 ARTICLE 4 THE PREFERRED STOCK; NOTICES 12 Section 4.01 Cash Distributions. 12 Section 4.02 Distributions Other Than Cash. 12 Section 4.03 Subscription Rights, Preferences or Privileges. 13 Section 4.04 Notice of Dividends; Fixing of Record Date for Holders of Receipts. 14 Section 4.05 Voting Rights. 14 Section 4.06 Changes Affecting Preferred Stock and Reorganization Events. 15 Section 4.07 Inspection of Reports. 15 Section 4.08 Lists of Receipt Holders. 15 Section 4.09 Withholding. 15 ARTICLE 5 THE DEPOSITARY AND THE COMPANY 16 TABLE OF CONTENTS (continued) Page15

Appears in 1 contract

Samples: Deposit Agreement (Citigroup Inc)

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CERTAIN OBLIGATIONS OF HOLDERS OF RECEIPTS. AND THE COMPANY 10 11 Section 3.01 Filing Proofs, Certificates and Other Information. 10 11 Section 3.02 Payment of Fees and Expenses. 11 12 Section 3.03 Representations and Warranties as to Preferred Stock. 11 12 Section 3.04 Representation and Warranty as to Receipts and Depositary Shares. 11 12 Section 3.05 Taxes. 12 ARTICLE 4 THE PREFERRED STOCK; NOTICES 12 13 Section 4.01 Cash Distributions. 12 13 Section 4.02 Distributions Other Than Cash. 12 13 Section 4.03 Subscription Rights, Preferences or Privileges. 13 Section 4.04 Notice of Dividends; Fixing of Record Date for Holders of Receipts. 14 15 Section 4.05 Voting Rights. 14 15 Section 4.06 Changes Affecting Preferred Stock and Reorganization Events. 15 Section 4.07 Inspection of Reports. 15 16 Section 4.08 Lists of Receipt Holders. 15 16 Section 4.09 Withholding. 15 ARTICLE 5 THE DEPOSITARY AND THE COMPANY 16 TABLE OF CONTENTS (continued) Page

Appears in 1 contract

Samples: Deposit Agreement (Citigroup Inc)

CERTAIN OBLIGATIONS OF HOLDERS OF RECEIPTS. AND THE COMPANY 10 11 Section 3.01 Filing Proofs, Certificates and Other Information. 10 11 Section 3.02 Payment of Fees and Expenses. 11 Section 3.03 Representations and Warranties as to Preferred Stock. 11 Section 3.04 Representation and Warranty as to Receipts and Depositary Shares. 11 Section 3.05 Taxes. 11 ARTICLE 4 THE PREFERRED STOCK; NOTICES 12 Section 4.01 Cash Distributions. 12 Section 4.02 Distributions Other Than Cash. 12 Section 4.03 Subscription Rights, Preferences or Privileges. 13 Section 4.04 Notice of Dividends; Fixing of Record Date for Holders of Receipts. 14 Section 4.05 Voting Rights. 14 Section 4.06 Changes Affecting Preferred Stock and Reorganization Events. 15 Section 4.07 Inspection of Reports. 15 Section 4.08 Lists of Receipt Holders. 15 Section 4.09 Withholding. 15 ARTICLE 5 THE DEPOSITARY AND THE COMPANY 16 TABLE OF CONTENTS (continued) Page

Appears in 1 contract

Samples: Deposit Agreement (Citigroup Inc)

CERTAIN OBLIGATIONS OF HOLDERS OF RECEIPTS. AND THE COMPANY 10 Section 3.01 Filing Proofs, Certificates and Other Information. Information 10 Section 3.02 Payment of Fees and Expenses. Expenses 11 Section 3.03 Representations and Warranties as to Preferred Stock. Stock 11 Section 3.04 Representation and Warranty as to Receipts and Depositary Shares. Shares 11 ARTICLE 4 THE PREFERRED STOCK; NOTICES 12 Section 4.01 Cash Distributions. Distributions 12 Section 4.02 Distributions Other Than Cash. Cash 12 Section 4.03 Subscription Rights, Preferences or Privileges. Privileges 13 Section 4.04 Notice of Dividends; Fixing of Record Date for Holders of Receipts. Receipts 14 Section 4.05 Voting Rights. Rights 14 Section 4.06 Changes Affecting Preferred Stock and Reorganization Events. Events 15 Section 4.07 Inspection of Reports. Reports 15 Section 4.08 Lists of Receipt Holders. Holders 15 Section 4.09 Withholding. Withholding 15 ARTICLE 5 THE DEPOSITARY AND THE COMPANY 16 TABLE OF CONTENTS (continued) Page

Appears in 1 contract

Samples: Deposit Agreement (Citigroup Inc)

CERTAIN OBLIGATIONS OF HOLDERS OF RECEIPTS. AND THE COMPANY 10 12 Section 3.01 Filing Proofs, Certificates and Other Information. 10 12 Section 3.02 Payment of Fees and Expenses. 11 12 Section 3.03 Representations and Warranties as to Preferred Stock. 11 12 Section 3.04 Representation and Warranty as to Receipts and Depositary Shares. 11 12 Section 3.05 Taxes. 12 ARTICLE 4 THE PREFERRED STOCK; NOTICES 12 13 Section 4.01 Cash Distributions. 12 13 Section 4.02 Distributions Other Than Cash. 12 13 Section 4.03 Subscription Rights, Preferences or Privileges. 13 14 Section 4.04 Notice of Dividends; Fixing of Record Date for Holders of Receipts. 14 15 Section 4.05 Voting Rights. 14 15 Section 4.06 Changes Affecting Preferred Stock and Reorganization Events. 15 16 Section 4.07 Inspection of Reports. 15 16 Section 4.08 Lists of Receipt Holders. 15 16 Section 4.09 Withholding. 15 16 TABLE OF CONTENTS (continued) Page ARTICLE 5 THE DEPOSITARY AND THE COMPANY 16 TABLE OF CONTENTS (continued) Page17 Section 5.01 Maintenance of Offices, Agencies and Transfer Books by the Depositary and the Registrar. 17

Appears in 1 contract

Samples: Deposit Agreement (Citigroup Inc)

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