Banks and Brokers Sample Clauses

Banks and Brokers. Schedule 4.16 attached hereto sets forth the ----------------------- name of each bank, trust company, securities or other broker or other financial institution: (a) with which the Seller has any account, lock box, safe deposit box or vault for the exclusive purpose of providing or maintaining banking or other financial services to any of the Automotive Filter Companies; and (b) with which any of the Automotive Filter Companies has any account, lock box, safe deposit box or vault.
Sample 1See All (4)
AutoNDA by SimpleDocs
Banks and Brokers. We are a bank or broker and are making this application on behalf of clients for investment purposes. We hereby make each of the declarations in this application on behalf of such clients and further covenant that we will notify the Fund if we become aware that any such client has become a US Person, that we will not at any time knowingly transfer or deliver Investor Shares or any interest therein to a US Person and that we will not make any transfer of Investor Shares in the United States.
Sample 1
Banks and Brokers. 20 ------------------ 4.17 Employee Benefit Plans . . . . . . . . . . . . . . . . . . . . . . . . . . . 21 ---------------------- 4.18 Consents and Approvals . . . . . . . . . . . . . . . . . . . . . . . . . . . 27 ---------------------- 4.19 Environmental Protection . . . . . . . . . . . . . . . . . . . . . . . . . . 28 ------------------------ 4.20 Insurance. . . . . . . . . . . . . . . . . . . . . . . . . . . . 31 ---------- 4.21 Contracts and Commitments. . . . . . . . . . . . . . . . . . . . . . . . . . 32 -------------------------- 4.22 Tax Matters. . . . . . . . . . . . . . . . . . . . . . . . . . . . 34 ------------ 4.23 Labor Relations. . . . . . . . . . . . . . . . . . . . . . . . . . . . 36 ---------------- 4.24 Customers and Suppliers. . . . . . . . . . . . . . . . . . . . . . . . . . . 37 ------------------------
Sample 1
Banks and Brokers. We are a bank or broker and are making this application on behalf of clients for investment purposes. We hereby make each of the declarations in Section B above and Section D below on behalf of such clients.
Sample 1
Banks and Brokers. Schedule 5.16 attached hereto sets forth the name of each bank, trust company, securities or other broker or other financial institution with which the Company and ADSI have an account, lock box, safe deposit box or vault, or otherwise maintains relations in connection with the conduct by the Company or ADSI of the Business, the account number of any such account, lock box, safe deposit box or vault and the name of each individual having any authority to withdraw any funds contained in any such account, lock box, safe deposit box or vault.
Sample 1
Banks and Brokers. Letter of Credit and Bond. Schedule 4.16 attached hereto sets forth with respect to the Filter Business the name of each bank, trust company, securities or other broker or other financial institution: (a) with which the Sellers have any account, lock box, safe deposit box or vault for the exclusive purpose of providing or maintaining banking or other financial services to any of the Sellers; (b) with which any of the Transferred Subsidiaries has any account, lock box, safe deposit box or vault; and (c) with which any of the Sellers or Transferred Subsidiaries has an outstanding bond or letter of credit.
Sample 1
Banks and Brokers. Schedule 3.5(d) contains an accurate and complete list of (i) the name of each bank, trust company and stock or other broker with which the Company has an account, credit line or safety deposit box or vault, or otherwise maintains relations, and the account number thereof, (ii) the names of all persons authorized to draw thereon or to have access to any safe deposit box or vault, (iii) the purpose of each such account, safe deposit box or vault, and (iv) the names of all persons authorized by proxies, powers of attorney or other like instruments to act on behalf of the Company in matters concerning any of its business or affairs. No such proxies, powers of attorney or other like instruments are irrevocable.
Sample 1
AutoNDA by SimpleDocs
Banks and Brokers. Schedule 4.16 attached hereto sets forth the name of each bank, trust company, securities or other broker or other financial institution: (a) with which Seller has any account, lock box, safe deposit box or vault for the exclusive purpose of providing or maintaining banking or other financial services to Vapor Canada; and (b) with which Vapor Canada has any account, lock box, safe deposit box or vault.
Sample 1

Related to Banks and Brokers

  • Finders and Brokers Except as set forth on Schedule 3.17, no broker, finder or investment banker is entitled to any brokerage, finder’s or other fee or commission from the Purchaser, the Target Companies or any of their respective Affiliates in connection with the transactions contemplated hereby based upon arrangements made by or on behalf of the Purchaser.

  • Real Estate Brokers (See also Paragraph 15)

  • No Brokers The Company has taken no action which would give rise to any claim by any person for brokerage commissions, transaction fees or similar payments relating to this Agreement or the transactions contemplated hereby.

  • Finders; Brokers None of the Seller Parties has employed any finder or broker in connection with the Purchase who would have a valid claim for a fee or commission from Purchaser in connection with the negotiation, execution or delivery of this Agreement or any of the other Transaction Documents or the consummation of any of the transactions contemplated hereby or thereby.

  • Brokers No broker, finder or investment banker is entitled to any brokerage, finder’s or other fee or commission in connection with the transactions contemplated by this Agreement based upon arrangements made by or on behalf of Buyer.

  • REAL ESTATE BROKER Tenant represents to Landlord that Tenant has not dealt with any real estate broker with respect to this Lease except for any broker(s) listed in the Schedule, and no other broker is in any way entitled to any broker's fee or other payment in connection with this Lease. Tenant shall indemnify and defend Landlord against any claims by any other broker or third party for any payment of any kind in connection with this Lease.

  • Affiliated Brokers The Adviser or any of its affiliates may act as broker in connection with the purchase or sale of securities or other investments for a Fund, subject to: (i) the requirement that the Adviser seek to obtain best execution and price within the policy guidelines determined by the Board and set forth in the Fund’s current prospectus and SAI; (ii) the provisions of the 1940 Act; (iii) the provisions of the Advisers Act; (iv) the provisions of the 1934 Act; and (v) other provisions of applicable law. These brokerage services are not within the scope of the duties of the Adviser under this Agreement. Subject to the requirements of applicable law and any procedures adopted by the Board, the Adviser or its affiliates may receive brokerage commissions, fees or other remuneration from a Fund for these services in addition to the Adviser’s fees for services under this Agreement.

  • Selection of Brokers and Dealers To the extent permitted by the policy guidelines set forth in the Trust's current Prospectus and SAI, in the selection of brokers and dealers to execute portfolio transactions, the Subadviser is authorized to consider not only the available prices and rates of brokerage commissions, but also other relevant factors, which may include, without limitation: the execution capabilities of the brokers and dealers; the research, custody, and other services provided by the brokers and dealers that the Subadviser believes will enhance its general portfolio management capabilities; the size of the transaction; the difficulty of execution; the operational facilities of these brokers and dealers; the risk to a broker or dealer of positioning a block of securities; and the overall quality of brokerage and research services provided by the brokers and dealers. In connection with the foregoing, the Subadviser is specifically authorized to pay those brokers and dealers who provide brokerage and research services to the Subadviser a higher commission than that charged by other brokers and dealers if the Subadviser determines in good faith that the amount of the commission is reasonable in relation to the value of the services in terms of either the particular transaction or in terms of the Subadviser's overall responsibilities with respect to the Portfolio and to any other client accounts or portfolios that the Subadviser advises. The execution of such transactions shall not be considered to represent an unlawful breach of any duty created by this Agreement or otherwise.

  • The Broker Dealer understands and agrees that in performing the services covered by this Agreement, it is acting in the capacity of an independent contractor and not as an agent or employee of PEPCO, and that it is not authorized to act for, or make any representation on behalf of, PEPCO or the Insurer except as specified herein. Broker-Dealer understands and agrees that PEPCO shall execute telephone transfer orders only in accordance with the terms and conditions of the then current prospectus applicable to the contracts and/or policies and agrees that, in consideration for the Broker-Dealer's right to exercise the telephone transfer privilege, neither PEPCO nor the Insurer will be liable for any loss, injury or damage incurred as a result of acting upon, nor will they be held responsible for the authenticity of, any telephone instructions containing unauthorized, incorrect or incomplete information. Broker-Dealer agrees to indemnify and hold harmless PEPCO and the Insurer against any loss, injury or damage resulting from any telephone exchange instruction containing unauthorized, incorrect or incomplete information received from Broker-Dealer or any of its registered representatives. (Telephone instructions are recorded on tape.)

Time is Money Join Law Insider Premium to draft better contracts faster.