BENEFICIAL OWNERSHIP REPORTING COMPLIANCE. Section 16(a) of the Exchange Act requires the Company's officers and directors, and persons who own more than 10% of a registered class of the Company's equity securities, to file reports of ownership and changes in ownership with the Commission. Officers, directors and greater than 10% shareholders are required by the Exchange Act to furnish the Company with copies of all Section 16(a) forms they file.
BENEFICIAL OWNERSHIP REPORTING COMPLIANCE. ... 67 PERSONS MAKING THE SOLICITATION; EXPENSES OF SOLICITATION... 67
BENEFICIAL OWNERSHIP REPORTING COMPLIANCE. Section 16(a) of the Securities Exchange Act of 1934, as amended, requires the Company's directors, executive officers and persons who own more than ten percent of a registered class of the Company's equity securities, to file with the Securities and Exchange Commission (the "SEC") initial reports of ownership and reports of changes in ownership of common stock and other equity securities of the Company. Officers, directors and greater-than-ten-percent beneficial owners are required by SEC regulations to furnish the Company with copies of all Section 16(a) reports they file. Based solely upon review of the copies of such reports furnished to the Company and written representations that no other reports were required, the Company believes that there was compliance for the fiscal year ended December 31, 2000, with all Section 16(a) filing requirements applicable to the Company's officers, directors and greater-than-ten-percent beneficial owners.
BENEFICIAL OWNERSHIP REPORTING COMPLIANCE. Section 16(a) of the Exchange Act requires the Company's directors, executive officers and persons who own more than ten percent of a registered class of the Company's equity securities, to file reports of ownership on Form 3 and changes in ownership on Form 4 or 5 with the Commission. Such officers, directors and ten-percent stockholders are also required by SEC rules to furnish the Company with copies of all Section 16(a) reports they file. Based solely on its review of the copies of such forms received by it, or written representation from certain reporting persons that they were not required to file a Form 5, the Company believes that, during the fiscal year ended December 31, 1998, its officers, directors and ten-percent stockholders complied with all Section 16(a) filing requirements applicable to such individuals. Proposals of Stockholders A stockholder who intends to present a proposal at the 2000 Annual Meeting of Stockholders for inclusion in the Company's 2000 proxy statement and proxy card relating to that meeting must submit such proposal by December 2, 1999. In order for the proposal to be included in the proxy statement, the stockholder submitting the proposal must meet certain eligibility standards and comply with certain procedures established by the Commission, and the proposal must comply with the requirements as to form and substance established by applicable laws and regulations. The proposal must be mailed to the Company's principal executive office, at the address stated herein, and should be directed to the attention of the Chief Financial Officer. FORM 10-K A copy of the Company's Annual Report on Form 10-K for the fiscal year ended December 31, 1998 as filed with the Commission, except for exhibits, will be furnished without charge to any stockholder upon written request to Xx. Xxxxx Xxxxxx, Director of Investor Relations, American Tower Corporation, 000 Xxxxxxxxxx Xxxxxx, Xxxxxx, Xxxxxxxxxxxxx 00000. By Order of the Board of Directors /s/ Xxxxxx X. Xxxxx Xxxxxx X. Xxxxx Chairman of the Board, President and Chief Executive Officer March 12, 1999 PROXY AMERICAN TOWER CORPORATION PROXY CLASS A CLASS A 000 XXXXXXXXXX XXXXXX XXXXXX, XXXXXXXXXXXXX 00000 THIS PROXY IS SOLICITED ON BEHALF OF THE BOARD OF DIRECTORS The undersigned hereby appoints XXXXXX X. XXXXX, XXXXXX X. XXXX and XXXXXXX
BENEFICIAL OWNERSHIP REPORTING COMPLIANCE. Section 16(a) of the Exchange Act ("Section 16") requires the Company's executive officers, directors and beneficial owners of more than 10% of the Company's Common Stock (collectively, "Insiders") to file reports of ownership and changes in ownership of Common Stock of the Company with the Securities and Exchange Commission and the New York Stock Exchange, and to furnish the Company with copies of all Section 16(a) forms they file. The Company became subject to Section 16 in conjunction with the registration of its Common Stock under the Exchange Act effective October 31, 1995. Based solely on its review of the copies of such forms received by it, or written representations from certain reporting persons that no Form 5's were required for those persons, the Company believes that its Insiders complied with all applicable Section 16 filing requirements during fiscal 1997.
BENEFICIAL OWNERSHIP REPORTING COMPLIANCE. Our executive officers and directors are required under the Securities Exchange Act of 1934 (the “Exchange Act”) to file reports of ownership of common stock of the Company with the SEC. Copies of those reports must also be furnished to the Company. Based solely on a review of the copies of reports furnished to the Company and written representations that no other reports were required, the Company believes that during fiscal 2009 the executive officers and directors of the Company timely complied with all applicable filing requirements, except that due to a technical administrative error, one report filed on behalf of Mr. Komaroff covering two transactions, which was attempted to be timely filed on March 3, 2009 but was inadvertently filed as a test filing, was not officially filed as a live filing until March 11, 2009.
BENEFICIAL OWNERSHIP REPORTING COMPLIANCE. Due to an internal administrative oversight, Form 5s for three executive officers were not filed on a timely basis. No transaction was involved as the filings related to repricing of options. PRINCIPAL STOCKHOLDERS OF FEDDERS The following table sets forth information at December 12, 2001 with respect to the beneficial ownership of our voting securities by all persons known by the us to own more than 5% of Fedders' outstanding voting securities. Unless otherwise indicated, the owners listed have sole voting and investment power. AMOUNT NAME AND ADDRESS OF BENEFICIALLY PERCENT TITLE OF CLASS BENEFICIAL OWNER (1) OWNED OF CLASS ------------------------- --------------------------------------- ----------------------- ---------------------- Class B Stock Salvatore Giordano 2,262,566 09.82% Joseph Giordano and Sal Giordano, Jr. x/x Xxxxxrs Coxxxxxxxxx Xxxxxxx Xoxxxx, XX 07938
BENEFICIAL OWNERSHIP REPORTING COMPLIANCE. Section 16(a) of the Securities Exchange Act of 1934 requires the Company's executive officers and directors and greater-than-10% stockholders to file reports of their beneficial ownership of Common Stock, and to provide the Company with copies of all reports they file. The rules of the SEC require the Company to disclose in this Information Statement any late filings of these reports. Based on our review of these reports and certifications given to us, we believe that there were no late filings in 2000.
BENEFICIAL OWNERSHIP REPORTING COMPLIANCE. Section 16(a) of the 1934 Act and regulations of the Commission thereunder require the Company's officers and directors and persons who own more than ten percent of the Company's Common Stock, as well as certain affiliates of such persons, to file initial reports of ownership and changes in ownership with the Commission. Officers, directors and persons owning more than ten percent of the Company's Common Stock are additionally required to furnish the Company with copies of all Section 16(a) forms they file. Based solely on its review of the copies of such forms received by it and written representations that no other reports were required for those persons, the Company believes that all filing requirements applicable to its officers, directors and owners of more than ten percent of the Company's Common Stock have been made as required with respect to fiscal year 1999.
BENEFICIAL OWNERSHIP REPORTING COMPLIANCE. Section 16(a) of the Exchange Act requires the Company's executive officers and directors and greater-than-10% shareholders to file reports of their beneficial ownership of Common Stock, and to provide the Company with copies of all reports they file. The rules of the SEC require the Company to disclose in this Information Statement any late filings of these reports. Based on the Company's review of copies of such reports received by the Company and written representations of its directors and executive officers, the Company believes that during the year ended December 31, 2000, all filing requirements pursuant to Section 16(a) of the Exchange Act were satisfied except for an inadvertent late filing of a Form 3 by Tamxx Xxxxxx. APPENDIX A AUDIT COMMITTEE CHARTER NATIONAL BANCSHARES CORPORATION OF TEXAS PURPOSE It is the policy of National Bancshares Corporation of Texas (the Company) to establish and support a committee of the Board of Directors of the Company to have oversight over all issues related to audit activities of the Company, either internal or external. This committee will be known as the Audit Committee (the Committee) and is charged with the primary responsibility to assist the Board of Directors (the Board) in fulfilling its oversight responsibilities by reviewing the financial information provided to shareholder and others, and the system of internal controls.
