Books and Records. Assure that all financial, accounting and other records required to be maintained and preserved by the Adviser on behalf of the Trust are maintained and preserved by it in accordance with applicable laws and regulations.
Appears in 452 contracts
Samples: Investment Advisory Agreement (Northern Lights Fund Trust IV), Investment Advisory Agreement (Northern Lights Fund Trust Iii), Investment Advisory Agreement (Northern Lights Fund Trust Iii)
Books and Records. Assure that all financial, accounting and other records required to be maintained and preserved by the Adviser on behalf of the Trust are maintained and preserved by it or on its behalf in accordance with applicable laws and regulations.
Appears in 59 contracts
Samples: Investment Advisory Agreement (Northern Lights Fund Trust), Investment Advisory Agreement (Advisorone Funds), Investment Advisory Agreement (Northern Lights Fund Trust)
Books and Records. Assure The Adviser will assure that all financial, accounting and other records required to be maintained and preserved by the Adviser on behalf of the Trust are maintained and preserved by it in accordance with applicable laws and regulations.
Appears in 22 contracts
Samples: Investment Advisory Agreement (Horizon Funds), Investment Advisory Agreement (Horizon Funds), Investment Advisory Agreement (Horizon Funds)
Books and Records. Assure that all financial, accounting and other records required to be maintained and preserved by the Adviser on behalf of the Trust Fund are maintained and preserved by it in accordance with applicable laws and regulations.
Appears in 17 contracts
Samples: Investment Advisory Agreement (Advisors Preferred Trust), Investment Advisory Agreement (Advisors Preferred Trust), Investment Advisory Agreement (Arrow Investments Trust)
Books and Records. Assure that all financial, accounting and other records required to be maintained and preserved by the Adviser on behalf of the Trust Fund are maintained and preserved by it in accordance with applicable laws and regulations.;
Appears in 9 contracts
Samples: Investment Advisory Agreement (Tidal Trust II), Investment Advisory Agreement (Tidal Trust II), Agreement (Tidal ETF Trust)
Books and Records. Assure that all financial, accounting and other records required to be maintained and preserved by the Co-Adviser on behalf of the Trust are maintained and preserved by it in accordance with applicable laws and regulations.
Appears in 5 contracts
Samples: Investment Advisory Agreement (Northern Lights Variable Trust), Investment Advisory Agreement (Northern Lights Fund Trust), Investment Advisory Agreement (Northern Lights Fund Trust)
Books and Records. Assure that all financial, accounting and other records required to be maintained and preserved by the Adviser and Sub-Adviser on behalf of the Trust are maintained and preserved by it in accordance with applicable laws and regulations.
Appears in 2 contracts
Samples: Investment Advisory Agreement (Northern Lights Fund Trust IV), Investment Advisory Agreement (Northern Lights Fund Trust IV)
Books and Records. Assure that all financial, accounting and other records required to be maintained and preserved by the Adviser on behalf of the Trust Fund are maintained and preserved by it the Adviser in accordance with applicable laws and regulations.
Appears in 2 contracts
Samples: Investment Advisory Agreement (Northern Lights Fund Trust), Investment Advisory Agreement (Northern Lights Fund Trust)
Books and Records. Assure that all financial, accounting and other records required to be maintained and preserved by the Adviser on behalf of the Trust Funds are maintained and preserved by it in accordance with applicable laws and regulations.
Appears in 2 contracts
Samples: Investment Advisory Agreement (Northern Lights Fund Trust), Investment Advisory Agreement (Northern Lights Fund Trust)
Books and Records. Assure Ensure that all financial, accounting and other records required to be maintained and preserved by the Adviser on behalf of the Trust are maintained and preserved by it in accordance with applicable laws and regulations.
Appears in 1 contract
Samples: Investment Advisory Agreement (Northern Lights Fund Trust Ii)
Books and Records. Assure that all financial, compliance, accounting and other records required to be maintained and preserved by the Adviser on behalf of the Trust are maintained and preserved by it in accordance with applicable laws and regulations.
Appears in 1 contract
Samples: Investment Advisory Agreement (Northern Lights Fund Trust Iii)
Books and Records. Assure that all financial, accounting and other records required to be maintained and preserved by the Adviser on behalf of the Trust Company are maintained and preserved by it in accordance with applicable laws and regulations.
Appears in 1 contract
Samples: Investment Advisory Agreement (Northern Lights Variable Trust)
